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Garton & Associates Financial Advisors LLC — 13F Holdings & Portfolio

CIK 2109857 · latest 13F-HR filed 2026-05-11

Backtest portfolio

Garton & Associates Financial Advisors LLC manages $122.2M in 13F-reported U.S. long-equity assets across 149 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are FBCV (3.88%), FPFD (3.06%), SGVT (3.02%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 9 new positions, exited 1,077, added to 30, and trimmed 59.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$122.2M

Long-equity book

Holdings

149

Distinct positions

Period

2026-03-31

Filed 2026-05-11

Q/Q Activity

+9 / −1077 / ↑30 / ↓59

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SCHWAB PRIME ADVANTAGE MONEY ULTRA$1.2M +1526.5%
  • FIDELITY CAPITAL & INCOME$716.7K +20.5%
  • UNION PAC CORP$514.1K +49.6%
  • MEDTRONIC PLC F$501.7K +110.0%
  • IBM CORP$458.1K +74.4%
Show all 30 →

Top Trims

  • PNC FINL SERVICES-$3.5M -76.4%
  • JPMORGAN CHASE & CO-$1.8M -76.9%
  • ALPHABET INC CLASS CLASS A-$1.7M -45.7%
  • ABBVIE INC-$1.4M -68.4%
  • VIRTUS KAR MID-CAP GROWTH I-$1.2M -76.7%
Show all 59 →

New Positions

  • FIDELITY NATL INFORMATIO$2.0M
  • ASTRAZENECA PLC F$1.4M
  • AMCOR PLC F$1.2M
  • GENTEX CORP$1.2M
  • ACCENTURE PLC IRELAND FCLASS CLASS A$1.1M
Show all 9 →

