Nuveen, LLC — 13F Holdings & Portfolio
CIK 1871926 · latest 13F-HR filed 2026-08-11
Nuveen, LLC manages $419.17B in 13F-reported U.S. long-equity assets across 10,263 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (3.68%), AAPL (2.78%), NVDA (2.30%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 671 new positions and exited 160; 1,932 existing positions rose in reported value and 796 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-11
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
As of the firm’s regulatory filing dated Mar 24, 2026.
CHICAGO, IL 60606
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Akibayo, Konyinsola, Kehinde Control | CONTROLLER since May 2025 | Less than 5% | Individual |
| COHEN, STUART, JONA Control | MANAGING DIRECTOR, HEAD OF LEGAL since Mar 2018 | Less than 5% | Individual |
| HUFFMAN, WILLIAM, THOMAS Control | PRESIDENT since Dec 2010 | Less than 5% | Individual |
| MALIK, SAIRA, ANN Control | EXECUTIVE VICE PRESIDENT since Jul 2024 | Less than 5% | Individual |
| NUVEEN FUND ADVISORS, LLC Control | MANAGING MEMBER since Dec 2010 | 75% or more | Domestic Entity |
| PAULEY, TRAVIS, MARTIN Control | CHIEF COMPLIANCE OFFICER since Jan 2021 | Less than 5% | Individual |
| Stevens, Jon, Mitchell Control | SENIOR MANAGING DIRECTOR since Mar 2019 | Less than 5% | Individual |
| NUVEEN CONSOLIDATED, LLC Control Indirect owner via NUVEEN FUND ADVISORS, LLC | MANAGING MEMBER since Nov 2025 | 75% or more | Domestic Entity |
| NUVEEN, LLC Control Indirect owner via NUVEEN CONSOLIDATED, LLC | MEMBER since Nov 2025 | 75% or more | Domestic Entity |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA Control Indirect owner via NUVEEN, LLC | MEMBER since Oct 2014 | 75% or more | Domestic Entity |
| TIAA BOARD OF GOVERNORS Control Indirect owner via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SHAREHOLDER since Oct 2014 | 75% or more | Domestic Entity |
Ownership & leadership changes · 21 filings with changes since Nov 22, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedNUVEEN FINANCE, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS 1, INC. · control person · listed since Jan 2017
- No longer listedNUVEEN HOLDINGS 1, INC. · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS, INC. · control person · listed since Jan 2017
- No longer listedNUVEEN HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via NUVEEN INVESTMENTS, INC. · control person · listed since Nov 2007
- No longer listedNUVEEN INVESTMENTS, INC. · MANAGING MEMBER · 75% or more · indirect via NUVEEN FUND ADVISORS, LLC · control person · listed since Dec 2010
- No longer listedNUVEEN, LLC · MEMBER · 75% or more · indirect via NUVEEN FINANCE, LLC · control person · listed since Oct 2014
- AddedNUVEEN CONSOLIDATED, LLC · MANAGING MEMBER · 75% or more · indirect via NUVEEN FUND ADVISORS, LLC · control person
- AddedNUVEEN, LLC · MEMBER · 75% or more · indirect via NUVEEN CONSOLIDATED, LLC · control person
- AddedTIAA BOARD OF GOVERNORS · SHAREHOLDER · 75% or more · indirect via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · control person
- No longer listedSendlak, Megan, Eileen · CONTROLLER · Less than 5% · listed since Nov 2020
- AddedAkibayo, Konyinsola, Kehinde · CONTROLLER · Less than 5% · control person
- No longer listedTIAA BOARD OF GOVERNERS · SHAREHOLDER · 75% or more · indirect via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · control person · listed since Oct 2014
- AddedMALIK, SAIRA, ANN · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- No longer listedTIAA BOARD OF OVERSEERS · SHAREHOLDER · 75% or more · indirect via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · control person · listed since Oct 2014
- AddedTIAA BOARD OF GOVERNERS · SHAREHOLDER · 75% or more · indirect via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · control person
- No longer listedWACHTER, AUSTIN, PENN · CONTROLLER · Less than 5% · listed since Mar 2017
- AddedSendlak, Megan, Eileen · CONTROLLER · Less than 5%
