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HARBOUR INVESTMENTS, INC. — 13F Holdings & Portfolio

CIK 810121 · latest 13F-HR filed 2026-08-12

Backtest portfolio

HARBOUR INVESTMENTS, INC. manages $7.43B in 13F-reported U.S. long-equity assets across 4,768 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (3.84%), QQQ (2.91%), SDVY (2.33%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 273 new positions, exited 178, added to 2,494, and trimmed 1,105.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
575 D'ONOFRIO DRIVE
SUITE 300
MADISON, WI 53719
Phone
(608) 662-6100
Filing Manager
HARBOUR INVESTMENTS, INC.
MADISON, WI
Signatory
Jim Dushek
VP Operations
Loading holdings…
AUM

$7.43B

Long-equity book

Holdings

4,768

Distinct positions

Period

2026-06-30

Filed 2026-08-12

Q/Q Activity

+273 / −178 / ↑2494 / ↓1105

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • INVESCO QQQ TRUST SERIES I$55.4M +34.5%
  • VANGUARD S&P 500 ETF$48.9M +20.7%
  • FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF$22.3M +14.8%
  • AVANTIS EMERGING MARKETS EQUITY ETF$21.5M +23.3%
  • MICRON TECHNOLOGY INC COM$19.1M +204.2%
Show all 2494 →

Top Trims

  • THOR INDEX ROTATION ETF-$7.6M -84.3%
  • ABRDN PHYSICAL GOLD SHARES ETF-$5.0M -60.0%
  • AT&T INC COM-$3.4M -30.7%
  • STATE STREET ENERGY SELECT SECTOR SPDR ETF-$3.1M -31.0%
  • VANECK GOLD MINERS ETF-$2.9M -19.9%
Show all 1105 →

New Positions

  • LIBERTY ONE SPECTRUM ETF$43.2M
  • EXXONMOBIL HOLDINGS CORP COM SHS$15.6M
  • FT VEST LADDERED AUTOCALLABLE BARRIER & RESILIENT INCOME ETF$4.2M
  • INNOVATOR EQUITY DUAL DIRECTIONAL 15 BUFFER ETF - MAY$3.1M
  • HONEYWELL INTL INC COM$3.0M
Show all 273 →

