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RiverFront Investment Group, LLC — 13F Holdings & Portfolio

CIK 1469751 · latest 13F-HR filed 2026-07-29

Backtest portfolio

RiverFront Investment Group, LLC manages $7.56B in 13F-reported U.S. long-equity assets across 427 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IEFA (4.81%), SMH (3.83%), GSLC (3.52%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 75 new positions and exited 32; 255 existing positions rose in reported value and 46 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$7.56B

Long-equity book

Holdings
427

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+75 / −32 / ↑255 / ↓46

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IEFA4.8% · +15%SMH3.8% · +3%GSLC3.5% · -6%IYW3.5% · +4%AAPL3.4% · -4%XLK3.2% · +1%EFV3.0% · +6%NVDA3.0% · +12%JIVE2.9% · +57%SPAB2.6% · +0%JEPI2.6% · -16%SCHI2.5% · +0%BND2.3% · +0%QQQ2.3% · +6%SPYM2.2% · +54%PAVE2.1% · +67%GOOG2.1% · +6%IYG1.8% · +3%MSFT1.8% · +22%IVV1.8% · +1%JAAA1.8% · -0%TLH1.8% · +0%JEPQ1.7% · +1%AMZN1.6% · +7%IEF1.5% · +5%EMXC1.4% · +10%IEMG1.3% · +6%IGSB1.2% · +10%XLV1.1% · +1%XLI1.1% · +0%JPST1.1% · -42%JPM0.9% · +7%CHPX0.9% · newBRK.B0.9% · +78%VGIT0.8% · +1%HDUS0.8% · +6%WMT0.8% · -21%XLC0.8% · -0%XLY0.8% · +0%ISHG0.7% · newVCIT0.7% · +0%VCSH0.7% · -23%EUFN0.7% · +6%PYLD0.7% · +0%BBCA0.6% · +5%IGLB0.6% · +7%HIG0.5% · +5%LLY0.5% · +7%ZROZ0.5% · +0%XLE0.5% · +0%V0.5% · +52%UPS0.4% · +5%BSCT0.4% · +7%PLTR0.4% · +2%KO0.3% · +5%PG0.3% · +25%AVGO0.3% · +25%XLB0.3% · -0%TSM0.3% · +1266%XOM0.3% · +52%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 33.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Assets Under Management
$2.22B
Discretionary
$2.22B
Employees
46
Accounts
1,534
Address
1214 EAST CARY STREET
RICHMOND, VA 23219
Phone
(804) 549-4800
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
BAIRD FINANCIAL CORPORATION ControlMANAGING MEMBER25–50%Domestic Entity
BAIRD FINANCIAL GROUP ControlSHAREHOLDER25–50%Domestic Entity
BOOTH, STEVEN, GREGORY ControlMEMBER OF BOARD OF DIRECTORSLess than 5%Individual
DAVIS, TODD, MICHAEL ControlCHIEF TECHNOLOGY OFFICERLess than 5%Individual
GIBBS, JULIA, JONES ControlCHIEF COMPLIANCE OFFICERLess than 5%Individual
GROSSMAN, ADAM ControlGLOBAL EQUITY CHIEF INVESTMENT OFFICER, PARTNER, BOARD MEMBERLess than 5%Individual
KONSTANTINOS, CHRISTOPHER, JOHN ControlCHIEF MARKET STRATEGIST, MANAGING PARTNER, MEMBER OF BOARD OF DIRECTORSLess than 5%Individual
NICHOLSON, KEVIN, LAMONT ControlGLOBAL FIXED INCOME CIO, PARTNER, BOARD MEMBERLess than 5%Individual
QUINN, PETER, JOHN ControlCHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT & CEOLess than 5%Individual
RIVERFRONT INVESTMENT HOLDING GROUP, LLC ControlMEMBER75% or moreDomestic Entity
SANDLER, DOUGLAS, ALAN ControlVICE CHAIRMANLess than 5%Individual
SCHROEDER, MICHAEL, JOHN ControlMEMBER OF THE BOARD OF DIRECTORSLess than 5%Individual
SMYTH, RODERICK, ARTHUR ControlVICE CHAIRMANLess than 5%Individual
SOUTHALL, KARRIE, BURNHAM ControlMEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER, PARTNERLess than 5%Individual
TAFT, JOHN, GODFREY ControlMEMBER OF BOARD OF DIRECTORSLess than 5%Individual
WEAR, BRADFORD, ADAM ControlNATIONAL SALES MANAGER, PARTNERLess than 5%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RiverFront Investment Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR CORE MSCI IEFA 46432F842 $363.4M 4.81% 3,762,914 SH
2 VANECK ETF TRUST SEMI SMH 92189F676 $289.3M 3.83% 441,124 SH
