MARSHALL A COHEN
CIK 1174913 · last filed 2016-01-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.17M
Companies
6
Total Filings
81
Lifetime Open-Market Net
-$1.91M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TRS | Director | 43,770 | $42.23 | $1.85M | -$1.01M | 29 | 2016-01-05 |
| AMTD | Director | 106,639 | $0.98 | $104.5K | -$898.5K | 40 | 2015-08-20 |
| GLEACHER & COMPANY, INC. (GLCH) Delisted | Director | — | — | — | $0 | 3 | 2012-05-25 |
| GLEACHER & COMPANY, INC. (BPSG) Delisted | Director | — | — | — | $0 | 2 | 2009-08-28 |
| NOW | Director | — | $101.33 | — | $0 | 4 | 2008-05-15 |
| AIG | Director | 2,875 | $75.21 | $216.2K | $0 | 3 | 2007-05-17 |
Recent Filings · Page 2 of 9
81 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-02-20 | AMTD | Grant (A) | +445 | $0 | EDGAR |
| 2015-01-23 | AMTD | Grant (A) | +6,902 | $0 | EDGAR |
| 2015-01-05 | TRS | Grant (A) | — | $0 | EDGAR |
| 2014-11-24 | AMTD | Grant (A) | +426 | $0 | EDGAR |
| 2014-11-06 | TRS | Mixed | — | -$18.8K | EDGAR |
| 2014-10-02 | TRS | Grant (A) | — | $0 | EDGAR |
| 2014-08-19 | AMTD | Grant (A) | +364 | $0 | EDGAR |
| 2014-07-02 | TRS | Grant (A) | — | $0 | EDGAR |
| 2014-03-04 | TRS | Grant (A) | +2,976 | $0 | EDGAR |
| 2014-02-21 | AMTD | Mixed | −26,540 | -$898.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.