Prospera Financial Services Inc — 13F Holdings & Portfolio

CIK 1541625 · latest 13F-HR filed 2026-07-15

Prospera Financial Services Inc manages $6.89B in 13F-reported U.S. long-equity assets across 1,468 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (3.55%), NVDA (3.39%), MSFT (1.61%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 138 new positions and exited 87; 712 existing positions rose in reported value and 337 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$6.89B

Long-equity book

Holdings

1,468

Distinct positions

Period

2026-06-30

Filed 2026-07-15

Q/Q Activity

+138 / −87 / ↑712 / ↓337

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

AAPL3.5% · -2%NVDA3.4% · +4%MSFT1.6% · +1%AMZN1.6% · +0%CAT1.5% · +2%GOOGL1.4% · -5%QQQ1.4% · -6%RDVY1.3% · -6%GOOG1.2% · +2%AVGO1.1% · -5%JPM1.1% · -1%SPY1.1% · +7%CGGR1.0% · -2%BRK.B1.0% · -6%IVV0.9% · +5%CGDV0.9% · +6%MU0.8% · -52%LLY0.8% · -2%XOM0.8% · -1%AMAT0.7% · -2%WMT0.7% · +2%META0.7% · +1%FV0.7% · -6%JNJ0.6% · +0%IWD0.6% · -8%VOO0.6% · -1%WDC0.6% · +6%AMD0.5% · -13%INTC0.5% · -4%GLD0.5% · -5%PG0.5% · -2%HONA0.5% · new ARM0.5% · +400%EPD0.5% · -1%VUG0.5% · +460%SDVY0.5% · -7%HON0.5% · -49%NFLX0.5% · -3%V0.5% · -1%GLW0.5% · +18%ADI0.5% · +3%LRCX0.5% · -17%VTI0.5% · +5%MGK0.4% · +414%BX0.4% · +0%VTV0.4% · -2%FVD0.4% · -3%LMBS0.4% · -2%CRWD0.4% · -20%PSLV0.4% · -0%FPE0.4% · -7%HEI0.4% · -1%SSUS0.4% · -27%COST0.4% · -1%ABBV0.4% · +3%CVX0.3% · -3%JEPI0.3% · -8%QQQM0.3% · -2%DGRO0.3% · +1%FIXD0.3% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 18.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Assets Under Management

$12.44B

Discretionary

$8.37B

Employees

333

Accounts

29,500

Address

5429 LBJ FREEWAY
SUITE 750
DALLAS, TX 75240

Phone

(972) 581-3000

Website

TWITTER.COM/PROSPERAFINSVCS
WWW.PROSPERAFINANCIAL.COM
WWW.LINKEDIN.COM/COMPANY/PROSPERA-FINANCIAL

This firm reports 10 disclosure items on its registration.

Name	Title / Status	Ownership	Type
EDWARDS, TIM ALAN Control	CO-CEO	Less than 5%	Individual
EDWARDS, TIM ALAN Control	SHARE HOLDER	25–50%	Individual
PASCUZZI, RICHARD DEAN Control	EXECUTIVE VICE PRESIDENT, SECRETARY	Less than 5%	Individual
PASCUZZI, RICHARD DEAN Control	SHARE HOLDER	25–50%	Individual
PROSPERA FINANCIAL, LLC Control	HOLDING COMPANY	75% or more	Domestic Entity
STRINGER, DAVID WALTER Control	CO-CEO	Less than 5%	Individual
STRINGER, DAVID WALTER Control	SHARE HOLDER	25–50%	Individual
WILLIAMS, TARAH ELIZABETH Control	PRESIDENT, CHIEF OPERATING OFFICER	Less than 5%	Individual
BAXTER, SHAWN	CHIEF COMPLIANCE OFFICER	Less than 5%	Individual
KERN, EDWARD	CHIEF FINANCIAL OFFICER	Less than 5%	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

NVIDIA CORPORATION$37.9M +19.4%
CATERPILLAR INC$36.3M +53.7%
ARM HOLDINGS PLC$31.7M +1072.5%
APPLIED MATLS INC$26.7M +108.4%
APPLE INC$26.3M +12.1%

Show all 712 →

Top Trims

EXXON MOBIL CORP-$14.1M -20.1%
NETFLIX INC.-$12.9M -27.6%
ISHARES TR-$11.9M -82.9%
ISHARES GOLD TR-$11.1M -83.3%
AMERICAN EXPRESS CO-$11.0M -59.2%

