Oasis Advisors, LLC — 13F Holdings & Portfolio
CIK 2124777 · latest 13F-HR filed 2026-10-16
Oasis Advisors, LLC manages $238.4M in 13F-reported U.S. long-equity assets across 85 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QQQM (9.94%), SCHG (9.73%), XMMO (7.49%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 39 new positions and exited 8; 33 existing positions rose in reported value and 7 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$238.4M
Long-equity book
Holdings
85
Distinct positions
Period
2026-09-30
Filed 2026-10-16
Q/Q Activity
+39 / −8 / ↑33 / ↓7
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26QQQM9.9% · +10500%SCHG9.7% · +15%XMMO7.5% · +44%XMHQ5.5% · +34%SMH5.2% · +26%EFA4.9% · +23%BOXX4.2% · +809%JEPI3.8% · +141%AGG3.8% · +24%SCHD3.0% · +320%DADS2.8% · +95%VYM2.3% · +102%SGOV2.0% · +1873%BLOK1.9% · +38%EZPZ1.7% · +28%SPSB1.7% · -14%JQUA1.7% · +64%XLE1.7% · +91%ITA1.6% · +17%VYMI1.6% · +299%VGIT1.6% · +33%ANGL1.6% · +43%STCE1.3% · +55%QUAL1.2% · +1155%VTEB1.1% · newAAPL0.9% · +250%EMB0.9% · +29%HYG0.9% · +109%MSFT0.7% · newETN0.7% · +3%VAIE0.7% · newNVDA0.6% · newJEPQ0.6% · newUSFR0.6% · newGOOGL0.5% · newTXXI0.5% · +25%SHYD0.5% · newDIVI0.4% · newAMZN0.4% · newJMST0.4% · +26%EVSM0.4% · +26%SUB0.4% · newPZA0.3% · newTAXX0.3% · +26%PM0.3% · newVOO0.3% · newONEQ0.3% · newOVL0.2% · +2%IVW0.2% · +9%KO0.2% · newJPM0.2% · newHD0.2% · +36%AVGO0.2% · newCVX0.2% · newMETA0.2% · newMA0.2% · newAMAT0.2% · newOVLH0.2% · 0%MU0.1% · newUSMC0.1% · -98%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 57.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 17, 2026.
Assets Under Management
$277.7M
Discretionary
$277.7M
Employees
27
Accounts
5,052
Address
136 S 4TH STREET
FOREST CITY, IA 50436
FOREST CITY, IA 50436
Phone
(641) 251-6001
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DEWHURST, BRYAN, MATTHEW Control | PRESIDENT since Feb 2025 | Less than 5% | Individual |
| OASIS CAPITAL HOLD CO Control | MANAGING MEMBER since Feb 2025 | 75% or more | Domestic Entity |
| THOMPSON, JANELLE, JOHNSON Control | CHIEF PEOPLE OFFICER since Feb 2025 | Less than 5% | Individual |
| THOMPSON, TAYLOR, JESSE Control | CHIEF INVESTMENT OFFICER since Feb 2025 | Less than 5% | Individual |
| THOMPSON, TIMOTHY, ANDREW Control | CEO since Feb 2025 | Less than 5% | Individual |
| AMGLOBE PARTNERS, LLC | CONSULTANT since Jan 2026 | Less than 5% | Domestic Entity |
| May, James, David | CHIEF COMPLIANCE OFFICER since Jan 2026 | Less than 5% | Individual |
| BEESLYS BUSINESS HOLDINGS Control Indirect owner via THOMPSON FAMILY 916, LLC | MANAGING MEMBER since Oct 2023 | 25–50% | Domestic Entity |
| DEWHURST, BRYAN, MATTHEW Control Indirect owner via DEWHURST, LLC | MANAGING MEMBER since May 2014 | 75% or more | Individual |
| DEWHURST, LLC Control Indirect owner via MULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC | MANAGING MEMBER since Mar 2023 | 50–75% | Domestic Entity |
| DIAMOND BROTHERS, LLC Control Indirect owner via MULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC | MANAGING MEMBER since Mar 2023 | 25–50% | Domestic Entity |
