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III Donald J Umpleby

CIK 1566320 · Executive Chairman · last filed 2026-05-29

III Donald J Umpleby is an Executive Chairman who has filed 64 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing, for CVX, was dated May 29, 2026. Across all open-market trades the lifetime net is −$24.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $426.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$426.50M

Companies

2

Total Filings

64

Lifetime Open-Market Net

-$24.27M

Filer Profile

Reported Address
510 LAKE COOK ROAD
SUITE 100
DEERFIELD, IL 60015
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CVX Director 3,086 $208.60 $643.7K $0 11 2026-05-29
CAT Executive Chairman 523,199 $813.94 $425.85M -$24.27M 50 2026-03-06

Recent Filings

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-29 CVX Grant (A) +1,272 $0 EDGAR
2026-03-06 CAT Tax (F) −1,546 -$1.14M EDGAR
2026-03-04 CAT Tax (F) −1,591 -$1.14M EDGAR
2026-02-12 CAT Mixed +21,415 -$10.11M EDGAR
2025-12-02 CAT Gift (G) −2,350 $0 EDGAR
2025-10-14 CAT Sell (S) −17,166 -$8.67M EDGAR
2025-10-10 CAT Notice (144) −17,166 -$8.43M EDGAR
2025-09-23 CAT Sell (S) −17,166 -$7.94M EDGAR
2025-09-22 CAT Notice (144) −17,166 -$8.10M EDGAR
2025-09-03 CAT Sell (S) −17,168 -$7.09M EDGAR
Showing 1–10 of 64
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.