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Verity Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1597298 · latest 13F-HR filed 2026-04-21

Backtest portfolio

Verity Asset Management, Inc. manages $238.4M in 13F-reported U.S. long-equity assets across 213 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (4.15%), BSJQ (3.24%), BSJR (2.98%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 37 new positions, exited 53, added to 80, and trimmed 53.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$238.4M

Long-equity book

Holdings

213

Distinct positions

Period

2026-03-31

Filed 2026-04-21

Q/Q Activity

+37 / −53 / ↑80 / ↓53

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • OCCIDENTAL PETRO CORP$1.3M +70.5%
  • INVESCO SP 500 LOW VOLATILTIY ETF$1.1M +168.3%
  • INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF$987.7K +82.4%
  • COTERRA ENERGY INC$826.8K +39.3%
  • ENTERPRISE PRODUCTS PARTNERS L P$787.8K +28.8%
Show all 80 →

Top Trims

  • STATE STREET SPDR SP 500 ETF TRUST-$5.8M -36.9%
  • VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND ETF-$2.3M -62.8%
  • ISHARES GOLD TRUST-$1.3M -38.7%
  • VANGUARD TOTAL STOCK MARKET VIPERS-$1.3M -80.3%
  • ISHARES SILVER TRUST-$939.3K -44.0%
Show all 53 →

New Positions

  • INVESCO BULLETSHARES 2027 HI YLD CORP BD ETF$7.1M
  • INVESCO BULLETSHARES 2028 HI YLD CORP BD ETF$5.5M
  • PROSHARES SHORT SP500 ETF$2.4M
  • FASTENAL$1.9M
  • TOWNEBANK$1.8M
Show all 37 →