- No longer listedMEGGS, DIANE, S · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2013
- AddedPAULEY, TRAVIS, MARTIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- No longer listedvan Etten, Frank, Michiel · HEAD OF NUVEEN SOLUTIONS · Less than 5% · control person · listed since Aug 2018
- ChangedStevens, Jon, Mitchell · title MANAGING DIRECTOR → SENIOR MANAGING DIRECTOR
- AddedStevens, Jon, Mitchell · MANAGING DIRECTOR · Less than 5% · control person
Older changes (12 more filings)
- Addedvan Etten, Frank, Michiel · HEAD OF NUVEEN SOLUTIONS · Less than 5% · control person
- No longer listedMANZONI, CHARLES, R · CHIEF OPERATING OFFICER AND GENERAL COUNSEL · Less than 5% · control person · listed since Dec 2010
- No longer listedNUVEEN FINANCE, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS I, INC. · control person · listed since Jan 2017
- AddedCOHEN, STUART, JONA · MANAGING DIRECTOR, HEAD OF LEGAL · Less than 5% · control person
- AddedNUVEEN FINANCE, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS 1, INC. · control person
- No longer listedHLAVACEK, SHERRI, A · CONTROLLER · Less than 5% · listed since Dec 2010
- No longer listedTEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · MEMBER · 75% or more · indirect via TIAA GLOBAL ASSET MANAGEMENT, LLC · control person · listed since Oct 2014
- No longer listedTIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS, INC. · control person · listed since Oct 2014
- No longer listedTIAA GLOBAL ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · control person · listed since Oct 2014
- AddedNUVEEN FINANCE, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS I, INC. · control person
- AddedNUVEEN HOLDINGS 1, INC. · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS, INC. · control person
- AddedNUVEEN, LLC · MEMBER · 75% or more · indirect via NUVEEN FINANCE, LLC · control person
- AddedTEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · MEMBER · 75% or more · indirect via NUVEEN, LLC · control person
- AddedWACHTER, AUSTIN, PENN · CONTROLLER · Less than 5%
- No longer listedSCHREIER, THOMAS, STEPHEN · CHAIRMAN · Less than 5% · control person · listed since Dec 2010
- No longer listedTEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT, LLC · control person · listed since Oct 2014
- No longer listedTIAA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · control person · listed since Oct 2014
- AddedTEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · MEMBER · 75% or more · indirect via TIAA GLOBAL ASSET MANAGEMENT, LLC · control person
- AddedTIAA GLOBAL ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · control person
- No longer listedTAM FINANCE COMPANY, LLC · SHAREHOLDER · 75% or more · indirect via WINDY CITY INVESTMENTS, INC. · control person · listed since Oct 2014
- No longer listedTIAA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TAM FINANCE COMPANY, LLC · control person · listed since Oct 2014
- No longer listedWINDY CITY INVESTMENTS, INC. · SHAREHOLDER · 75% or more · indirect via NUVEEN INVESTMENTS, INC. · control person · listed since Nov 2007
- AddedNUVEEN HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via NUVEEN INVESTMENTS, INC. · control person
- AddedTIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · SHAREHOLDER · 75% or more · indirect via NUVEEN HOLDINGS, INC. · control person
- AddedTIAA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC · control person
- No longer listedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS V-A&C, L.P. · control person · listed since Dec 2010
- No longer listedMADISON DEARBORN PARTNERS V-A&C, L.P. · MANAGER & GP OF OTHER MANAGERS · General partner, trustee or manager · indirect via MDCP HOLDCO (WINDY), LLC · control person · listed since Dec 2010
- No longer listedMDCP HOLDCO (WINDY), LLC · MEMBER · 25–50% · indirect via WINDY CITY INVESTMENTS HOLDINGS, LLC · control person · listed since Dec 2010
- No longer listedWINDY CITY INVESTMENTS HOLDINGS, LLC · OWNER · 75% or more · indirect via WINDY CITY INVESTMENTS, INC. · control person · listed since Dec 2010
