Franklin Resources, Inc.(BEN)

Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership.

BEN iron condor setups BEN expected move BEN IV rank history BEN Fibonacci levels

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

BEN $33.55 —
Snapshot
$33.55
52-Week Range
$21.11 – $34.92
YTD
+40.95%
IV Rank (30D)
0.78
Straddle Price
$2.90
P/C Vol Ratio
0.11
Market Cap
$17.3B
Fair Value
MODEL: SHORT

A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.

  • DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
  • Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
  • DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
  • P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
  • Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
  • Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
  • Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
  • Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
10-yr Treasury (rf)4.58%
Beta vs SPY1.00
Cost of Equity (CAPM)10.08% (VRP-adj)
WACC7.56%
Volatility Risk Premium+15.8pp (IV − HV30), ERP adj +50bps
Effective Tax Rate24.8%
Rev. Growth (YoY, DCF input)+11.2%
DCF Horizon5 years explicit + fade
Forward Tilt (NTM/TTM)×1.10 (applied to P/E, EV/EBITDA, P/S)
Free Cash Flow (TTM)$0.9B
Return on Equity (TTM)5.6%
Book / Price76.1% — banking bias active (P/B is primary)
Bank Quality Adj×0.59 (target ROE vs peer median)
Gross Margin (TTM)100.0%
FCF Margin (TTM)10.3%
Debt / Equity1.10
Quality Score1/6 — cyclical/struggling (5y DCF)
Market-Implied Growth+11.7% (reverse-DCF on current price)
SMA 50$32.26 (Market Anchor value)
SMA 20 / Bollinger Mid$33.47
Bollinger Width / SMA2018.8% (drives anchor stability)
Net Debt$10.8B
Market Cap$17B
Peers used for multiples: DOC, KIM, O, RF, TFC, TROW, USB, VICI
Model Conviction
57%
20-Day Fair Value
≈ by Aug 17, 2026
$31.68
α -2.9% rank 50%
40-Day Fair Value
≈ by Sep 15, 2026
$31.25
α -4.2% rank 50%
60-Day Fair Value
≈ by Oct 14, 2026
$30.09
α -7.8% rank 50%
MethodImplied PriceWeightDetail
DCF $32.16 0%
DDM (Gordon) $27.08 21%
Peer P/E $10.91 8% median 12.9× · 8 peers
Peer EV/EBITDA n/a 0% median 15.0× · 8 peers
Peer P/B $38.07 12% median 1.5× · 8 peers
Peer P/S $49.54 4% median 4.4× · 8 peers
Market Anchor (SMA50) $32.26 30% stability 56% (BB-width)
Options Expected (B-L 30d) $33.29 24% 18 strikes · skew +0.83
As of 2026-07-17 · updated
Info
Industry (SIC)
INVESTMENT ADVICE (6282)
Exchange
XNYS
Market Cap
$17.3B

Franklin Resources provides investment services for individual and institutional investors. At the end of May 2026, Franklin had $1.780 trillion in managed assets, composed primarily of equity (40%), fixed-income (26%), multi-asset/balanced (12%) funds, alternatives (17%), and money market funds (5%). Distribution tends to be weighted between retail investors (57% of assets under management) and institutional accounts (40%), with high-net-worth clients accounting for the remainder. Franklin is one of the more global of the US-based asset managers we cover, with 30% of its AUM invested in globa…

Summary
—
composite
—
No summary data available for this symbol yet.

Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart
Seasonality
MonthAvg ReturnYears of Data
Jan +0.11% 23
Feb -0.31% 23
Mar -0.39% 23
Apr +1.34% 23
May +0.31% 23
Jun -0.11% 23
Jul +3.23% 23
Aug -1.09% 22
Sep -1.61% 23
Oct +1.71% 23
Nov +3.52% 23
Dec -0.14% 23
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators
SMA 20: $33.44
SMA 50: $32.31
SMA 200: $26.61
Current: $32.63
EMA 12: $33.30
EMA 26: $32.97
MACD: 0.3252 | Signal: -0.1992
BULLISH
ADX (14): 17.68
RANGE
+DI: 21.43
−DI: 28.29
Momentum Oscillators
RSI (14): 47.25
NEUTRAL
Stoch %K: 35.73
Stoch %D: 36.95
Williams %R: -82.47
Volume & Volatility
BB Upper: $34.55
BB Lower: $32.33
NEUTRAL
OBV: 131,565,023
Vol SMA 20: 4,685,295
Vol ROC: 12.49%
ATR: $0.93
True Range: $1.19
HV 20: 26.5%
HV 30: 29.4%
HV 60: 30.0%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-07-19T00:00:00 – 2026-07-17T00:00:00
AI Analysis

