Millennium Management LLC — 13F Holdings & Portfolio
CIK 1273087 · latest 13F-HR filed 2026-08-14
Millennium Management LLC manages $276.29B in 13F-reported U.S. long-equity assets across 5,798 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (3.93%), IWM (3.62%), NVDA (1.84%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 653 new positions and exited 670; 1,499 existing positions rose in reported value and 1,445 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$276.29B
Long-equity book
Holdings
5,798
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+653 / −670 / ↑1499 / ↓1445
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 25, 2026.
Assets Under Management
$720.85B
Discretionary
$720.85B
Employees
6,670
Accounts
35
Address
399 PARK AVENUE
NEW YORK, NY 10022
NEW YORK, NY 10022
Phone
(212) 841-4100
This firm reports 5 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERKOVITZ, DAN, MICHAEL Control | VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS since Jan 2024 | Less than 5% | Individual |
| BERLINSKI, PHILIP, RAFAEL Control | CO-CHIEF OPERATING OFFICER since Oct 2024 | Less than 5% | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control | CHIEF EXECUTIVE OFFICER since Jun 1989 | Less than 5% | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control | MEMBER since Jun 1989 | 10–25% | Individual |
| FRIEDMAN, DANIEL, IKE Control | GLOBAL HEAD OF CREDIT since Mar 2026 | Less than 5% | Individual |
| GMELICH, JUSTIN, GERALD Control | CO-CIO since Apr 2023 | Less than 5% | Individual |
| MESKIN, MARK, ISRAEL Control | CHIEF STRATEGIC DEVELOPMENT OFFICER since Aug 2002 | Less than 5% | Individual |
| MILLENNIUM GROUP MANAGEMENT LLC Control | MANAGING MEMBER since Jul 2017 | 10–25% | Domestic Entity |
| MLM TRUST B LLC Control | MEMBER since Apr 2014 | 25–50% | Domestic Entity |
| NAGPAL, AJAY Control | PRESIDENT AND CHIEF OPERATING OFFICER since Jul 2013 | Less than 5% | Individual |
| NOVOGRATZ, JOHN, STRUTH Control | CHIEF MARKETING OFFICER since Dec 2009 | Less than 5% | Individual |
| RAVIV, GIL, ADAM Control | GLOBAL GENERAL COUNSEL since Sep 2007 | Less than 5% | Individual |
| ROFEY, SCOTT, MICHAEL Control | GLOBAL HEAD OF FIC AND CROSS ASSET RISK since Mar 2021 | Less than 5% | Individual |
| RUSSO, PAUL, MARTIN Control | CO-CIO AND GLOBAL HEAD OF EQUITIES RISK since Mar 2021 | Less than 5% | Individual |
| SCHWARTZ, MARTIN, ZVI Control | CHIEF COMPLIANCE OFFICER since Nov 2004 | Less than 5% | Individual |
| TORGOVNIK, VLADIMIR Control | CHIEF INFORMATION OFFICER since Jul 2011 | Less than 5% | Individual |
| WIDAWSKY, DANIEL, JONATHAN Control | CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER since Feb 2024 | Less than 5% | Individual |
| CHUNG, SUNGWOOK, MICHAEL | GLOBAL CO-HEAD OF EQUITIES since May 2024 | Less than 5% | Individual |
| DEWELL, ANTHONY, PIERRE | GLOBAL HEAD OF COMMODITIES since Jan 2024 | Less than 5% | Individual |
| GARON, ROSS, ANDEN | GLOBAL HEAD OF QUANTITATIVE STRATEGIES since Jul 2020 | Less than 5% | Individual |
| Konarzewski, Rosanna, Elizabeth | CHIEF COMMUNICATIONS OFFICER since Oct 2020 | Less than 5% | Individual |
| MAZZELLA, RICHARD, SCOTT | GLOBAL HEAD OF FIXED INCOME since Jan 2024 | Less than 5% | Individual |
| PETERSHILL MILLENNIUM B GP AGGREGATOR LP | MEMBER since Oct 2025 | 5–10% | Domestic Entity |
| PETERSHILL MILLENNIUM GP AGGREGATOR LP | MEMBER since Oct 2025 | 5–10% | Domestic Entity |
| SANTORO, PETER, ALPHONSO | GLOBAL CO-HEAD OF EQUITIES since May 2017 | Less than 5% | Individual |
| DOWLING, CHARLES, TAPPAN Control Indirect owner via MLM TRUST G | TRUSTEE since May 2025 | General partner, trustee or manager | Individual |
| DOWLING, CHARLES, TAPPAN Control Indirect owner via MLM TRUST G LLC | MANAGER since May 2025 | General partner, trustee or manager | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| ICAPITAL HF GP, LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| ICAPITAL HF GP, LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| IM CHARITABLE SHARE TRUST Control Indirect owner via PETERSHILL MILLENNIUM ADVISORS LLC | SOLE MEMBER since Sep 2025 | 75% or more | Foreign Entity |
| MAPLESFS LIMITED Control Indirect owner via IM CHARITABLE SHARE TRUST | TRUSTEE since Mar 2021 | General partner, trustee or manager | Foreign Entity |
| MILLENNIUM GROUP MANAGEMENT TRUST Control Indirect owner via MILLENNIUM GROUP MANAGEMENT LLC | MANAGING MEMBER since Jul 2017 | General partner, trustee or manager | Domestic Entity |
| MLM TRUST B Control Indirect owner via MLM TRUST B LLC | MEMBER since Apr 2014 | 75% or more | Domestic Entity |
