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SMA Capital LLC — 13F Holdings & Portfolio

CIK 2075338 · latest 13F-HR filed 2026-08-14

Backtest portfolio

SMA Capital LLC manages $238.1M in 13F-reported U.S. long-equity assets across 121 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AME (6.10%), IEX (4.96%), PH (4.52%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 89 new positions and exited 63; 23 existing positions rose in reported value and 8 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$238.1M

Long-equity book

Holdings
121

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+89 / −63 / ↑23 / ↓8

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AME6.1% · +20%IEX5.0% · +23%PH4.5% · -21%JCI3.4% · -38%CRH3.2% · newPKG3.2% · newJBHT3.0% · newITT3.0% · newTDY2.8% · newCSX2.8% · -40%CTVA2.7% · newIR2.6% · newAPH2.5% · +54%UNP2.3% · newNDSN2.3% · +4%TEX2.3% · +44%AMZN2.2% · newDE2.1% · newAIT2.1% · -56%TT2.1% · newSITE2.0% · newSKY1.6% · +4%DLR1.6% · newGNRC1.5% · newCGNX1.5% · newCPA1.4% · newGIL1.4% · newWSC1.3% · newSGI1.3% · newFIVE1.3% · newSPOT1.3% · newCLH1.3% · newEMBJ1.2% · newDKS1.1% · newUAL1.1% · newDG1.1% · newONON1.1% · newUTI1.1% · -20%ORLY1.1% · newEL1.0% · newARXS0.9% · newSBUX0.9% · newTTWO0.8% · newRACE0.8% · newVIXY0.7% · -2%ROST0.6% · newKMX0.6% · newMSM0.6% · newQXO0.5% · newV0.5% · newAAMI0.5% · newGOOGL0.5% · newROG0.5% · -72%MA0.5% · newHSY0.5% · newPRMB0.4% · newSTZ0.4% · newDDOG0.3% · newSNOW0.3% · newMNST0.3% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$553.5M
Discretionary
$553.5M
Employees
9
Accounts
5
Address
825 THIRD AVENUE
21ST FLOOR
NEW YORK, NY 10022
Phone
(860) 839-0074
Website
Name Title / Status Ownership Type
HARRIS, PHILIP, MARK ControlMANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER
since Aug 2024
50–75%Individual
YORIO, JESSE, ANDREW ControlCHIEF COMPLIANCE OFFICER AND MEMBER
since Feb 2025
25–50%Individual
Ownership & leadership changes · 1 filing with changes since Feb 27, 2025

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • No longer listedDAVIS, EDWARD, WILSON · MEMBER · 10–25% · listed since Aug 2024
  • ChangedYORIO, JESSE, ANDREW · ownership 10–25% → 25–50%; now a control person
Feb 27, 2025 filing (earliest on record)
  • ListedDAVIS, EDWARD, WILSON · MEMBER · 10–25%
  • ListedHARRIS, PHILIP, MARK · MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER · 50–75% · control person
  • ListedYORIO, JESSE, ANDREW · CHIEF COMPLIANCE OFFICER AND MEMBER · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 23 →

