Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma — 13F Holdings & Portfolio
CIK 1510434 · latest 13F-HR filed 2026-05-04
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma manages $5.78B in 13F-reported U.S. long-equity assets across 1,706 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are QUAL (5.83%), IQLT (5.44%), VTIP (4.19%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 146 new positions, exited 53, added to 440, and trimmed 215.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$5.78B
Long-equity book
1,706
Distinct positions
2026-03-31
Filed 2026-05-04
+146 / −53 / ↑440 / ↓215
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$23.4M +12.1%
- ISHARES TR$23.3M +8.0%
- VANGUARD MALVERN FDS$14.1M +6.1%
- DIMENSIONAL ETF TRUST$12.3M +8.6%
- WISDOMTREE TR$12.1M +28.5%
Top Trims
- SPDR SERIES TRUST-$52.0M -58.3%
- MICROSOFT CORP-$29.3M -26.4%
- ISHARES TR-$13.4M -5.5%
- APPLE INC-$13.2M -7.8%
- META PLATFORMS INC-$10.0M -14.2%
New Positions
- DFA INVT DIMENSIONS GROUP IN$58.7M
- REMITLY GLOBAL INC$2.0M
- HENRY JACK & ASSOC INC$1.0M
- INTERDIGITAL INC$783.7K
- ASTRAZENECA PLC$737.4K
Exited Positions
- REV GROUP INC$1.9M
- CORVUS PHARMACEUTICALS INC$1.3M
- VANGUARD BD INDEX FDS$1.0M
- ASTRAZENECA PLC$876.9K
- ROPER TECHNOLOGIES INC$742.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | QUAL | 46432F339 | $337.1M | 5.83% | 1,757,328 | SH |
| 2 | ISHARES TR | IQLT | 46434V456 | $314.8M | 5.44% | 6,810,020 | SH |
| 3 | VANGUARD MALVERN FDS | VTIP | 922020805 | $242.1M | 4.19% | 4,847,210 | SH |
| 4 | ISHARES TR | MTUM | 46432F396 | $229.8M | 3.97% | 957,379 | SH |
| 5 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $217.0M | 3.75% | 2,737,877 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $185.0M | 3.20% | 1,060,902 | SH |
| 7 | NVIDIA CORPORATION | NVDA | 67066G104 | $156.3M | 2.70% | 896,450 | SH |
| 8 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $153.5M | 2.65% | 3,167,628 | SH |
| 9 | ISHARES TR | EFV | 464288877 | $146.7M | 2.54% | 1,973,140 | SH |
| 10 | APPLE INC | AAPL | 037833100 | $142.6M | 2.47% | 561,858 | SH |
| 11 | ISHARES INC | IEMG | 46434G103 | $137.2M | 2.37% | 1,967,448 | SH |
| 12 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $115.1M | 1.99% | 1,390,971 | SH |
| 13 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $93.7M | 1.62% | 1,775,278 | SH |
| 14 | MICROSOFT CORP | MSFT | 594918104 | $78.9M | 1.36% | 213,211 | SH |
| 15 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $67.3M | 1.16% | 1,149,818 | SH |
| 16 | VANGUARD INDEX FDS | VTV | 922908744 | $66.3M | 1.15% | 337,792 | SH |
| 17 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $62.2M | 1.08% | 623,238 | SH |
| 18 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $60.7M | 1.05% | 93,314 | SH |
| 19 | DFA INVT DIMENSIONS GROUP IN | DFMC | 25239Y238 | $58.7M | 1.01% | 1,154,128 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $58.2M | 1.01% | 279,652 | SH |
| 21 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $57.5M | 0.99% | 896,989 | SH |
| 22 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $57.0M | 0.98% | 912,367 | SH |
| 23 | META PLATFORMS INC | META | 30303M102 | $56.3M | 0.97% | 98,386 | SH |
| 24 | WISDOMTREE TR | QGRW | 97717Y477 | $54.6M | 0.94% | 1,021,046 | SH |
| 25 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $45.5M | 0.79% | 411,512 | SH |
| 26 | ALPHABET INC | GOOG | 02079K107 | $40.6M | 0.70% | 141,482 | SH |
| 27 | VANGUARD INDEX FDS | VNQ | 922908553 | $40.3M | 0.70% | 454,453 | SH |
| 28 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $39.6M | 0.69% | 848,016 | SH |
| 29 | SPDR SERIES TRUST | SJNK | 78468R408 | $37.1M | 0.64% | 1,486,911 | SH |
| 30 | CISCO SYS INC | CSCO | 17275R102 | $35.6M | 0.62% | 458,535 | SH |
| 31 | VANGUARD INTL EQUITY INDEX F | VSS | 922042718 | $29.8M | 0.51% | 204,313 | SH |
| 32 | BROADCOM INC | AVGO | 11135F101 | $29.6M | 0.51% | 95,685 | SH |
| 33 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $27.6M | 0.48% | 710,928 | SH |
| 34 | TESLA INC | TSLA | 88160R101 | $27.3M | 0.47% | 73,472 | SH |
| 35 | ISHARES TR | ESGD | 46435G516 | $26.9M | 0.47% | 281,817 | SH |
| 36 | VANGUARD INDEX FDS | VBR | 922908611 | $26.9M | 0.46% | 123,699 | SH |
| 37 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $26.2M | 0.45% | 1,056,981 | SH |
| 38 | JPMORGAN CHASE & CO | JPM | 46625H100 | $24.9M | 0.43% | 84,786 | SH |
| 39 | DIMENSIONAL ETF TRUST | DUHP | 25434V831 | $24.9M | 0.43% | 678,278 | SH |
| 40 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $24.4M | 0.42% | 139,900 | PRN |
| 41 | ALTRIA GROUP INC | MO | 02209S103 | $23.4M | 0.41% | 355,048 | SH |
| 42 | DIMENSIONAL ETF TRUST | DFAS | 25434V500 | $22.5M | 0.39% | 316,396 | SH |
| 43 | ISHARES TR | IWC | 464288869 | $22.2M | 0.38% | 139,222 | SH |
| 44 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $21.9M | 0.38% | 855,327 | SH |
| 45 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $21.9M | 0.38% | 1,233,922 | SH |
| 46 | ALPHABET INC | GOOGL | 02079K305 | $21.4M | 0.37% | 74,357 | SH |
| 47 | WALMART INC | WMT | 931142103 | $21.1M | 0.36% | 169,554 | SH |
| 48 | VANGUARD WELLINGTON FD | VFMO | 921935508 | $21.0M | 0.36% | 106,628 | SH |
| 49 | BANK NEW YORK MELLON CORP | BK | 064058100 | $20.2M | 0.35% | 170,157 | SH |
| 50 | VANGUARD INTL EQUITY INDEX F | VNQI | 922042676 | $20.1M | 0.35% | 452,292 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-04 | $5.78B | 1,706 | 0001085146-26-000381 |
| 2025-12-31 | 2026-01-16 | $5.61B | 1,378 | 0001085146-26-000089 |