Morgan Stanley(MS)

Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership.

MS iron condor setups MS expected move MS IV rank history

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Snapshot
$211.89
52-Week Range
$135.26 – $230.47
YTD
+16.49%
IV Rank (30D)
35.39
Straddle Price
$16.55
P/C Vol Ratio
0.93
Market Cap
$348.6B
Fair Value
-15.1% vs price
Confidence: 79% Alpha Score: 0.14

A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.

  • DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
  • Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
  • DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 0.5% and dividend payments are stable.
  • P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
  • Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
  • Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
  • Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
  • Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
10-yr Treasury (rf)4.50%
Beta vs SPY1.00
Cost of Equity (CAPM)10.00% (VRP-adj)
WACC7.21%
Volatility Risk Premium+27.4pp (IV − HV30), ERP adj +50bps
Effective Tax Rate21.9%
Rev. Growth (YoY, DCF input)+12.9%
DCF Horizon10 years explicit + fade
Forward Tilt (NTM/TTM)×1.10 (applied to P/E, EV/EBITDA, P/S)
Free Cash Flow (TTM)$14.8B
Return on Equity (TTM)15.3%
Book / Price32.9% — banking bias active (P/B is primary)
Bank Quality Adj×1.36 (target ROE vs peer median)
Gross Margin (TTM)59.4%
FCF Margin (TTM)11.9%
Debt / Equity3.39
Quality Score2/6 — normal (10y DCF)
Market-Implied Growth+12.9% (reverse-DCF on current price)
SMA 50$201.63 (Market Anchor value)
SMA 20 / Bollinger Mid$215.75
Bollinger Width / SMA205.7% (drives anchor stability)
Net Debt$257.6B
Market Cap$351B
Peers used for multiples: BAC, C, COF, GS, JPM, USB, WFC (filtered from 8 ETF-co-members; sector bias active)
Blended Fair Value
$179.93
Current Price
$212.03
Deviation
-15.1%
Forward-Return Rank SHORT gates ✓
?
Horizon Expected α z Pred Blended z Rank % Active?
21d -2.4% +0.44 -0.62 56.7% —
42d -4.8% +0.20 -0.62 56.7% —
63d -4.4% +0.37 -0.62 56.7% —
Expected α = forward-return point estimate vs SPY (e.g., +7.5% means the predictor expects this stock to outperform SPY by 7.5% over that horizon). For SHORT direction the model uses a different ranking metric (conviction-weighted deviation, not the LGBM prediction); Expected α is shown for reference. ⚠ flags rows where Expected α disagrees with the FV direction — two independent signals are in conflict; conviction is low even if rank looks extreme.
Forward-Return Rank. A proprietary ensemble of a machine-learning forward-return model and a conviction-weighted fundamental score, ranked cross-sectionally each day across the S&P 500 (and broader universes on the screener). Each stock is scored at three horizons (21/42/63 trading days). "Active" = top/bottom 5% AND all risk filters pass. Backtested mean alpha vs SPY on active picks: 21d LONG +13.4%, 63d +34.9% (S&P 500, walk-forward). Past performance is not indicative of future results.
Value vs momentum conflict ⚠. The "FV direction" (long/short) comes from the fundamentals-based engine — price vs intrinsic value. The "Expected α" comes from a separate machine-learning predictor trained on ~12 features (sector, options-implied move, beta, institutional flow, etc.). Sometimes the two disagree: a stock is overvalued by fundamentals but the predictor expects it to keep outperforming (sector or momentum tailwinds). When all 3 horizons disagree, treat the direction signal as low-conviction — neither model is strongly recommending a position.
MethodImplied PriceWeightDetail
DCF $222.70 0%
DDM (Gordon) $84.00 17%
Peer P/E $255.85 6% median 15.5× · 7 peers
Peer EV/EBITDA n/a 0% median 19.2× · 7 peers
Peer P/B $103.19 10% median 1.4× · 7 peers
Peer P/S $248.60 3% median 2.1× · 7 peers
Market Anchor (SMA50) $201.63 43% stability 100% (BB-width)
Options Expected (B-L 30d) $214.74 21% 28 strikes · skew +1.65
As of 2026-06-26 · updated 2026-06-26 20:59:30.580000
Info
Industry (SIC)
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES (6211)
Exchange
XNYS
Market Cap
$348.6B

