Home

Denise C Johnson

CIK 1608229 · Group President · last filed 2026-05-15

Denise C Johnson is a Group President who has filed 175 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for CAT, was dated May 15, 2026. Across all open-market trades the lifetime net is −$102.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $44.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$44.03M

Companies

2

Total Filings

175

Lifetime Open-Market Net

-$102.12M

Filer Profile

Reported Address
C/O CATERPILLAR, INCORPORATED
901 WEST WASHINGTON, CV41110
EAST PEORIA, IL 61630
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAT Group President 53,400 $813.94 $43.46M -$100.57M 151 2026-05-15
MOS Director 21,874 $25.85 $565.4K -$1.55M 20 2023-05-26

Recent Filings

175 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-15 CAT Mixed — -$11.44M EDGAR
2026-05-14 CAT Notice (144) −12,605 -$11.44M EDGAR
2026-05-14 CAT Mixed — -$5.64M EDGAR
2026-05-13 CAT Notice (144) −6,196 -$5.64M EDGAR
2026-03-06 CAT Tax (F) −346 -$255.5K EDGAR
2026-03-04 CAT Mixed +1,313 -$242.3K EDGAR
2026-02-12 CAT Mixed +5,492 -$2.65M EDGAR
2026-02-06 CAT Other (J) — $0 EDGAR
2026-02-04 CAT Mixed — -$26.66M EDGAR
2026-02-02 CAT Notice (144) −39,138 -$26.66M EDGAR
Showing 1–10 of 175
Page 1 of 18
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.