| MLM TRUST G Control Indirect owner via MLM TRUST G LLC | MANAGER since May 2025 | 75% or more | Domestic Entity |
| MLM TRUST G LLC Control Indirect owner via MILLENNIUM GROUP MANAGEMENT LLC | MEMBER since May 2025 | 50–75% | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM B GP AGGREGATOR LP | GENERAL PARTNER since Aug 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | GENERAL PARTNER since Aug 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP | GENERAL PARTNER since Jun 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS LLC | MANAGING MEMBER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP | GENERAL PARTNER since Jun 2025 | General partner, trustee or manager | Domestic Entity |
| ROHR, GEORGE Control Indirect owner via MLM TRUST B | TRUSTEE since Oct 2018 | General partner, trustee or manager | Individual |
| ROHR, GEORGE Control Indirect owner via MLM TRUST B LLC | MANAGER since Oct 2018 | General partner, trustee or manager | Individual |
| FLEMING, GREGORY, JAMES Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jun 2019 | General partner, trustee or manager | Individual |
| MOUNT EVEREST S.A. SICAV-RAIF Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. | LIMITED PARTNER since Oct 2025 | 50–75% | Foreign Entity |
| NASH, JOSHUA, LIONEL Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP | LIMITED PARTNER since Oct 2025 | 25–50% | Foreign Entity |
| PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. Indirect owner via PETERSHILL MILLENNIUM INVESTORS LLC | MEMBER since Oct 2025 | 25–50% | Domestic Entity |
| PETERSHILL MILLENNIUM INVESTORS LLC Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 50–75% | Domestic Entity |
| PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP Indirect owner via PETERSHILL MILLENNIUM B GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 75% or more | Foreign Entity |
| PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 50–75% | Foreign Entity |
| ROHR, GEORGE Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| SHENKER, JOSEPH, CHAIM Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since May 2025 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 23 filings with changes since Feb 14, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2026 filing
- No longer listedVERSCHLEISER, JEFFREY, LOUIS · GLOBAL HEAD OF CREDIT AND MORTGAGE RISK · Less than 5% · control person · listed since Apr 2021
- AddedFRIEDMAN, DANIEL, IKE · GLOBAL HEAD OF CREDIT · Less than 5% · control person
- AddedICAPITAL HF GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. · control person
- AddedICAPITAL HF GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. · control person
- AddedIM CHARITABLE SHARE TRUST · SOLE MEMBER · 75% or more · indirect via PETERSHILL MILLENNIUM ADVISORS LLC · control person
- AddedMAPLESFS LIMITED · TRUSTEE · General partner, trustee or manager · indirect via IM CHARITABLE SHARE TRUST · control person
- AddedMOUNT EVEREST S.A. SICAV-RAIF · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P.
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM B GP AGGREGATOR LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · MANAGING MEMBER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS LLC · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP · control person
- AddedPETERSHILL MILLENNIUM B GP AGGREGATOR LP · MEMBER · 5–10%
- AddedPETERSHILL MILLENNIUM GP AGGREGATOR LP · MEMBER · 5–10%
- AddedPETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. · LIMITED PARTNER · 25–50% · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP
- AddedPETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. · MEMBER · 25–50% · indirect via PETERSHILL MILLENNIUM INVESTORS LLC
- AddedPETERSHILL MILLENNIUM INVESTORS LLC · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP
- AddedPETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP · LIMITED PARTNER · 75% or more · indirect via PETERSHILL MILLENNIUM B GP AGGREGATOR LP
- AddedPETERSHILL MILLENNIUM INVESTORS OFFSHORE LP · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP
- ChangedMILLENNIUM GROUP MANAGEMENT LLC · ownership 25–50% → 10–25%
- ChangedMLM TRUST B LLC · ownership 50–75% → 25–50%
- ChangedROFEY, SCOTT, MICHAEL · title GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK → GLOBAL HEAD OF FIC AND CROSS ASSET RISK
Aug 14, 2025 filing
- No longer listedMLM TRUST A · MEMBER · 75% or more · indirect via MLM TRUST A LLC · control person · listed since Apr 2014
- No longer listedMLM TRUST A LLC · MEMBER · 5–10% · listed since Apr 2014