| DIAMOND, JEREMIAH, EDWARD Control Indirect owner via DIAMOND BROTHERS, LLC | MEMBER since Feb 2023 | 75% or more | Individual |
| DIAMOND, JOSHUA, GREGORY Control Indirect owner via DIAMOND BROTHERS, LLC | MEMBER since Feb 2023 | 25–50% | Individual |
| MULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC Control Indirect owner via OASIS CAPITAL HOLD CO | SHAREHOLDER since Feb 2025 | 50–75% | Domestic Entity |
| SAMDY CAPITAL, LLC Control Indirect owner via THOMPSON FAMILY 916, LLC | MANAGING MEMBER since Nov 2023 | 25–50% | Domestic Entity |
| THOMPSON FAMILY 916, LLC Control Indirect owner via OASIS CAPITAL HOLD CO | SHAREHOLDER since Feb 2025 | 50–75% | Domestic Entity |
| THOMPSON, ANDREW, J. Control Indirect owner via SAMDY CAPITAL, LLC | MEMBER since Nov 2023 | 50–75% | Individual |
| THOMPSON, DANIELLE, AMANDA Control Indirect owner via BEESLYS BUSINESS HOLDINGS | MEMBER since Oct 2023 | 50–75% | Individual |
| THOMPSON, JANELLE, JOHNSON Control Indirect owner via TIMJAYE, LLC | MEMBER since Oct 2023 | 50–75% | Individual |
| THOMPSON, SAMANTHA, LS Control Indirect owner via SAMDY CAPITAL, LLC | MEMBER since Nov 2023 | 50–75% | Individual |
| THOMPSON, TAYLOR, J. Control Indirect owner via BEESLYS BUSINESS HOLDINGS | MEMBER since Oct 2023 | 50–75% | Individual |
| THOMPSON, TIMOTHY, ANDREW Control Indirect owner via TIMJAYE, LLC | MEMBER since Oct 2023 | 50–75% | Individual |
| TIMJAYE, LLC Control Indirect owner via THOMPSON FAMILY 916, LLC | MANAGING MEMBER since Oct 2023 | 25–50% | Domestic Entity |
Ownership & leadership changes · 2 filings with changes since Mar 12, 2025
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 23, 2026 filing
- AddedAMGLOBE PARTNERS, LLC · CONSULTANT · Less than 5%
- AddedMay, James, David · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedTHOMPSON, JANELLE, JOHNSON · title CHIEF COMPLIANCE OFFICER → CHIEF PEOPLE OFFICER
Oct 22, 2025 filing
- ChangedTHOMPSON, TAYLOR, JESSE · title VICE PRESIDENT → CHIEF INVESTMENT OFFICER
Mar 12, 2025 filing (earliest on record)
- ListedBEESLYS BUSINESS HOLDINGS · MANAGING MEMBER · 25–50% · indirect via THOMPSON FAMILY 916, LLC · control person
- ListedDEWHURST, BRYAN, MATTHEW · PRESIDENT · Less than 5% · control person
- ListedDEWHURST, BRYAN, MATTHEW · MANAGING MEMBER · 75% or more · indirect via DEWHURST, LLC · control person
- ListedDEWHURST, LLC · MANAGING MEMBER · 50–75% · indirect via MULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC · control person
- ListedDIAMOND BROTHERS, LLC · MANAGING MEMBER · 25–50% · indirect via MULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC · control person
- ListedDIAMOND, JEREMIAH, EDWARD · MEMBER · 75% or more · indirect via DIAMOND BROTHERS, LLC · control person
- ListedDIAMOND, JOSHUA, GREGORY · MEMBER · 25–50% · indirect via DIAMOND BROTHERS, LLC · control person
- ListedMULTI-FAMILY OFFICE WEALTH SOLUTIONS, LLC · SHAREHOLDER · 50–75% · indirect via OASIS CAPITAL HOLD CO · control person
- ListedOASIS CAPITAL HOLD CO · MANAGING MEMBER · 75% or more · control person
