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PUFF WEALTH MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 2052736 · latest 13F-HR filed 2026-10-07

Backtest portfolio

PUFF WEALTH MANAGEMENT, LLC manages $105.9M in 13F-reported U.S. long-equity assets across 80 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are GQQQ (7.42%), AGGA (7.37%), AAPL (6.50%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 4; 34 existing positions rose in reported value and 26 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$105.9M

Long-equity book

Holdings
80

Distinct positions

Period
2026-09-30

Filed 2026-10-07

Q/Q Activity
+7 / −4 / ↑34 / ↓26

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
GQQQ7.4% · +12%AGGA7.4% · +16%AAPL6.5% · +2%PPI3.4% · +15%NVDA3.4% · -1%SPDW3.1% · -25%DMBS3.0% · +11%PYLD3.0% · +15%ROE3.0% · +12%META2.8% · +1%TUSI2.7% · +162%RDFI2.6% · +22%AMZN2.6% · -0%QQQI2.3% · +22%AIRR2.3% · -12%IEMG2.2% · +15%SPYI2.1% · +21%SPYM1.8% · +13%AVUV1.7% · -8%EMLP1.6% · -18%SPCX1.5% · newIQGR1.5% · newALLW1.4% · +11%IDV1.4% · +21%AMLP1.3% · +20%GOOG1.2% · -1%MSFT1.2% · +7%JPM1.2% · +1%KBWB1.1% · +13%GOOGL1.1% · -9%UCON0.9% · -24%ABBV0.9% · -1%SPTS0.9% · +11%SPTI0.9% · +12%TSEL0.8% · -25%SPXX0.7% · -17%XOM0.7% · -1%DVYE0.7% · +22%FTHI0.6% · -19%FTSL0.6% · -17%V0.6% · -1%FPE0.6% · -18%FTXO0.6% · -13%FTGC0.6% · +0%RDVY0.6% · -0%CGDG0.6% · +19%DVY0.5% · +19%ENFR0.5% · +18%FDN0.5% · -1%ABT0.5% · -0%EIPI0.4% · +1%KNG0.4% · -21%IBIT0.4% · 0%CVX0.4% · 0%IVV0.4% · +0%QQQ0.3% · -22%FTCS0.3% · -28%LLY0.3% · +5%LRCX0.3% · +21%GWW0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Assets Under Management
$134.8M
Discretionary
$124.7M
Employees
3
Accounts
212
Address
205 N HADDON AVE
HADDONFIELD, NJ 08033-2322
Phone
(856) 795-0471
Website
Name Title / Status Ownership Type
ALLISON, RACHEL, CATHERINE ControlCHIEF COMPLIANCE OFFICERLess than 5%Individual
PUFF, ADAM, VAN VOORHIS ControlPRESIDENT75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

