Top Institutional Investors

HARBOUR INVESTMENTS, INC. — 13F Holdings & Portfolio

CIK 810121 · latest 13F-HR filed 2026-05-15

Backtest portfolio

HARBOUR INVESTMENTS, INC. manages $6.48B in 13F-reported U.S. long-equity assets across 4,673 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VOO (3.64%), QQQ (2.48%), SDVY (2.33%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 968 new positions, exited 161, added to 2,351, and trimmed 817.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$6.48B

Long-equity book

Holdings

4,673

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+968 / −161 / ↑2351 / ↓817

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES S&P 500 VALUE ETF$51.0M +591.1%
  • DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF$49.3M +14251.2%
  • ISHARES S&P 500 GROWTH ETF$48.7M +422.5%
  • FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF$47.0M +45.1%
  • APPLE INC COM$43.0M +58.3%
Show all 2351 →

Top Trims

  • VANGUARD S&P 500 ETF-$53.8M -18.5%
  • VANGUARD TOTAL BOND MARKET ETF-$25.2M -64.1%
  • VANGUARD EXTENDED DURATION TREASURY ETF-$22.5M -99.2%
  • VANGUARD EXTENDED MARKET ETF-$22.2M -95.0%
  • VANGUARD INFORMATION TECHNOLOGY ETF-$18.9M -38.5%
Show all 817 →

New Positions

  • BLUEROCK PVT REAL ESTATE FD COM$4.9M
  • PROSHARES ULTRA S&P 500$4.3M
  • ISHARES MSCI KOKUSAI ETF$3.6M
  • INVESCO DB US DOLLAR INDEX BULLISH FUND$3.3M
  • DIMENSIONAL US VECTOR EQUITY ETF$3.0M
Show all 968 →

Exited Positions

  • EXACT SCIENCES CORP$1.4M
  • BANK FIRST CORP$1.1M
  • AMPLIFY ETF TR$993.9K
  • ASTRAZENECA PLC$922.8K
  • PRAXIS FDS$635.9K
Show all 161 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $236.1M 3.64% 395,174 SH
2 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $160.6M 2.48% 278,216 SH
3 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF SDVY 33741X102 $151.0M 2.33% 3,830,391 SH
4 APPLE INC COM AAPL 037833100 $116.6M 1.80% 459,637 SH
5 FIRST TRUST SMITH UNCONSTRAINED BOND ETF UCON 33740F888 $102.1M 1.58% 4,120,885 SH
6 AVANTIS EMERGING MARKETS EQUITY ETF AVEM 025072604 $92.5M 1.43% 1,147,859 SH
7 FT VEST LADDERED BUFFER ETF BUFR 33740F755 $88.4M 1.36% 2,616,292 SH
8 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $84.9M 1.31% 1,257,653 SH
9 ISHARES CORE S&P 500 ETF IVV 464287200 $80.6M 1.24% 123,462 SH
10 CAPITAL GROUP CORE PLUS INCOME ETF CGCP 14020Y102 $71.9M 1.11% 3,217,996 SH
11 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $63.2M 0.98% 97,226 SH
12 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $60.6M 0.94% 887,227 SH
13 ISHARES S&P 500 GROWTH ETF IVW 464287309 $60.3M 0.93% 532,813 SH
14 ISHARES S&P 500 VALUE ETF IVE 464287408 $59.7M 0.92% 282,613 SH
15 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $59.1M 0.91% 1,925,473 SH
16 FIRST TRUST CORE INVESTMENT GRADE ETF FTCB 33738D788 $58.2M 0.90% 2,774,373 SH
17 NVIDIA CORPORATION COM NVDA 67066G104 $57.6M 0.89% 330,491 SH
18 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $56.8M 0.88% 741,576 SH
19 PROCTER & GAMBLE CO COM PG 742718109 $55.9M 0.86% 387,261 SH
20 VANGUARD GROWTH ETF VUG 922908736 $53.0M 0.82% 121,335 SH
21 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $51.6M 0.80% 160,840 SH
22 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $49.7M 0.77% 1,274,663 SH
23 ABBVIE INC COM ABBV 00287Y109 $49.6M 0.77% 228,025 SH
24 AVANTIS INTERNATIONAL EQUITY ETF AVDE 025072703 $46.1M 0.71% 543,527 SH
25 CAPITAL GROUP DIVIDEND VALUE ETF CGDV 14020W106 $46.1M 0.71% 1,083,369 SH
26 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $45.7M 0.70% 1,781,564 SH
27 MICROSOFT CORP COM MSFT 594918104 $45.2M 0.70% 122,043 SH
28 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $43.1M 0.66% 672,488 SH
29 FIRST TRUST CAPITAL STRENGTH ETF FTCS 33733E104 $40.8M 0.63% 439,702 SH
30 DIMENSIONAL US HIGH PROFITABILITY ETF DUHP 25434V831 $40.3M 0.62% 1,095,652 SH
31 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $39.4M 0.61% 183,301 SH
32 AMAZON COM INC COM AMZN 023135106 $39.3M 0.61% 188,586 SH
33 LIBERTY ONE TACTICAL INCOME ETF LOTI 90214Q451 $36.7M 0.57% 1,435,556 SH
34 FIRST TRUST LOW DURATION OPPORTUNITIES ETF LMBS 33739Q200 $36.4M 0.56% 730,620 SH
35 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $35.1M 0.54% 874,408 SH
36 FIDELITY TOTAL BOND ETF FBND 316188309 $34.9M 0.54% 763,988 SH
37 CAPITAL GROUP CORE BALANCED ETF CGBL 14021D107 $33.4M 0.52% 970,642 SH
38 JPMORGAN ACTIVE BOND ETF JBND 46654Q716 $32.6M 0.50% 606,253 SH
39 PACER US CASH COWS 100 ETF COWZ 69374H881 $30.4M 0.47% 486,043 SH
40 DIMENSIONAL US SMALL CAP VALUE ETF DFSV 25434V815 $30.4M 0.47% 866,631 SH
41 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $30.3M 0.47% 43,372 SH
42 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF AIRR 33738R704 $29.4M 0.45% 265,067 SH
43 SPDR GOLD SHARES GLD 78463V107 $28.9M 0.45% 67,248 SH
44 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $28.8M 0.44% 469,267 SH
45 VANGUARD TOTAL INTERNATIONAL BOND ETF BNDX 92203J407 $28.3M 0.44% 588,144 SH
46 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $28.1M 0.43% 1,118,377 SH
47 CATERPILLAR INC COM CAT 149123101 $26.5M 0.41% 37,468 SH
48 ELI LILLY & CO COM LLY 532457108 $25.3M 0.39% 27,501 SH
49 VANGUARD TOTAL INTERNATIONAL STOCK ETF VXUS 921909768 $24.3M 0.37% 314,652 SH
50 FT VEST LADDERED DEEP BUFFER ETF BUFD 33740U703 $24.0M 0.37% 857,687 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $6.48B 4,673 0000810121-26-000004
2025-12-31 2026-02-09 $4.93B 3,866 0000810121-26-000002
2025-09-30 2025-11-12 $4.41B 3,746 0000810121-25-000005