Exited Positions

  • EXXON MOBIL CORP COM$22.3M
  • HONEYWELL INTL INC COM$6.3M
  • BANK FIRST CORPORATION COM$2.3M
  • FRANKLIN FTSE BRAZIL ETF$826.2K
  • DUPONT DE NEMOURS INC COM$803.5K
Show all 178 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $285.0M 3.84% 414,994 SH
2 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $216.0M 2.91% 293,296 SH
3 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF SDVY 33741X102 $173.3M 2.33% 4,017,829 SH
4 APPLE INC COM AAPL 037833100 $131.2M 1.77% 453,496 SH
5 AVANTIS EMERGING MARKETS EQUITY ETF AVEM 025072604 $114.0M 1.54% 1,181,713 SH
6 FIRST TRUST SMITH UNCONSTRAINED BOND ETF UCON 33740F888 $104.4M 1.41% 4,197,950 SH
7 ISHARES CORE S&P 500 ETF IVV 464287200 $99.1M 1.33% 132,375 SH
8 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $98.4M 1.32% 1,275,896 SH
9 FT VEST LADDERED BUFFER ETF BUFR 33740F755 $98.1M 1.32% 2,685,827 SH
10 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $76.7M 1.03% 102,680 SH
11 CAPITAL GROUP CORE PLUS INCOME ETF CGCP 14020Y102 $76.1M 1.02% 3,413,963 SH
12 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $74.0M 1.00% 912,649 SH
13 ISHARES S&P 500 GROWTH ETF IVW 464287309 $72.5M 0.98% 527,487 SH
14 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $69.0M 0.93% 785,230 SH
15 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $66.2M 0.89% 768,216 SH
16 NVIDIA CORPORATION COM NVDA 67066G104 $65.6M 0.88% 327,830 SH
17 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $65.1M 0.88% 2,054,311 SH
18 ISHARES S&P 500 VALUE ETF IVE 464287408 $62.8M 0.85% 276,574 SH
19 VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF VTI 922908769 $60.2M 0.81% 162,611 SH
20 FIRST TRUST CORE INVESTMENT GRADE ETF FTCB 33738D788 $59.9M 0.81% 2,873,314 SH
21 PROCTER & GAMBLE CO COM PG 742718109 $56.7M 0.76% 386,463 SH
22 ABBVIE INC COM ABBV 00287Y109 $55.8M 0.75% 221,662 SH
23 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $54.4M 0.73% 764,009 SH
24 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $53.6M 0.72% 1,819,857 SH
25 CAPITAL GROUP DIVIDEND VALUE ETF CGDV 14020W106 $53.5M 0.72% 1,085,868 SH
26 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $52.6M 0.71% 1,275,139 SH
27 AVANTIS INTERNATIONAL EQUITY ETF AVDE 025072703 $52.4M 0.71% 587,109 SH
28 MICROSOFT CORP COM MSFT 594918104 $49.0M 0.66% 131,312 SH
29 DIMENSIONAL US HIGH PROFITABILITY ETF DUHP 25434V831 $47.6M 0.64% 1,140,749 SH
30 AMAZON COM INC COM AMZN 023135106 $44.2M 0.59% 185,330 SH
31 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $43.7M 0.59% 184,786 SH
32 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $43.7M 0.59% 925,166 SH
33 LIBERTY ONE SPECTRUM ETF SPCT 90214Q477 $43.2M 0.58% 1,594,641 SH
34 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $41.1M 0.55% 343,516 SH
35 FIRST TRUST CAPITAL STRENGTH ETF FTCS 33733E104 $41.0M 0.55% 436,885 SH
36 LIBERTY ONE TACTICAL INCOME ETF LOTI 90214Q451 $40.6M 0.55% 1,560,574 SH
37 CATERPILLAR INC COM CAT 149123101 $40.4M 0.54% 37,977 SH
38 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF AIRR 33738R704 $40.2M 0.54% 301,864 SH
39 CAPITAL GROUP CORE BALANCED ETF CGBL 14021D107 $38.6M 0.52% 1,015,848 SH
40 DIMENSIONAL US SMALL CAP VALUE ETF DFSV 25434V815 $36.1M 0.49% 930,059 SH
41 FIRST TRUST LOW DURATION OPPORTUNITIES ETF LMBS 33739Q200 $35.8M 0.48% 718,902 SH
42 FIDELITY TOTAL BOND ETF FBND 316188309 $35.6M 0.48% 781,949 SH
43 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $33.7M 0.45% 1,163,565 SH
44 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $33.3M 0.45% 460,857 SH
45 ELI LILLY & CO COM LLY 532457108 $33.2M 0.45% 27,683 SH
46 JPMORGAN ACTIVE BOND ETF JBND 46654Q716 $31.9M 0.43% 595,638 SH
47 PACER US CASH COWS 100 ETF COWZ 69374H881 $30.5M 0.41% 490,316 SH
48 VANGUARD TOTAL INTERNATIONAL BOND ETF BNDX 92203J407 $29.2M 0.39% 603,409 SH
49 FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF RDVI 33738D879 $28.6M 0.39% 974,155 SH
50 MICRON TECHNOLOGY INC COM MU 595112103 $28.4M 0.38% 24,609 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $7.43B 4,768 0000810121-26-000005
2026-03-31 2026-05-15 $6.48B 4,673 0000810121-26-000004
2025-12-31 2026-02-09 $4.93B 3,866 0000810121-26-000002
2025-09-30 2025-11-12 $4.41B 3,746 0000810121-25-000005