- No longer listedROHR, GEORGE, NMN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person · listed since Oct 2018
- No longer listedROHR, GEORGE, NMN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person · listed since Oct 2018
- AddedDOWLING, CHARLES, TAPPAN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST G · control person
- AddedDOWLING, CHARLES, TAPPAN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST G LLC · control person
- AddedMLM TRUST G · MANAGER · 75% or more · indirect via MLM TRUST G LLC · control person
- AddedMLM TRUST G LLC · MEMBER · 50–75% · indirect via MILLENNIUM GROUP MANAGEMENT LLC · control person
- AddedSHENKER, JOSEPH, CHAIM · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 25–50% → 10–25%
- ChangedMILLENNIUM GROUP MANAGEMENT LLC · ownership Less than 5% → 25–50%
- ChangedMILLENNIUM GROUP MANAGEMENT TRUST · indirect via MILLENNIUM GROUP MANAGEMENT LLC: ownership 50–75% → General partner, trustee or manager
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 50–75% → 75% or more
- ChangedNOVOGRATZ, JOHN, STRUTH · title GLOBAL HEAD OF CAPITAL DEVELOPMENT AND INVESTOR RELATIONS → CHIEF MARKETING OFFICER
Mar 31, 2025 filing
- AddedBERLINSKI, PHILIP, RAFAEL · CO-CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedCHUNG, SUNGWOOK, MICHAEL · GLOBAL CO-HEAD OF EQUITIES · Less than 5%
- ChangedDEWELL, ANTHONY, PIERRE · no longer a control person
- ChangedMAZZELLA, RICHARD, SCOTT · no longer a control person
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 75% or more → 50–75%
- ChangedMLM TRUST B LLC · ownership 75% or more → 50–75%
- ChangedNOVOGRATZ, JOHN, STRUTH · title GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS → GLOBAL HEAD OF CAPITAL DEVELOPMENT AND INVESTOR RELATIONS; now a control person
- ChangedROFEY, SCOTT, MICHAEL · now a control person
- ChangedSANTORO, PETER, ALPHONSO · title GLOBAL HEAD OF EQUITIES → GLOBAL CO-HEAD OF EQUITIES
- ChangedVERSCHLEISER, JEFFREY, LOUIS · now a control person
- ChangedWIDAWSKY, DANIEL, JONATHAN · title CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER → CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER
Jul 26, 2024 filing
- No longer listedBYRNE, KEVIN, G · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2014
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT III · control person · listed since Dec 2019
- No longer listedTHE MLM 2019 GRAT III · MEMBER · 10–25% · listed since Dec 2019
- ChangedMESKIN, MARK, ISRAEL · title CHIEF TRADING OFFICER → CHIEF STRATEGIC DEVELOPMENT OFFICER
- ChangedMLM TRUST B LLC · ownership 50–75% → 75% or more
- ChangedWIDAWSKY, DANIEL, JONATHAN · title CHIEF ADMINISTRATIVE OFFICER → CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER
Mar 28, 2024 filing
- No longer listedANDERSON, JOHN, FREDERICK · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · listed since Sep 2015
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT II · control person · listed since Dec 2019
- No longer listedHARATUNIAN, STEPHEN, HAIG · HEAD OF ENTERPRISE RISK · Less than 5% · listed since Jul 2017
- No longer listedLORNE, SIMON, MICHAEL · CHIEF LEGAL OFFICER · Less than 5% · control person · listed since Mar 2004
- No longer listedTHE MLM 2019 GRAT II · MEMBER · 5–10% · listed since Dec 2019
- No longer listedTSESARSKY, MARK, IZYA · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · listed since Jul 2017
- AddedBERKOVITZ, DAN, MICHAEL · VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS · Less than 5% · control person
- AddedDEWELL, ANTHONY, PIERRE · GLOBAL HEAD OF COMMODITIES · Less than 5% · control person
- AddedMAZZELLA, RICHARD, SCOTT · GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person
- AddedWIDAWSKY, DANIEL, JONATHAN · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ChangedRAVIV, GIL, ADAM · title GENERAL COUNSEL → GLOBAL GENERAL COUNSEL
Nov 27, 2023 filing
- No longer listedJAIN, ROBERT · SENIOR ADVISOR · Less than 5% · listed since Nov 2022
Apr 21, 2023 filing
- AddedGMELICH, JUSTIN, GERALD · CO-CIO · Less than 5% · control person
Mar 31, 2023 filing
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT I · control person · listed since Dec 2019
- No longer listedKATZ, ISRAEL, JEFFREY · GLOBAL HEAD OF COMMODITIES RISK · Less than 5% · listed since Aug 2021
- No longer listedTHE MLM 2019 GRAT I · MEMBER · 5–10% · listed since Dec 2019
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 10–25% → 25–50%
- ChangedJAIN, ROBERT · title CO-CHIEF INVESTMENT OFFICER → SENIOR ADVISOR; no longer a control person
- ChangedNAGPAL, AJAY · title CHIEF OPERATING OFFICER → PRESIDENT AND CHIEF OPERATING OFFICER