Show all 337 →

New Positions

Show all 138 →

Exited Positions

Show all 87 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Prospera Financial Services Inc Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	APPLE INC	AAPL	037833100	$244.2M	3.55%	843,779	SH
2	NVIDIA CORPORATION	NVDA	67066G104	$233.2M	3.39%	1,165,618	SH
3	MICROSOFT CORP	MSFT	594918104	$110.6M	1.61%	296,327	SH
4	AMAZON COM INC	AMZN	023135106	$108.3M	1.57%	454,422	SH
5	CATERPILLAR INC	CAT	149123101	$103.9M	1.51%	97,568	SH
6	ALPHABET INC	GOOGL	02079K305	$97.4M	1.41%	272,534	SH
7	INVESCO QQQ TR	QQQ	46090E103	$97.2M	1.41%	131,820	SH
8	FIRST TR EXCHANGE TRADED FD	RDVY	33738R506	$89.6M	1.30%	1,105,561	SH
9	ALPHABET INC	GOOG	02079K107	$85.2M	1.24%	241,030	SH
10	BROADCOM INC	AVGO	11135F101	$78.3M	1.14%	207,114	SH
11	JPMORGAN CHASE & CO	JPM	46625H100	$75.3M	1.09%	229,858	SH
12	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$74.4M	1.08%	99,549	SH
13	CAPITAL GROUP GROWTH ETF	CGGR	14020G101	$66.3M	0.96%	1,405,335	SH
14	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$65.5M	0.95%	130,881	SH
15	ISHARES TR	IVV	464287200	$62.8M	0.91%	83,774	SH
16	CAPITAL GROUP DIVIDEND VALUE	CGDV	14020W106	$61.0M	0.89%	1,237,244	SH
17	MICRON TECHNOLOGY INC	MU	595112103	$56.6M	0.82%	49,032	SH
18	ELI LILLY & CO	LLY	532457108	$56.3M	0.82%	46,944	SH
19	EXXON MOBIL CORP	XOM	30231G102	$56.1M	0.81%	410,242	SH
20	APPLIED MATLS INC	AMAT	038222105	$51.3M	0.74%	70,875	SH
21	WALMART INC	WMT	931142103	$49.6M	0.72%	437,836	SH
22	META PLATFORMS INC	META	30303M102	$49.6M	0.72%	87,954	SH
23	FIRST TR EXCHANGE TRADED FD	FV	33738R605	$45.2M	0.66%	596,001	SH
24	JOHNSON & JOHNSON	JNJ	478160104	$44.4M	0.65%	174,910	SH
25	ISHARES TR	IWD	464287598	$40.4M	0.59%	166,431	SH
26	VANGUARD INDEX FDS	VOO	922908363	$38.9M	0.57%	56,586	SH
27	WESTERN DIGITAL CORP	WDC	958102105	$38.4M	0.56%	60,180	SH
28	ADVANCED MICRO DEVICES INC	AMD	007903107	$37.7M	0.55%	64,869	SH
29	INTEL CORP	INTC	458140100	$37.0M	0.54%	264,972	SH
30	SPDR GOLD TR	GLD	78463V107	$36.3M	0.53%	98,406	SH
31	PROCTER & GAMBLE CO	PG	742718109	$35.9M	0.52%	244,751	SH
32	HONEYWELL AEROSPACE INC	HONA	43849R105	$34.8M	0.51%	157,316	SH
33	ARM HOLDINGS PLC	ARM	042068205	$34.6M	0.50%	97,603	SH
34	ENTERPRISE PRODS PARTNERS L	EPD	293792107	$34.4M	0.50%	935,668	SH
35	VANGUARD INDEX FDS	VUG	922908736	$34.4M	0.50%	399,200	SH
36	FIRST TR EXCHANGE TRADED FD	SDVY	33741X102	$34.4M	0.50%	796,153	SH
37	HONEYWELL INTL INC	HON	438516205	$34.2M	0.50%	152,884	SH
38	NETFLIX INC.	NFLX	64110L106	$33.6M	0.49%	471,017	SH
39	VISA INC	V	92826C839	$32.5M	0.47%	94,580	SH
40	CORNING INC	GLW	219350105	$31.7M	0.46%	123,981	SH
41	ANALOG DEVICES INC	ADI	032654105	$31.6M	0.46%	79,574	SH
42	LAM RESEARCH CORP	LRCX	512807306	$31.1M	0.45%	71,870	SH
43	VANGUARD INDEX FDS	VTI	922908769	$31.0M	0.45%	83,642	SH
44	VANGUARD WORLD FD	MGK	921910816	$29.6M	0.43%	336,415	SH
45	BLACKSTONE INC	BX	09260D107	$29.4M	0.43%	249,715	SH
46	VANGUARD INDEX FDS	VTV	922908744	$29.3M	0.43%	134,317	SH
47	FIRST TR EXCHANGE-TRADED FD	FVD	33734H106	$28.8M	0.42%	597,550	SH
48	FIRST TR EXCHANGE-TRADED FD	LMBS	33739Q200	$26.1M	0.38%	524,477	SH
49	CROWDSTRIKE HLDGS INC	CRWD	22788C105	$26.1M	0.38%	34,207	SH
50	SPROTT ASSET MANAGEMENT LP	PSLV	85207K107	$25.3M	0.37%	1,340,709	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-07-15	$6.89B	1,468	0001541625-26-000003
2026-03-31	2026-04-14	$6.21B	1,417	0001541625-26-000002
2025-12-31	2026-02-09	$6.09B	1,359	0001541625-26-000001

Filer Information

Address

5429 LBJ FREEWAY
SUITE 750
DALLAS, TX 75240

Phone

(972) 531-3000

Filing Manager

Prospera Financial Services Inc

Dallas, TX

Signatory

Sonia Biastti

Data Analyst