- ListedSAMDY CAPITAL, LLC · MANAGING MEMBER · 25–50% · indirect via THOMPSON FAMILY 916, LLC · control person
- ListedTHOMPSON FAMILY 916, LLC · SHAREHOLDER · 50–75% · indirect via OASIS CAPITAL HOLD CO · control person
- ListedTHOMPSON, ANDREW, J. · MEMBER · 50–75% · indirect via SAMDY CAPITAL, LLC · control person
- ListedTHOMPSON, DANIELLE, AMANDA · MEMBER · 50–75% · indirect via BEESLYS BUSINESS HOLDINGS · control person
- ListedTHOMPSON, JANELLE, JOHNSON · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedTHOMPSON, JANELLE, JOHNSON · MEMBER · 50–75% · indirect via TIMJAYE, LLC · control person
- ListedTHOMPSON, SAMANTHA, LS · MEMBER · 50–75% · indirect via SAMDY CAPITAL, LLC · control person
- ListedTHOMPSON, TAYLOR, J. · MEMBER · 50–75% · indirect via BEESLYS BUSINESS HOLDINGS · control person
- ListedTHOMPSON, TAYLOR, JESSE · VICE PRESIDENT · Less than 5% · control person
- ListedTHOMPSON, TIMOTHY, ANDREW · CEO · Less than 5% · control person
- ListedTHOMPSON, TIMOTHY, ANDREW · MEMBER · 50–75% · indirect via TIMJAYE, LLC · control person
- ListedTIMJAYE, LLC · MANAGING MEMBER · 25–50% · indirect via THOMPSON FAMILY 916, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$23.5M +10555.4%
- EA SERIES TRUST$9.0M +819.4%
- SCHWAB STRATEGIC TR$5.5M +331.0%
- J P MORGAN EXCHANGE TRADED F$5.3M +140.3%
- ISHARES TR$4.6M +1873.2%
Top Trims
- PRINCIPAL EXCHANGE TRADED FD-$19.7M -98.2%
- BONDBLOXX ETF TRUST-$835.5K -72.2%
- SPDR SERIES TRUST-$755.0K -15.4%
- BONDBLOXX ETF TRUST-$746.5K -72.3%
- INVESCO EXCH TRADED FD TR II-$534.6K -63.7%
New Positions
- VANGUARD MUN BD FDS$2.7M
- MICROSOFT CORP$1.6M
- VEGASHARES ETF TRUS$1.6M
- NVIDIA CORPORATION$1.5M
- J P MORGAN EXCHANGE TRADED F$1.5M
Exited Positions
- ABRDN PRECIOUS METALS BASKET$3.2M
- ISHARES GOLD TR$1.2M
- FIDELITY COVINGTON TRUST$882.0K
- ISHARES TR$789.8K
- INNOVATOR ETFS TRUST$747.1K
Oasis Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $23.7M | 9.94% | 77,808 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $23.2M | 9.73% | 645,730 | SH |
| 3 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $17.9M | 7.49% | 121,671 | SH |
| 4 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $13.1M | 5.51% | 117,702 | SH |
| 5 | VANECK ETF TRUST | SMH | 92189F676 | $12.3M | 5.17% | 20,254 | SH |
| 6 | ISHARES TR | EFA | 464287465 | $11.7M | 4.92% | 112,963 | SH |
| 7 | EA SERIES TRUST | BOXX | 02072L565 | $10.0M | 4.22% | 84,879 | SH |
| 8 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $9.2M | 3.84% | 162,867 | SH |
| 9 | ISHARES TR | AGG | 464287226 | $9.0M | 3.78% | 95,396 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $7.1M | 3.00% | 219,517 | SH |
| 11 | TIDAL TRUST I | DADS | 886364157 | $6.6M | 2.77% | 338,007 | SH |
| 12 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $5.4M | 2.27% | 34,911 | SH |
| 13 | ISHARES TR | SGOV | 46436E718 | $4.8M | 2.02% | 47,867 | SH |
| 14 | AMPLIFY ETF TR | BLOK | 032108607 | $4.5M | 1.91% | 74,253 | SH |
| 15 | FRANKLIN CRYPTO INDEX ETF | EZPZ | 35349C109 | $4.2M | 1.75% | 196,660 | SH |
| 16 | SPDR SERIES TRUST | SPSB | 78464A474 | $4.2M | 1.75% | 140,585 | SH |
