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Verity Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1597298 · latest 13F-HR filed 2026-08-13

Backtest portfolio

Verity Asset Management, Inc. manages $264.4M in 13F-reported U.S. long-equity assets across 223 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (4.97%), BSJR (3.07%), BSJQ (2.71%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 36 new positions and exited 26; 103 existing positions rose in reported value and 44 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$264.4M

Long-equity book

Holdings
223

Distinct positions

Period
2026-06-30

Filed 2026-08-13

Q/Q Activity
+36 / −26 / ↑103 / ↓44

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPY5.0% · +16%BSJR3.1% · +14%BSJQ2.7% · -6%IVV2.7% · +5%BSJS2.6% · +25%IBM2.1% · +2%AMD1.9% · -22%HALO1.6% · +4%WMT1.6% · +2%JEPQ1.6% · +1%RSP1.4% · -3%VBR1.4% · +6%XBI1.4% · +3%MSFT1.3% · +2%EPD1.3% · -2%NVDA1.3% · +3%ROKU1.2% · -4%AMGN1.2% · +6%VMI1.2% · +3%FBND1.1% · +6%AMZN1.1% · +18%DVN1.0% · newCMC1.0% · +2%HEI1.0% · +3%OXY1.0% · +17%RGLD0.9% · +10%ATEN0.9% · +3%PAVE0.9% · -4%PHO0.9% · +1%VYM0.9% · +5%IVW0.8% · +3%SH0.8% · +3%FAST0.8% · +6%PDBC0.8% · +6%VYMI0.8% · +4%PM0.8% · +1%HDV0.7% · +396%TXT0.7% · +5%SCHD0.7% · +47%TOWN0.7% · +0%MP0.7% · +3%AAPL0.7% · +8%BMY0.7% · +4%VGIT0.7% · +17%IAU0.7% · -3%PHYS0.7% · +7%GATX0.6% · +4%UBSI0.6% · +17%SPLV0.6% · -14%AVGO0.6% · +7%EFR0.6% · +1%COWZ0.6% · +1%JNJ0.6% · -6%TXN0.6% · -3%VXUS0.6% · -4%BRK.B0.6% · -44%SPCX0.5% · newMHO0.5% · +3%LMT0.5% · -3%GSK0.5% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 18, 2026.

