Richmond Brothers, Inc. — 13F Holdings & Portfolio
CIK 1540462 · latest 13F-HR filed 2026-05-11
Richmond Brothers, Inc. manages $150.2M in 13F-reported U.S. long-equity assets across 69 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are QQQ (15.95%), QQQ (13.03%), VDE (3.95%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 0 new positions, exited 0, added to 6, and trimmed 22.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$150.2M
Long-equity book
69
Distinct positions
2026-03-31
Filed 2026-05-11
+0 / −0 / ↑6 / ↓22
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$3.0M +94.6%
- VANGUARD WORLD FD$2.0M +30.3%
- CONNECT BIOPHARMA HLDGS LTD$759.4K +155.2%
- HERON THERAPEUTICS INC$405.8K +54.6%
- ALVOTECH$82.1K +114.6%
Top Trims
- INVESCO QQQ TR-$3.3M -7.0%
- VANGUARD BD INDEX FDS-$1.2M -21.2%
- VANGUARD BD INDEX FDS-$1.1M -20.8%
- VANGUARD MALVERN FDS-$904.1K -31.0%
- PROSHARES TR-$823.8K -40.1%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $24.0M | 15.95% | 41,504 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $19.6M | 13.03% | 33,904 | SH |
| 3 | VANGUARD WORLD FD | VDE | 92204A306 | $5.9M | 3.95% | 34,302 | SH |
| 4 | VANGUARD WORLD FD | VPU | 92204A876 | $4.9M | 3.28% | 24,888 | SH |
| 5 | VANGUARD WORLD FD | VAW | 92204A801 | $4.8M | 3.22% | 21,473 | SH |
| 6 | VANGUARD WORLD FD | VIS | 92204A603 | $4.7M | 3.15% | 15,165 | SH |
| 7 | VANGUARD WORLD FD | VDC | 92204A207 | $4.6M | 3.06% | 20,473 | SH |
| 8 | VANGUARD WORLD FD | VOX | 92204A884 | $4.5M | 3.03% | 25,266 | SH |
| 9 | VANGUARD WORLD FD | VHT | 92204A504 | $4.5M | 3.01% | 16,596 | SH |
| 10 | VANGUARD WORLD FD | VGT | 92204A702 | $4.4M | 2.92% | 6,282 | SH |
| 11 | VANGUARD INDEX FDS | VNQ | 922908553 | $4.3M | 2.85% | 48,272 | SH |
| 12 | VANGUARD WORLD FD | VFH | 92204A405 | $4.3M | 2.85% | 35,428 | SH |
| 13 | VANGUARD WORLD FD | VCR | 92204A108 | $4.2M | 2.78% | 11,620 | SH |
| 14 | VANGUARD BD INDEX FDS | BIV | 921937819 | $3.2M | 2.14% | 41,707 | SH |
| 15 | VANGUARD BD INDEX FDS | BLV | 921937793 | $3.2M | 2.12% | 46,297 | SH |
| 16 | GUGGENHEIM STRATEGIC OPPORTU | GOF | 40167F101 | $2.6M | 1.76% | 240,108 | SH |
| 17 | VANGUARD WORLD FD | VDE | 92204A306 | $2.6M | 1.72% | 14,910 | SH |
| 18 | VANGUARD WORLD FD | VPU | 92204A876 | $2.2M | 1.46% | 11,060 | SH |
| 19 | APPLE INC | AAPL | 037833100 | $2.2M | 1.44% | 8,500 | SH |
| 20 | VANGUARD WORLD FD | VAW | 92204A801 | $2.2M | 1.43% | 9,560 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $2.1M | 1.42% | 4,444 | SH |
| 22 | VANGUARD WORLD FD | VIS | 92204A603 | $2.1M | 1.41% | 6,775 | SH |
| 23 | VANGUARD WORLD FD | VDC | 92204A207 | $2.1M | 1.37% | 9,134 | SH |
| 24 | VANGUARD WORLD FD | VOX | 92204A884 | $2.0M | 1.36% | 11,360 | SH |
| 25 | VANGUARD WORLD FD | VHT | 92204A504 | $2.0M | 1.31% | 7,211 | SH |
| 26 | VANGUARD WORLD FD | VGT | 92204A702 | $1.9M | 1.28% | 2,748 | SH |
| 27 | VANGUARD WORLD FD | VFH | 92204A405 | $1.9M | 1.26% | 15,704 | SH |
| 28 | VANGUARD INDEX FDS | VNQ | 922908553 | $1.9M | 1.26% | 21,316 | SH |
| 29 | VANGUARD WORLD FD | VCR | 92204A108 | $1.8M | 1.23% | 5,139 | SH |
| 30 | VANGUARD BD INDEX FDS | BSV | 921937827 | $1.8M | 1.17% | 22,465 | SH |
| 31 | VANGUARD MALVERN FDS | VTIP | 922020805 | $1.5M | 1.00% | 29,936 | SH |
| 32 | VANGUARD WORLD FD | EDV | 921910709 | $1.4M | 0.96% | 22,254 | SH |
| 33 | VANGUARD BD INDEX FDS | BIV | 921937819 | $1.2M | 0.78% | 15,209 | SH |
| 34 | VANGUARD BD INDEX FDS | BLV | 921937793 | $1.1M | 0.76% | 16,572 | SH |
| 35 | HERON THERAPEUTICS INC | HRTX | 427746102 | $1.1M | 0.71% | 1,341,361 | SH |
| 36 | CONNECT BIOPHARMA HLDGS LTD | CNTB | G23549101 | $1.1M | 0.71% | 404,365 | SH |
| 37 | MICROSOFT CORP | MSFT | 594918104 | $827.6K | 0.55% | 2,235 | SH |
| 38 | APPLE INC | AAPL | 037833100 | $782.9K | 0.52% | 3,085 | SH |
| 39 | VANGUARD BD INDEX FDS | BSV | 921937827 | $779.0K | 0.52% | 9,935 | SH |
| 40 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $693.9K | 0.46% | 1,448 | SH |
| 41 | PROSHARES TR | SSO | 74347R107 | $677.9K | 0.45% | 13,067 | SH |
| 42 | PROSHARES TR | QLD | 74347R206 | $641.8K | 0.43% | 10,522 | SH |
| 43 | PROSHARES TR | SSO | 74347R107 | $618.0K | 0.41% | 11,913 | SH |
| 44 | PROSHARES TR | QLD | 74347R206 | $587.0K | 0.39% | 9,623 | SH |
| 45 | PROSHARES TR | TQQQ | 74347X831 | $551.3K | 0.37% | 13,227 | SH |
| 46 | VANGUARD MALVERN FDS | VTIP | 922020805 | $518.8K | 0.35% | 10,386 | SH |
| 47 | VANGUARD WORLD FD | EDV | 921910709 | $492.0K | 0.33% | 7,575 | SH |
| 48 | MIMEDX GROUP INC | MDXG | 602496101 | $459.4K | 0.31% | 116,298 | SH |
| 49 | PROSHARES TR | TQQQ | 74347X831 | $373.0K | 0.25% | 8,948 | SH |
| 50 | ALPHABET INC | GOOGL | 02079K305 | $353.1K | 0.24% | 1,228 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-11 | $150.2M | 69 | 0001540462-26-000002 |
| 2025-12-31 | 2026-02-12 | $157.2M | 57 | 0001540462-26-000001 |
| 2025-09-30 | 2025-11-10 | $158.4M | 54 | 0001540462-25-000004 |