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STEPHEN P KAUFMAN

CIK 1186370 · last filed 2014-10-03

STEPHEN P KAUFMAN is a corporate insider who has filed 58 SEC Form 4 insider transactions across 2 companies since 2007. Across all open-market trades the lifetime net is −$2.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.74M

Companies

2

Total Filings

58

Lifetime Open-Market Net

-$2.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KLAC Director 21,321 $254.54 $5.43M -$2.16M 19 2013-12-02
TMO Director 9,192 $469.34 $4.31M $53.5K 5 2010-05-24

Recent Filings

58 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-10-03 — Grant (A) — $0
2014-07-03 — Grant (A) — $0
2014-02-14 — Disc (I) — $0
2014-01-03 — Grant (A) — $0
2013-12-04 — Mixed — -$157.2K
2013-12-02 KLAC Mixed — -$197.6K EDGAR
2013-11-06 KLAC Grant (A) +1,856 $0 EDGAR
2013-10-31 KLAC Mixed −5,000 -$357.9K EDGAR
2013-10-03 — Grant (A) — $0
2013-09-13 — Mixed — -$43.3K
Showing 1–10 of 58
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.