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HARBOUR INVESTMENTS, INC. — 13F Holdings & Portfolio

CIK 810121 · latest 13F-HR filed 2026-08-12

Backtest portfolio

HARBOUR INVESTMENTS, INC. manages $7.43B in 13F-reported U.S. long-equity assets across 4,768 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (3.84%), QQQ (2.91%), SDVY (2.33%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 273 new positions and exited 178; 2,494 existing positions rose in reported value and 1,105 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$7.43B

Long-equity book

Holdings
4,768

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+273 / −178 / ↑2494 / ↓1105

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VOO3.8% · +5%QQQ2.9% · +5%SDVY2.3% · +5%AAPL1.8% · -1%AVEM1.5% · +3%UCON1.4% · +2%IVV1.3% · +7%IJH1.3% · +2%BUFR1.3% · +3%SPY1.0% · +6%CGCP1.0% · +6%RDVY1.0% · +3%IVW1.0% · -1%SPYM0.9% · +6%VUG0.9% · +533%NVDA0.9% · -1%SCHD0.9% · +7%IVE0.8% · -2%VTI0.8% · +1%FTCB0.8% · +4%PG0.8% · -0%ABBV0.8% · -3%VEA0.7% · +14%SCHX0.7% · +2%CGDV0.7% · +0%DFAI0.7% · 0%AVDE0.7% · +8%MSFT0.7% · +8%DUHP0.6% · +4%AMZN0.6% · -2%VIG0.6% · +1%CGGR0.6% · +6%SPCT0.6% · newVGT0.6% · +692%FTCS0.6% · -1%LOTI0.5% · +9%CAT0.5% · +1%AIRR0.5% · +14%CGBL0.5% · +5%DFSV0.5% · +7%LMBS0.5% · -2%FBND0.5% · +2%SCHB0.5% · +4%JQUA0.4% · -2%LLY0.4% · +1%JBND0.4% · -2%COWZ0.4% · +1%BNDX0.4% · +3%RDVI0.4% · +4%MU0.4% · -11%VXUS0.4% · +4%VTV0.4% · +5%BUFD0.4% · +6%GLD0.4% · +7%RSP0.3% · -0%SCHG0.3% · +4%GOOGL0.3% · -3%MGV0.3% · +0%AGG0.3% · -1%JPST0.3% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 18.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Assets Under Management
$9.60B
Discretionary
$7.62B
Employees
232
Accounts
44,629
Address
575 D'ONOFRIO DRIVE
SUITE 300
MADISON, WI 53719
Phone
(608) 662-6100
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
SONDEL, NICK WILLIAM ControlCHIEF EXECUTIVE OFFICER75% or moreIndividual
CONWELL, SCOTT OWENCHIEF COMPLIANCE OFFICERLess than 5%Individual
DUSHEK, JAMES WALTERVICE PRESIDENT OF OPERATIONSLess than 5%Individual
HAGER, AARON MICHAELPRESIDENTLess than 5%Individual
KOPITZKE, KYLE LEEDIRECTOR OF TRANSITIONS & PARTNERSHIPSLess than 5%Individual
MEDLAND, RICHARD ONEILLDIRECTOR OF SUPERVISIONLess than 5%Individual
MEYER, RHONDA LEESENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER, FINOPLess than 5%Individual
NELLES, JULIE MARIEVP OF ADVISORY OPERATIONS & SERVICESLess than 5%Individual
WIPPERFURTH, DANIEL THOMASVICE PRESIDENT OF ADVISOR DEVELOPMENTLess than 5%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