Morgan Stanley is a massive global financial services firm, with offices in 42 countries and more than 82,000 employees as of year-end 2025. The firm cut its teeth in investment banking and institutional trading, where it maintains a strong presence today, but generates the lion share of its income from wealth and asset management franchises, where it boasted $9.3 trillion in client assets at the end of 2025. After reincorporation as a bank holding company in the wake of the global financial crisis, Morgan Stanley also boasts a top 10 banking franchise by deposits, with more than $400 billion …

Chart
Seasonality
MonthAvg ReturnYears of Data
Jan +13.43% 23
Feb -2.90% 23
Mar +1.30% 23
Apr +0.70% 23
May -0.41% 23
Jun -0.10% 23
Jul +3.91% 22
Aug -2.87% 22
Sep -1.82% 23
Oct +7.35% 23
Nov -0.08% 23
Dec +1.74% 23
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators
SMA 20: $216.16
SMA 50: $202.04
SMA 200: $177.34
Current: $212.03
EMA 12: $218.16
EMA 26: $212.42
MACD: 5.7391 | Signal: -0.9631
BULLISH
ADX (14): 38.93
TREND
+DI: 25.93
−DI: 22.27
Momentum Oscillators
RSI (14): 50.04
NEUTRAL
Stoch %K: 47.94
Stoch %D: 63.30
Williams %R: -74.84
Volume & Volatility
BB Upper: $228.27
BB Lower: $204.05
NEUTRAL
OBV: 434,764,494
Vol SMA 20: 6,697,638
Vol ROC: 114.09%
ATR: $6.16
True Range: $9.68
HV 20: 34.0%
HV 30: 31.0%
HV 60: 27.9%
Data Summary
Data Points: 500
Last Updated: 2026-06-26T21:15:12.585000
Date Range: 2024-06-28T00:00:00 – 2026-06-26T00:00:00
AI Analysis

Choose Frenzy-Fast™ for quick analysis or Frenzy-Pro™ for comprehensive analysis.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

News
Bloomberg MarketsT1·20h ago
Bloomberg Money 6/26/2026
Bloomberg Money takes the pulse of your financial life, powered by the reporting of our global newsroom. Today's guests are: Columbia Business School Professor Abby Joseph Cohen and Morgan Stanley Wealth Management Managing Director Daniel Skelly. (Source: Bloomberg)
General$COHN$MS
Earnings History
2 of 4 under expected move
Each row pairs the pre-earnings straddle-implied expected move with the realized close-to-close move. Sorted oldest first.
Earnings Date Timing Expected Move Actual Move Ratio Outcome
2025-07-16 Pre-Market 3.67% 1.36% 0.37x Within
2025-10-15 Pre-Market 4.21% 4.22% 1.00x Exceeded
2026-01-15 After-Close 1.54% 0.87% 0.56x Within
2026-04-15 Pre-Market 3.36% 4.52% 1.35x Exceeded
Options Activity
IV Rank (30D)
35.39
IV Rank (7D)
83.38
Avg IV
54.9%
Straddle (30D)
$16.55
Straddle (7D)
$6.72
P/C Volume
0.93
Spread Scanner GPU
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Beta (1Y vs SPY)
1.35
Correlation (SPY)
64.0%
R²
0.41
Ann. Volatility
26.3%
SPY Volatility
12.5%

High volatility - stock moves more than market

Beta & Alpha Over Time
Institutional Ownership (13F)
Latest filings — 2026-03-31
Diluted shares outstanding: 1,587,750,000 (as of 2026-03-31)