3 GOLDMAN SACHS ETF TR GSLC 381430503 $266.5M 3.52% 1,878,543 SH
4 ISHARES TR U.S. TECH IYW 464287721 $263.1M 3.48% 1,043,122 SH
5 APPLE INC COM AAPL 037833100 $255.8M 3.38% 884,010 SH
6 SELECT SECTOR SPDR TR XLK 81369Y803 $241.9M 3.20% 1,269,940 SH
7 ISHARES TR EAFE VALUE EFV 464288877 $227.3M 3.01% 2,969,235 SH
8 NVIDIA CORPORATION CO NVDA 67066G104 $223.4M 2.95% 1,116,483 SH
9 J P MORGAN EXCHANGE T JIVE 46654Q757 $221.7M 2.93% 2,410,748 SH
10 SPDR SERIES TRUST POR SPAB 78464A649 $199.3M 2.63% 7,808,136 SH
11 J P MORGAN EXCHANGE T JEPI 46641Q332 $199.1M 2.63% 3,524,615 SH
12 SCHWAB STRATEGIC TR 5 SCHI 808524698 $192.1M 2.54% 8,486,796 SH
13 VANGUARD BD INDEX FD BND 921937835 $176.7M 2.34% 2,407,074 SH
14 INVESCO QQQ TR UNIT S QQQ 46090E103 $175.2M 2.32% 237,873 SH
15 SPDR SERIES TRUST POR SPYM 78464A854 $168.1M 2.22% 1,912,966 SH
16 GLOBAL X FDS US INFR PAVE 37954Y673 $160.4M 2.12% 2,722,598 SH
17 ALPHABET INC CAP STK GOOG 02079K107 $158.2M 2.09% 447,842 SH
18 ISHARES TR U.S. FIN S IYG 464287770 $137.8M 1.82% 1,523,347 SH
19 MICROSOFT CORP COM MSFT 594918104 $136.3M 1.80% 365,342 SH
20 ISHARES TR S&P 500 IN IVV 464287200 $136.1M 1.80% 181,711 SH
21 JANUS DETROIT STR TR JAAA 47103U845 $133.4M 1.76% 2,641,984 SH
22 ISHARES TR LEHMAN 10- TLH 464288653 $133.0M 1.76% 1,324,932 SH
23 J P MORGAN EXCHANGE T JEPQ 46654Q203 $126.6M 1.67% 2,060,239 SH
24 AMAZON COM INC COM AMZN 023135106 $123.0M 1.63% 516,236 SH
25 ISHARES TR 7-10 YR TR IEF 464287440 $109.8M 1.45% 1,161,082 SH
26 ISHARES INC MSCI EMRG EMXC 46434G764 $105.1M 1.39% 1,026,995 SH
27 ISHARES INC CORE MSCI IEMG 46434G103 $98.9M 1.31% 1,193,345 SH
28 ISHARES TR ISHS 1-5YR IGSB 464288646 $89.3M 1.18% 1,704,771 SH
29 SELECT SECTOR SPDR TR XLV 81369Y209 $83.6M 1.10% 526,676 SH
30 SELECT SECTOR SPDR TR XLI 81369Y704 $82.1M 1.09% 443,464 SH
31 JP MORGAN EXCHANGE TR JPST 46641Q837 $79.9M 1.06% 1,580,803 SH
32 JPMORGAN CHASE & CO. JPM 46625H100 $66.6M 0.88% 203,413 SH
33 GLOBAL X FDS AI SEMIC CHPX 37960A230 $65.7M 0.87% 617,631 SH
34 BERKSHIRE HATHAWAY IN BRK.B 084670702 $64.7M 0.86% 129,269 SH
35 VANGUARD SCOTTSDALE F VGIT 92206C706 $62.9M 0.83% 1,067,286 SH
36 LATTICE STRATEGIES TR HDUS 518416870 $62.1M 0.82% 873,672 SH
37 WALMART INC COM WMT 931142103 $60.0M 0.79% 529,357 SH
38 COMMUNICATION SERVICE XLC 81369Y852 $58.3M 0.77% 543,743 SH
39 SELECT SECTOR SPDR TR XLY 81369Y407 $57.2M 0.76% 487,601 SH
40 ISHARES TR 3YRTB ETF ISHG 464288125 $56.5M 0.75% 761,074 SH
41 VANGUARD SCOTTSDALE F VCIT 92206C870 $54.7M 0.72% 661,746 SH
42 VANGUARD SCOTTSDALE F VCSH 92206C409 $53.7M 0.71% 679,419 SH
43 ISHARES TR MSCI EURO EUFN 464289180 $53.2M 0.70% 1,363,978 SH
44 PIMCO ETF TR MULTISEC PYLD 72201R585 $49.7M 0.66% 1,874,759 SH
45 J P MORGAN EXCHANGE-T BBCA 46641Q225 $47.0M 0.62% 472,724 SH
46 ISHARES TR 10 YR INV IGLB 464289511 $45.9M 0.61% 917,534 SH
47 HARTFORD INSURANCE GR HIG 416515104 $41.5M 0.55% 313,301 SH
48 LILLY ELI & CO COM LLY 532457108 $39.5M 0.52% 32,968 SH
49 PIMCO ETF TR 25YR ZE ZROZ 72201R882 $35.7M 0.47% 557,422 SH
50 SELECT SECTOR SPDR TR XLE 81369Y506 $35.1M 0.46% 661,611 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $7.56B 427 0001469751-26-000006
2026-03-31 2026-05-11 $6.46B 384 0001469751-26-000004
2025-12-31 2026-02-05 $6.06B 346 0001469751-26-000002
2025-09-30 2025-11-13 $5.70B 314 0001469751-25-000011
Filer Information
Address
1214 EAST CARY STREET
RICHMOND, VA 23219
Phone
(804) 549-4800
Filing Manager
RiverFront Investment Group, LLC
RICHMOND, VA
Signatory
Julie Gibbs
Chief Compliance Officer