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Sugar Maple Asset Management, LLC — 13F Holdings & Portfolio

CIK 2012673 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Sugar Maple Asset Management, LLC manages $175.4M in 13F-reported U.S. long-equity assets across 89 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are TFLO (10.06%), ABBV (8.25%), GLD (7.36%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 17 new positions and exited 9; 26 existing positions rose in reported value and 14 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$175.4M

Long-equity book

Holdings
89

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+17 / −9 / ↑26 / ↓14

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
TFLO10.1% · +34%ABBV8.3% · -2%GLD7.4% · +0%IVV6.6% · +3%STIP5.3% · +5%ABT3.8% · -0%SLV3.5% · +0%CLOI2.8% · +17%LENS2.6% · +1090%BKDV2.6% · +44%SHY2.4% · -29%FDRR2.1% · +3%PANW2.1% · +6%USMV1.8% · +0%OAKM1.8% · +36%VIG1.7% · +3%SLQD1.7% · -5%SPY1.7% · -6%SDY1.6% · 0%IOVA1.5% · +31%NIC1.4% · +4%FBND1.4% · 0%FELG1.1% · +8%FESM1.0% · newJQUA0.9% · newSGVA0.9% · newITOT0.9% · -0%VXX0.8% · +30%NVDA0.8% · +6%JAVA0.8% · -1%DOG0.8% · 0%LNT0.7% · 0%CNEQ0.7% · +81%GBIL0.7% · -1%ZALT0.7% · -19%CPSM0.7% · 0%FBCG0.7% · -2%AGG0.6% · -31%POCT0.6% · -5%FRDM0.5% · -9%TEM0.5% · -8%AMZN0.5% · +5%STBF0.5% · newAAPL0.5% · +19%FCOR0.4% · +1%SPCX0.4% · +76%QBUF0.4% · 0%MSFT0.4% · +10%RBUF0.4% · +12%GOOG0.4% · +1%SH0.4% · 0%XHLF0.4% · +2%APP0.4% · newGCAD0.4% · newOILK0.3% · newVTI0.3% · +53%TMDX0.3% · +11%AQST0.3% · +41%SGOV0.3% · -8%PAUG0.3% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 11, 2026.