| 17 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $4.1M | 1.72% | 55,439 | SH |
| 18 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $4.0M | 1.69% | 65,678 | SH |
| 19 | ISHARES TR | ITA | 464288760 | $3.9M | 1.65% | 18,966 | SH |
| 20 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $3.8M | 1.58% | 37,322 | SH |
| 21 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $3.7M | 1.57% | 66,087 | SH |
| 22 | VANECK ETF TRUST | ANGL | 92189F437 | $3.7M | 1.56% | 134,065 | SH |
| 23 | SCHWAB STRATEGIC TR | STCE | 808524656 | $3.2M | 1.33% | 48,128 | SH |
| 24 | ISHARES TR | QUAL | 46432F339 | $2.8M | 1.17% | 12,575 | SH |
| 25 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.7M | 1.14% | 57,307 | SH |
| 26 | APPLE INC | AAPL | 037833100 | $2.2M | 0.94% | 6,730 | SH |
| 27 | ISHARES TR | EMB | 464288281 | $2.2M | 0.92% | 24,096 | SH |
| 28 | ISHARES TR | HYG | 464288513 | $2.1M | 0.90% | 27,711 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $1.6M | 0.68% | 3,175 | SH |
| 30 | EATON CORP PLC | ETN | G29183103 | $1.6M | 0.67% | 3,693 | SH |
| 31 | VEGASHARES ETF TRUS | VAIE | 92255C508 | $1.6M | 0.66% | 65,795 | SH |
| 32 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.5M | 0.61% | 6,400 | SH |
| 33 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $1.5M | 0.61% | 23,695 | SH |
| 34 | WISDOMTREE TR | USFR | 97717Y527 | $1.4M | 0.61% | 28,733 | SH |
| 35 | ALPHABET INC | GOOGL | 02079K305 | $1.1M | 0.48% | 3,315 | SH |
| 36 | BONDBLOXX ETF TRUST | TXXI | 09789C663 | $1.1M | 0.46% | 23,106 | SH |
| 37 | VANECK ETF TRUST | SHYD | 92189F387 | $1.1M | 0.46% | 50,185 | SH |
| 38 | FRANKLIN TEMPLETON ETF TR | DIVI | 35473P108 | $1.0M | 0.42% | 23,682 | SH |
| 39 | AMAZON COM INC | AMZN | 023135106 | $966.2K | 0.41% | 3,878 | SH |
| 40 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $948.4K | 0.40% | 18,757 | SH |
| 41 | MORGAN STANLEY ETF TRUST | EVSM | 61774R858 | $936.1K | 0.39% | 19,041 | SH |
| 42 | ISHARES TR | SUB | 464288158 | $846.2K | 0.35% | 8,095 | SH |
| 43 | INVESCO EXCH TRADED FD TR II | PZA | 46138E537 | $742.3K | 0.31% | 34,702 | SH |
| 44 | BONDBLOXX ETF TRUST | TAXX | 09789C721 | $713.5K | 0.30% | 14,313 | SH |
| 45 | PHILIP MORRIS INTL INC | PM | 718172109 | $698.9K | 0.29% | 3,663 | SH |
| 46 | VANGUARD INDEX FDS | VOO | 922908363 | $684.7K | 0.29% | 977 | SH |
| 47 | FIDELITY COMWLTH TR | ONEQ | 315912808 | $644.7K | 0.27% | 6,091 | SH |
| 48 | LISTED FDS TR | OVL | 53656F805 | $584.0K | 0.24% | 10,371 | SH |
| 49 | ISHARES TR | IVW | 464287309 | $503.6K | 0.21% | 3,539 | SH |
| 50 | COCA COLA CO | KO | 191216100 | $491.9K | 0.21% | 5,714 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-16 | $238.4M | 85 | 0002085853-26-001214 |
| 2026-06-30 | 2026-07-30 | $154.1M | 54 | 0002085853-26-000914 |
| 2026-03-31 | 2026-05-05 | $508.7M | 210 | 0002085853-26-000560 |
| 2025-12-31 | 2026-04-07 | $188.7M | 75 | 0002085853-26-000299 |
Filer Information
Address
136 S 4TH STFOREST CITY, IA 50436
Phone
(641) 251-6001
Filing Manager
Oasis Advisors, LLC
FOREST CITY, IA
Signatory
David May
Chief Compliance Officer