CAT Caterpillar Inc.
XNYS
740.21
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
CAT
$740.21
—
Key stats
$740.21
- 52-Week Range
- $510.21 – $1073.46
- YTD
- +23.70%
- IV Rank (30D)
- 53.01
- Straddle Price
- $77.35
- P/C Vol Ratio
- 0.89
- Market Cap
- $333.4B
- Open
- $745.00
- Day Range
- $729.88 – $745.00
- Volume
- 2,152,480
- Prev Close
- $725.24
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.09% |
| Beta vs SPY | 1.01 |
| Cost of Equity (CAPM) | 10.63% (VRP-adj) |
| WACC | 10.19% |
| Volatility Risk Premium | +26.8pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 23.5% |
| Rev. Growth (YoY, DCF input) | +16.5% |
| DCF Horizon | 10 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.10 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $9.8B |
| Return on Equity (TTM) | 55.9% |
| Book / Price | 5.7% |
| Gross Margin (TTM) | 34.3% |
| FCF Margin (TTM) | 13.2% |
| Debt / Equity | 1.65 |
| Quality Score | 3/6 — normal (10y DCF) |
| Market-Implied Growth | +20.6% (reverse-DCF on current price) |
| SMA 50 | $808.18 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $796.43 |
| Bollinger Width / SMA20 | 2.6% (drives anchor stability) |
| Net Debt | $25.3B |
| Market Cap | $339B |
Peers used for multiples: BA, GE, GEV, HON, LRCX, NVDA, PWR, RTX
60-Day Conviction
92%
20-Day Fair Value
≈ by Nov 19, 2026
$758.96
α +2.5%
rank 53%
conviction
95%
40-Day Fair Value
≈ by Dec 18, 2026
$763.80
α +3.2%
rank 34%
conviction
87%
60-Day Fair Value
≈ by Jan 18, 2027
$770.22
α +4.1%
rank 38%
conviction
92%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $564.85 | 19% | |
| DDM (Gordon) | $117.15 | 0% | |
| Peer P/E | $887.84 | 9% | median 34.7× · 8 peers |
| Peer EV/EBITDA | $1129.75 | 9% | median 31.0× · 7 peers |
| Peer P/B | $798.81 | 2% | median 19.3× · 8 peers |
| Peer P/S | $762.54 | 6% | median 4.3× · 8 peers |
| Market Anchor (SMA50) | $808.18 | 38% | stability 100% (BB-width) |
| Options Expected (B-L 30d) | $726.12 | 19% | 109 strikes · skew +0.27 |
As of 2026-10-21 · updated
Related
About
- Industry (SIC)
- CONSTRUCTION MACHINERY & EQUIP (3531) · industry map
- Exchange
- XNYS
- Market Cap
- $333.4B
- Employees
- 118,000
- List Date
- 1929-12-02
- CIK
- 0000018230
- Next Earnings
- 2026-10-29 (Pre-Market)
- EPS Forecast
- $7.12 (11 est.)
- Headquarters
- Irving, TX
- Homepage
- https://www.caterpillar.com
Caterpillar is the world's leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. Its reporting segments are construction, resource, energy, and transportation. Market share approaches 20% across many products. Caterpillar operates a captive finance subsidiary to facilitate sales. The firm has a global reach that is approximately evenly balanced between the US and the rest of the world. Construction skews more domestic, while the other divisions are more geographically diversified. An inde…
Summary
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composite
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No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 0.38% | -2.63% | 5.61% | 2.60% | 3.24% | 9.85% | 3.18% |
| Feb | 16.87% | -8.65% | -4.00% | 8.54% | -4.87% | 7.51% | 2.57% |
| Mar | 5.51% | 21.87% | -7.97% | 8.83% | -0.67% | -5.83% | 3.62% |
| Apr | -1.99% | -4.20% | -4.82% | -8.02% | -6.44% | 21.88% | -0.60% |
| May | 5.66% | 1.78% | -5.30% | 2.25% | 10.85% | -1.55% | 2.28% |
| Jun | -10.35% | -17.84% | 17.69% | 0.53% | 12.63% | 23.06% | 4.29% |
| Jul | -4.60% | 11.20% | 7.21% | 5.20% | 12.05% | -17.99% | 2.18% |
| Aug | 2.78% | -5.21% | -2.61% | 7.41% | -2.25% | -3.92% | -0.63% |
| Sep | -7.69% | -10.06% | -4.63% | 14.95% | 14.69% | 4.06% | 1.89% |
| Oct | 4.98% | 26.41% | -16.81% | -4.13% | 20.06% | -10.42%* | 3.35% |
| Nov | -5.86% | 8.20% | 8.15% | 6.98% | 0.91% | -- | 3.68% |
| Dec | 7.98% | 1.64% | 15.15% | -9.88% | 0.85% | -- | 3.15% |
| Total | 11.00% | 14.45% | 2.11% | 37.57% | 74.90% | 20.62% | 26.77% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $792.84
SMA 50: $806.12
SMA 200: $807.77
Current: $740.21
EMA 12: $761.42
EMA 26: $784.75
MACD: -23.3260 | Signal: -8.4222
BEARISH
ADX (14): 23.32
WEAK TREND
+DI: 16.39
−DI: 37.85
Momentum Oscillators
RSI (14): 35.81
NEUTRAL
Stoch %K: 15.27
Stoch %D: 14.72
Williams %R: -79.07
Volume & Volatility
BB Upper: $878.80
BB Lower: $706.88
NEUTRAL
OBV: 69,303,121
Vol SMA 20: 2,550,413
Vol ROC: -37.03%
ATR: $26.41
True Range: $19.76
HV 20: 33.9%
HV 30: 32.1%
HV 60: 35.2%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall Assessment: NEUTRAL with confidence level 6/10 Key Drivers: Recent positive news headlines, momentum signals from technical indicators, and beta analysis indicating high volatility. Primary Risks: Bearish MACD signal, oversold RSI reading, and put-heavy options activity.