- ChangedROFEY, SCOTT, MICHAEL · title GLOBAL HEAD OF RATES/MACRO RISK → GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK
- ChangedRUSSO, PAUL, MARTIN · title GLOBAL HEAD OF EQUITIES RISK → CO-CIO AND GLOBAL HEAD OF EQUITIES RISK; now a control person
- ChangedVERSCHLEISER, JEFFREY, LOUIS · title GLOBAL HEAD OF CREDIT/MORTGAGE BACKED SECURITIES RISK → GLOBAL HEAD OF CREDIT AND MORTGAGE RISK
Aug 15, 2022 filing
- No longer listedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC · listed since Jun 2019
- AddedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
Mar 31, 2022 filing
- AddedKATZ, ISRAEL, JEFFREY · GLOBAL HEAD OF COMMODITIES RISK · Less than 5%
- AddedROFEY, SCOTT, MICHAEL · GLOBAL HEAD OF RATES/MACRO RISK · Less than 5%
- AddedVERSCHLEISER, JEFFREY, LOUIS · GLOBAL HEAD OF CREDIT/MORTGAGE BACKED SECURITIES RISK · Less than 5%
- ChangedBYRNE, KEVIN, G · now a control person
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 25–50% → 10–25%
- ChangedHARATUNIAN, STEPHEN, HAIG · title CHIEF RISK OFFICER → HEAD OF ENTERPRISE RISK
Older changes (14 more filings)
Mar 31, 2021 filing
- AddedGARON, ROSS, ANDEN · GLOBAL HEAD OF QUANTITATIVE STRATEGIES · Less than 5%
- AddedKonarzewski, Rosanna, Elizabeth · CHIEF COMMUNICATIONS OFFICER · Less than 5%
- AddedRUSSO, PAUL, MARTIN · GLOBAL HEAD OF EQUITIES RISK · Less than 5%
- ChangedANDERSON, JOHN, FREDERICK · no longer a control person
- ChangedBYRNE, KEVIN, G · no longer a control person
- ChangedHARATUNIAN, STEPHEN, HAIG · no longer a control person
- ChangedNOVOGRATZ, JOHN, STRUTH · no longer a control person
- ChangedSANTORO, PETER, ALPHONSO · no longer a control person
- ChangedTSESARSKY, MARK, IZYA · no longer a control person
Mar 30, 2020 filing
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT I · control person
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT II · control person
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT III · control person
- AddedTHE MLM 2019 GRAT I · MEMBER · 5–10%
- AddedTHE MLM 2019 GRAT II · MEMBER · 5–10%
- AddedTHE MLM 2019 GRAT III · MEMBER · 10–25%
Aug 9, 2019 filing
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST · listed since Jul 2017
- AddedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC
- ChangedENGLANDER, ISRAEL, ALEXANDER · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER / MEMBER
- ChangedMILLENNIUM GROUP MANAGEMENT TRUST · indirect via MILLENNIUM GROUP MANAGEMENT LLC: ownership General partner, trustee or manager → 50–75%
Mar 29, 2019 filing
- No longer listedTISCH, JAMES, SOLOMON · MANAGER · General partner, trustee or manager · indirect via MLM TRUST B LLC · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person · listed since Apr 2014
- AddedROHR, GEORGE · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person
- AddedROHR, GEORGE · MANAGER · General partner, trustee or manager · indirect via MLM TRUST B LLC · control person
- AddedROHR, GEORGE, NMN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person
- AddedROHR, GEORGE, NMN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person
Aug 24, 2018 filing
- No longer listedNOLAN, DAVID, PETER · VICE CHAIRMAN · Less than 5% · control person · listed since Mar 2001
Mar 31, 2018 filing
- AddedSANTORO, PETER, ALPHONSO · GLOBAL HEAD OF EQUITIES · Less than 5% · control person
- AddedTSESARSKY, MARK, IZYA · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · control person
- ChangedANDERSON, JOHN, FREDERICK · title GLOBAL HEAD OF COMMODITIES → GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES
Dec 4, 2017 filing
- No longer listedBLOMBERG, JEFF, ADAM · CHIEF ADMINISTRATIVE OFFICER + GENERAL COUNSEL (WORLDQUANT, LLC) · Less than 5% · control person · listed since Mar 2014
- No longer listedDEADDIO, MICHAEL, LOUIS · CHIEF OPERATING OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jul 2014
- No longer listedJONEJA, DEV, NMN · GLOBAL HEAD OF RISK (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Dec 2008
- No longer listedLAUPRETE, GEOFFREY, JEAN · CHIEF INVESTMENT OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Apr 2011
- No longer listedMAROM, JONATHAN, T · CHIEF FINANCIAL OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Sep 2014
- No longer listedMCM (UK), LLC · MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 25–50% · control person · listed since Mar 2005
- No longer listedMILLENNIUM CAPITAL MANAGEMENT LTD. · MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 50–75% · control person · listed since Mar 2002
- No longer listedMILLENNIUM INTERNATIONAL MANAGEMENT GP LLC · GENERAL PARTNER (MILLENNIUM INTERNATIONAL MANAGEMENT LP) · Less than 5% · control person · listed since Sep 2006