Choose Frenzy-Fast™ for quick analysis or Frenzy-Pro™ for comprehensive analysis.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

News
Earnings History
5 of 8 under expected move
Each row pairs the pre-earnings straddle-implied expected move with the realized close-to-close move. Sorted oldest first.
Earnings Date Timing Expected Move Actual Move Ratio Outcome
2024-07-26 Pre-Market 9.47% 2.06% 0.22x Within
2024-11-04 After-Close 6.10% 0.34% 0.06x Within
2025-01-31 Pre-Market 6.45% 11.61% 1.80x Exceeded
2025-05-02 Pre-Market 6.79% 6.86% 1.01x Exceeded
2025-08-01 Pre-Market 8.96% 2.08% 0.23x Within
2025-11-07 Pre-Market 7.10% 4.39% 0.62x Within
2026-01-30 After-Close 5.28% 2.42% 0.46x Within
2026-04-28 Pre-Market 6.61% 6.74% 1.02x Exceeded
Options Activity
IV Rank (30D)
0.78
IV Rank (7D)
100
Avg IV
45.4%
Straddle (30D)
$2.90
Straddle (7D)
$0.98
P/C Volume
0.11
Spread Scanner GPU
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Beta (1Y vs SPY)
1.20
Correlation (SPY)
55.0%
R²
0.30
Ann. Volatility
27.7%
SPY Volatility
12.6%

High volatility - stock moves more than market

Beta & Alpha Over Time
Institutional Ownership (13F)
Latest filings — 2026-06-30
Diluted shares outstanding: 517,600,000 (as of 2026-03-31)