Assets Under Management
$291.5M
Discretionary
$291.5M
Employees
3
Accounts
210
Address
2580 S BAY SHORE DRIVE
SUITE C
SISTER BAY, WI 54234
Phone
(920) 585-4985
Website
Mailing Address
PO BOX 3, PESHTIGO, WI, 54157
Name Title / Status Ownership Type
JACK, TERRENCE, MICHAEL ControlCHIEF INVESTMENT OFFICER
since Jan 2016
50–75%Individual
SCHWAB, JEREMY, PAUL ControlPRESIDENT AND CHIEF COMPLIANCE OFFICER
since Jan 2016
50–75%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Sugar Maple Asset Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR TFLO 46434V860 $17.7M 10.06% 348,364 SH
2 ABBVIE INC ABBV 00287Y109 $14.5M 8.25% 55,355 SH
3 SPDR GOLD TR GLD 78463V107 $12.9M 7.36% 33,905 SH
4 ISHARES TR IVV 464287200 $11.6M 6.63% 15,177 SH
5 ISHARES TR STIP 46429B747 $9.3M 5.29% 93,016 SH
6 ABBOTT LABORATORIES ABT 002824100 $6.6M 3.78% 67,028 SH
7 ISHARES SILVER TR SLV 46428Q109 $6.2M 3.53% 113,589 SH
8 VANECK ETF TRUST CLOI 92189H748 $4.8M 2.76% 91,294 SH
9 EA SERIES TRUST LENS 02072Q796 $4.6M 2.62% 107,129 SH
10 BNY MELLON ETF TRUST II BKDV 05613H100 $4.6M 2.60% 135,525 SH
11 ISHARES TR SHY 464287457 $4.2M 2.37% 51,168 SH
12 FIDELITY COVINGTON TRUST FDRR 316092832 $3.6M 2.07% 53,130 SH
13 PALO ALTO NETWORKS INC PANW 697435105 $3.6M 2.06% 9,110 SH
14 ISHARES TR USMV 46429B697 $3.2M 1.81% 32,611 SH
15 HARRIS OAKMARK ETF TRUST OAKM 41456U106 $3.1M 1.77% 105,779 SH
16 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.1M 1.74% 13,094 SH
17 ISHARES TR SLQD 46434V100 $2.9M 1.66% 58,778 SH
18 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.9M 1.65% 3,803 SH
19 SPDR SERIES TRUST SDY 78464A763 $2.7M 1.55% 18,606 SH
20 IOVANCE BIOTHERAPEUTICS INC IOVA 462260100 $2.6M 1.49% 176,492 SH
21 NICOLET BANKSHARES INC NIC 65406E102 $2.4M 1.39% 14,974 SH
22 FIDELITY MERRIMACK STR TR FBND 316188309 $2.4M 1.36% 55,170 SH
23 FIDELITY COVINGTON TRUST FELG 31609A305 $1.9M 1.08% 41,860 SH
24 FIDELITY COVINGTON TRUST FESM 31609A206 $1.8M 1.01% 39,415 SH
25 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $1.7M 0.95% 22,555 SH
26 RBB FD INC SGVA 74938Y834 $1.6M 0.92% 16,000 SH
27 ISHARES TR ITOT 464287150 $1.5M 0.88% 9,253 SH
28 BARCLAYS BANK PLC VXX 06748M196 $1.5M 0.83% 82,700 SH
29 NVIDIA CORPORATION NVDA 67066G104 $1.4M 0.82% 6,337 SH
30 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $1.4M 0.81% 17,932 SH
31 PROSHARES TR DOG 74347B235 $1.4M 0.80% 63,000 SH
32 ALLIANT ENERGY CORP LNT 018802108 $1.3M 0.73% 20,183 SH
33 THE ALGER ETF TRUST CNEQ 015564404 $1.2M 0.71% 30,541 SH
34 GOLDMAN SACHS ETF TR GBIL 381430529 $1.2M 0.70% 12,324 SH
35 INNOVATOR ETFS TRUST ZALT 45783Y442 $1.2M 0.69% 35,137 SH
36 CALAMOS ETF TR CPSM 12811T605 $1.2M 0.66% 39,000 SH
37 FIDELITY COVINGTON TRUST FBCG 316092352 $1.1M 0.65% 18,163 SH
38 ISHARES TR AGG 464287226 $1.0M 0.58% 10,710 SH
39 INNOVATOR ETFS TRUST POCT 45782C797 $978.1K 0.56% 20,424 SH
40 EA SERIES TRUST FRDM 02072L607 $944.9K 0.54% 13,507 SH
41 TEMPUS AI INC TEM 88023B103 $921.4K 0.53% 11,250 SH
42 AMAZON COM INC AMZN 023135106 $850.3K 0.48% 3,413 SH
43 TRUST FOR PROFESSIONAL MANAG STBF 89834G570 $831.9K 0.47% 33,449 SH
44 APPLE INC AAPL 037833100 $830.2K 0.47% 2,493 SH
45 FIDELITY MERRIMACK STR TR FCOR 316188101 $766.6K 0.44% 17,172 SH
46 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $742.2K 0.42% 4,920 SH
47 INNOVATOR ETFS TRUST QBUF 45783Y160 $739.1K 0.42% 23,943 SH
48 MICROSOFT CORP MSFT 594918104 $735.3K 0.42% 1,434 SH
49 INNOVATOR ETFS TRUST RBUF 45783Y228 $719.9K 0.41% 23,222 SH
50 ALPHABET INC GOOG 02079K107 $697.8K 0.40% 2,048 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $175.4M 89 0002012673-26-000006
2026-06-30 2026-07-28 $155.1M 81 0002012673-26-000004
2026-03-31 2026-04-21 $164.8M 84 0002012673-26-000002
2025-12-31 2026-01-20 $148.7M 86 0002012673-26-000001
Filer Information
Address
2580 S. BAY SHORE DR. SUITE C
SISTER BAY, WI 54234
Phone
(920) 336-9550
Filing Manager
Sugar Maple Asset Management, LLC
SISTER BAY, WI
Signatory
Tim Monaco
Compliance Consultant