FRANKLIN RESOURCES INC
CIK 38777 · last filed 2026-07-22
FRANKLIN RESOURCES INC is a corporate insider who has filed 361 SEC Form 4 insider transactions across 9 companies since 2008. Across all open-market trades the lifetime net is −$616.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $216.7M across reported positions. The firm reports its address in San Mateo, CA. 117 SEC filings were submitted jointly with GEOFFREY Y YANG.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$216.75M
9
361
-$616.23M
Filer Profile
LEGAL-FT SECRETARY
SAN MATEO, CA
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EMO | 0 | $54.28 | $0 | -$3.45M | 11 | 2025-03-06 | |
| Saba Capital Income & Opportunities Fund II (GIM) Delisted | 3,494,870 | $3.79 | $13.25M | $44.67M | 42 | 2023-11-14 | |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | 73,014 | $40.25 | $2.94M | $2.10M | 9 | 2022-09-16 | |
| GOODRICH PETROLEUM CORP (GDP) Delisted | 10%+ Owner | 3,581,913 | $23.02 | $82.46M | -$27.95M | 62 | 2021-12-13 |
| BATTALION OIL CORP (HK.WS) Delisted | 10%+ Owner | 14,530,157 | — | — | -$135.29M | 41 | 2018-01-29 |
| Timber Pharmaceuticals, Inc. (BPMX) Delisted | 10%+ Owner | 812,468 | — | — | $1.05M | 4 | 2017-08-03 |
| DYN | 10%+ Owner | 8,927,023 | $24.28 | $216.75M | -$311.62M | 35 | 2015-06-03 |
| DYNEGY INC. (DYN.WS) Delisted | 10%+ Owner | 25,867,023 | — | — | -$116.01M | 49 | 2014-03-24 |
| TARO PHARMACEUTICAL INDUSTRIES LTD (TARO) Delisted | 10%+ Owner | 0 | $42.97 | $0 | -$69.74M | 64 | 2010-11-01 |
Recent Filings
361 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-22 | — | Sell (S) | −1,682,905 | -$19.00M | |
| 2026-04-22 | — | Sell (S) | −1,672,535 | -$19.00M | |
| 2026-04-20 | — | Other (J) | +77 | $0 | |
| 2026-02-02 | — | Buy (P) | +75,000 | $750.0K | |
| 2026-01-16 | — | Sell (S) | −1,581,722 | -$18.00M | |
| 2025-12-05 | — | Sell (S) | −1,755,926 | -$20.00M | |
| 2025-10-27 | — | Sell (S) | −1,614,310 | -$18.50M | |
| 2025-07-17 | — | Sell (S) | −1,519,097 | -$17.50M | |
| 2025-04-21 | — | Sell (S) | −863,557 | -$10.00M | |
| 2025-03-06 | EMO | Sell (S) | −9,704 | -$456.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.