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Ascentis Independent Advisors — 13F Holdings & Portfolio

CIK 1845003 · latest 13F-HR filed 2026-08-04

Backtest portfolio

Ascentis Independent Advisors manages $37.1M in 13F-reported U.S. long-equity assets across 1,917 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TLTW (1.73%), IVV (1.63%), QQQ (1.59%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions and exited 1,732; 18 existing positions rose in reported value and 305 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$37.1M

Long-equity book

Holdings
1,917

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+9 / −1732 / ↑18 / ↓305

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
QQQ10.3% · -75%IVV10.1% · -78%TLTW5.1% · -66%SGOV4.5% · -81%JAAA3.3% · -73%IWP3.1% · -73%VGSH3.0% · -85%VBK2.9% · -69%VEU2.8% · -73%BKLN2.6% · -64%IAU2.5% · -71%FLOT2.3% · -75%BIV2.3% · -60%USHY2.2% · -76%SRLN2.0% · -74%SCHD1.9% · -95%VCLT1.9% · -64%AVGO1.5% · -98%RSP1.4% · -90%SPHD1.3% · -68%EMB1.3% · -82%MO0.9% · -94%MSFT0.8% · -99%NVDA0.7% · -100%JPM0.6% · -98%VGK0.6% · -73%ABBV0.5% · -98%AAPL0.5% · -100%IJH0.5% · -89%DTE0.5% · -60%CRWD0.4% · -95%QUAL0.4% · -97%UWMC0.4% · -10%SMH0.4% · -97%MBB0.4% · -95%GOOGL0.4% · -100%JEPI0.4% · -95%MPC0.4% · -87%EEM0.4% · -82%IBM0.3% · -98%CAH0.3% · -90%VZ0.3% · -97%JEPQ0.3% · -16%FMF0.3% · 0%IXC0.3% · +1%VNQ0.3% · -92%FAAR0.3% · 0%AXP0.3% · -97%RTX0.3% · -98%VOD0.3% · -22%FTLS0.3% · -93%EFV0.3% · -92%IGSB0.3% · -67%HGIT0.3% · -82%INTC0.3% · -94%HD0.3% · -98%VOO0.3% · -99%GS0.3% · -97%ETN0.2% · -95%GILD0.2% · -99%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 13, 2026.

