CAT · Insider Trading
Caterpillar Inc.
Every open-market purchase and sale reported by CAT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-01 | David MacLennan | Director | A | +28 deriv. | — |
| 2026-10-01 | Lynn J Good | Director | A | +30 deriv. | — |
| 2026-09-28 | Jason Kaiser | Group President | A | +11 deriv. | — |
| 2026-09-28 | Kyle Joseph Epley | Chief Financial Officer | A | +18 deriv. | — |
| 2026-09-28 | Joseph E Creed | Chief Executive Officer | A | +19 deriv. | — |
| 2026-09-01 | Joseph E Creed | Chief Executive Officer | MIXED | — | −$26.21M |
| 2026-08-27 | Joseph E Creed | Chief Executive Officer | A | +19 deriv. | — |
| 2026-08-27 | Jason Kaiser | Group President | A | +11 deriv. | — |
| 2026-08-27 | Kyle Joseph Epley | Chief Financial Officer | A | +18 deriv. | — |
| 2026-07-27 | Jason Kaiser | Group President | A | +10 deriv. | — |
| 2026-07-27 | Kyle Joseph Epley | Chief Financial Officer | A | +12 deriv. | — |
| 2026-07-27 | Joseph E Creed | Chief Executive Officer | A | +18 deriv. | — |
| 2026-07-01 | David MacLennan | Director | A | +22 deriv. | — |
| 2026-06-29 | Kyle Joseph Epley | Chief Financial Officer | A | +6 deriv. | — |
| 2026-06-29 | Jason Kaiser | Group President | A | +5 deriv. | — |
| 2026-06-29 | Joseph E Creed | Chief Executive Officer | A | +16 deriv. | — |
| 2026-06-11 | Gerald Johnson | Director | A | +211 | — |
| 2026-06-11 | Nazzic S Keene | Director | A | +211 | — |
| 2026-06-11 | Judith Fran Marks | Director | A | +211 | — |
| 2026-06-11 | Susan C Schwab | Director | A | +211 | — |
| 2026-06-11 | David MacLennan | Director | A | +211 | — |
| 2026-06-11 | James C Fish Jr | Director | A | +211 | — |
| 2026-06-11 | Debra L Reed | Director | A | +211 | — |
| 2026-06-11 | Rayford Wilkins Jr | Director | A | +211 | — |
| 2026-05-27 | Kyle Joseph Epley | Chief Financial Officer | A | +6 deriv. | — |
| 2026-05-27 | Joseph E Creed | Chief Executive Officer | A | +18 deriv. | — |
| 2026-05-15 | Denise C Johnson | Group President | MIXED | — | −$11.44M |
| 2026-05-14 | William E Schaupp | Chief Accounting Officer | Sell | −360 | −$326.16K |
| 2026-05-14 | Denise C Johnson | Group President | MIXED | — | −$5.64M |
| 2026-05-12 | Kyle Joseph Epley | Chief Financial Officer | A | +515 | — |
| 2026-05-12 | Anthony D. Fassino | Group President | MIXED | — | −$14.93M |
| 2026-05-12 | Christine M Pambianchi | Chief Human Resources Officer | F | −224 | −$204.29K |
| 2026-05-12 | Joseph E Creed | Chief Executive Officer | F | −574 | −$523.51K |
| 2026-05-07 | Andrew R J Bonfield | CFO Emeritus | MIXED | — | −$14.40M |
| 2026-05-07 | Anthony D. Fassino | Group President | MIXED | — | −$8.48M |
| 2026-05-07 | Bob De Lange | Group President | MIXED | — | −$22.35M |
| 2026-05-06 | Rodney Michael Shurman | Group President | MIXED | — | −$3.66M |
| 2026-05-06 | Jason Kaiser | Group President | G | −294 | — |
| 2026-05-05 | David MacLennan | Director | Buy | +250 | +$219.21K |
| 2026-05-05 | Jason Kaiser | Group President | MIXED | — | −$4.98M |
| 2026-04-27 | Joseph E Creed | Chief Executive Officer | A | +19 deriv. | — |
| 2026-04-01 | David MacLennan | Director | A | +33 deriv. | — |
| 2026-03-27 | Joseph E Creed | Chief Executive Officer | A | +3 deriv. | — |
| 2026-03-16 | Jason Kaiser | Group President | A | +186 deriv. | — |
| 2026-03-16 | Joseph E Creed | Chief Executive Officer | A | +428 deriv. | — |
| 2026-03-10 | Joseph E Creed | Chief Executive Officer | A | +214 deriv. | — |
| 2026-03-10 | Jason Kaiser | Group President | A | +106 deriv. | — |
| 2026-03-06 | Andrew R J Bonfield | Chief Financial Officer | F | −449 | −$331.55K |
| 2026-03-06 | Bob De Lange | Group President | F | −393 | −$290.20K |
| 2026-03-06 | Denise C Johnson | Group President | F | −346 | −$255.49K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| III Donald J Umpleby | Executive Chairman | 523,199 | $387.28M |
| Bob De Lange | Group President | 95,781 | $70.90M |
| Andrew R J Bonfield | CFO Emeritus | 68,609 | $50.79M |
| Joseph E Creed | Chief Executive Officer | 62,718 | $46.42M |
| Denise C Johnson | Group President | 53,400 | $39.53M |
| Anthony D. Fassino | Group President | 48,392 | $35.82M |
| Kyle Joseph Epley | Chief Financial Officer | 20,891 | $15.46M |
| Cheryl H Johnson | Chief Human Resources Officer | 15,510 | $11.48M |
| Debra L Reed | Director | 13,204 | $9.77M |
| Rodney Michael Shurman | Group President | 9,816 | $7.27M |
| Jason Kaiser | Group President | 9,668 | $7.16M |
| David MacLennan | Director | 8,420 | $6.23M |
| Rayford Wilkins Jr | Director | 8,416 | $6.23M |
| Derek Owens | Chief Legal Officer | 8,203 | $6.07M |
| Susan C Schwab | Director | 6,197 | $4.59M |
| Daniel M Dickinson | Director | 4,728 | $3.50M |
| James C Fish Jr | Director | 3,937 | $2.91M |
| Gerald Johnson | Director | 3,907 | $2.89M |
| Christine M Pambianchi | Chief Human Resources Officer | 3,083 | $2.28M |
| Judith Fran Marks | Director | 1,938 | $1.43M |
| Nazzic S Keene | Director | 728 | $538.87K |
| William E Schaupp | Chief Accounting Officer | 530 | $392.31K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CAT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.