Investment Thesis: Caterpillar's stock price may consolidate around the current level due to conflicting market signals. However, with positive news sentiment and momentum building, a breakout above the upper Bollinger Band could lead to further gains.
Recent News Sentiment Impact: Positive news headlines have contributed to the recent upward trend, but the bearish MACD signal suggests caution is warranted.
Technical Analysis
Trend Direction: Medium-term downtrend (1-3 months) with a slight bounce in the short term (1-4 weeks).
Support/Resistance Levels:
- Support: $797.57 (lower Bollinger Band)
- Resistance: $916.44 (upper Bollinger Band), $915.51 (SMA 50)
Momentum Signals:
- RSI: 45.43 (neutral) with a downward slope, indicating potential sell signal
- MACD: -19.11 / Signal: 3.24 / Histogram: -22.35 (bearish)
- Bollinger Bands: neutral signal
Volume Analysis: Volume trend suggests caution, with an On-Balance Volume (OBV) divergence and a decreasing volume rate of change.
News & Sentiment Analysis
Recent Headlines Summary: Positive news headlines from the past week have focused on Caterpillar's AI initiatives and its role in the Dow Jones Industrial Average.
Sentiment Assessment: Aggregate news sentiment is positive, with 4 out of 6 headlines having a positive tone.
Catalyst Identification: Earnings announcement date: TBA
Market Narrative: The recent upward trend can be attributed to positive news sentiment, but the bearish MACD signal and oversold RSI reading suggest that caution is warranted.
Risk & Volatility Assessment
Beta Interpretation: Beta of 1.76 indicates high volatility relative to the market (SPY).
Volatility Regime: Current volatility levels are high, with a stock volatility of 0.39.
Options Market Signals:
- IV Rank: 31.4% (Medium) - shows if volatility is historically high/low
- Current IV: 48.3%
- Expected Move: $74.08 (29 DTE), 7-DTE: $38.65
Market Context & Positioning
Sector Performance: Caterpillar's sector (industrial equipment) has performed relatively well, with a strong upward trend.
Institutional Activity: Volume patterns suggest institutional interest is moderate to high.
Correlation Analysis: The stock has a correlation of 0.57 with the SPY, indicating a moderately strong positive relationship.
Relative Valuation: The stock is positioned within its trading range, with potential for further gains if it can break above the upper Bollinger Band.
Key Levels & Action Items
Critical Price Levels:
- Support: $797.57 (lower Bollinger Band)
- Resistance: $916.44 (upper Bollinger Band), $915.51 (SMA 50)
Breakout/Breakdown Levels: A breakout above the upper Bollinger Band or a breakdown below the lower Bollinger Band could lead to significant price movements.
Time-Sensitive Catalysts: Earnings announcement date: TBA
Risk Management: Consider setting stop-loss levels at $797.57 (lower Bollinger Band) and position sizing based on risk tolerance.
Note that this report provides a comprehensive analysis of the stock, including technical indicators, news sentiment, and risk metrics. It also highlights potential risks and opportunities for further gains or losses. The tone is neutral with a hint of caution due to conflicting market signals.
Generated
News
All CAT news →
GE Vernova and Caterpillar are both powering the data center build-out, but one of them offers investors significantly more exposure.
Narratives about the two heavy equipment makers have diverged, leaving one a Wall Street favorite.
One is riding AI infrastructure demand with an ambitious decade-long growth plan. The other just posted record revenue with a record backlog and a rising dividend.
Caterpillar is delivering record results with broad momentum. Honeywell International emerged from a major spinoff as a leaner automation business with an uncertain near-term outlook.