- No longer listedMILLENNIUM INTERNATIONAL MANAGEMENT LP · GENERAL PARTNER (MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD ) / MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) · 75% or more · control person · listed since May 2007
- No longer listedSWEENEY, KIRK, CHESTER · CEO MILLENNIUM ASIA (MILLENNIUM CAPITAL MANAGEMENT SINGAPORE PTE LTD) · Less than 5% · control person · listed since Jul 2013
- No longer listedTISCH, JAMES, SOLOMON · MANAGER - MLM TRUST A LLC / MANAGER - MLM TRUST B LLC · 50–75% · control person · listed since Apr 2014
- No longer listedTULCHINSKY CAPITAL, INC. · GENERAL PARTNER · General partner, trustee or manager · indirect via WORLDQUANT HOLDINGS LP · control person · listed since Jan 2007
- No longer listedTULCHINSKY, IGOR, NMN · CHIEF EXECUTIVE OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Aug 2004
- No longer listedTULCHINSKY, IGOR, NMN · LIMITED PARTNER · 75% or more · indirect via WORLDQUANT HOLDINGS LP · control person · listed since Jul 2013
- No longer listedVASATIS, YANNIS, PLATO · CEO MILLENNIUM EUROPE (MILLENNIUM CAPITAL PARTNERS LP) · Less than 5% · control person · listed since Jan 2011
- No longer listedWORLDQUANT HOLDINGS LP · MEMBER (WORLDQUANT LLC) · 75% or more · control person · listed since Aug 2004
- No longer listedWORLDQUANT LLC · SHAREHOLDER · 75% or more · indirect via WORLDQUANT SWITZERLAND GMBH · control person · listed since Aug 2015
- No longer listedWORLDQUANT SWITZERLAND GMBH · MANAGING MEMBER (WORLDQUANT (SINGAPORE) PTE. LTD.) · 75% or more · control person · listed since Aug 2015
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST · control person
- AddedHARATUNIAN, STEPHEN, HAIG · CHIEF RISK OFFICER · Less than 5% · control person
- AddedMILLENNIUM GROUP MANAGEMENT LLC · MANAGING MEMBER · Less than 5% · control person
- AddedMILLENNIUM GROUP MANAGEMENT TRUST · MANAGING MEMBER · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC · control person
- AddedNASH, JOSHUA, LIONEL · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- AddedROHR, GEORGE · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- and 13 more
Mar 31, 2017 filing
- No longer listedGELBAND, MICHAEL, ROBERT · GLOBAL HEAD OF FIXED INCOME (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Oct 2008
- No longer listedLEE, HYUNG, SOON · GLOBAL HEAD OF EQUITIES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Nov 2008
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · 50–75% · indirect via MLM TRUST B LLC · control person · listed since Apr 2014
- AddedJAIN, ROBERT · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedMLM TRUST A · MEMBER · 75% or more · indirect via MLM TRUST A LLC · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 50–75% → 75% or more
Mar 30, 2016 filing
- No longer listedDELUCA, JOHN, CHARLES · MANAGING MEMBER / CHIEF OPERATING OFFICER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Nov 2011
- No longer listedDIAZ, ARMANDO, ANTHONY · GLOBAL HEAD OF EXECUTION SERVICES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Dec 2011
- No longer listedGIBLIN, IAN, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Nov 2011
- No longer listedGILPIN, ANDREW, CHARLES · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Jan 2013
- No longer listedHORNICK, PETER, JEREMY · HEAD OF BUSINESS DEVELOPMENT · Less than 5% · control person · listed since Jul 2012
- No longer listedHUANG, ZHENG, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 75% or more · control person · listed since Dec 2011
- No longer listedRUKSHIN, DAVID, DMITRY · CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jul 2014
- No longer listedSELF, OWAIN, ANTHONY · GLOBAL HEAD OF ELECTRONIC TRADING SOLUTIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jun 2014
- AddedANDERSON, JOHN, FREDERICK · GLOBAL HEAD OF COMMODITIES · Less than 5% · control person
- AddedTULCHINSKY CAPITAL, INC. · GENERAL PARTNER · General partner, trustee or manager · indirect via WORLDQUANT HOLDINGS LP · control person
- AddedTULCHINSKY, IGOR, NMN · LIMITED PARTNER · 75% or more · indirect via WORLDQUANT HOLDINGS LP · control person
- AddedWORLDQUANT HOLDINGS LP · MEMBER (WORLDQUANT LLC) · 75% or more · control person
- AddedWORLDQUANT LLC · SHAREHOLDER · 75% or more · indirect via WORLDQUANT SWITZERLAND GMBH · control person
- AddedWORLDQUANT SWITZERLAND GMBH · MANAGING MEMBER (WORLDQUANT (SINGAPORE) PTE. LTD.) · 75% or more · control person