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

2,572 filers1,344,023,983 shares$218.50B value84.65% of float
# Filer Shares Value % of Total % of Float Period
1 MITSUBISHI UFJ FINANCIAL GROUP INC 377,085,167 $66.94B 30.64% 23.75% 2025-12-31
2 VANGUARD GROUP INC Custodian 119,718,100 $21.25B 9.73% 7.54% 2025-12-31
3 STATE STREET CORP 101,340,194 $16.68B 7.63% 6.38% 2026-03-31
4 BlackRock, Inc. Custodian 96,396,889 $15.86B 7.26% 6.07% 2026-03-31
5 JPMORGAN CHASE & CO Custodian 43,578,279 $6.90B 3.16% 2.74% 2026-03-31
6 GEODE CAPITAL MANAGEMENT, LLC Custodian 27,702,674 $4.54B 2.08% 1.74% 2026-03-31
7 Fisher Asset Management, LLC 25,600,068 $4.21B 1.93% 1.61% 2026-03-31
8 FMR LLC Custodian 22,730,023 $3.74B 1.71% 1.43% 2026-03-31
9 Capital Research Global Investors 20,270,720 $3.34B 1.53% 1.28% 2026-03-31
10 BANK OF AMERICA CORP /DE/ Custodian 16,326,676 $2.69B 1.23% 1.03% 2026-03-31
11 GOLDMAN SACHS GROUP INC Custodian 14,875,181 $2.45B 1.12% 0.94% 2026-03-31
12 AMERIPRISE FINANCIAL INC Custodian 13,916,490 $2.29B 1.05% 0.88% 2026-03-31
13 NORTHERN TRUST CORP Custodian 12,818,061 $2.11B 0.97% 0.81% 2026-03-31
14 UBS Group AG Custodian 11,923,338 $1.96B 0.90% 0.75% 2026-03-31
15 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 11,749,856 $1.93B 0.88% 0.74% 2026-03-31
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AME Custodian 11,017,848 $1.81B 0.83% 0.69% 2026-03-31
17 SCHRODER INVESTMENT MANAGEMENT GROUP 10,244,669 $1.69B 0.77% 0.65% 2026-03-31
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 9,991,147 $1.64B 0.75% 0.63% 2026-03-31
19 Bank of New York Mellon Corp Custodian 9,794,288 $1.61B 0.74% 0.62% 2026-03-31
20 FRANKLIN RESOURCES INC Custodian 9,175,221 $1.51B 0.69% 0.58% 2026-03-31
21 Legal & General Group Plc Custodian 8,295,263 $1.37B 0.62% 0.52% 2026-03-31
22 ROYAL BANK OF CANADA Custodian 7,923,829 $1.30B 0.60% 0.50% 2026-03-31
23 Invesco Ltd. Custodian 7,846,458 $1.29B 0.59% 0.49% 2026-03-31
24 DIMENSIONAL FUND ADVISORS LP Custodian 7,235,756 $1.19B 0.54% 0.46% 2026-03-31
25 Capital International Investors 7,157,310 $1.18B 0.54% 0.45% 2026-03-31
60 filers$2.58B notional
# Filer Notional Value % of Total Period
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $426.85M 16.52% 2026-03-31
2 CITADEL ADVISORS LLC Custodian $372.01M 14.40% 2026-03-31
3 JANE STREET GROUP, LLC Custodian $289.43M 11.20% 2026-03-31
4 Optiver Holding B.V. $217.71M 8.43% 2026-03-31
5 GOLDMAN SACHS GROUP INC Custodian $198.88M 7.70% 2026-03-31
6 WOLVERINE TRADING, LLC Custodian $136.50M 5.28% 2025-09-30
7 IMC-Chicago, LLC Custodian $117.06M 4.53% 2026-03-31