Showing 1–10 of 22
Page 1 of 3
Earnings History
15 of 23 under expected move
Avg Expected Move
4.40%
Avg Actual Move
3.18%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-01-29 | Pre-Market | 4.16% | 0.81% | 0.19x | Within |
| 2021-04-29 | Pre-Market | 3.22% | 2.08% | 0.65x | Within |
| 2021-07-30 | Pre-Market | 3.07% | 2.73% | 0.89x | Within |
| 2021-10-28 | Pre-Market | 3.55% | 4.06% | 1.14x | Exceeded |
| 2022-01-28 | Pre-Market | 3.64% | 5.19% | 1.43x | Exceeded |
| 2022-04-28 | Pre-Market | 4.60% | 0.71% | 0.15x | Within |
| 2022-08-02 | Pre-Market | 5.23% | 5.82% | 1.11x | Exceeded |
| 2022-10-27 | Pre-Market | 4.43% | 7.71% | 1.74x | Exceeded |
| 2023-01-31 | Pre-Market | 4.81% | 3.52% | 0.73x | Within |
| 2023-04-27 | Pre-Market | 4.58% | 0.86% | 0.19x | Within |
| 2023-08-01 | Pre-Market | 4.47% | 8.85% | 1.98x | Exceeded |
| 2023-10-31 | Pre-Market | 5.03% | 6.65% | 1.32x | Exceeded |
| 2024-02-05 | Pre-Market | 5.52% | 2.00% | 0.36x | Within |
| 2024-04-25 | Pre-Market | 4.64% | 7.02% | 1.51x | Exceeded |
| 2024-08-06 | Pre-Market | 7.08% | 3.04% | 0.43x | Within |
| 2024-10-30 | Pre-Market | 5.01% | 2.13% | 0.43x | Within |
| 2025-01-30 | Pre-Market | 4.31% | 4.64% | 1.08x | Exceeded |
| 2025-04-30 | Pre-Market | 5.36% | 0.61% | 0.11x | Within |
| 2025-08-05 | Pre-Market | 4.38% | 0.12% | 0.03x | Within |
| 2025-10-29 | After-Close | 2.46% | 0.40% | 0.16x | Within |
| 2026-01-29 | Pre-Market | 5.71% | 3.41% | 0.60x | Within |
| 2026-04-30 | After-Close | 1.81% | 0.05% | 0.03x | Within |
| 2026-08-04 | After-Close | 4.24% | 0.62% | 0.15x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
CAT Options Activity & IV Rank
CAT IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 45.8%
7-DTE IV: 60.5%
Expected Move: $77.35
7-DTE Move: $56.70
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 1,207
Put Volume: 1,080
P/C Volume: 0.895
NEUTRAL
Call OI: 16,087
Put OI: 15,471
P/C OI: 0.962
Total OI: 31,558
ATM Options Pricing
ATM Call: $38.65
ATM Put: $38.70
Call %: 5.2%
Put %: 5.2%
Chain Summary
Chain Volume: 25,786
Chain OI: 236,977
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 5th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
5%
vs own history
GEX tilt
-0.26
OI-weighted, today
Vanna tilt
+0.27
δ-sensitivity to IV
Charm tilt
-0.26
δ-decay vs time
? What is this?
· 547 ATM contracts, 75k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
25%
+2.3
pts
EXTREME
as of Oct 21 · ATM 55.3% / Wing 57.6%
30 DTE / 10d
15%
+2.0
pts
EXTREME
as of Oct 21 · ATM 45.9% / Wing 47.9%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)70.0MediumOct 21
IV Rank (30 DTE)53.0MediumOct 21
Straddle Price (30 DTE)$77.35Oct 21
Beta Analysis
Risk Metrics
Beta: 1.8059
Alpha: 15.51%
Correlation: 0.5707
R-Squared: 32.6%
Stock Volatility: 40.2%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own CAT
6 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Gates Foundation Trust Foundation Bill Gates | $6.77B | #2 of 24 | 0.0% | 13F | |
| Citadel Hedge fund Ken Griffin | $379.0M | #71 of 6285 | +15.0% | 13F | |
| Markel Group Holding company Tom Gayner | $350.0M | #10 of 130 | 0.0% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $318.0M | #35 of 4729 | +1.5% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $8.4M | #1708 of 3716 | -92.0% | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $7.8M | #380 of 997 | -91.1% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
CAT Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 467,850,000 (as of 2026-06-30)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
76 filers$13.47B notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $2.70B | 20.04% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $2.69B | 19.96% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $2.30B | 17.05% | 2026-06-30 |
