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RFG - Bristol Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 2055104 · latest 13F-HR filed 2026-10-09

Backtest portfolio

RFG - Bristol Wealth Advisors, LLC manages $419.9M in 13F-reported U.S. long-equity assets across 172 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (12.26%), SPDW (7.86%), IJH (3.50%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 23; 42 existing positions rose in reported value and 61 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$419.9M

Long-equity book

Holdings
172

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+7 / −23 / ↑42 / ↓61

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV12.3% · +3%SPDW7.9% · +4%IJH3.5% · +4%SCHE3.4% · +4%VLU3.4% · +5%BRTR2.9% · +10%PTRB2.9% · newBINC2.5% · +8%RLY2.5% · +6%PSC2.4% · newMSFT2.3% · -5%KO2.2% · +3%FFLC2.1% · +4%AAPL2.0% · -1%CAT1.8% · -4%RDVY1.7% · +10%SPYV1.5% · -0%SCHG1.4% · +4%FNDX1.4% · +19%AMZN1.3% · -2%AVGO1.2% · +0%IWF1.2% · +320%CSRE1.1% · +6%BRK.B1.1% · -0%ETN0.9% · -2%XOM0.9% · +2%GOOG0.9% · +0%FDVV0.9% · -3%NVDA0.8% · +2%AXP0.8% · -1%TT0.8% · +0%IWR0.8% · -4%GRID0.7% · +6%V0.7% · -1%JPM0.6% · -0%IUSG0.5% · -4%BP0.5% · 0%PH0.5% · -2%ILOW0.5% · +26%CZWI0.5% · -2%MDY0.5% · +77%PHYL0.5% · +9%VTIP0.5% · +6%SHEL0.5% · 0%SCHW0.5% · +5%DE0.4% · +0%AMD0.4% · -12%LIN0.4% · -1%RTX0.4% · +2%SPY0.4% · +0%IAU0.4% · -9%GLW0.4% · +77%CMI0.4% · -6%IGM0.4% · +9%TRV0.4% · +0%GOOGL0.4% · -1%IWV0.4% · -11%AME0.3% · -0%TXN0.3% · +3%VONG0.3% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Assets Under Management
$985.6M
Discretionary
$985.6M
Employees
10
Accounts
2,073
Address
35 BROADWAY
2ND FLOOR
TAUNTON, MA 02780
Phone
(508) 822-0122
Website
Name Title / Status Ownership Type
BEACON BANCORP ControlSHAREHOLDER75% or moreDomestic Entity
BEGIN, CARL, MICHAEL ControlSENIOR VICE PRESIDENT AND DIRECTOR OF FINANCIAL PLANNINGLess than 5%Individual
BRISTOL COUNTY SAVINGS BANK ControlSHAREHOLDER50–75%Domestic Entity
BRISTOL INVESTMENT SERVICES GROUP, INC. ControlSHAREHOLDER25–50%Domestic Entity
LARABEE, DEAN, ROGER ControlCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERLess than 5%Individual
RICCIARDI, LOUIS, MICHAEL ControlPRESIDENT AND CHIEF EXECUTIVE OFFICERLess than 5%Individual
RICCIARDI, LOUIS, MICHAEL ControlSHAREHOLDER75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 42 →