Assets Under Management
$2.09B
Discretionary
$1.96B
Employees
43
Accounts
7,464
Address
5001 SPRING VALLEY ROAD
SUITE 810W
DALLAS, TX 75244
Phone
(866) 273-1563
Website
Name Title / Status Ownership Type
ASCENTIS OPERATIONS, LLC ControlOWNER
since Aug 2025
75% or moreDomestic Entity
JEFFS-CATONE, PATRICK, MICHAEL ControlDIRECTOR
since Mar 2018
Less than 5%Individual
NAHAS, JOHN, EMILE ControlCEO
since Nov 2017
Less than 5%Individual
BAILEY, CATHERINE, GAYNELLDIRECTOR
since Jan 2026
Less than 5%Individual
Reynolds, Matthew, MarkCHIEF COMPLIANCE OFFICER
since Aug 2025
Less than 5%Individual
ASCENTIS WEALTH HOLDINGS, LLC
Indirect owner via ASCENTIS OPERATIONS, LLC
OWNER
since Aug 2025
75% or moreDomestic Entity
BIG 4 IRREVOCABLE TRUST
Indirect owner via MIMMJ HOLDINGS
OWNER
since Aug 2025
General partner, trustee or managerDomestic Entity
MANSUR, MICHAEL, PETER
Indirect owner via BIG 4 IRREVOCABLE TRUST
TRUSTEE
since Aug 2025
25–50%Individual
MIMMJ HOLDINGS
Indirect owner via ASCENTIS WEALTH HOLDINGS, LLC
OWNER
since Aug 2025
75% or moreDomestic Entity
Ownership & leadership changes · 5 filings with changes since Jul 25, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 13, 2026 filing
  • AddedBAILEY, CATHERINE, GAYNELL · DIRECTOR · Less than 5%
Apr 1, 2026 filing
  • ChangedJEFFS-CATONE, PATRICK, MICHAEL · ownership 25–50% → Less than 5%
  • ChangedNAHAS, JOHN, EMILE · ownership 25–50% → Less than 5%
Mar 31, 2026 filing
  • ChangedNAHAS, JOHN, EMILE · title MANAGING MEMBER → CEO
Jan 2, 2026 filing
  • No longer listedCATONE, DANIEL, ROBERT · MANAGING MEMBER · 25–50% · control person · listed since Mar 2018
Sep 8, 2025 filing
  • AddedASCENTIS OPERATIONS, LLC · OWNER · 75% or more · control person
  • AddedASCENTIS WEALTH HOLDINGS, LLC · OWNER · 75% or more · indirect via ASCENTIS OPERATIONS, LLC
  • AddedBIG 4 IRREVOCABLE TRUST · OWNER · General partner, trustee or manager · indirect via MIMMJ HOLDINGS
  • AddedMANSUR, MICHAEL, PETER · TRUSTEE · 25–50% · indirect via BIG 4 IRREVOCABLE TRUST
  • AddedMIMMJ HOLDINGS · OWNER · 75% or more · indirect via ASCENTIS WEALTH HOLDINGS, LLC
  • AddedReynolds, Matthew, Mark · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedJEFFS-CATONE, PATRICK, MICHAEL · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → DIRECTOR
Jul 25, 2022 filing (earliest on record)
  • ListedCATONE, DANIEL, ROBERT · MANAGING MEMBER · 25–50% · control person
  • ListedJEFFS-CATONE, PATRICK, MICHAEL · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedNAHAS, JOHN, EMILE · MANAGING MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Ascentis Independent Advisors Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES 20 YEAR TLTW 46436E338 $643.3K 1.73% 28,794 SH
2 ISHARES CORE S&P 500 IVV 464287200 $606.5K 1.63% 809 SH
3 INVESCO QQQ TR QQQ 46090E103 $589.0K 1.59% 799 SH
4 ISHARES 20 YEAR TLTW 46436E338 $575.3K 1.55% 25,751 SH
5 JANUS HENDERSON AAA CLO JAAA 47103U845 $440.5K 1.19% 8,724 SH
6 ISHARES CORE S&P 500 IVV 464287200 $425.6K 1.15% 568 SH