Assets Under Management
$1.40B
Discretionary
$1.40B
Employees
16
Accounts
1,101
Address
2015 BOUNDARY STREET
2ND FLOOR
BEAUFORT, SC 29902
Phone
(843) 379-6661
Website
Mailing Address
P.O. BOX 1086, BEAUFORT, SC, 29901
Name Title / Status Ownership Type
VERITY FAMILY VENTURES, INC. ControlMEMBER
since Mar 2023
50–75%Domestic Entity
VERITY, PAULA, MURRAY ControlCHIEF FINANCIAL OFFICER
since Mar 2023
Less than 5%Individual
VERITY, WILLIAM, WYMOND ControlMANAGING MEMBER/PRESIDENT/DIRECTOR
since Feb 2002
Less than 5%Individual
AFP LEGACY LTD.MEMBER
since Oct 2013
10–25%Domestic Entity
INVICTUS INVESTMENT CORPORATIONMEMBER
since Feb 2018
5–10%Domestic Entity
OLVERA, TANYA, MICHELLECHIEF COMPLIANCE OFFICER
since Nov 2023
Less than 5%Individual
ANDERSON, CHARLES, COLLINS Control
Indirect owner via AFP LEGACY LTD.
SHAREHOLDER
since Oct 2013
75% or moreIndividual
NIX, MICHAEL, WAYNE Control
Indirect owner via INVICTUS INVESTMENT CORPORATION
SHAREHOLDER
since Apr 2019
75% or moreIndividual
VERITY, WILLIAM, WYMOND Control
Indirect owner via VERITY FAMILY VENTURES, INC.
SHAREHOLDER
since Mar 2023
50–75%Individual
Ownership & leadership changes · 14 filings with changes since Jan 26, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 28, 2025 filing
  • ChangedVERITY, WILLIAM, WYMOND · indirect via VERITY FAMILY VENTURES, INC.: ownership 75% or more → 50–75%
Mar 27, 2024 filing
  • ChangedOLVERA, TANYA, MICHELLE · no longer a control person
Nov 9, 2023 filing
  • No longer listedTyminski, Nancy, Jean · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Aug 2023
  • AddedOLVERA, TANYA, MICHELLE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 18, 2023 filing
  • No longer listedKronket, Michael, William · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2023
  • AddedTyminski, Nancy, Jean · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 27, 2023 filing
  • AddedVERITY FAMILY VENTURES, INC. · MEMBER · 50–75% · control person
  • AddedVERITY, WILLIAM, WYMOND · SHAREHOLDER · 75% or more · indirect via VERITY FAMILY VENTURES, INC. · control person
  • ChangedVERITY, WILLIAM, WYMOND · ownership 50–75% → Less than 5%
Mar 7, 2023 filing
  • AddedKronket, Michael, William · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedVERITY, PAULA, MURRAY · title CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
Jun 24, 2021 filing
  • ChangedVERITY, WILLIAM, WYMOND · ownership 75% or more → 50–75%
Mar 16, 2021 filing
  • No longer listedANDERSON, CHARLES, COLLINS · MEMBER · 5–10% · listed since Oct 2013
  • No longer listedNIX, MICHAEL, WAYNE · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Feb 2018
  • No longer listedPEGGY V. POWER TRUST · MEMBER · Less than 5% · listed since Nov 2012
  • No longer listedRYDER, DAVID, ROSS · MEMBER · Less than 5% · listed since May 2002
  • No longer listedVERITY, JONATHAN, GEORGE · MEMBER · Less than 5% · control person · listed since Jan 2006
  • AddedAFP LEGACY LTD. · MEMBER · 10–25%
  • AddedANDERSON, CHARLES, COLLINS · SHAREHOLDER · 75% or more · indirect via AFP LEGACY LTD. · control person
  • AddedINVICTUS INVESTMENT CORPORATION · MEMBER · 5–10%
  • AddedNIX, MICHAEL, WAYNE · SHAREHOLDER · 75% or more · indirect via INVICTUS INVESTMENT CORPORATION · control person
Mar 19, 2020 filing
  • No longer listedCOSTIGAN, JOSEPH, J · DIRECTOR OF RESEARCH/SENIOR PM · Less than 5% · control person · listed since Oct 2014
Feb 19, 2019 filing
  • AddedCOSTIGAN, JOSEPH, J · DIRECTOR OF RESEARCH/SENIOR PM · Less than 5% · control person
  • ChangedANDERSON, CHARLES, COLLINS · ownership 10–25% → 5–10%
  • ChangedVERITY, JONATHAN, GEORGE · ownership 5–10% → Less than 5%
Older changes (5 more filings)
Apr 27, 2018 filing
  • AddedNIX, MICHAEL, WAYNE · CHIEF INVESTMENT OFFICER · Less than 5%
Dec 10, 2014 filing
  • ChangedANDERSON, CHARLES, COLLINS · ownership 5–10% → 10–25%
Oct 22, 2013 filing
  • AddedANDERSON, CHARLES, COLLINS · MEMBER · 5–10%
  • ChangedVERITY, JONATHAN, GEORGE · ownership 10–25% → 5–10%
Dec 4, 2012 filing
  • No longer listedTHOMAS, GREGORY, NELSON · MEMBER, DIRECTOR, CHIEF INVESTMENT OFFICER · 10–25% · control person · listed since Feb 2002
  • AddedPEGGY V. POWER TRUST · MEMBER · Less than 5%
  • ChangedRYDER, DAVID, ROSS · ownership 5–10% → Less than 5%