HARBOUR INVESTMENTS, INC. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $285.0M 3.84% 414,994 SH
2 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $216.0M 2.91% 293,296 SH
3 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF SDVY 33741X102 $173.3M 2.33% 4,017,829 SH
4 APPLE INC COM AAPL 037833100 $131.2M 1.77% 453,496 SH
5 AVANTIS EMERGING MARKETS EQUITY ETF AVEM 025072604 $114.0M 1.54% 1,181,713 SH
6 FIRST TRUST SMITH UNCONSTRAINED BOND ETF UCON 33740F888 $104.4M 1.41% 4,197,950 SH
7 ISHARES CORE S&P 500 ETF IVV 464287200 $99.1M 1.33% 132,375 SH
8 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $98.4M 1.32% 1,275,896 SH
9 FT VEST LADDERED BUFFER ETF BUFR 33740F755 $98.1M 1.32% 2,685,827 SH
10 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $76.7M 1.03% 102,680 SH
11 CAPITAL GROUP CORE PLUS INCOME ETF CGCP 14020Y102 $76.1M 1.02% 3,413,963 SH
12 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $74.0M 1.00% 912,649 SH
13 ISHARES S&P 500 GROWTH ETF IVW 464287309 $72.5M 0.98% 527,487 SH
14 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $69.0M 0.93% 785,230 SH
15 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $66.2M 0.89% 768,216 SH
16 NVIDIA CORPORATION COM NVDA 67066G104 $65.6M 0.88% 327,830 SH
17 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $65.1M 0.88% 2,054,311 SH
18 ISHARES S&P 500 VALUE ETF IVE 464287408 $62.8M 0.85% 276,574 SH
19 VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF VTI 922908769 $60.2M 0.81% 162,611 SH
20 FIRST TRUST CORE INVESTMENT GRADE ETF FTCB 33738D788 $59.9M 0.81% 2,873,314 SH
21 PROCTER & GAMBLE CO COM PG 742718109 $56.7M 0.76% 386,463 SH
22 ABBVIE INC COM ABBV 00287Y109 $55.8M 0.75% 221,662 SH
23 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $54.4M 0.73% 764,009 SH
24 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $53.6M 0.72% 1,819,857 SH
25 CAPITAL GROUP DIVIDEND VALUE ETF CGDV 14020W106 $53.5M 0.72% 1,085,868 SH
26 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $52.6M 0.71% 1,275,139 SH
27 AVANTIS INTERNATIONAL EQUITY ETF AVDE 025072703 $52.4M 0.71% 587,109 SH
28 MICROSOFT CORP COM MSFT 594918104 $49.0M 0.66% 131,312 SH
29 DIMENSIONAL US HIGH PROFITABILITY ETF DUHP 25434V831 $47.6M 0.64% 1,140,749 SH
30 AMAZON COM INC COM AMZN 023135106 $44.2M 0.59% 185,330 SH
31 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $43.7M 0.59% 184,786 SH
32 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $43.7M 0.59% 925,166 SH
33 LIBERTY ONE SPECTRUM ETF SPCT 90214Q477 $43.2M 0.58% 1,594,641 SH
34 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $41.1M 0.55% 343,516 SH
35 FIRST TRUST CAPITAL STRENGTH ETF FTCS 33733E104 $41.0M 0.55% 436,885 SH
36 LIBERTY ONE TACTICAL INCOME ETF LOTI 90214Q451 $40.6M 0.55% 1,560,574 SH
37 CATERPILLAR INC COM CAT 149123101 $40.4M 0.54% 37,977 SH
38 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF AIRR 33738R704 $40.2M 0.54% 301,864 SH
39 CAPITAL GROUP CORE BALANCED ETF CGBL 14021D107 $38.6M 0.52% 1,015,848 SH
40 DIMENSIONAL US SMALL CAP VALUE ETF DFSV 25434V815 $36.1M 0.49% 930,059 SH
41 FIRST TRUST LOW DURATION OPPORTUNITIES ETF LMBS 33739Q200 $35.8M 0.48% 718,902 SH
42 FIDELITY TOTAL BOND ETF FBND 316188309 $35.6M 0.48% 781,949 SH
43 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $33.7M 0.45% 1,163,565 SH
44 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $33.3M 0.45% 460,857 SH
45 ELI LILLY & CO COM LLY 532457108 $33.2M 0.45% 27,683 SH
46 JPMORGAN ACTIVE BOND ETF JBND 46654Q716 $31.9M 0.43% 595,638 SH
47 PACER US CASH COWS 100 ETF COWZ 69374H881 $30.5M 0.41% 490,316 SH
48 VANGUARD TOTAL INTERNATIONAL BOND ETF BNDX 92203J407 $29.2M 0.39% 603,409 SH
49 FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF RDVI 33738D879 $28.6M 0.39% 974,155 SH
50 MICRON TECHNOLOGY INC COM MU 595112103 $28.4M 0.38% 24,609 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $7.43B 4,768 0000810121-26-000005
2026-03-31 2026-05-15 $6.48B 4,673 0000810121-26-000004
2025-12-31 2026-02-09 $4.93B 3,866 0000810121-26-000002
2025-09-30 2025-11-12 $4.41B 3,746 0000810121-25-000005
Filer Information
Address
575 D'ONOFRIO DRIVE
SUITE 300
MADISON, WI 53719
Phone
(608) 662-6100
Filing Manager
HARBOUR INVESTMENTS, INC.
MADISON, WI
Signatory
Jim Dushek
VP Operations