Exited Positions

  • ELI LILLY AND CO$1.9M
  • ASTRAZENECA PLC FSPONSORED ADR 1 ADR REPS 05 ORD SHS$1.3M
  • US TREASU NT 48750526UST NOTE DUE 053126$930.7K
  • US TREASUR NT 40226UST NOTE DUE 021526$644.0K
  • US TREASU NT 46250226UST NOTE DUE 022826$605.8K
Show all 1077 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FIDELITY BLUE CHIP GROWTH FBCV 316389303 $4.7M 3.88% 19,141 SH
2 FIDELITY CAPITAL & INCOME FPFD 316062108 $3.7M 3.06% 344,559 SH
3 SCHWAB PRIME ADVANTAGE MONEY INVESTOR SGVT 808515605 $3.7M 3.02% 3,695,434 SH
4 T ROWE PRICE CAPITAL APPRECIATION I TCAF 77954M303 $3.0M 2.49% 88,046 SH
5 FULLERTHALER BEHAVIORAL SM-CP GRINSTL ADME 14064D782 $3.0M 2.43% 54,191 SH
6 AMERICAN FUNDS AMERICAN BALANCED F2 TAOZ 024071821 $2.9M 2.38% 78,925 SH
7 T ROWE PRICE ALL-CAP OPPORTUNITIES-I TMSL 779557305 $2.7M 2.22% 37,976 SH
8 MICROSOFT CORP MSFT 594918104 $2.7M 2.21% 7,299 SH
9 FULLERTHALER BEHAVIORAL SM-CP EQ INST SM 14064D865 $2.6M 2.09% 50,761 SH
10 AMAZONCOM INC AMZN 023135106 $2.6M 2.09% 12,245 SH
11 INVESCO NASDAQ 100 ETF QQQM 46138G649 $2.5M 2.01% 10,352 SH
12 BROADCOM INC AVGO 11135F101 $2.4M 2.00% 7,888 SH
13 SCHWAB PRIME ADVANTAGE MONEY INVESTOR SGVT 808515605 $2.4M 1.97% 2,408,691 SH
14 APPLE INC AAPL 037833100 $2.3M 1.86% 8,947 SH
15 DUKE ENERGY CORP NEW DUK 26441C204 $2.1M 1.72% 16,020 SH
16 BROADCOM INC AVGO 11135F101 $2.0M 1.65% 6,500 SH
17 FIDELITY NATL INFORMATIO FIS 31620M106 $2.0M 1.62% 42,211 SH
18 SCHWAB PRIME ADVANTAGE MONEY INVESTOR SGVT 808515605 $1.9M 1.57% 1,918,810 SH
19 APPLE INC AAPL 037833100 $1.9M 1.54% 7,423 SH
20 SONOCO PRODS CO SON 835495102 $1.8M 1.49% 33,683 SH
21 STATE STREET SPDR S&P 500 ETF TRUST SPY 78462F103 $1.7M 1.39% 2,616 SH
22 AB LARGE CAP GROWTH ADVISOR FTC 01877C408 $1.7M 1.39% 16,661 SH
23 PEPSICO INC PEP 713448108 $1.7M 1.37% 10,796 SH
24 EXELON CORP EXC 30161N101 $1.6M 1.33% 33,284 SH
25 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND ETF SHARES VYMI 921946794 $1.6M 1.27% 16,470 SH
26 UNION PAC CORP UNP 907818108 $1.6M 1.27% 6,390 SH
27 CHEVRON CORP NEW CVX 166764100 $1.5M 1.24% 7,329 SH
28 T ROWE PRICE CAPITAL APPRECIATION EQUITY ETF TCAF 87283Q867 $1.5M 1.22% 41,944 SH
29 ASTRAZENECA PLC F AZN G0593M107 $1.4M 1.16% 7,212 SH
30 HASBRO INC HAS 418056107 $1.4M 1.14% 14,895 SH
31 INVESCO QQQ TR QQQ 46090E103 $1.3M 1.05% 2,219 SH
32 SCHWAB PRIME ADVANTAGE MONEY ULTRA SGVT 808515696 $1.3M 1.03% 1,258,832 SH
33 AMCOR PLC F AMCR G0250X149 $1.2M 1.00% 30,730 SH
34 ALPHABET INC CLASS CLASS A GOOGL 02079K305 $1.2M 0.98% 4,158 SH
35 GENTEX CORP GNTX 371901109 $1.2M 0.97% 54,273 SH
36 BLACKROCK UNCONSTRAINED EQUITY INSTL — 09251W403 $1.2M 0.97% 79,040 SH
37 THE COCA-COLA CO KO 191216100 $1.1M 0.93% 14,996 SH
38 REPUBLIC BANCORP INC KY CLASS A RBCAA 760281204 $1.1M 0.93% 16,053 SH
39 ACCENTURE PLC IRELAND FCLASS CLASS A ACN G1151C101 $1.1M 0.90% 5,522 SH
40 PNC FINL SERVICES PNC 693475105 $1.1M 0.89% 5,212 SH
41 IBM CORP IBM 459200101 $1.1M 0.88% 4,430 SH
42 FULLERTHALER BEHAVIORAL SM-CP EQ INST SM 14064D865 $1.1M 0.87% 21,065 SH
43 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF SHARES VYM 921946406 $976.3K 0.80% 6,592 SH
44 MEDTRONIC PLC F MDT G5960L103 $958.0K 0.78% 11,056 SH
45 HOOD RIVER SMALL-CAP GROWTH INSTL HOII 56170L208 $943.3K 0.77% 10,116 SH
46 APPLE INC AAPL 037833100 $933.4K 0.76% 3,678 SH
47 AMAZONCOM INC AMZN 023135106 $893.1K 0.73% 4,288 SH
48 T ROWE PRICE BLUE CHIP GROWTH I TCHP 77954Q403 $872.8K 0.71% 4,637 SH
49 ENBRIDGE INC F ENB 29250N105 $838.8K 0.69% 15,493 SH
50 FIDELITY SELECT SEMICONDUCTORS — 316390863 $809.8K 0.66% 17,471 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-11 $122.2M 149 0002109857-26-000002
2025-12-31 2026-02-18 $178.6M 1,507 0002109857-26-000001