  • ChangedVERITY, JONATHAN, GEORGE · ownership Less than 5% → 10–25%
Jan 26, 2012 filing (earliest on record)
  • ListedRYDER, DAVID, ROSS · MEMBER · 5–10%
  • ListedTHOMAS, GREGORY, NELSON · MEMBER, DIRECTOR, CHIEF INVESTMENT OFFICER · 10–25% · control person
  • ListedVERITY, JONATHAN, GEORGE · MEMBER · Less than 5% · control person
  • ListedVERITY, PAULA, MURRAY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedVERITY, WILLIAM, WYMOND · MANAGING MEMBER/PRESIDENT/DIRECTOR · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Verity Asset Management, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STREET SPDR SP 500 ETF TRUST SPY 78462F103 $13.1M 4.97% 17,596 SH
2 INVESCO BULLETSHARES 2027 HI YLD CORP BD ETF BSJR 46138J585 $8.1M 3.07% 362,888 SH
3 INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF BSJQ 46138J635 $7.2M 2.71% 311,813 SH
4 ISHARES CORE SP 500 ETF IVV 464287200 $7.1M 2.68% 9,443 SH
5 INVESCO BULLETSHARES 2028 HI YLD CORP BD ETF BSJS 46138J452 $6.8M 2.58% 313,387 SH
6 INTERNATIONAL BUSINESS MACHINES CORP IBM 459200101 $5.5M 2.09% 19,647 SH
7 ADVANCED MICRO DEVICES INC AMD 007903107 $5.0M 1.90% 8,655 SH
8 HALOZYME THERAPEUTICS INC HALO 40637H109 $4.3M 1.64% 55,508 SH
9 WALMART INC WMT 931142103 $4.2M 1.61% 37,471 SH
10 JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF JEPQ 46654Q203 $4.1M 1.57% 67,370 SH
11 INVESCO SP 500 EQUAL WEIGHT ETF RSP 46137V357 $3.8M 1.44% 17,886 SH
12 VANGUARD SMALL-CAP VALUE VIPERS VBR 922908611 $3.7M 1.40% 15,223 SH
13 STATE STREET SPDR SP BIOTECH ETF XBI 78464A870 $3.6M 1.35% 22,564 SH
14 MICROSOFT CORP MSFT 594918104 $3.5M 1.33% 9,448 SH
15 ENTERPRISE PRODUCTS PARTNERS L P EPD 293792107 $3.4M 1.27% 91,320 SH
16 NVIDIA CORP NVDA 67066G104 $3.3M 1.26% 16,667 SH
17 ROKU INC COM CL A ROKU 77543R102 $3.3M 1.23% 23,611 SH
18 AMGEN COMMON AMGN 031162100 $3.2M 1.20% 8,729 SH
19 VALMONT INDUSTRIES INC VMI 920253101 $3.1M 1.17% 5,343 SH
20 FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND 316188309 $2.9M 1.10% 64,036 SH
21 AMAZONCOM INC AMZN 023135106 $2.9M 1.09% 12,069 SH
22 DEVON ENERGY CORP NEW DVN 25179M103 $2.8M 1.04% 66,688 SH
23 COMMERCIAL METALS CO CMC 201723103 $2.7M 1.04% 43,733 SH
24 HEICO CORPORATION HEI 422806109 $2.7M 1.02% 7,585 SH
25 OCCIDENTAL PETRO CORP OXY 674599105 $2.6M 1.00% 54,554 SH
26 ROYAL GOLD INC RGLD 780287108 $2.5M 0.94% 12,452 SH
27 A10 NETWORKS INC ATEN 002121101 $2.4M 0.91% 64,164 SH
28 GLOBAL X US INFRASTRUCTURE DEVELOPMENT ETF PAVE 37954Y673 $2.4M 0.90% 40,492 SH
29 INVESCO WATER RESOURCES ETF PHO 46137V142 $2.3M 0.87% 33,126 SH
30 VANGUARD HIGH DIVIDEND YIELD ETF VYM 921946406 $2.3M 0.86% 14,316 SH
31 ISHARES SP 500 GROWTH ETF IVW 464287309 $2.2M 0.83% 15,955 SH
32 PROSHARES SHORT SP500 ETF SH 74349Y753 $2.1M 0.81% 64,967 SH
33 FASTENAL FAST 311900104 $2.1M 0.81% 44,595 SH
34 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF PDBC 46090F100 $2.1M 0.80% 133,315 SH
35 VANGUARD INT HIGH DVD YLD IN ETF VYMI 921946794 $2.1M 0.78% 20,976 SH
36 PHILIP MORRIS INTL INC COM PM 718172109 $2.1M 0.78% 11,360 SH
37 ISHARES HIGH DIVIDEND ETF HDV 46429B663 $2.0M 0.74% 71,523 SH
38 TEXTRON INC TXT 883203101 $1.9M 0.73% 21,177 SH
39 SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF SCHD 808524797 $1.9M 0.73% 60,638 SH
40 TOWNEBANK TOWN 89214P109 $1.9M 0.72% 52,479 SH
41 MP MATERIALS CORP MP 553368101 $1.9M 0.72% 33,895 SH
42 APPLE INC AAPL 037833100 $1.8M 0.70% 6,392 SH
43 BRISTOL MYERS SQUIBB CORPORATION BMY 110122108 $1.8M 0.68% 31,404 SH
44 VANGUARD INTERMEDIATE TERM TREASURY ETF VGIT 92206C706 $1.7M 0.66% 29,660 SH
45 ISHARES GOLD TRUST IAU 464285204 $1.7M 0.66% 23,134 SH
46 SPROTT PHYSICAL GOLD TR UNIT PHYS 85207H104 $1.7M 0.66% 57,443 SH
47 GATX CORP GATX 361448103 $1.7M 0.64% 9,617 SH
48 UNITED BANKSHARES INC UBSI 909907107 $1.7M 0.63% 36,361 SH
49 INVESCO SP 500 LOW VOLATILTIY ETF SPLV 46138E354 $1.5M 0.59% 20,661 SH
50 BROADCOM INC AVGO 11135F101 $1.5M 0.58% 4,088 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $264.4M 223 0001597298-26-000003
2026-03-31 2026-04-21 $238.4M 213 0001597298-26-000002
2025-12-31 2026-01-30 $232.9M 229 0001597298-26-000001
Filer Information
Address
280 S MANGUM ST STE 550
DURHAM, NC 27701-3683
Phone
(919) 490-6717
Filing Manager
Verity Asset Management, Inc.
DURHAM, NC
Signatory
Gordon T Wegwart
President / CIO