8 UBS Group AG Custodian $107.13M 4.15% 2026-03-31
9 JPMORGAN CHASE & CO Custodian $75.37M 2.92% 2026-03-31
10 BNP PARIBAS FINANCIAL MARKETS Custodian $73.88M 2.86% 2026-03-31
11 Parallax Volatility Advisers, L.P. $59.44M 2.30% 2026-03-31
12 BARCLAYS PLC Custodian $42.11M 1.63% 2026-03-31
13 SIMPLEX TRADING, LLC Custodian $38.05M 1.47% 2026-03-31
14 CITIGROUP INC Custodian $37.92M 1.47% 2026-03-31
15 GROUP ONE TRADING LLC Custodian $35.09M 1.36% 2026-03-31
16 PEAK6 LLC $35.04M 1.36% 2026-03-31
17 MILLENNIUM MANAGEMENT LLC Custodian $32.09M 1.24% 2026-03-31
18 Walleye Trading LLC $27.91M 1.08% 2026-03-31
19 ROYAL BANK OF CANADA Custodian $22.22M 0.86% 2026-03-31
20 Squarepoint Ops LLC $20.51M 0.79% 2026-03-31
21 HSBC HOLDINGS PLC Custodian $18.97M 0.73% 2026-03-31
22 LMR Partners LLP $16.46M 0.64% 2026-03-31
23 Caption Management, LLC $16.46M 0.64% 2026-03-31
24 CAPITAL FUND MANAGEMENT S.A. $14.48M 0.56% 2026-03-31
25 D. E. Shaw & Co., Inc. Custodian $13.40M 0.52% 2026-03-31
63 filers$3.50B notional
# Filer Notional Value % of Total Period
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $505.30M 14.43% 2026-03-31
2 JANE STREET GROUP, LLC Custodian $505.25M 14.42% 2026-03-31
3 CITADEL ADVISORS LLC Custodian $354.75M 10.13% 2026-03-31
4 Optiver Holding B.V. $266.34M 7.60% 2026-03-31
5 BARCLAYS PLC Custodian $218.42M 6.24% 2026-03-31
6 BNP PARIBAS FINANCIAL MARKETS Custodian $194.46M 5.55% 2026-03-31
7 CITIGROUP INC Custodian $166.41M 4.75% 2026-03-31
8 GOLDMAN SACHS GROUP INC Custodian $138.50M 3.95% 2026-03-31
9 UBS Group AG Custodian $136.02M 3.88% 2026-03-31
10 IMC-Chicago, LLC Custodian $135.51M 3.87% 2026-03-31
11 WOLVERINE TRADING, LLC Custodian $98.71M 2.82% 2025-09-30
12 JPMORGAN CHASE & CO Custodian $93.36M 2.67% 2026-03-31
13 MILLENNIUM MANAGEMENT LLC Custodian $75.64M 2.16% 2026-03-31
14 SIMPLEX TRADING, LLC Custodian $64.18M 1.83% 2026-03-31
15 Eisler Capital Management Ltd. $51.84M 1.48% 2025-09-30
16 ROYAL BANK OF CANADA Custodian $49.19M 1.40% 2026-03-31
17 Squarepoint Ops LLC $45.92M 1.31% 2026-03-31
18 Walleye Trading LLC $37.80M 1.08% 2026-03-31
19 Parallax Volatility Advisers, L.P. $36.90M 1.05% 2026-03-31
20 CAPSTONE INVESTMENT ADVISORS, LLC $33.49M 0.96% 2026-03-31
21 HSBC HOLDINGS PLC Custodian $30.92M 0.88% 2026-03-31
22 CREDIT AGRICOLE S A $27.98M 0.80% 2026-03-31
23 GROUP ONE TRADING LLC Custodian $26.27M 0.75% 2026-03-31
24 Qube Research & Technologies Ltd $23.80M 0.68% 2026-03-31
25 D. E. Shaw & Co., Inc. Custodian $16.28M 0.46% 2026-03-31
Notice of Proposed Sale (Form 144)
Latest: 2026-04-20
Last 30d: 0 filings  ·  Last 90d: 5 filings · $18.2M notice value · 5 unique filers