- ChangedJONEJA, DEV, NMN · title GLOBAL HEAD OF RISK AND ANALYTICS (MILLENNIUM MANAGEMENT LLC) → GLOBAL HEAD OF RISK (MILLENNIUM MANAGEMENT LLC)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → GENERAL PARTNER (MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD ) / MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedSWEENEY, KIRK, CHESTER · title CEO MILLENNIUM ASIA (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM ASIA (MILLENNIUM CAPITAL MANAGEMENT SINGAPORE PTE LTD)
- ChangedTULCHINSKY, IGOR, NMN · ownership 75% or more → Less than 5%
- ChangedVASATIS, YANNIS, PLATO · title CEO MILLENNIUM EUROPE (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM EUROPE (MILLENNIUM CAPITAL PARTNERS LP)
Mar 31, 2015 filing
- No longer listedFEENEY, TERENCE, WILLIAM · PRESIDENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Mar 2013
- No longer listedSTATSKY, LARRY, MARTIN · CHIEF ADMINISTRATIVE OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jul 2007
- No longer listedWILLIAMS, ROBERT, ALLEN · CHIEF FINANCIAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Apr 1989
- AddedBYRNE, KEVIN, G · CHIEF FINANCIAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- AddedDEADDIO, MICHAEL, LOUIS · CHIEF OPERATING OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedMAROM, JONATHAN, T · CHIEF FINANCIAL OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedRUKSHIN, DAVID, DMITRY · CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedSELF, OWAIN, ANTHONY · GLOBAL HEAD OF ELECTRONIC TRADING SOLUTIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ChangedBLOMBERG, JEFF, ADAM · title CHIEF OPERATING OFFICER | GENERAL COUNSEL WORLDQUANT, LLC → CHIEF ADMINISTRATIVE OFFICER + GENERAL COUNSEL (WORLDQUANT, LLC)
- ChangedMCM (UK), LLC · title MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) → MEMBER (MILLENNIUM CAPITAL PARTNERS LLP)
- ChangedMILLENNIUM CAPITAL MANAGEMENT LTD. · title MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) → MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MCP (SWITZERLAND) GMBH)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedNOLAN, DAVID, PETER · title CHIEF RISK OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) → VICE CHAIRMAN (MILLENNIUM MANAGEMENT LLC)
- ChangedNOVOGRATZ, JOHN, STRUTH · title HEAD OF MARKETING AND INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC) → GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC)
- ChangedTORGOVNIK, VLADIMIR · title CHIEF TECHNOLOGY OFFICER (MILLENNIUM MANAGEMENT LLC) → CHIEF INFORMATION OFFICER (MILLENNIUM MANAGEMENT LLC)
- ChangedTULCHINSKY, IGOR, NMN · title MANAGER (WORLDQUANT, LLC) → CHIEF EXECUTIVE OFFICER (WORLDQUANT, LLC)
Mar 31, 2014 filing
- No longer listedMILLENNIUM MANAGEMENT LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person · listed since Dec 2006
- No longer listedMLM 2009 GRAT · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 50–75% · control person · listed since Feb 2009
- No longer listedMLM TRUST · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 10–25% · control person · listed since Dec 1997
- No longer listedRIEFFEL, MARC, ALEXIS · CHIEF OPERATING OFFICER / CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jan 2009
- AddedBLOMBERG, JEFF, ADAM · CHIEF OPERATING OFFICER | GENERAL COUNSEL WORLDQUANT, LLC · Less than 5% · control person
- AddedHORNICK, PETER, JEREMY · HEAD OF BUSINESS DEVELOPMENT · Less than 5% · control person
- AddedMLM TRUST A LLC · MEMBER · 10–25%
- AddedMLM TRUST B · MEMBER · 50–75% · indirect via MLM TRUST B LLC · control person
- AddedMLM TRUST B LLC · MEMBER · 50–75% · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · 50–75% · indirect via MLM TRUST B LLC · control person
- ChangedENGLANDER, ISRAEL, ALEXANDER · title MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) / TRUSTEE - MLM 2009 GRAT (MILLENNIUM MANAGEMENT LLC) → MANAGING MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.); ownership 75% or more → 5–10%
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MCP (SWITZERLAND) GMBH)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedTISCH, JAMES, SOLOMON · title TRUSTEE - MLM TRUST (MILLENNIUM MANAGEMENT LLC) → MANAGER - MLM TRUST A LLC / MANAGER - MLM TRUST B LLC; ownership 10–25% → 50–75%
- ChangedTULCHINSKY, IGOR, NMN · title MANAGING MEMBER (WORLDQUANT, LLC) → MANAGER (WORLDQUANT, LLC)
Nov 25, 2013 filing
- No longer listedHOBBS, ALLEN, HAMM · MANAGING MEMBER (SPINNAKER INVESTMENTS STRATEGIES INC.) · 75% or more · control person · listed since Jan 2005