| 4 | IMC-Chicago, LLC Custodian | $1.06B | 7.90% | 2026-06-30 |
| 5 | JPMorgan Chase & Co Custodian | $690.48M | 5.13% | 2026-06-30 |
| 6 | Millennium Management LLC Custodian | $434.05M | 3.22% | 2026-06-30 |
| 7 | Goldman Sachs Group Inc Custodian | $238.32M | 1.77% | 2026-06-30 |
| 8 | CTC LLC | $229.49M | 1.70% | 2026-06-30 |
| 9 | Squarepoint Ops LLC | $224.69M | 1.67% | 2026-06-30 |
| 10 | National Bank of Canada Custodian | $222.56M | 1.65% | 2026-06-30 |
| 11 | Walleye Trading LLC | $207.87M | 1.54% | 2026-06-30 |
| 12 | TORONTO DOMINION BANK | $191.68M | 1.42% | 2026-06-30 |
| 13 | D. E. Shaw & Co., Inc. Custodian | $178.05M | 1.32% | 2026-06-30 |
| 14 | Capital Markets Trading UK LLP | $174.75M | 1.30% | 2026-06-30 |
| 15 | PEAK6 LLC | $163.14M | 1.21% | 2026-06-30 |
| 16 | Royal Bank of Canada Custodian | $154.41M | 1.15% | 2026-06-30 |
| 17 | Wolverine Trading, LLC Custodian | $145.44M | 1.08% | 2025-09-30 |
| 18 | Gladius Capital Management LP | $119.69M | 0.89% | 2026-06-30 |
| 19 | Simplex Trading, LLC Custodian | $118.42M | 0.88% | 2026-06-30 |
| 20 | Barclays PLC Custodian | $104.79M | 0.78% | 2026-06-30 |
| 21 | SG Americas Securities, LLC | $99.34M | 0.74% | 2026-06-30 |
| 22 | TUDOR INVESTMENT CORP ET AL | $94.67M | 0.70% | 2026-06-30 |
| 23 | Point72 Asset Management, L.P. | $94.35M | 0.70% | 2026-06-30 |
| 24 | GROUP ONE TRADING LLC Custodian | $93.39M | 0.69% | 2026-06-30 |
| 25 | BNP Paribas Financial Markets Custodian | $85.72M | 0.64% | 2026-06-30 |
85 filers$14.91B notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $3.00B | 20.15% | 2026-06-30 |
| 2 | Citadel Advisors LLC Custodian | $2.91B | 19.51% | 2026-06-30 |
| 3 | Susquehanna International Group, LLP Custodian | $2.55B | 17.10% | 2026-06-30 |
| 4 | Barclays PLC Custodian | $1.89B | 12.68% | 2026-06-30 |
| 5 | IMC-Chicago, LLC Custodian | $1.18B | 7.90% | 2026-06-30 |
| 6 | Millennium Management LLC Custodian | $393.16M | 2.64% | 2026-06-30 |
| 7 | CTC LLC | $317.13M | 2.13% | 2026-06-30 |
| 8 | Citigroup Inc. Custodian | $246.31M | 1.65% | 2026-06-30 |
| 9 | Simplex Trading, LLC Custodian | $162.82M | 1.09% | 2026-06-30 |
| 10 | Wolverine Trading, LLC Custodian | $144.97M | 0.97% | 2025-09-30 |
| 11 | Goldman Sachs Group Inc Custodian | $134.92M | 0.90% | 2026-06-30 |
| 12 | BNP Paribas Financial Markets Custodian | $129.70M | 0.87% | 2026-06-30 |
| 13 | UBS Group AG Custodian | $125.76M | 0.84% | 2026-06-30 |
| 14 | PEAK6 LLC | $124.27M | 0.83% | 2026-06-30 |
| 15 | Walleye Trading LLC | $123.42M | 0.83% | 2026-06-30 |
| 16 | Qube Research & Technologies Ltd | $102.23M | 0.69% | 2026-06-30 |
| 17 | Allianz Asset Management GmbH | $100.95M | 0.68% | 2026-06-30 |
| 18 | Capital Markets Trading UK LLP | $96.91M | 0.65% | 2026-06-30 |
| 19 | Eisler Capital Management Ltd. | $96.14M | 0.64% | 2025-09-30 |
| 20 | CAPSTONE INVESTMENT ADVISORS, LLC | $89.77M | 0.60% | 2026-06-30 |
| 21 | Tidal Investments LLC | $83.06M | 0.56% | 2026-06-30 |
| 22 | GROUP ONE TRADING LLC Custodian | $81.68M | 0.55% | 2026-06-30 |
| 23 | Squarepoint Ops LLC | $78.27M | 0.52% | 2026-06-30 |
| 24 | RH Tailwind Management, LLC | $74.54M | 0.50% | 2026-06-30 |
| 25 | Artisan Partners Limited Partnership | $60.38M | 0.41% | 2026-06-30 |
CAT Insider Trading (Form 4)
Latest: 2026-10-01Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | David MacLennan | Director | Grant (A) | +28 RSU | — | EDGAR | |
| 2026-10-01 | Lynn J Good | Director | Grant (A) | +30 RSU | — | EDGAR | |
| 2026-09-28 | Jason Kaiser | Group President | Grant (A) | +11 RSU | — | EDGAR | |
| 2026-09-28 | Kyle Joseph Epley | Chief Financial Officer | Grant (A) | +18 RSU | — | EDGAR | |
| 2026-09-28 | Joseph E Creed | Chief Executive Officer | Grant (A) | +19 RSU | — | EDGAR | |