7 INVESCO QQQ TR QQQ 46090E103 $424.2K 1.14% 576 SH
8 INVESCO QQQ TR QQQ 46090E103 $383.6K 1.03% 520 SH
9 BROADCOM INC AVGO 11135F101 $366.4K 0.99% 970 SH
10 ISHARES 20 YEAR TLTW 46436E338 $362.0K 0.97% 16,205 SH
11 SCHWAB U.S. DIVIDEND SCHD 808524797 $343.5K 0.92% 10,831 SH
12 INVESCO SENIOR LOAN ETF BKLN 46138G508 $328.2K 0.88% 16,114 SH
13 ISHARES CORE S&P 500 IVV 464287200 $322.7K 0.87% 430 SH
14 JANUS HENDERSON AAA CLO JAAA 47103U845 $312.4K 0.84% 6,187 SH
15 INVESCO SENIOR LOAN ETF BKLN 46138G508 $312.1K 0.84% 15,320 SH
16 ISHARES CORE S&P 500 IVV 464287200 $304.8K 0.82% 407 SH
17 INVESCO QQQ TR QQQ 46090E103 $292.5K 0.79% 397 SH
18 ISHARES 0-3 MONTH SGOV 46436E718 $272.4K 0.73% 2,705 SH
19 JANUS HENDERSON AAA CLO JAAA 47103U845 $268.5K 0.72% 5,317 SH
20 INVESCO QQQ TR QQQ 46090E103 $265.8K 0.72% 361 SH
21 INVESCO QQQ TR QQQ 46090E103 $264.9K 0.71% 359 SH
22 ISHARES FLOATING RATE FLOT 46429B655 $263.4K 0.71% 5,159 SH
23 INVESCO QQQ TR QQQ 46090E103 $263.2K 0.71% 357 SH
24 ISHARES FLOATING RATE FLOT 46429B655 $262.7K 0.71% 5,146 SH
25 ISHARES BROAD USD HIGH USHY 46435U853 $262.4K 0.71% 7,089 SH
26 STATE STREET BLACKSTONE SRLN 78467V608 $236.0K 0.64% 5,857 SH
27 VANGUARD FTSE ALL-WORLD VEU 922042775 $233.2K 0.63% 2,783 SH
28 ALTRIA GROUP INC MO 02209S103 $231.3K 0.62% 3,215 SH
29 ISHARES BROAD USD HIGH USHY 46435U853 $224.8K 0.61% 6,073 SH
30 ISHARES 20 YEAR TLTW 46436E338 $214.3K 0.58% 9,593 SH
31 INVESCO QQQ TR QQQ 46090E103 $211.5K 0.57% 287 SH
32 ISHARES RUSSELL MID-CAP IWP 464287481 $199.3K 0.54% 1,361 SH
33 STATE STREET BLACKSTONE SRLN 78467V608 $194.4K 0.52% 4,824 SH
34 ISHARES 0-3 MONTH SGOV 46436E718 $193.6K 0.52% 1,922 SH
35 INVESCO QQQ TR QQQ 46090E103 $193.4K 0.52% 262 SH
36 ISHARES CORE S&P 500 IVV 464287200 $186.6K 0.50% 249 SH
37 VANGUARD SHORT-TERM VGSH 92206C102 $182.4K 0.49% 3,133 SH
38 ISHARES FLOATING RATE FLOT 46429B655 $181.8K 0.49% 3,561 SH
39 STATE STREET BLACKSTONE SRLN 78467V608 $181.4K 0.49% 4,502 SH
40 INVESCO SENIOR LOAN ETF BKLN 46138G508 $179.1K 0.48% 8,794 SH
41 ISHARES 0-3 MONTH SGOV 46436E718 $174.8K 0.47% 1,736 SH
42 VANGUARD BIV 921937819 $172.9K 0.47% 2,254 SH
43 ISHARES CORE S&P 500 IVV 464287200 $171.5K 0.46% 229 SH
44 DTE ENERGY CO DTE 233331107 $169.8K 0.46% 1,114 SH
45 ISHARES 0-3 MONTH SGOV 46436E718 $168.0K 0.45% 1,669 SH
46 ISHARES BROAD USD HIGH USHY 46435U853 $165.3K 0.44% 4,464 SH
47 VANGUARD SMALL-CAP VBK 922908595 $164.6K 0.44% 450 SH
48 VANGUARD FTSE ALL-WORLD VEU 922042775 $163.5K 0.44% 1,951 SH
49 INVESCO QQQ TR QQQ 46090E103 $161.2K 0.43% 218 SH
50 ISHARES CORE S&P 500 IVV 464287200 $156.4K 0.42% 208 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-30 $37.1M 1,917 0001845003-26-000005
2026-06-30 2026-08-04 $37.1M 1,917 0001845003-26-000007
2026-03-31 2026-04-28 $1.32B 5,735 0001845003-26-000004
2025-12-31 2026-01-29 $619.8M 497 0001845003-26-000001
Filer Information
Address
5001 SPRING VALLEY RD, STE 810W
DALLAS, TX 75244
Phone
(818) 626-9747
Filing Manager
Ascentis Independent Advisors
DALLAS, TX
Signatory
Stephanie West
Compliance COnsultant