What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.

How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.

10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.

"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. Amendments (Form 144/A) and post-cancellation refilings can inflate this if you sum naively; the rollup above excludes filings with zero stated value.

Source & freshness: Parsed directly from EDGAR primary-doc XML. Daily refresh; new filings typically appear here the morning after they hit EDGAR.

Top 90-day filers: ANDY SAPERSTEIN (1, $9.7M) · MANDELL L CRAWLEY (1, $3.0M) · DANIEL A. SIMKOWITZ (1, $2.8M) · ERIC F GROSSMAN (1, $2.1M) · MORGAN STANLEY SMITH BARNEY LLC (1, $531K)
Filed Filer Role Shares Notice Value Planned Sale Broker Plan Link
2026-04-20 MORGAN STANLEY SMITH BARNEY LLC Indirectly controlled by the issuer 2,775 $531.2K 2026-04-20 Morgan Stanley & Co. LLC — EDGAR
2026-04-20 ERIC F GROSSMAN Affiliate 11,118 $2.12M 2026-04-20 Morgan Stanley Smith Barney LLC … — EDGAR
2026-04-17 DANIEL A. SIMKOWITZ Affiliate 14,690 $2.78M 2026-04-17 Morgan Stanley Smith Barney LLC … — EDGAR
2026-04-16 MANDELL L CRAWLEY Affiliate 16,129 $3.04M 2026-04-16 Morgan Stanley Smith Barney LLC … — EDGAR
2026-04-16 ANDY SAPERSTEIN Affiliate 51,668 $9.74M 2026-04-16 Morgan Stanley Smith Barney LLC … — EDGAR
2026-01-30 DANIEL A. SIMKOWITZ Affiliate 32,968 $6.02M 2026-01-30 Morgan Stanley Smith Barney LLC … — EDGAR
2026-01-20 MANDELL L CRAWLEY Affiliate 7,860 $1.44M 2026-01-20 Morgan Stanley Smith Barney LLC … — EDGAR
2026-01-20 SHARON YESHAYA Affiliate 15,838 $2.94M 2026-01-20 Morgan Stanley Smith Barney LLC … — EDGAR
2026-01-20 MICHAEL A. PIZZI REVOCABLE TRUST Affiliate 20,000 $3.69M 2026-01-20 Morgan Stanley Smith Barney LLC … — EDGAR
2026-01-20 ERIC F GROSSMAN Affiliate 21,555 $3.97M 2026-01-20 Morgan Stanley Smith Barney LLC … — EDGAR
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed.
Recent SEC Filings
Latest: 2026-05-15
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
Filing Date Accession Link
2026-05-15 0000950103-26-007291 EDGAR
2026-04-15 0000895421-26-000111 EDGAR
2026-02-11 0000950103-26-001967 EDGAR
2026-01-15 0000895421-26-000007 EDGAR
2025-10-15 0000895421-25-000535 EDGAR
2025-09-30 0000950103-25-012581 EDGAR
2025-09-23 0000950103-25-012045 EDGAR
2025-07-16 0000895421-25-000419 EDGAR
2025-07-01 0000950103-25-008285 EDGAR
2025-06-16 0000950103-25-007460 EDGAR
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Filing Date Accession Link
2026-02-19 0000895421-26-000086 EDGAR
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
Filing Date Accession Link
2026-05-05 0000895421-26-000121 EDGAR
2025-11-03 0000895421-25-000539 EDGAR
2025-08-04 0000895421-25-000440 EDGAR
ETF Holders
# ETF Provider Weight $ Exposure ETF AUM As Of
Fundamentals

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics
  • Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
  • Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
  • Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
  • Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
  • Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
  • YoY growth — compare to the same quarter a year earlier to remove seasonality.
  • Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
  • Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

P/E Ratio19.2
P/B Ratio3.0
P/S Ratio2.8
EV/EBITDA25.9
TTM Revenue$123.7B
TTM Net Income$17.5B
TTM EPS$11.04
ROE15.3%
Dividend Yield1.92%
Debt/Equity3.42