| 2026-09-01 | Joseph E Creed | Chief Executive Officer | Mixed | — | $514.91 | -$26.21M | EDGAR |
| 2026-08-27 | Joseph E Creed | Chief Executive Officer | Grant (A) | +19 RSU | — | EDGAR | |
| 2026-08-27 | Jason Kaiser | Group President | Grant (A) | +11 RSU | — | EDGAR | |
| 2026-08-27 | Kyle Joseph Epley | Chief Financial Officer | Grant (A) | +18 RSU | — | EDGAR | |
| 2026-07-27 | Jason Kaiser | Group President | Grant (A) | +10 RSU | — | EDGAR | |
| 2026-07-27 | Kyle Joseph Epley | Chief Financial Officer | Grant (A) | +12 RSU | — | EDGAR | |
| 2026-07-27 | Joseph E Creed | Chief Executive Officer | Grant (A) | +18 RSU | — | EDGAR | |
| 2026-07-01 | David MacLennan | Director | Grant (A) | +22 RSU | — | EDGAR | |
| 2026-06-29 | Kyle Joseph Epley | Chief Financial Officer | Grant (A) | +6 RSU | — | EDGAR | |
| 2026-06-29 | Jason Kaiser | Group President | Grant (A) | +5 RSU | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
CAT Insider Holdings
22 insiders · @ $740.21
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | III Donald J Umpleby | Executive Chairman | 523,199 | $387.28M | -$24.27M | 50 | 2026-03-06 |
| 2 | Bob De Lange | Group President | 95,781 | $70.90M | -$122.41M | 68 | 2026-05-07 |
| 3 | Andrew R J Bonfield | CFO Emeritus | 68,609 | $50.79M | -$43.15M | 31 | 2026-05-07 |
| 4 | Joseph E Creed | Chief Executive Officer | 62,718 | $46.42M | -$44.25M | 84 | 2026-09-28 |
| 5 | Denise C Johnson | Group President | 53,400 | $39.53M | -$100.57M | 151 | 2026-05-15 |
| 6 | Anthony D. Fassino | Group President | 48,392 | $35.82M | -$58.71M | 29 | 2026-05-12 |
| 7 | Kyle Joseph Epley | Chief Financial Officer | 20,891 | $15.46M | $0 | 6 | 2026-09-28 |
| 8 | Cheryl H Johnson | Chief Human Resources Officer | 15,510 | $11.48M | -$17.40M | 25 | 2025-03-05 |
| 9 | Debra L Reed | Director | 13,204 | $9.77M | $0 | 30 | 2026-06-11 |
| 10 | Rodney Michael Shurman | Group President | 9,816 | $7.27M | -$8.17M | 6 | 2026-05-06 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
CAT Board & Officers
As of SEC filings through Oct 1, 2026Directors 9
- Susan C Schwab · since Jun 1, 2009
- Debra L Reed · since Jun 10, 2015
- Rayford Wilkins Jr · since Apr 11, 2017
- Gerald Johnson · since Mar 1, 2021
- David MacLennan · since Apr 14, 2021
- James C Fish Jr · since Mar 1, 2023
- Judith Fran Marks · since Mar 1, 2023
- Nazzic S Keene · since Nov 1, 2024
- Lynn J Good · since Aug 1, 2026
Officers 11
- Joseph E Creed · Chief Executive Officer · listed since May 2025
- Denise C Johnson · Group President · since Jan 12, 2016
- Bob De Lange · Group President · since Jan 1, 2017
- Anthony D. Fassino · Group President · since Jan 1, 2021
- Jason Kaiser · Group President · since Jan 1, 2024
- Rodney Michael Shurman · Group President · since Feb 1, 2026
- Kyle Joseph Epley · Chief Financial Officer · since May 1, 2026
- William E Schaupp · Chief Accounting Officer · since Apr 1, 2022
- Christine M Pambianchi · Chief Human Resources Officer · since May 1, 2025
- Derek Owens · CLO & General Counsel · since Jan 1, 2024
- III Donald J Umpleby · Executive Chairman · listed since Sep 2025
Changes in the last 10 years (51)
| Aug 1, 2026 | Lynn J Good became a director |
| May 1, 2026 | Kyle Joseph Epley became Chief Financial Officer |
| Apr 7, 2026 | The company announced the departure of Andrew R J Bonfield as Chief Financial Officer in an SEC filing |
| Feb 1, 2026 | Rodney Michael Shurman became Group President |
| Jan 6, 2026 | The company announced the departure of III Donald J Umpleby from the board in an SEC filing |
| Jan 6, 2026 | The company announced the departure of III Donald J Umpleby from the board in an SEC filing |
| Sep 3, 2025 | III Donald J Umpleby listed as Executive Chairman (previously Chairman & CEO) in SEC filings |