- AddedTAM FINANCE COMPANY, LLC · SHAREHOLDER · 75% or more · indirect via WINDY CITY INVESTMENTS, INC. · control person
- AddedTEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · MEMBER · 75% or more · indirect via TIAA ASSET MANAGEMENT, LLC · control person
- AddedTIAA ASSET MANAGEMENT, LLC · MEMBER · 75% or more · indirect via TAM FINANCE COMPANY, LLC · control person
- AddedTIAA BOARD OF OVERSEERS · SHAREHOLDER · 75% or more · indirect via TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA · control person
- ChangedWINDY CITY INVESTMENTS, INC. · indirect via NUVEEN INVESTMENTS, INC.: title OWNER → SHAREHOLDER
- ChangedMADISON DEARBORN PARTNERS · indirect via MADISON DEARBORN PARTNERS V-A&C, L.P.: title MANAGING MEMBER → GENERAL PARTNER
- ChangedMDCP HOLDCO (WINDY), LLC · indirect via WINDY CITY INVESTMENTS HOLDINGS, LLC: title MEMBER MAJORITY MANAGER → MEMBER
- No longer listedKEEFE, MARY, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2010
- AddedMEGGS, DIANE, S · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- No longer listedNUVEEN INVESTMENTS, INC. · STOCKHOLDER · 75% or more · indirect via NUVEEN FUND ADVISORS, INC. · control person · listed since Dec 2010
- AddedMADISON DEARBORN PARTNERS · MANAGING MEMBER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS V-A&C, L.P. · control person
- AddedNUVEEN INVESTMENTS, INC. · MANAGING MEMBER · 75% or more · indirect via NUVEEN FUND ADVISORS, LLC · control person
- ChangedKEEFE, MARY, ELIZABETH · now a control person
- ChangedMANZONI, CHARLES, R · now a control person
- ChangedNUVEEN FUND ADVISORS, LLC · title STOCKHOLDER → MANAGING MEMBER
- No longer listedNUVEEN INVESTMENTS, INC. · STOCKHOLDER · 75% or more · indirect via NUVEEN FUND ADVISERS, INC. · control person · listed since Dec 2010
- AddedNUVEEN INVESTMENTS, INC. · STOCKHOLDER · 75% or more · indirect via NUVEEN FUND ADVISORS, INC. · control person
- ChangedMANZONI, CHARLES, R · title GENERAL COUNSEL → CHIEF OPERATING OFFICER AND GENERAL COUNSEL
- ListedHLAVACEK, SHERRI, A · CONTROLLER · Less than 5%
- ListedHUFFMAN, WILLIAM, THOMAS · PRESIDENT · Less than 5% · control person
- ListedKEEFE, MARY, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedMADISON DEARBORN PARTNERS V-A&C, L.P. · MANAGER & GP OF OTHER MANAGERS · General partner, trustee or manager · indirect via MDCP HOLDCO (WINDY), LLC · control person
- ListedMANZONI, CHARLES, R · GENERAL COUNSEL · Less than 5%
- ListedMDCP HOLDCO (WINDY), LLC · MEMBER MAJORITY MANAGER · 25–50% · indirect via WINDY CITY INVESTMENTS HOLDINGS, LLC · control person
- ListedNUVEEN FUND ADVISORS, LLC · STOCKHOLDER · 75% or more · control person
- ListedNUVEEN INVESTMENTS, INC. · STOCKHOLDER · 75% or more · indirect via NUVEEN FUND ADVISERS, INC. · control person
- ListedSCHREIER, THOMAS, STEPHEN · CHAIRMAN · Less than 5% · control person
- ListedWINDY CITY INVESTMENTS HOLDINGS, LLC · OWNER · 75% or more · indirect via WINDY CITY INVESTMENTS, INC. · control person
- ListedWINDY CITY INVESTMENTS, INC. · OWNER · 75% or more · indirect via NUVEEN INVESTMENTS, INC. · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$3.46B +313.6%
- ADVANCED MICRO DEVICES INC$2.60B +195.8%
- ALPHABET INC$2.59B +29.4%
- NVIDIA CORPORATION$2.45B +10.0%
- APPLIED MATLS INC$2.37B +115.5%
Top Trims
- MICROSOFT CORP-$1.27B -7.8%
- EXXON MOBIL CORP-$894.1M -25.2%
- WALMART INC-$779.1M -26.1%
- INTUIT-$718.3M -72.4%
- ACCENTURE PLC CMN CLASS A-$572.9M -64.9%
New Positions
- HONEYWELL INTL INC$602.6M
- HONEYWELL AEROSPACE INC$594.5M
- CARNIVAL CORP LTD$320.2M
- SPACE EXPLORATION TECHN CORP$161.1M
- DUPONT DE NEMOURS INC$154.9M
Exited Positions
- HONEYWELL INTL INC$1.30B
- ISHARES TR$393.2M
- DUPONT DE NEMOURS INC$299.6M
- CARNIVAL CORP$227.6M
- COTERRA ENERGY INC$69.6M
Nuveen, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $15.42B | 3.68% | 77,089,575 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $11.66B | 2.78% | 40,304,092 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.63B | 2.30% | 48,108,883 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $7.87B | 1.88% | 27,191,750 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $7.84B | 1.87% | 21,014,296 | SH |