PUFF WEALTH MANAGEMENT, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 EA SERIES TRUST GQQQ 02072L185 $7.9M 7.42% 218,101 SH
2 EA SERIES TRUST AGGA 02072Q663 $7.8M 7.37% 320,182 SH
3 APPLE INC AAPL 037833100 $6.9M 6.50% 20,691 SH
4 INVESTMENT MANAGERS SER TR I PPI 46141T117 $3.6M 3.39% 179,865 SH
5 NVIDIA CORPORATION NVDA 67066G104 $3.6M 3.39% 15,740 SH
6 SPDR INDEX SHS FDS SPDW 78463X889 $3.3M 3.08% 64,948 SH
7 DOUBLELINE ETF TRUST DMBS 25861R402 $3.2M 3.05% 69,682 SH
8 PIMCO ETF TR PYLD 72201R585 $3.2M 2.99% 124,819 SH
9 EA SERIES TRUST ROE 02072L433 $3.1M 2.96% 73,570 SH
10 META PLATFORMS INC META 30303M102 $3.0M 2.80% 4,083 SH
11 TOUCHSTONE ETF TRUST TUSI 89157W301 $2.8M 2.66% 111,746 SH
12 COLLABORATIVE INVESTMNT SER RDFI 19423L722 $2.8M 2.63% 128,465 SH
13 AMAZON COM INC AMZN 023135106 $2.8M 2.61% 11,096 SH
14 NEOS ETF TRUST QQQI 78433H675 $2.5M 2.34% 44,667 SH
15 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $2.4M 2.29% 23,469 SH
16 ISHARES INC IEMG 46434G103 $2.3M 2.19% 28,597 SH
17 NEOS ETF TRUST SPYI 78433H303 $2.2M 2.11% 42,094 SH
18 SPDR SERIES TRUST SPYM 78464A854 $2.0M 1.84% 21,742 SH
19 AMERICAN CENTY ETF TR AVUV 025072877 $1.8M 1.69% 15,179 SH
20 FIRST TR EXCHANGE-TRADED FD EMLP 33738D101 $1.7M 1.56% 40,276 SH
21 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $1.6M 1.52% 10,693 SH
22 EA SERIES TRUST IQGR 02072Q879 $1.6M 1.48% 62,221 SH
23 SSGA ACTIVE TR ALLW 78470P630 $1.5M 1.44% 53,541 SH
24 ISHARES TR IDV 464288448 $1.5M 1.38% 34,720 SH
25 ALPS ETF TR AMLP 00162Q452 $1.4M 1.30% 26,457 SH
26 ALPHABET INC GOOG 02079K107 $1.3M 1.22% 3,791 SH
27 MICROSOFT CORP MSFT 594918104 $1.3M 1.21% 2,506 SH
28 JPMORGAN CHASE & CO JPM 46625H100 $1.2M 1.15% 3,691 SH
29 INVESCO EXCH TRADED FD TR II KBWB 46138E628 $1.2M 1.14% 13,796 SH
30 ALPHABET INC GOOGL 02079K305 $1.2M 1.13% 3,468 SH
31 FIRST TR EXCHNG TRADED FD VI UCON 33740F888 $986.7K 0.93% 41,555 SH
32 ABBVIE INC ABBV 00287Y109 $982.9K 0.93% 3,757 SH
33 SPDR SERIES TRUST SPTS 78468R101 $981.6K 0.93% 34,238 SH
34 SPDR SERIES TRUST SPTI 78464A672 $960.1K 0.91% 35,195 SH
35 TOUCHSTONE ETF TRUST TSEL 89157W806 $822.1K 0.78% 27,711 SH
36 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $789.3K 0.75% 42,686 SH
37 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $743.9K 0.70% 4,571 SH
38 ISHARES INC DVYE 464286319 $706.6K 0.67% 20,782 SH
39 FIRST TR EXCHANGE TRADED FD FTHI 33738R308 $687.5K 0.65% 29,144 SH
40 FIRST TR EXCHANGE-TRADED FD FTSL 33738D309 $685.4K 0.65% 15,378 SH
41 VISA INC V 92826C839 $660.9K 0.62% 1,839 SH
42 FIRST TR EXCH TRADED FD III FPE 33739E108 $643.6K 0.61% 37,747 SH
43 FIRST TR EXCHANGE TRADED FD FTXO 33738R860 $643.2K 0.61% 16,621 SH
44 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $628.6K 0.59% 20,551 SH
45 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $607.8K 0.57% 7,764 SH
46 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $586.2K 0.55% 15,831 SH
47 ISHARES TR DVY 464287168 $579.8K 0.55% 3,813 SH
48 ALPS ETF TR ENFR 00162Q676 $575.8K 0.54% 15,710 SH
49 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $556.9K 0.53% 1,931 SH
50 ABBOTT LABORATORIES ABT 002824100 $503.0K 0.47% 5,090 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-07 $105.9M 80 0002085853-26-001100
2026-06-30 2026-07-08 $98.1M 77 0002085853-26-000648
2025-12-31 2026-01-07 $77.4M 70 0002085853-26-000011
2025-09-30 2025-10-06 $65.8M 59 0002085853-25-000009
Filer Information
Address
205 N HADDON AVE
HADDONFIELD, NJ 08033
Phone
(856) 795-0470
Filing Manager
PUFF WEALTH MANAGEMENT, LLC
Haddonfield, NJ
Signatory
Rachel Allison
CCO