| Sep 3, 2025 | III Donald J Umpleby first listed as a director in an SEC filing |
| May 13, 2025 | Joseph E Creed listed as Chief Executive Officer (previously Chief Operating Officer) in SEC filings |
| May 1, 2025 | Christine M Pambianchi became Chief Human Resources Officer |
| Apr 7, 2025 | The company announced the departure of Daniel M Dickinson from the board in an SEC filing |
| Nov 8, 2024 | III Donald J Umpleby listed as Chairman & CEO (previously Chief Executive Officer) in SEC filings |
| Nov 1, 2024 | Nazzic S Keene became a director |
| Apr 1, 2024 | The company announced the departure of David L Calhoun from the board in an SEC filing |
| Jan 1, 2024 | Jason Kaiser became Group President |
| Jan 1, 2024 | Derek Owens became CLO & General Counsel |
| Dec 27, 2023 | Joseph E Creed listed as Chief Operating Officer (previously Group President) in SEC filings |
| Oct 11, 2023 | The company announced the departure of Suzette M Long as CLO/General Counsel in an SEC filing |
| Aug 7, 2023 | The company announced the departure of Kelly Ayotte from the board in an SEC filing |
| Mar 1, 2023 | Judith Fran Marks became a director |
| Mar 1, 2023 | James C Fish Jr became a director |
| Feb 8, 2023 | III Donald J Umpleby listed as Chief Executive Officer (previously Chairman & CEO) in SEC filings |
| Jan 27, 2023 | The company announced the departure of Edward B Rust Jr from the board in an SEC filing |
| Apr 1, 2022 | William E Schaupp became Chief Accounting Officer |
| Feb 2, 2022 | The company announced the departure of Gary Michael Marvel as Chief Accounting Officer in an SEC filing |
| Feb 1, 2022 | The company announced the departure of Miles D White from the board in an SEC filing |
| Apr 14, 2021 | David MacLennan became a director |
| Mar 1, 2021 | Gerald Johnson became a director |
| Feb 11, 2021 | Suzette M Long listed as CLO/General Counsel (previously General Counsel/Corporate Sec.) in SEC filings |
| Jan 25, 2021 | William P Ainsworth reported in an SEC filing no longer being Group President |
| Jan 8, 2021 | Joseph E Creed listed as Group President (previously Interim CFO) in SEC filings |
| Jan 1, 2021 | Anthony D. Fassino became Group President |
| Mar 1, 2019 | William P Ainsworth became Group President |
| Mar 1, 2019 | Gary Michael Marvel became Chief Accounting Officer |
| Feb 14, 2019 | III Donald J Umpleby listed as Chairman & CEO (previously Chief Executive Officer) in SEC filings |
| Sep 1, 2018 | Andrew R J Bonfield became Chief Financial Officer |
| Jun 1, 2018 | Ramin Younessi became Group President |
| May 4, 2018 | Joseph E Creed became Interim CFO |
| Aug 15, 2017 | Suzette M Long listed as General Counsel/Corporate Sec. (previously Int. Executive Vice President) in SEC filings |
| Aug 9, 2017 | Kelly Ayotte became a director |
| Jul 24, 2017 | Cheryl H Johnson became Chief Human Resources Officer |
| May 1, 2017 | James B Buda reported in an SEC filing no longer being Executive Vice President |
| Apr 11, 2017 | Rayford Wilkins Jr became a director |
| Apr 3, 2017 | Douglas R Oberhelman reported in an SEC filing no longer being a director |
| Apr 3, 2017 | Douglas R Oberhelman reported in an SEC filing no longer being Chairman of the Board |
| Mar 14, 2017 | Douglas R Oberhelman first listed as a director in an SEC filing |
| Mar 8, 2017 | III Donald J Umpleby listed as Chief Executive Officer (previously Group President) in SEC filings |
| Mar 8, 2017 | III Donald J Umpleby first listed as a director in an SEC filing |
| Feb 15, 2017 | Suzette M Long became Int. Executive Vice President |
| Jan 24, 2017 | Douglas R Oberhelman listed as Chairman of the Board (previously CEO & Chairman of the Board) in SEC filings |
