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STEPHEN E COURTER

CIK 1131058 · Chief Executive Officer · last filed 2026-07-02

STEPHEN E COURTER is a Chief Executive Officer who has filed 40 SEC Form 4 insider transactions across 3 companies since 2009. The most recent filing shows the insider was granted $25.0K of CDZI on Jul 2, 2026. Across all open-market trades the lifetime net is −$208.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.02M

Companies

3

Total Filings

40

Lifetime Open-Market Net

-$208.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CDZI Director 81,592 $3.32 $270.9K $6.8K 15 2026-07-02
UPLD Director 12,423 $4.94 $61.4K -$243.2K 17 2025-10-29
CDZIP Director 75,489 $22.32 $1.68M $27.8K 6 2025-06-30

Recent Filings

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-02 CDZI Grant (A) +6,103 $25.0K EDGAR
2025-10-29 UPLD Grant (A) +25,000 $0 EDGAR
2025-06-30 CDZIP Grant (A) +8,212 $25.0K EDGAR
2024-11-04 UPLD Grant (A) +25,000 $0 EDGAR
2024-07-03 CDZIP Grant (A) +8,174 $25.0K EDGAR
2023-11-22 UPLD Sell (S) −20,448 -$90.6K EDGAR
2023-11-21 UPLD Notice (144) −18,343 -$87.7K EDGAR
2023-08-02 UPLD Grant (A) +62,816 $0 EDGAR
2023-07-06 CDZIP Grant (A) +5,666 $25.0K EDGAR
2022-12-16 CDZIP Buy (P) +2,000 $5.1K EDGAR
Showing 1–10 of 40
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.