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

625 filers276,775,911 shares$6.51B value53.47% of float
# Filer Shares Value % of Total % of Float Period
1 VANGUARD GROUP INC Custodian 37,109,786 $886.55M 13.61% 7.17% 2025-12-31
2 Power Corp of Canada 31,557,117 $745.38M 11.44% 6.10% 2026-03-31
3 BlackRock, Inc. Custodian 28,767,173 $679.48M 10.43% 5.56% 2026-03-31
4 STATE STREET CORP 19,613,400 $469.64M 7.21% 3.79% 2026-03-31
5 CITADEL ADVISORS LLC Custodian 11,321,929 $267.42M 4.11% 2.19% 2026-03-31
6 DIMENSIONAL FUND ADVISORS LP Custodian 10,860,325 $256.50M 3.94% 2.10% 2026-03-31
7 GEODE CAPITAL MANAGEMENT, LLC Custodian 7,809,846 $184.14M 2.83% 1.51% 2026-03-31
8 GOLDMAN SACHS GROUP INC Custodian 7,442,159 $175.78M 2.70% 1.44% 2026-03-31
9 ProShare Advisors LLC 6,556,326 $154.86M 2.38% 1.27% 2026-03-31
10 Azora Capital LP 5,099,949 $120.46M 1.85% 0.99% 2026-03-31
11 Artemis Investment Management LLP 4,879,886 $115.26M 1.77% 0.94% 2026-03-31
12 Bank of New York Mellon Corp Custodian 4,584,695 $108.29M 1.66% 0.89% 2026-03-31
13 MORGAN STANLEY Custodian 4,314,807 $103.08M 1.58% 0.83% 2025-12-31
14 NORTHERN TRUST CORP Custodian 3,669,487 $86.67M 1.33% 0.71% 2026-03-31
15 Kopernik Global Investors, LLC 3,522,587 $83.20M 1.28% 0.68% 2026-03-31
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 3,231,922 $76.34M 1.17% 0.62% 2026-03-31
17 Verition Fund Management LLC 3,022,427 $71.39M 1.10% 0.58% 2026-03-31
18 BARCLAYS PLC Custodian 2,813,629 $66.46M 1.02% 0.54% 2026-03-31
19 JUPITER ASSET MANAGEMENT LTD 2,673,409 $63.15M 0.97% 0.52% 2026-03-31
20 Squarepoint Ops LLC 2,620,136 $61.89M 0.95% 0.51% 2026-03-31
21 UBS Group AG Custodian 2,443,853 $57.72M 0.89% 0.47% 2026-03-31
22 Freestone Grove Partners LP 2,148,549 $50.75M 0.78% 0.42% 2026-03-31
23 JPMORGAN CHASE & CO Custodian 2,105,874 $48.25M 0.74% 0.41% 2026-03-31
24 Vest Financial, LLC 2,033,149 $48.02M 0.74% 0.39% 2026-03-31
25 BANK OF AMERICA CORP /DE/ Custodian 1,964,424 $46.40M 0.71% 0.38% 2026-03-31
14 filers$38.09M notional
# Filer Notional Value % of Total Period
1 JANE STREET GROUP, LLC Custodian $10.40M 27.29% 2026-03-31
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $8.48M 22.27% 2026-03-31
3 CITADEL ADVISORS LLC Custodian $5.10M 13.39% 2026-03-31
4 Walleye Capital LLC $2.78M 7.29% 2026-03-31
5 IMC-Chicago, LLC Custodian $2.73M 7.17% 2026-03-31
6 HSBC HOLDINGS PLC Custodian $1.81M 4.76% 2026-03-31
7 GROUP ONE TRADING LLC Custodian $1.40M 3.68% 2026-03-31
8 WOLVERINE TRADING, LLC Custodian $1.29M 3.39% 2025-09-30
9 SIMPLEX TRADING, LLC Custodian $1.14M 2.98% 2026-03-31
10 CAPITAL FUND MANAGEMENT S.A. $812.53K 2.13% 2026-03-31
11 BANK OF MONTREAL /CAN/ Custodian $779.46K 2.05% 2026-03-31
12 Twin Tree Management, LP $481.85K 1.26% 2026-03-31
13 Walleye Trading LLC $479.49K 1.26% 2026-03-31
14 TWO SIGMA INVESTMENTS, LP $408.63K 1.07% 2026-03-31
14 filers$22.96M notional
# Filer Notional Value % of Total Period
1 HSBC HOLDINGS PLC Custodian $3.10M 13.50% 2026-03-31
2 CITADEL ADVISORS LLC Custodian $2.79M 12.16% 2026-03-31
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian $2.61M 11.37% 2026-03-31
4 JANE STREET GROUP, LLC Custodian $2.52M 10.99% 2026-03-31
5 Walleye Capital LLC $2.34M 10.17% 2026-03-31
6 Walleye Trading LLC $2.09M 9.11% 2026-03-31
7 IMC-Chicago, LLC Custodian $1.63M 7.09% 2026-03-31
8 WOLVERINE TRADING, LLC Custodian $1.37M 5.97% 2025-09-30
9 GROUP ONE TRADING LLC Custodian $1.11M 4.84% 2026-03-31
10 CAPITAL FUND MANAGEMENT S.A. $1.04M 4.55% 2026-03-31
11 SIMPLEX TRADING, LLC Custodian $1.02M 4.45% 2026-03-31
12 BANK OF MONTREAL /CAN/ Custodian $779.46K 3.39% 2026-03-31
13 TUDOR INVESTMENT CORP ET AL $276.35K 1.20% 2026-03-31
14 CAPSTONE INVESTMENT ADVISORS, LLC $273.99K 1.19% 2026-03-31
Insider Activity
Latest: 2026-07-02
Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
Filed Reporter Role Action Shares Avg Price Net $ Link
2026-07-02 Karen Matsushima King Director Grant (A) +1,005 RSU — EDGAR
2026-07-02 John Y Kim Director Grant (A) +983 RSU — EDGAR
2026-05-05 Karen Matsushima King Director Grant (A) +83 RSU — EDGAR
2026-04-02 Karen Matsushima King Director Grant (A) +1,451 RSU — EDGAR
2026-04-02 John Y Kim Director Grant (A) +1,420 RSU — EDGAR
2026-02-04 Anthony Noto Director Award (A) +7,593 $27.00 $205.0K EDGAR
2026-02-04 Mariann H Byerwalter Director Award (A) +7,593 $27.00 $205.0K EDGAR
2026-02-04 Anthony Noto Director Award (A) +7,593 $27.00 $205.0K EDGAR
2026-02-04 John W Thiel Director Award (A) +7,593 $27.00 $205.0K EDGAR
2026-02-04 John Y Kim Director Grant (A) +7,592 RSU — EDGAR
2026-02-04 Karen Matsushima King Director Grant (A) +7,592 RSU — EDGAR
2026-02-04 Alexander S Friedman Director Grant (A) +7,592 RSU — EDGAR
2026-02-04 Seth H. Waugh Director Grant (A) +7,592 RSU — EDGAR
2026-02-04 GEOFFREY Y YANG Director Award (A) +7,593 $27.00 $205.0K EDGAR
2026-01-12 JENNIFER M JOHNSON Chief Executive Officer Gift (G) −2,352 — EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
Insider Holdings
40 insiders · @ $32.63
Officers, directors, and 10%+ owners ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
# Insider Role Shares Disclosed Exposure Lifetime OM Net Filings Last Filed
1 RUPERT H JR JOHNSON Vice Chairman 103,016,780 $3.36B -$98.65M 8 2019-12-30
2 CHARLES B JOHNSON 10%+ Owner 94,168,072 $3.07B -$234.93M 43 2025-12-29
3 LOUIS E WOODWORTH Director 3,746,253 $122.24M -$8.05M 54 2009-03-11
4 JENNIFER M JOHNSON Chief Executive Officer 3,541,084 $115.55M -$12.03M 69 2026-01-12
5 GREGORY E JOHNSON Executive Chairman 3,083,554 $100.62M -$74.49M 64 2025-12-29
6 Charles Endler Johnson Director 2,025,455 $66.09M $0 6 2019-02-13
7 Adam Benjamin Spector EVP, Head Global Distribution 593,282 $19.36M $0 15 2025-09-03
8 Matthew Nicholls Co-President, CFO & COO 548,947 $17.91M $0 22 2025-12-03
9 ANNE M TATLOCK Director 531,422 $17.34M -$2.92M 34 2015-03-11
10 Daniel Gamba Co-President, Chief Commercial 442,870 $14.45M $0 1 2025-10-16
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
Notice of Proposed Sale (Form 144)
Latest: 2023-12-14
Last 30d: 0 filings  ·  Last 90d: 0 filings