| Jan 1, 2017 | Bob De Lange became Group President |
Not reported recently (11)
- Cheryl H Johnson · Last reported as Chief Human Resources Officer in an SEC filing dated Mar 5, 2025
- Juan Gallardo · Last reported as a director in an SEC filing dated Apr 2, 2021
- William A Osborn · Last reported as a director in an SEC filing dated Mar 3, 2021
- Ramin Younessi · Last reported as Group President in an SEC filing dated Nov 4, 2020
- Dennis A Muilenburg · Last reported as a director in an SEC filing dated Mar 6, 2019
- Jananne A. Copeland · Last reported as Chief Accounting Officer in an SEC filing dated Feb 14, 2019
- Thomas A Pellette · Last reported as Group President in an SEC filing dated Feb 14, 2019
- Robert B Charter · Last reported as Group President in an SEC filing dated Mar 7, 2018
- Bradley M Halverson · Last reported as Group President & CFO in an SEC filing dated Feb 15, 2018
- Jesse J Greene Jr · Last reported as a director in an SEC filing dated Mar 8, 2017
- Jon M Huntsman Jr · Last reported as a director in an SEC filing dated Mar 8, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
CAT Proposed Insider Sales (Form 144)
Latest: 2026-08-28
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
1 filing
· $26.2M notice value
· 1 unique filer
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
JOSEPH E CREED (1, $26.2M)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-08-28 | JOSEPH E CREED | Officer | 32,401 | $26.21M | 2026-08-28 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-14 | DENISE C JOHNSON | Officer | 12,605 | $11.44M | 2026-05-14 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-13 | DENISE C JOHNSON | Officer | 6,196 | $5.64M | 2026-05-13 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-13 | WILLIAM SCHAUPP | Officer | 360 | $326.2K | 2026-05-13 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-11 | ANTHONY FASSINO | Officer | 16,283 | $14.93M | 2026-05-11 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-06 | BOB DE LANGE | Officer | 24,222 | $22.35M | 2026-05-06 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-06 | ANTHONY FASSINO | Officer | 9,152 | $8.48M | 2026-05-06 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-06 | ANDREW BONFIELD | Officer | 15,674 | $14.40M | 2026-05-06 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-05 | RODNEY M SHURMAN | Officer | 5,639 | $5.09M | 2026-05-05 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-04 | JASON KAISER | Officer | 5,642 | $4.98M | 2026-05-04 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-05-06
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-04-30 | 0000018230-26-000017 | EDGAR |
| 2026-04-13 | 0001104659-26-042621 | EDGAR |
| 2026-04-10 | 0001104659-26-042062 | EDGAR |
| 2026-03-26 | 0000018230-26-000013 | EDGAR |
| 2026-01-29 | 0000018230-26-000003 | EDGAR |
| 2026-01-06 | 0001104659-26-001346 | EDGAR |
| 2025-10-29 | 0000018230-25-000043 | EDGAR |
| 2025-09-03 | 0001104659-25-087011 | EDGAR |
| 2025-08-28 | 0001104659-25-084800 | EDGAR |
| 2025-08-05 | 0000018230-25-000037 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-06 | 0000018230-26-000021 | EDGAR |
| 2025-11-03 | 0000018230-25-000048 | EDGAR |
| 2025-08-06 | 0000018230-25-000040 | EDGAR |
| 2025-05-07 | 0000018230-25-000016 | EDGAR |
| 2024-11-06 | 0000018230-24-000053 | EDGAR |
| 2024-08-07 | 0000018230-24-000045 | EDGAR |
| 2024-05-01 | 0000018230-24-000020 | EDGAR |
| 2023-11-01 | 0000018230-23-000056 | EDGAR |
| 2023-08-02 | 0000018230-23-000047 | EDGAR |
| 2023-05-03 | 0000018230-23-000022 | EDGAR |
ETF Holders
457 ETFs hold CAT
25 shown · $51.69B total exposure · 0.81% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.51% | $11.8B | — | 2026-09-30 |
| 2 | VOO Vanguard S&P 500 ETF | Vanguard | 0.57% | $9.8B | — | 2026-09-30 |
