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Alok Sethi

CIK 1718985 · EVP, Head of Global Operations · last filed 2025-09-03

Alok Sethi is an EVP, Head of Global Operations who has filed 31 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider had shares withheld for taxes covering $224.3K of BEN on Sep 3, 2025. Across all open-market trades the lifetime net is −$3.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.00M

Companies

1

Total Filings

31

Lifetime Open-Market Net

-$3.55M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BEN EVP, Head of Global Operations 90,509 $33.10 $3.00M -$3.55M 29 2025-09-03

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-09-03 BEN Tax (F) −8,740 -$224.3K EDGAR
2024-11-07 BEN Grant (A) +34,608 $725.0K EDGAR
2024-09-04 BEN Tax (F) −7,861 -$159.1K EDGAR
2023-12-14 BEN Notice (144) −22,000 -$643.8K EDGAR
2023-12-14 BEN Sell (S) −22,000 -$643.8K EDGAR
2023-12-05 BEN Notice (144) −25,000 -$634.5K EDGAR
2023-12-05 BEN Mixed −28,168 -$715.7K EDGAR
2023-11-06 BEN Grant (A) +34,000 $800.0K EDGAR
2023-09-05 BEN Tax (F) −6,371 -$170.4K EDGAR
2023-02-01 BEN Sell (S) −29,503 -$917.3K EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.