STEPHEN P KAUFMAN

CIK 1186370 · last filed 2014-10-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.74M

Companies

2

Total Filings

58

Lifetime Open-Market Net

-$2.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KLAC Director 21,321 $254.54 $5.43M -$2.16M 19 2013-12-02
TMO Director 9,192 $469.34 $4.31M $53.5K 5 2010-05-24

Recent Filings · Page 2 of 6

58 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-07-02 Grant (A) $0
2013-04-03 Grant (A) $0
2013-02-01 KLAC Mixed -$6.4K EDGAR
2013-01-31 KLAC Mixed -$32.4K EDGAR
2013-01-03 Grant (A) $0
2012-11-09 KLAC Grant (A) +2,558 $0 EDGAR
2012-10-03 Grant (A) $0
2012-07-03 Grant (A) $0
2012-04-03 Grant (A) $0
2012-02-17 KLAC Mixed -$135.4K EDGAR
Showing 1120 of 58
Page 2 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.