Oliver Robert MacFarlane Yates

CIK 1984088 · Chief Sales Officer · last filed 2024-03-19

Oliver Robert MacFarlane Yates is a Chief Sales Officer who has filed 4 SEC Form 4 insider transactions across 1 company since 2023. The most recent filing shows the insider had shares withheld for taxes covering $28.1K of UPLD on Mar 19, 2024. Current disclosed insider exposure totals $171.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$171.7K

Companies

1

Total Filings

4

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPLD Chief Sales Officer 251,567 $0.68 $171.7K $0 4 2024-03-19

Recent Filings

4 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-03-19 UPLD Tax (F) −6,672 -$28.1K EDGAR
2024-01-31 UPLD Grant (A) +135,000 $0 EDGAR
2023-12-19 UPLD Tax (F) −2,740 -$12.6K EDGAR
2023-09-19 UPLD Tax (F) −2,740 -$10.6K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.