Exited Positions

  • INVESCO SENIOR LOAN ETF$1.3M
  • ISHARES MSCI EAFE ETF$1.2M
  • SCHRODINGER INC$1.2M
  • GOLDMAN SACHS Sp 500 PREMIUM INCOME ETF$1.0M
  • BLACKROCK LIMITED DURATION INCOME TRUST COMMON SHARES OF BENEFICIAL INTEREST$808.5K
Show all 53 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STREET SPDR SP 500 ETF TRUST SPY 78462F103 $9.9M 4.15% 15,210 SH
2 INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF BSJQ 46138J635 $7.7M 3.24% 332,780 SH
3 INVESCO BULLETSHARES 2027 HI YLD CORP BD ETF BSJR 46138J585 $7.1M 2.98% 317,782 SH
4 ISHARES CORE SP 500 ETF IVV 464287200 $5.9M 2.47% 9,019 SH
5 INVESCO BULLETSHARES 2028 HI YLD CORP BD ETF BSJS 46138J452 $5.5M 2.29% 251,431 SH
6 INTERNATIONAL BUSINESS MACHINES CORP IBM 459200101 $4.7M 1.97% 19,343 SH
7 WALMART INC WMT 931142103 $4.6M 1.92% 36,787 SH
8 JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF JEPQ 46654Q203 $3.7M 1.56% 66,967 SH
9 INVESCO SP 500 EQUAL WEIGHT ETF RSP 46137V357 $3.5M 1.48% 18,433 SH
10 ENTERPRISE PRODUCTS PARTNERS L P EPD 293792107 $3.5M 1.48% 93,077 SH
11 HALOZYME THERAPEUTICS INC HALO 40637H109 $3.4M 1.44% 53,142 SH
12 MICROSOFT CORP MSFT 594918104 $3.4M 1.44% 9,243 SH
13 VANGUARD SMALL-CAP VALUE VIPERS VBR 922908611 $3.1M 1.31% 14,343 SH
14 OCCIDENTAL PETRO CORP OXY 674599105 $3.0M 1.27% 46,597 SH
15 COTERRA ENERGY INC CTRA 127097103 $2.9M 1.23% 83,426 SH
16 AMGEN INC AMGN 031162100 $2.9M 1.21% 8,218 SH
17 ROYAL GOLD INC RGLD 780287108 $2.9M 1.21% 11,345 SH
18 NVIDIA CORP NVDA 67066G104 $2.8M 1.19% 16,248 SH
19 STATE STREET SPDR SP BIOTECH ETF XBI 78464A870 $2.8M 1.17% 21,861 SH
20 FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND 316188309 $2.8M 1.16% 60,653 SH
21 COMMERCIAL METALS CO CMC 201723103 $2.6M 1.10% 42,774 SH
22 BERKSHIRE HATHAWAY INC COM USD00033 CLASS B BRK.B 084670702 $2.5M 1.04% 5,189 SH
23 PROSHARES SHORT SP500 ETF SH 74349Y753 $2.4M 1.00% 63,061 SH
24 ROKU INC COM CL A ROKU 77543R102 $2.3M 0.98% 24,631 SH
25 ADVANCED MICRO DEVICES INC AMD 007903107 $2.3M 0.95% 11,110 SH
26 INVESCO WATER RESOURCES ETF PHO 46137V142 $2.2M 0.92% 32,729 SH
27 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF PDBC 46090F100 $2.2M 0.92% 126,232 SH
28 GLOBAL X US INFRASTRUCTURE DEVELOPMENT ETF PAVE 37954Y673 $2.1M 0.90% 42,244 SH
29 AMAZONCOM INC AMZN 023135106 $2.1M 0.89% 10,203 SH
30 ISHARES GOLD TRUST IAU 464285204 $2.1M 0.88% 23,891 SH
31 VALMONT INDUSTRIES INC VMI 920253101 $2.1M 0.87% 5,171 SH
32 VANGUARD HIGH DIVIDEND YIELD ETF VYM 921946406 $2.0M 0.85% 13,640 SH
33 HEICO CORPORATION HEI 422806109 $2.0M 0.84% 7,343 SH
34 ISHARES HIGH DIVIDEND ETF HDV 46429B663 $2.0M 0.82% 14,405 SH
35 FASTENAL FAST 311900104 $1.9M 0.82% 41,911 SH
36 Academy Sports and Outdoors Inc ASO 00402L107 $1.9M 0.81% 34,105 SH
37 VANGUARD INT HIGH DVD YLD IN ETF VYMI 921946794 $1.9M 0.80% 20,238 SH
38 SPROTT PHYSICAL GOLD TR UNIT PHYS 85207H104 $1.9M 0.80% 53,795 SH
39 PHILIP MORRIS INTL INC COM PM 718172109 $1.9M 0.78% 11,268 SH
40 BRISTOL MYERS SQUIBB CORPORATION BMY 110122108 $1.8M 0.77% 30,333 SH
41 TEXTRON INC TXT 883203101 $1.8M 0.74% 20,133 SH
42 TOWNEBANK TOWN 89214P109 $1.8M 0.74% 52,245 SH
43 ISHARES SP 500 GROWTH ETF IVW 464287309 $1.8M 0.74% 15,539 SH
44 INVESCO SP 500 LOW VOLATILTIY ETF SPLV 46138E354 $1.8M 0.74% 23,958 SH
45 LOCKHEED MARTIN CORP LMT 539830109 $1.6M 0.67% 2,658 SH
46 MP MATERIALS CORP MP 553368101 $1.6M 0.66% 32,841 SH
47 GATX CORP GATX 361448103 $1.6M 0.66% 9,277 SH
48 JOHNSON JOHNSON JNJ 478160104 $1.6M 0.65% 6,344 SH
49 PACER US CASH COWS 100 ETF COWZ 69374H881 $1.5M 0.64% 24,229 SH
50 VANGUARD INTERMEDIATE TERM TREASURY ETF VGIT 92206C706 $1.5M 0.64% 25,439 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-21 $238.4M 213 0001597298-26-000002
2025-12-31 2026-01-30 $232.9M 229 0001597298-26-000001