| 6 | BROADCOM INC | AVGO | 11135F101 | $7.80B | 1.86% | 20,658,185 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $6.29B | 1.50% | 26,387,795 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $6.23B | 1.49% | 17,426,826 | SH |
| 9 | ALPHABET INC | GOOG | 02079K107 | $6.17B | 1.47% | 17,459,865 | SH |
| 10 | MICROSOFT CORP | MSFT | 594918104 | $5.61B | 1.34% | 15,035,465 | SH |
| 11 | AMAZON COM INC | AMZN | 023135106 | $4.27B | 1.02% | 17,936,163 | SH |
| 12 | ALPHABET INC | GOOG | 02079K107 | $4.19B | 1.00% | 11,859,100 | SH |
| 13 | ALPHABET INC | GOOGL | 02079K305 | $4.15B | 0.99% | 11,600,495 | SH |
| 14 | BROADCOM INC | AVGO | 11135F101 | $3.80B | 0.91% | 10,060,255 | SH |
| 15 | TESLA INC | TSLA | 88160R101 | $3.68B | 0.88% | 8,754,509 | SH |
| 16 | ELI LILLY & CO | LLY | 532457108 | $3.62B | 0.86% | 3,020,782 | SH |
| 17 | NUSHARES ETF TR | NXUS | 67092P672 | $3.17B | 0.76% | 126,475,943 | SH |
| 18 | TESLA INC | TSLA | 88160R101 | $2.60B | 0.62% | 6,180,387 | SH |
| 19 | APPLIED MATLS INC | AMAT | 038222105 | $2.58B | 0.61% | 3,562,034 | SH |
| 20 | LAM RESEARCH CORP | LRCX | 512807306 | $2.53B | 0.60% | 5,840,083 | SH |
| 21 | META PLATFORMS INC | META | 30303M102 | $2.48B | 0.59% | 4,407,571 | SH |
| 22 | META PLATFORMS INC | META | 30303M102 | $2.47B | 0.59% | 4,381,168 | SH |
| 23 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.29B | 0.55% | 6,990,026 | SH |
| 24 | MICRON TECHNOLOGY INC | MU | 595112103 | $2.21B | 0.53% | 1,913,177 | SH |
| 25 | ELI LILLY & CO | LLY | 532457108 | $2.08B | 0.50% | 1,734,449 | SH |
| 26 | MASTERCARD INCORPORATED | MA | 57636Q104 | $2.08B | 0.50% | 4,050,151 | SH |
| 27 | PALO ALTO NETWORKS INC | PANW | 697435105 | $2.07B | 0.49% | 6,080,592 | SH |
| 28 | INTEL CORP | INTC | 458140100 | $1.98B | 0.47% | 14,179,149 | SH |
| 29 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.96B | 0.47% | 1,697,232 | SH |
| 30 | APPLE INC | AAPL | 037833100 | $1.92B | 0.46% | 6,625,482 | SH |
| 31 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.88B | 0.45% | 3,243,417 | SH |
| 32 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.78B | 0.43% | 1,908,110 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.78B | 0.43% | 7,022,301 | SH |
| 34 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.72B | 0.41% | 5,253,169 | SH |
| 35 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.71B | 0.41% | 2,938,247 | SH |
| 36 | WESTERN DIGITAL CORP | WDC | 958102105 | $1.70B | 0.41% | 2,659,361 | SH |
| 37 | AMPHENOL CORP | APH | 032095101 | $1.67B | 0.40% | 9,494,871 | SH |
| 38 | GE AEROSPACE | GE | 369604301 | $1.60B | 0.38% | 4,292,706 | SH |
| 39 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.58B | 0.38% | 7,888,884 | SH |
| 40 | MICROSOFT CORP | MSFT | 594918104 | $1.51B | 0.36% | 4,056,435 | SH |
| 41 | CATERPILLAR INC | CAT | 149123101 | $1.51B | 0.36% | 1,416,702 | SH |
| 42 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.43B | 0.34% | 2,866,546 | SH |
| 43 | NUSHARES ETF TR | NHYB | 67092P680 | $1.40B | 0.33% | 56,632,964 | SH |
| 44 | APPLIED MATLS INC | AMAT | 038222105 | $1.40B | 0.33% | 1,932,255 | SH |
| 45 | CISCO SYS INC | CSCO | 17275R102 | $1.36B | 0.32% | 11,546,208 | SH |
| 46 | EATON CORP PLC | ETN | G29183103 | $1.32B | 0.31% | 3,097,511 | SH |
| 47 | ARISTA NETWORKS INC | ANET | 040413205 | $1.31B | 0.31% | 7,738,573 | SH |
| 48 | EXXON MOBIL CORP | XOM | 30231G102 | $1.31B | 0.31% | 9,609,434 | SH |
| 49 | LAM RESEARCH CORP | LRCX | 512807306 | $1.31B | 0.31% | 3,014,458 | SH |
| 50 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.30B | 0.31% | 5,137,795 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $419.17B | 10,263 | 0000930413-26-002447 |
| 2026-03-31 | 2026-04-30 | $369.27B | 7,665 | 0000930413-26-001390 |
| 2025-12-31 | 2026-02-12 | $381.90B | 7,671 | 0000930413-26-000405 |
MAIL STOP SSC/C2/04
CHARLOTTE, NC 28262