Top Trims

Show all 8 →

New Positions

Show all 89 →

Exited Positions

Show all 63 →

SMA Capital LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AMETEK INC AME 031100100 $14.5M 6.10% 60,000 SH
2 IDEX CORP IEX 45167R104 $11.8M 4.96% 52,000 SH
3 PARKER HANNIFIN CORP PH 701094104 $10.8M 4.52% 11,000 SH
4 JOHNSON CONTROLS INTERNATION JCI G51502105 $8.2M 3.44% 56,000 SH
5 CRH PLC CRH G25508105 $7.7M 3.24% 72,000 SH
6 PACKAGING CORP OF AMERICA PKG 695156109 $7.6M 3.20% 32,000 SH
7 HUNT (JB) TRANSPRT SVCS INC JBHT 445658107 $7.2M 3.04% 25,000 SH
8 ITT INC ITT 45073V108 $7.1M 2.99% 36,000 SH
9 TELEDYNE TECHNOLOGIES INC TDY 879360105 $6.7M 2.80% 10,000 SH
10 CSX CORP CSX 126408103 $6.7M 2.79% 140,000 SH
11 CORTEVA INC CTVA 22052L104 $6.4M 2.67% 75,000 SH
12 INGERSOLL-RAND INC IR 45687V106 $6.1M 2.58% 75,000 SH
13 AMPHENOL CORP-CL A APH 032095101 $6.0M 2.52% 34,000 SH
14 UNION PACIFIC CORP UNP 907818108 $5.4M 2.28% 20,000 SH
15 NORDSON CORP NDSN 655663102 $5.4M 2.28% 18,000 SH
16 TEREX CORP TEX 880779103 $5.4M 2.28% 75,000 SH
17 AMAZON.COM INC AMZN 023135106 $5.2M 2.17% 21,641 SH
18 DEERE & CO DE 244199105 $5.1M 2.13% 8,000 SH
19 APPLIED INDL TECHNOLOGIES IN AIT 03820C105 $5.1M 2.13% 15,000 SH
20 TRANE TECHNOLOGIES PLC TT G8994E103 $4.9M 2.06% 10,000 SH
21 SITEONE LANDSCAPE SUPPLY INC SITE 82982L103 $4.8M 2.02% 42,000 SH
22 CHAMPION HOMES INC SKY 830830105 $3.9M 1.63% 44,000 SH
23 DIGITAL REALTY TRUST INC DLR 253868103 $3.9M 1.62% 21,487 SH
24 GENERAC HOLDINGS INC GNRC 368736104 $3.5M 1.48% 12,000 SH
25 COGNEX CORP CGNX 192422103 $3.5M 1.46% 48,000 SH
26 COPA HOLDINGS SA CPA P31076105 $3.4M 1.44% 22,000 SH
27 GILDAN ACTIVEWEAR INC GIL 375916103 $3.4M 1.43% 66,011 SH
28 WILLSCOT HOLDINGS CORP WSC 971378104 $3.2M 1.33% 110,000 SH
29 SOMNIGROUP INTERNATIONAL INC SGI 88023U101 $3.1M 1.32% 40,000 SH
30 FIVE BELOW FIVE 33829M101 $3.1M 1.31% 17,396 SH
31 SPOTIFY TECHNOLOGY SA SPOT L8681T102 $3.0M 1.28% 6,642 SH
32 CLEAN HARBORS INC CLH 184496107 $3.0M 1.25% 10,000 SH
33 EMBRAER SA-SPON ADR EMBJ 29082A107 $2.9M 1.23% 46,000 SH
34 DICK'S SPORTING GOODS INC DKS 253393102 $2.7M 1.14% 11,998 SH
35 UNITED AIRLINES HOLDINGS INC UAL 910047109 $2.7M 1.14% 20,000 SH
36 DOLLAR GENERAL CORP DG 256677105 $2.7M 1.14% 23,614 SH
37 ONON ONON H5919C104 $2.7M 1.14% 76,417 SH
38 UNIVERSAL TECHNICAL INSTITUT UTI 913915104 $2.6M 1.08% 60,000 SH
39 O'REILLY AUTOMOTIVE INC ORLY 67103H107 $2.5M 1.07% 27,611 SH
40 ESTEE LAUDER COMPANIES-CL A EL 518439104 $2.5M 1.04% 31,508 SH
41 ARXIS INC-A ARXS 04339D105 $2.2M 0.93% 48,000 SH
42 STARBUCKS CORP SBUX 855244109 $2.1M 0.88% 20,570 SH
43 TAKE-TWO INTERACTIVE SOFTWRE TTWO 874054109 $1.9M 0.78% 7,409 SH
44 FERRARI N V RACE N3167Y103 $1.8M 0.75% 4,799 SH
45 PROSHARES VIX SHORT-TERM FUT VIXY 74347Y730 $1.8M 0.74% 82,623 SH
46 ROSS STORES INC ROST 778296103 $1.5M 0.64% 7,209 SH
47 CARMAX INC KMX 143130102 $1.4M 0.60% 27,000 SH
48 MSC INDUSTRIAL DIRECT CO-A MSM 553530106 $1.4M 0.60% 12,000 SH
49 QXO INC QXO 82846H405 $1.3M 0.54% 75,000 SH
50 VISA INC-CLASS A SHARES V 92826C839 $1.3M 0.53% 3,712 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $238.1M 121 0002075338-26-000006
2026-03-31 2026-05-14 $231.6M 96 0002075338-26-000005
2025-12-31 2026-02-12 $209.0M 43 0002075338-26-000003
Filer Information
Address
825 THIRD AVE, 21ST FLOOR
NEW YORK, NY 10022
Phone
(860) 839-0074
Filing Manager
SMA Capital LLC
NEW YORK, NY
Signatory
Jesse Yorio
Chief Compliance Officer