| 3 | IVV iShares Core S&P 500 ETF | iShares (BlackRock) | 0.50% | $4.4B | $885.8B | 2026-10-19 |
| 4 | SPY State Street® SPDR® S&P 500® ETF Trust | SPDR (State Street) | 0.50% | $4.1B | $816.6B | 2026-10-19 |
| 5 | DIA State Street® SPDR® Dow Jones Industrial Average® ETF Trust | SPDR (State Street) | 8.30% | $3.7B | $44.8B | 2026-10-19 |
| 6 | VTV Vanguard Morningstar Value ETF | Vanguard | 1.42% | $3.5B | — | 2026-09-30 |
| 7 | VIG Vanguard Dividend Appreciation ETF | Vanguard | 1.66% | $2.1B | — | 2026-09-30 |
| 8 | XLI State Street® Industrial Select Sector SPDR® ETF | SPDR (State Street) | 6.29% | $1.9B | $30.3B | 2026-10-19 |
| 9 | VYM Vanguard High Dividend Yield ETF | Vanguard | 1.57% | $1.5B | — | 2026-09-30 |
| 10 | IWF iShares Russell 1000 Growth ETF | iShares (BlackRock) | 0.99% | $1.2B | $125.0B | 2026-10-19 |
| 11 | SPYM State Street® SPDR® Portfolio S&P 500® ETF | SPDR (State Street) | 0.50% | $920.1M | $182.9B | 2026-10-19 |
| 12 | IVW iShares S&P 500 Growth ETF | iShares (BlackRock) | 0.92% | $711.2M | $77.4B | 2026-10-19 |
| 13 | DYNF iShares U.S. Equity Factor Rotation Active ETF | iShares (BlackRock) | 1.49% | $631.5M | $42.5B | 2026-10-19 |
| 14 | VONG Vanguard Russell 1000 Growth ETF | Vanguard | 1.08% | $601.7M | — | 2026-09-30 |
| 15 | SPYG State Street® SPDR® Portfolio S&P 500® Growth ETF | SPDR (State Street) | 0.92% | $515.4M | $56.1B | 2026-10-19 |
| 16 | VIS Vanguard Industrials ETF | Vanguard | 5.62% | $480.7M | — | 2026-09-30 |
| 17 | VV Vanguard Morningstar Large-Cap ETF | Vanguard | 0.58% | $439.0M | — | 2026-09-30 |
| 18 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.45% | $432.8M | $96.7B | 2026-10-19 |
| 19 | SCHX Schwab U.S. Large-Cap ETF | Nport | 0.60% | $432.6M | — | 2026-05-31 |
| 20 | SPMO Invesco S&P 500 Momentum ETF | Invesco | 1.92% | $421.6M | — | 2026-10-19 |
| 21 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.48% | $418.2M | — | 2026-10-19 |
| 22 | DUHP Dimensional US High Profitability ETF | Dimensional | 2.13% | $409.1M | — | 2026-10-19 |
| 23 | DIVO Amplify CWP Enhanced Dividend Income ETF | Amplify | 4.91% | $397.4M | $8.1B | 2026-10-19 |
| 24 | MTUM iShares MSCI USA Momentum Factor ETF | iShares (BlackRock) | 1.98% | $370.9M | $18.7B | 2026-10-19 |
| 25 | VT Vanguard Total World Stock ETF | Vanguard | 0.31% | $319.5M | — | 2026-09-30 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
31.85
TTM Diluted EPS
$23.24
TTM Revenue
$74.73B
TTM Net Income
$10.84B
TTM Op. Cash Flow
$13.57B
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q2 '26 | 2026-06-30 | $20.54B | $3.59B | $7.77 | $4.37B |
| Q1 '26 | 2026-03-31 | $17.41B | $2.55B | $5.47 | $1.87B |
| Q4 '25 | 2025-12-31 | $19.13B | $2.40B | $5.12 | $3.59B |
| Q3 '25 | 2025-09-30 | $17.64B | $2.30B | $4.88 | $3.74B |
| Q2 '25 | 2025-06-30 | $16.57B | $2.18B | $4.62 | $3.12B |
| Q1 '25 | 2025-03-31 | $14.25B | $2.00B | $4.20 | $1.29B |
| Q4 '24 | 2024-12-31 | $16.21B | $2.79B | $5.78 | $3.39B |
| Q3 '24 | 2024-09-30 | $16.11B | $2.46B | $5.06 | $3.57B |
| Q2 '24 | 2024-06-30 | $16.69B | $2.68B | $5.48 | $3.02B |
| Q1 '24 | 2024-03-31 | $15.80B | $2.86B | $5.75 | $2.05B |
| Q4 '23 | 2023-12-31 | $17.07B | $2.68B | $5.27 | $4.00B |
| Q3 '23 | 2023-09-30 | $16.81B | $2.79B | $5.45 | $4.06B |
Q2 2026 • period ending 2026-06-30 • filed 2026-08-05
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
31.85
P/B
17.86
P/S
4.63
EV/EBITDA
22.87
EV/Sales
4.97
ROE
55.9%
ROA
10.6%
Div Yield
0.84%
FCF Yield
3.92%
Debt/Equity
1.65
Current Ratio
—
Market Cap
$346.31B
as of 2026-10-21
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
8.01M
SI % of Float
1.77%
Days to Cover
3.23
Short Vol Ratio
42.2%
Free Float
451.40M
Float %
98.2%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-08-24