Prospera Financial Services Inc — 13F Holdings & Portfolio
CIK 1541625 · latest 13F-HR filed 2026-07-15
Prospera Financial Services Inc manages $6.89B in 13F-reported U.S. long-equity assets across 1,468 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (3.55%), NVDA (3.39%), MSFT (1.61%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 138 new positions, exited 87, added to 712, and trimmed 337.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 750
DALLAS, TX 75240
$6.89B
Long-equity book
1,468
Distinct positions
2026-06-30
Filed 2026-07-15
+138 / −87 / ↑712 / ↓337
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NVIDIA CORPORATION$37.9M +19.4%
- CATERPILLAR INC$36.3M +53.7%
- ARM HOLDINGS PLC$31.7M +1072.5%
- APPLIED MATLS INC$26.7M +108.4%
- APPLE INC$26.3M +12.1%
Top Trims
- EXXON MOBIL CORP-$14.1M -20.1%
- NETFLIX INC.-$12.9M -27.6%
- ISHARES TR-$11.9M -82.9%
- ISHARES GOLD TR-$11.1M -83.3%
- AMERICAN EXPRESS CO-$11.0M -59.2%
New Positions
- HONEYWELL AEROSPACE INC$34.8M
- HONEYWELL INTL INC$34.2M
- ISHARES TR$12.5M
- CENTENE CORP DEL$8.1M
- SPDR SERIES TRUST$6.5M
Exited Positions
- HONEYWELL INTL INC$68.2M
- ISHARES INC$6.3M
- ALBEMARLE CORP$4.6M
- FERROVIAL SE$4.5M
- DUPONT DE NEMOURS INC$3.9M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $244.2M | 3.55% | 843,779 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $233.2M | 3.39% | 1,165,618 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $110.6M | 1.61% | 296,327 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $108.3M | 1.57% | 454,422 | SH |
| 5 | CATERPILLAR INC | CAT | 149123101 | $103.9M | 1.51% | 97,568 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $97.4M | 1.41% | 272,534 | SH |
| 7 | INVESCO QQQ TR | QQQ | 46090E103 | $97.2M | 1.41% | 131,820 | SH |
| 8 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $89.6M | 1.30% | 1,105,561 | SH |
| 9 | ALPHABET INC | GOOG | 02079K107 | $85.2M | 1.24% | 241,030 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $78.3M | 1.14% | 207,114 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $75.3M | 1.09% | 229,858 | SH |
| 12 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $74.4M | 1.08% | 99,549 | SH |
| 13 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $66.3M | 0.96% | 1,405,335 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $65.5M | 0.95% | 130,881 | SH |
| 15 | ISHARES TR | IVV | 464287200 | $62.8M | 0.91% | 83,774 | SH |
| 16 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $61.0M | 0.89% | 1,237,244 | SH |
| 17 | MICRON TECHNOLOGY INC | MU | 595112103 | $56.6M | 0.82% | 49,032 | SH |
| 18 | ELI LILLY & CO | LLY | 532457108 | $56.3M | 0.82% | 46,944 | SH |
| 19 | EXXON MOBIL CORP | XOM | 30231G102 | $56.1M | 0.81% | 410,242 | SH |
| 20 | APPLIED MATLS INC | AMAT | 038222105 | $51.3M | 0.74% | 70,875 | SH |
| 21 | WALMART INC | WMT | 931142103 | $49.6M | 0.72% | 437,836 | SH |
| 22 | META PLATFORMS INC | META | 30303M102 | $49.6M | 0.72% | 87,954 | SH |
| 23 | FIRST TR EXCHANGE TRADED FD | FV | 33738R605 | $45.2M | 0.66% | 596,001 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $44.4M | 0.65% | 174,910 | SH |
| 25 | ISHARES TR | IWD | 464287598 | $40.4M | 0.59% | 166,431 | SH |
| 26 | VANGUARD INDEX FDS | VOO | 922908363 | $38.9M | 0.57% | 56,586 | SH |
| 27 | WESTERN DIGITAL CORP | WDC | 958102105 | $38.4M | 0.56% | 60,180 | SH |
| 28 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $37.7M | 0.55% | 64,869 | SH |
| 29 | INTEL CORP | INTC | 458140100 | $37.0M | 0.54% | 264,972 | SH |
| 30 | SPDR GOLD TR | GLD | 78463V107 | $36.3M | 0.53% | 98,406 | SH |
| 31 | PROCTER & GAMBLE CO | PG | 742718109 | $35.9M | 0.52% | 244,751 | SH |
| 32 | HONEYWELL AEROSPACE INC | HONA | 43849R105 | $34.8M | 0.51% | 157,316 | SH |
| 33 | ARM HOLDINGS PLC | ARM | 042068205 | $34.6M | 0.50% | 97,603 | SH |
| 34 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $34.4M | 0.50% | 935,668 | SH |
| 35 | VANGUARD INDEX FDS | VUG | 922908736 | $34.4M | 0.50% | 399,200 | SH |
| 36 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $34.4M | 0.50% | 796,153 | SH |
| 37 | HONEYWELL INTL INC | HON | 438516205 | $34.2M | 0.50% | 152,884 | SH |
| 38 | NETFLIX INC. | NFLX | 64110L106 | $33.6M | 0.49% | 471,017 | SH |
| 39 | VISA INC | V | 92826C839 | $32.5M | 0.47% | 94,580 | SH |
| 40 | CORNING INC | GLW | 219350105 | $31.7M | 0.46% | 123,981 | SH |
| 41 | ANALOG DEVICES INC | ADI | 032654105 | $31.6M | 0.46% | 79,574 | SH |
| 42 | LAM RESEARCH CORP | LRCX | 512807306 | $31.1M | 0.45% | 71,870 | SH |
| 43 | VANGUARD INDEX FDS | VTI | 922908769 | $31.0M | 0.45% | 83,642 | SH |
| 44 | VANGUARD WORLD FD | MGK | 921910816 | $29.6M | 0.43% | 336,415 | SH |
| 45 | BLACKSTONE INC | BX | 09260D107 | $29.4M | 0.43% | 249,715 | SH |
| 46 | VANGUARD INDEX FDS | VTV | 922908744 | $29.3M | 0.43% | 134,317 | SH |
| 47 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $28.8M | 0.42% | 597,550 | SH |
| 48 | FIRST TR EXCHANGE-TRADED FD | LMBS | 33739Q200 | $26.1M | 0.38% | 524,477 | SH |
| 49 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $26.1M | 0.38% | 34,207 | SH |
| 50 | SPROTT ASSET MANAGEMENT LP | PSLV | 85207K107 | $25.3M | 0.37% | 1,340,709 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-15 | $6.89B | 1,468 | 0001541625-26-000003 |
| 2026-03-31 | 2026-04-14 | $6.21B | 1,417 | 0001541625-26-000002 |
| 2025-12-31 | 2026-02-09 | $6.09B | 1,359 | 0001541625-26-000001 |