- AddedNAGPAL, AJAY · CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- AddedSWEENEY, KIRK, CHESTER · CEO MILLENNIUM ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ChangedFEENEY, TERENCE, WILLIAM · title CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) → PRESIDENT (MILLENNIUM MANAGEMENT LLC)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedVASATIS, YANNIS, PLATO · title HEAD OF EUROPEAN CAPITAL MARKETS (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM EUROPE (MILLENNIUM MANAGEMENT LLC)
Apr 1, 2013 filing
- No longer listedCHO, KUNHO, NMN · CHAIRMAN OF MLP, ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jun 2010
- No longer listedKAHN, ADIN, M (MI ONLY) · HEAD OF BUSINESS DEVELOPMENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Apr 2005
- No longer listedMPG OPERATIONS LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person · listed since Dec 2006
- No longer listedPINSKER, BRIAN, T · MANAGING MEMBER (11:11 CAPITAL COMPANY, LLC) · 75% or more · control person · listed since Nov 2008
- AddedGILPIN, ANDREW, CHARLES · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- AddedMILLENNIUM MANAGEMENT LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
Feb 14, 2012 filing (earliest on record)
- ListedCHO, KUNHO, NMN · CHAIRMAN OF MLP, ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedDELUCA, JOHN, CHARLES · MANAGING MEMBER / CHIEF OPERATING OFFICER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- ListedDIAZ, ARMANDO, ANTHONY · GLOBAL HEAD OF EXECUTION SERVICES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedENGLANDER, ISRAEL, ALEXANDER · MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) / TRUSTEE - MLM 2009 GRAT (MILLENNIUM MANAGEMENT LLC) · 75% or more · control person
- ListedFEENEY, TERENCE, WILLIAM · CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedGELBAND, MICHAEL, ROBERT · GLOBAL HEAD OF FIXED INCOME (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedGIBLIN, IAN, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- ListedHOBBS, ALLEN, HAMM · MANAGING MEMBER (SPINNAKER INVESTMENTS STRATEGIES INC.) · 75% or more · control person
- ListedHUANG, ZHENG, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 75% or more · control person
- ListedJONEJA, DEV, NMN · GLOBAL HEAD OF RISK AND ANALYTICS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedKAHN, ADIN, M (MI ONLY) · HEAD OF BUSINESS DEVELOPMENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedLAUPRETE, GEOFFREY, JEAN · CHIEF INVESTMENT OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- ListedLEE, HYUNG, SOON · GLOBAL HEAD OF EQUITIES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedLORNE, SIMON, MICHAEL · CHIEF LEGAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedMCM (UK), LLC · MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 25–50% · control person
- ListedMESKIN, MARK, ISRAEL · CHIEF TRADING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedMILLENNIUM CAPITAL MANAGEMENT LTD. · MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 50–75% · control person
- ListedMILLENNIUM INTERNATIONAL MANAGEMENT GP LLC · GENERAL PARTNER (MILLENNIUM INTERNATIONAL MANAGEMENT LP) · Less than 5% · control person
- ListedMILLENNIUM INTERNATIONAL MANAGEMENT LP · MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) · 75% or more · control person
- ListedMLM 2009 GRAT · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 50–75% · control person
- ListedMLM TRUST · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 10–25% · control person
- ListedMPG OPERATIONS LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person
- ListedNOLAN, DAVID, PETER · CHIEF RISK OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · Less than 5% · control person
- ListedNOVOGRATZ, JOHN, STRUTH · HEAD OF MARKETING AND INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedPINSKER, BRIAN, T · MANAGING MEMBER (11:11 CAPITAL COMPANY, LLC) · 75% or more · control person
- and 9 more
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- STATE STR SPDR S&P 500 ETF T$3.22B +795.3%
- ISHARES TR$2.38B +28.1%
- BLOOM ENERGY CORP$711.1M +1355.6%
- VANGUARD INDEX FDS$645.9M +106.3%
- NVIDIA CORPORATION$586.5M +31.8%
Top Trims
- APPLE INC-$965.8M -81.5%
- MORGAN STANLEY-$547.2M -83.2%
- BANK OF AMER CORP-$538.7M -77.4%
- BROADCOM INC-$526.3M -79.0%
- MARVELL TECHNOLOGY INC-$505.4M -83.5%
New Positions
- SPACE EXPLORATION TECHN CORP$2.98B
- EXTRA SPACE STORAGE INC$205.6M
- MONOLITHIC PWR SYS INC$189.2M
- SUPER MICRO COMPUTER INC$166.9M
- CARNIVAL CORP LTD$155.7M
Exited Positions
- SPDR SERIES TRUST$1.65B
- LUMENTUM HLDGS INC$841.9M
- COTERRA ENERGY INC$447.4M
- HOLOGIC INC$427.2M
- CLEARWATER ANALYTICS HLDGS I$219.8M
Millennium Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $10.86B | 3.93% | 14,503,932 | SH |