Top Trims

Show all 61 →

New Positions

Show all 7 →

Exited Positions

Show all 23 →

RFG - Bristol Wealth Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $51.5M 12.26% 67,230 SH
2 SPDR INDEX SHS FDS SPDW 78463X889 $33.0M 7.86% 657,308 SH
3 ISHARES TR IJH 464287507 $14.7M 3.50% 204,261 SH
4 SCHWAB STRATEGIC TR SCHE 808524706 $14.4M 3.43% 395,636 SH
5 SPDR SERIES TRUST VLU 78464A128 $14.2M 3.39% 59,621 SH
6 BLACKROCK ETF TRUST II BRTR 092528876 $12.2M 2.92% 255,996 SH
7 PGIM ETF TR PTRB 69344A800 $12.1M 2.89% 307,726 SH
8 BLACKROCK ETF TRUST II BINC 092528603 $10.7M 2.54% 209,717 SH
9 SSGA ACTIVE ETF TR RLY 78467V103 $10.4M 2.48% 287,919 SH
10 PRINCIPAL EXCHANGE TRADED FD PSC 74255Y607 $9.9M 2.35% 147,921 SH
11 MICROSOFT CORP MSFT 594918104 $9.5M 2.27% 18,565 SH
12 COCA COLA CO KO 191216100 $9.4M 2.24% 109,425 SH
13 FIDELITY COVINGTON TRUST FFLC 316092360 $8.7M 2.07% 147,234 SH
14 APPLE INC AAPL 037833100 $8.3M 1.97% 24,843 SH
15 CATERPILLAR INC CAT 149123101 $7.4M 1.76% 9,113 SH
16 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $7.0M 1.66% 89,171 SH
17 SPDR SERIES TRUST SPYV 78464A508 $6.2M 1.47% 100,757 SH
18 SCHWAB STRATEGIC TR SCHG 808524300 $6.1M 1.45% 168,987 SH
19 SCHWAB STRATEGIC TR FNDX 808524771 $6.0M 1.43% 190,173 SH
20 AMAZON COM INC AMZN 023135106 $5.7M 1.35% 22,736 SH
21 BROADCOM INC AVGO 11135F101 $5.0M 1.18% 14,145 SH
22 ISHARES TR IWF 464287614 $4.9M 1.16% 38,791 SH
23 COHEN & STEERS ETF TRUST CSRE 19249U104 $4.8M 1.14% 179,380 SH
24 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.7M 1.12% 9,422 SH
25 EATON CORP PLC ETN G29183103 $4.0M 0.95% 9,281 SH
26 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $3.9M 0.92% 23,853 SH
27 ALPHABET INC GOOG 02079K107 $3.9M 0.92% 11,380 SH
28 FIDELITY COVINGTON TRUST FDVV 316092840 $3.7M 0.89% 61,241 SH
29 NVIDIA CORPORATION NVDA 67066G104 $3.5M 0.83% 15,248 SH
30 AMERICAN EXPRESS CO AXP 025816109 $3.4M 0.80% 11,051 SH
31 TRANE TECHNOLOGIES PLC TT G8994E103 $3.3M 0.79% 7,302 SH
32 ISHARES TR IWR 464287499 $3.2M 0.76% 29,756 SH
33 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $2.9M 0.70% 16,607 SH
34 VISA INC V 92826C839 $2.9M 0.69% 8,012 SH
35 JPMORGAN CHASE & CO JPM 46625H100 $2.7M 0.63% 8,030 SH
36 ISHARES TR IUSG 464287671 $2.3M 0.54% 11,712 SH
37 BP PLC BP 055622104 $2.3M 0.54% 51,466 SH
38 PARKER-HANNIFIN CORP PH 701094104 $2.2M 0.53% 2,318 SH
39 AB ACTIVE ETFS INC ILOW 00039J822 $2.2M 0.52% 48,049 SH
40 CITIZENS CMNTY BANCORP INC M CZWI 174903104 $2.2M 0.51% 102,195 SH
41 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $2.2M 0.51% 3,275 SH
42 PGIM ETF TR PHYL 69344A206 $2.1M 0.51% 64,255 SH
43 VANGUARD MALVERN FDS VTIP 922020805 $2.1M 0.51% 43,406 SH
44 SHELL PLC SHEL 780259305 $2.1M 0.50% 22,159 SH
45 CHARLES SCHWAB CORP (THE) SCHW 808513105 $2.1M 0.50% 21,280 SH
46 DEERE & CO DE 244199105 $1.8M 0.43% 2,711 SH
47 ADVANCED MICRO DEVICES INC AMD 007903107 $1.8M 0.43% 2,935 SH
48 LINDE PLC LIN G54950103 $1.8M 0.42% 3,696 SH
49 RTX CORPORATION RTX 75513E101 $1.7M 0.41% 9,385 SH
50 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.7M 0.41% 2,281 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $419.9M 172 0001085146-26-000866
2026-06-30 2026-07-27 $413.6M 188 0002055104-26-000003
2026-03-31 2026-05-05 $370.6M 180 0002055104-26-000002
2025-12-31 2026-01-23 $359.0M 175 0002055104-26-000001
Filer Information
Address
35 BROADWAY
2ND FLOOR
TAUNTON, MA 02780
Phone
(508) 822-0122
Filing Manager
RFG - Bristol Wealth Advisors, LLC
TAUNTON, MA
Signatory
Dean R. Larabee III
Chief Compliance Officer