What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.

How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.

10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.

"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. Amendments (Form 144/A) and post-cancellation refilings can inflate this if you sum naively; the rollup above excludes filings with zero stated value.

Source & freshness: Parsed directly from EDGAR primary-doc XML. Daily refresh; new filings typically appear here the morning after they hit EDGAR.

Filed Filer Role Shares Notice Value Planned Sale Broker Plan Link
2023-12-14 Sethi Alok Officer 22,000 $643.8K 2023-12-14 Merrill Lynch — EDGAR
2023-12-05 Sethi Alok Officer 25,000 $634.5K 2023-12-05 Merrill Lynch — EDGAR
2023-10-10 Byerwalter Mariann H Director 6,011 $144.3K 2023-10-10 Charles Schwab & Co., Inc. 10b5-1 EDGAR
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed.
Recent SEC Filings
Latest: 2026-06-05
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
Filing Date Accession Link
2026-06-05 0000038777-26-000171 EDGAR
2026-04-28 0000038777-26-000100 EDGAR
2026-02-05 0000038777-26-000051 EDGAR
2026-01-30 0000038777-26-000032 EDGAR
2025-12-17 0000038777-25-000279 EDGAR
2025-12-15 0000038777-25-000273 EDGAR
2025-11-07 0000038777-25-000234 EDGAR
2025-09-08 0000038777-25-000189 EDGAR
2025-08-01 0000038777-25-000133 EDGAR
2025-07-09 0000038777-25-000127 EDGAR
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Filing Date Accession Link
2025-11-10 0000038777-25-000238 EDGAR
2024-11-12 0000038777-24-000206 EDGAR
2023-11-14 0000038777-23-000169 EDGAR
2022-11-14 0000038777-22-000198 EDGAR
2021-11-19 0000038777-21-000205 EDGAR
2020-11-23 0000038777-20-000203 EDGAR
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
Filing Date Accession Link
2026-04-28 0000038777-26-000101 EDGAR
2026-01-30 0000038777-26-000033 EDGAR
2025-08-01 0000038777-25-000135 EDGAR
2025-05-02 0000038777-25-000075 EDGAR
2025-01-31 0000038777-25-000017 EDGAR
2024-07-26 0000038777-24-000115 EDGAR
2024-04-29 0000038777-24-000069 EDGAR
2024-01-29 0000038777-24-000006 EDGAR
2023-07-28 0000038777-23-000106 EDGAR
2023-05-01 0000038777-23-000072 EDGAR
ETF Holders
# ETF Provider Weight $ Exposure ETF AUM As Of
Fundamentals

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics
  • Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
  • Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
  • Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
  • Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
  • Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
  • YoY growth — compare to the same quarter a year earlier to remove seasonality.
  • Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
  • Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

P/E Ratio25.6
P/B Ratio1.4
P/S Ratio1.9
EV/EBITDA19.9
TTM Revenue$9.0B
TTM Net Income$0.7B
TTM EPS$1.31
ROE5.6%
Dividend Yield3.99%
Debt/Equity1.19