| 2 | ISHARES TR Put | IWM | 464287655 | $10.00B | 3.62% | 33,283,000 | SH |
| 3 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $5.10B | 1.84% | 25,464,200 | SH |
| 4 | ISHARES TR Call | IWM | 464287655 | $4.36B | 1.58% | 14,519,000 | SH |
| 5 | INVESCO QQQ TR Put | QQQ | 46090E103 | $3.99B | 1.45% | 5,422,200 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.63B | 1.31% | 4,857,109 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T Call | SPY | 78462F103 | $3.54B | 1.28% | 4,746,200 | SH |
| 8 | MICRON TECHNOLOGY INC Put | MU | 595112103 | $3.26B | 1.18% | 2,824,100 | SH |
| 9 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $3.22B | 1.16% | 4,309,500 | SH |
| 10 | INVESCO QQQ TR Call | QQQ | 46090E103 | $3.00B | 1.09% | 4,074,700 | SH |
| 11 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $2.98B | 1.08% | 17,604,863 | SH |
| 12 | ADVANCED MICRO DEVICES INC Put | AMD | 007903107 | $2.75B | 0.99% | 4,729,800 | SH |
| 13 | APPLE INC Put | AAPL | 037833100 | $2.63B | 0.95% | 9,103,300 | SH |
| 14 | AMAZON COM INC Put | AMZN | 023135106 | $2.54B | 0.92% | 10,636,200 | SH |
| 15 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.43B | 0.88% | 12,157,614 | SH |
| 16 | MICROSOFT CORP Put | MSFT | 594918104 | $2.24B | 0.81% | 5,997,300 | SH |
| 17 | ALPHABET INC Put | GOOGL | 02079K305 | $2.17B | 0.78% | 6,062,600 | SH |
| 18 | META PLATFORMS INC Put | META | 30303M102 | $1.94B | 0.70% | 3,438,600 | SH |
| 19 | NORFOLK SOUTHN CORP | NSC | 655844108 | $1.64B | 0.59% | 5,201,728 | SH |
| 20 | MICROSOFT CORP | MSFT | 594918104 | $1.58B | 0.57% | 4,240,904 | SH |
| 21 | WARNER BROS DISCOVERY INC | WBD | 934423104 | $1.54B | 0.56% | 57,657,575 | SH |
| 22 | NVIDIA CORPORATION Call | NVDA | 67066G104 | $1.51B | 0.55% | 7,547,800 | SH |
| 23 | TESLA INC Put | TSLA | 88160R101 | $1.47B | 0.53% | 3,505,700 | SH |
| 24 | APPLE INC Call | AAPL | 037833100 | $1.40B | 0.51% | 4,842,300 | SH |
| 25 | VANECK ETF TRUST Put | SMH | 92189F676 | $1.39B | 0.50% | 2,118,000 | SH |
| 26 | BROADCOM INC Put | AVGO | 11135F101 | $1.36B | 0.49% | 3,599,400 | SH |
| 27 | VANGUARD INDEX FDS | VOO | 922908363 | $1.25B | 0.45% | 1,825,001 | SH |
| 28 | SELECT SECTOR SPDR TR Put | XLE | 81369Y506 | $1.20B | 0.43% | 22,617,400 | SH |
| 29 | MICRON TECHNOLOGY INC Call | MU | 595112103 | $1.14B | 0.41% | 991,900 | SH |
| 30 | MICROSOFT CORP Call | MSFT | 594918104 | $1.13B | 0.41% | 3,031,500 | SH |
| 31 | ADVANCED MICRO DEVICES INC Call | AMD | 007903107 | $1.11B | 0.40% | 1,905,600 | SH |
| 32 | STATE STR SPDR DOW JONES IND Put | DIA | 78467X109 | $1.07B | 0.39% | 2,046,600 | SH |
| 33 | ISHARES TR Put | HYG | 464288513 | $1.04B | 0.38% | 13,049,900 | SH |
| 34 | INTEL CORP Put | INTC | 458140100 | $1.03B | 0.37% | 7,398,900 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $981.2M | 0.36% | 4,116,745 | SH |
| 36 | WESTERN DIGITAL CORP | WDC | 958102AT2 | $980.0M | 0.35% | 58,044,000 | PRN |
| 37 | ALPHABET INC Put | GOOG | 02079K107 | $935.1M | 0.34% | 2,646,500 | SH |
| 38 | AMAZON COM INC Call | AMZN | 023135106 | $929.5M | 0.34% | 3,899,900 | SH |
| 39 | META PLATFORMS INC Call | META | 30303M102 | $892.2M | 0.32% | 1,583,900 | SH |
| 40 | ELECTRONIC ARTS INC | EA | 285512109 | $889.4M | 0.32% | 4,337,512 | SH |
| 41 | ISHARES TR Put | EEM | 464287234 | $868.3M | 0.31% | 12,692,400 | SH |
| 42 | SELECT SECTOR SPDR TR Put | XLF | 81369Y605 | $854.5M | 0.31% | 15,938,300 | SH |
| 43 | SANDISK CORP | SNDK | 80004C200 | $832.5M | 0.30% | 366,129 | SH |
| 44 | BLOOM ENERGY CORP | BE | 093712107 | $763.5M | 0.28% | 2,522,461 | SH |
| 45 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $760.5M | 0.28% | 1,592,445 | SH |
| 46 | META PLATFORMS INC | META | 30303M102 | $731.9M | 0.26% | 1,299,244 | SH |
| 47 | ALPHABET INC Call | GOOGL | 02079K305 | $722.4M | 0.26% | 2,021,500 | SH |
| 48 | BERKSHIRE HATHAWAY INC DEL Put | BRK.B | 084670702 | $722.3M | 0.26% | 1,443,500 | SH |
| 49 | FREEPORT MCMORAN INC | FCX | 35671D857 | $720.2M | 0.26% | 11,452,370 | SH |
| 50 | KENVUE INC | KVUE | 49177J102 | $705.9M | 0.26% | 36,939,026 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $276.29B | 5,798 | 0001273087-26-000007 |
| 2026-03-31 | 2026-05-15 | $240.29B | 5,624 | 0001273087-26-000004 |
| 2025-12-31 | 2026-02-17 | $237.79B | 5,950 | 0001273087-26-000002 |
| 2025-09-30 | 2025-11-14 | $234.29B | 5,978 | 0001273087-25-000034 |
Filer Information
Address
399 PARK AVENUENEW YORK, NY 10022
Phone
(212) 841-4100
Filing Manager
MILLENNIUM MANAGEMENT LLC
NEW YORK, NY
Signatory
Gil Raviv
Global General Counsel