Garton & Associates Financial Advisors LLC — 13F Holdings & Portfolio
CIK 2109857 · latest 13F-HR filed 2026-08-11
Garton & Associates Financial Advisors LLC manages $44.2M in 13F-reported U.S. long-equity assets across 24 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (12.47%), AVGO (12.42%), QQQM (8.57%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 102, added to 13, and trimmed 6.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
LOUISVILLE, KY 40222
$44.2M
Long-equity book
24
Distinct positions
2026-06-30
Filed 2026-08-11
+3 / −102 / ↑13 / ↓6
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ABBVIE INC$1.9M +291.2%
- INVESCO NASDAQ 100 ETF$1.3M +54.0%
- BROADCOM INC$1.0M +23.3%
- AMCOR PLC F$902.9K +73.9%
- APPLE INC$427.9K +8.4%
Top Trims
- AMAZON.COM INC-$523.8K -12.3%
- PEPSICO INC-$375.0K -18.3%
- HASBRO INC-$359.8K -25.8%
- EXELON CORP-$283.8K -17.4%
- AT&T INC-$146.6K -25.9%
New Positions
- T-MOBILE US INC$2.0M
- UBER TECHNOLOGIES INC$1.4M
- COMCAST CORP NEW CLASS A$539.3K
Exited Positions
- SCHWAB PRIME ADVANTAGE MONEY INVESTOR$8.2M
- FIDELITY BLUE CHIP GROWTH$5.2M
- FIDELITY CAPITAL & INCOME$4.2M
- MICROSOFT CORP$3.9M
- FULLERTHALER BEHAVIORAL SM-CP EQ INST$3.6M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $5.5M | 12.47% | 19,062 | SH |
| 2 | BROADCOM INC | AVGO | 11135F101 | $5.5M | 12.42% | 14,535 | SH |
| 3 | INVESCO NASDAQ 100 ETF | QQQM | 46138G649 | $3.8M | 8.57% | 12,502 | SH |
| 4 | AMAZON.COM INC | AMZN | 023135106 | $3.7M | 8.42% | 15,627 | SH |
| 5 | ABBVIE INC | ABBV | 00287Y109 | $2.6M | 5.83% | 10,238 | SH |
| 6 | AMCOR PLC F | AMCR | G0250X149 | $2.1M | 4.80% | 49,005 | SH |
| 7 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $2.1M | 4.80% | 16,757 | SH |
| 8 | T. ROWE PRICE CAPITAL APPRECIATION EQUITY ETF | TCAF | 87283Q867 | $2.1M | 4.73% | 50,907 | SH |
| 9 | T-MOBILE US INC | TMUS | 872590104 | $2.0M | 4.54% | 11,972 | SH |
| 10 | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND ETF SHARES | VYMI | 921946794 | $1.7M | 3.92% | 17,630 | SH |
| 11 | PEPSICO INC | PEP | 713448108 | $1.7M | 3.78% | 12,351 | SH |
| 12 | GENTEX CORP | GNTX | 371901109 | $1.4M | 3.22% | 56,273 | SH |
| 13 | REPUBLIC BANCORP INC KY CLASS A | RBCAA | 760281204 | $1.4M | 3.18% | 15,563 | SH |
| 14 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $1.4M | 3.15% | 19,331 | SH |
| 15 | THE COCA-COLA CO | KO | 191216100 | $1.4M | 3.07% | 16,683 | SH |
| 16 | EXELON CORP | EXC | 30161N101 | $1.3M | 3.05% | 28,909 | SH |
| 17 | HASBRO INC | HAS | 418056107 | $1.0M | 2.34% | 12,525 | SH |
| 18 | ENBRIDGE INC F | ENB | 29250N105 | $838.4K | 1.90% | 15,465 | SH |
| 19 | COMCAST CORP NEW CLASS A | CMCSA | 20030N101 | $539.3K | 1.22% | 21,968 | SH |
| 20 | PFIZER INC | PFE | 717081103 | $427.0K | 0.97% | 17,732 | SH |
| 21 | AT&T INC | T | 00206R102 | $420.3K | 0.95% | 20,304 | SH |
| 22 | ENTERPRISE PRODS PART LP | EPD | 293792107 | $412.0K | 0.93% | 11,208 | SH |
| 23 | SCHWAB U.S. DIVIDEND EQUITY ETF | SCHD | 808524797 | $395.1K | 0.89% | 12,461 | SH |
| 24 | STATE STREET SPDR PORTFOLIO HIGH YIELD BOND ETF | SPHY | 78468R606 | $377.6K | 0.85% | 16,108 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $44.2M | 24 | 0002109857-26-000003 |
| 2026-03-31 | 2026-05-11 | $122.2M | 149 | 0002109857-26-000002 |
| 2025-12-31 | 2026-02-18 | $178.6M | 1,507 | 0002109857-26-000001 |