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MARSHALL A COHEN

CIK 1174913 · last filed 2016-01-05

MARSHALL A COHEN is a corporate insider who has filed 81 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider was granted $32.2K of TRS on Jan 5, 2016. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.17M

Companies

6

Total Filings

81

Lifetime Open-Market Net

-$1.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TRS Director 43,770 $42.23 $1.85M -$1.01M 29 2016-01-05
AMTD Director 106,639 $0.98 $104.5K -$898.5K 40 2015-08-20
GLEACHER & COMPANY, INC. (GLCH) Delisted Director — — — $0 3 2012-05-25
GLEACHER & COMPANY, INC. (BPSG) Delisted Director — — — $0 2 2009-08-28
NOW Director — $101.33 — $0 4 2008-05-15
AIG Director 2,875 $75.21 $216.2K $0 3 2007-05-17

Recent Filings

81 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-05 TRS Grant (A) +1,729 $32.2K EDGAR
2015-11-27 TRS Sell (S) −36,183 -$759.8K EDGAR
2015-11-12 TRS Mixed +27,225 -$1 EDGAR
2015-10-02 TRS Grant (A) +1,916 $30.2K EDGAR
2015-08-20 AMTD Grant (A) +445 $0 EDGAR
2015-07-02 TRS Grant (A) +1,212 $30.2K EDGAR
2015-05-19 AMTD Grant (A) +431 $0 EDGAR
2015-05-13 TRS Sell (S) −6,424 -$182.3K EDGAR
2015-04-02 TRS Grant (A) — $0 EDGAR
2015-03-03 TRS Grant (A) +3,338 $0 EDGAR
Showing 1–10 of 81
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.