CAT (Caterpillar Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by CAT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-01 | Joseph E Creed | Chief Executive Officer | MIXED | — | — |
| 2026-08-27 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-08-27 | Jason Kaiser | Group President | A | — | — |
| 2026-08-27 | Kyle Joseph Epley | Chief Financial Officer | A | — | — |
| 2026-07-27 | Jason Kaiser | Group President | A | — | — |
| 2026-07-27 | Kyle Joseph Epley | Chief Financial Officer | A | — | — |
| 2026-07-27 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-07-01 | David MacLennan | Director | A | — | — |
| 2026-06-29 | Kyle Joseph Epley | Chief Financial Officer | A | — | — |
| 2026-06-29 | Jason Kaiser | Group President | A | — | — |
| 2026-06-29 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-06-11 | Gerald Johnson | Director | A | — | — |
| 2026-06-11 | NAZZIC S KEENE | Director | A | — | — |
| 2026-06-11 | Judith Fran Marks | Director | A | — | — |
| 2026-06-11 | SUSAN C SCHWAB | Director | A | — | — |
| 2026-06-11 | David MacLennan | Director | A | — | — |
| 2026-06-11 | James C Fish Jr | Director | A | — | — |
| 2026-06-11 | DEBRA L REED | Director | A | — | — |
| 2026-06-11 | RAYFORD WILKINS JR | Director | A | — | — |
| 2026-05-27 | Kyle Joseph Epley | Chief Financial Officer | A | — | — |
| 2026-05-27 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-05-15 | Denise C Johnson | Group President | MIXED | — | — |
| 2026-05-14 | William E Schaupp | Chief Accounting Officer | Sell | — | — |
| 2026-05-14 | Denise C Johnson | Group President | MIXED | — | — |
| 2026-05-12 | Kyle Joseph Epley | Chief Financial Officer | A | — | — |
| 2026-05-12 | Anthony D. Fassino | Group President | MIXED | — | — |
| 2026-05-12 | Christine M Pambianchi | Chief Human Resources Officer | F | — | — |
| 2026-05-12 | Joseph E Creed | Chief Executive Officer | F | — | — |
| 2026-05-07 | ANDREW R J BONFIELD | CFO Emeritus | MIXED | — | — |
| 2026-05-07 | Anthony D. Fassino | Group President | MIXED | — | — |
| 2026-05-07 | Bob De Lange | Group President | MIXED | — | — |
| 2026-05-06 | Rodney Michael Shurman | Group President | MIXED | — | — |
| 2026-05-06 | Jason Kaiser | Group President | G | — | — |
| 2026-05-05 | David MacLennan | Director | Buy | — | — |
| 2026-05-05 | Jason Kaiser | Group President | MIXED | — | — |
| 2026-04-27 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-04-01 | David MacLennan | Director | A | — | — |
| 2026-03-27 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-03-16 | Jason Kaiser | Group President | A | — | — |
| 2026-03-16 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-03-10 | Joseph E Creed | Chief Executive Officer | A | — | — |
| 2026-03-10 | Jason Kaiser | Group President | A | — | — |
| 2026-03-06 | ANDREW R J BONFIELD | Chief Financial Officer | F | — | — |
| 2026-03-06 | Bob De Lange | Group President | F | — | — |
| 2026-03-06 | Denise C Johnson | Group President | F | — | — |
| 2026-03-06 | Anthony D. Fassino | Group President | F | — | — |
| 2026-03-06 | Jason Kaiser | Group President | F | — | — |
| 2026-03-06 | Joseph E Creed | Chief Executive Officer | MIXED | — | — |
| 2026-03-06 | Derek Owens | Chief Legal Officer | F | — | — |
| 2026-03-06 | William E Schaupp | Chief Accounting Officer | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Executive Chairman | 523,199 | — |
| — | Director | 317,008 | — |
| — | Chairman of the Board | 303,699 | — |
| — | Director | 276,550 | — |
| — | Group President | 272,861 | — |
| — | Director | 265,145 | — |
| — | Group President | 206,480 | — |
| — | Group President | 152,060 | — |
| — | Group President | 128,883 | — |
| — | Group President | 95,781 | — |
| — | Group President | 83,014 | — |
| — | Director | 74,815 | — |
| — | Group President | 73,325 | — |
| — | CFO Emeritus | 68,609 | — |
| — | Group Pres. thru 12/31/2020 | 67,847 | — |
| — | Chief Executive Officer | 62,718 | — |
| — | Director | 55,067 | — |
| — | Director | 54,199 | — |
| — | Group President | 53,400 | — |
| — | Group President | 48,392 | — |
| — | Director | 47,382 | — |
| — | Executive Vice President | 45,496 | — |
| — | Director | 39,784 | — |
| — | V.P./Chief Financial Officer | 39,037 | — |
| — | Group President | 31,900 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CAT quote page; the site-wide leaderboard is on the insider transactions hub.