Prospera Financial Services Inc — 13F Holdings & Portfolio
CIK 1541625 · latest 13F-HR filed 2026-04-14
Prospera Financial Services Inc manages $6.21B in 13F-reported U.S. long-equity assets across 1,417 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (3.51%), NVDA (3.15%), MSFT (1.74%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 153 new positions, exited 95, added to 525, and trimmed 393.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$6.21B
Long-equity book
1,417
Distinct positions
2026-03-31
Filed 2026-04-14
+153 / −95 / ↑525 / ↓393
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- JOHNSON & JOHNSON$23.6M +124.0%
- EXXON MOBIL CORP$19.9M +39.6%
- NETFLIX INC.$19.4M +71.7%
- CATERPILLAR INC$17.0M +33.4%
- ISHARES TR$12.6M +736.2%
Top Trims
- MICROSOFT CORP-$24.9M -18.7%
- NVIDIA CORPORATION-$22.3M -10.2%
- INTERNATIONAL BUSINESS MACHS-$17.2M -58.9%
- ELI LILLY & CO-$14.1M -24.3%
- INVESCO QQQ TR-$13.9M -14.7%
New Positions
- ASTRAZENECA PLC$10.9M
- ISHARES INC$4.9M
- VANGUARD SCOTTSDALE FDS$4.5M
- FERROVIAL SE$4.5M
- MODERNA INC$3.9M
Exited Positions
- ISHARES TR$12.2M
- ASTRAZENECA PLC$10.2M
- TAKE-TWO INTERACTIVE SOFTWAR$6.7M
- IDEXX LABS INC$4.2M
- LAS VEGAS SANDS CORP$3.0M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $217.9M | 3.51% | 858,322 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $195.4M | 3.15% | 1,120,171 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $108.2M | 1.74% | 292,123 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $94.5M | 1.52% | 453,861 | SH |
| 5 | ALPHABET INC | GOOGL | 02079K305 | $82.3M | 1.33% | 286,101 | SH |
| 6 | INVESCO QQQ TR | QQQ | 46090E103 | $80.8M | 1.30% | 139,784 | SH |
| 7 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $80.0M | 1.29% | 1,171,062 | SH |
| 8 | EXXON MOBIL CORP | XOM | 30231G102 | $70.2M | 1.13% | 413,557 | SH |
| 9 | JPMORGAN CHASE & CO | JPM | 46625H100 | $68.3M | 1.10% | 232,028 | SH |
| 10 | HONEYWELL INTL INC | HON | 438516106 | $68.2M | 1.10% | 301,881 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $67.8M | 1.09% | 236,351 | SH |
| 12 | CATERPILLAR INC | CAT | 149123101 | $67.6M | 1.09% | 95,444 | SH |
| 13 | BROADCOM INC | AVGO | 11135F101 | $67.5M | 1.09% | 218,121 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $67.1M | 1.08% | 140,042 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $60.6M | 0.98% | 93,093 | SH |
| 16 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $57.9M | 0.93% | 1,440,378 | SH |
| 17 | WALMART INC | WMT | 931142103 | $53.6M | 0.86% | 431,179 | SH |
| 18 | ISHARES TR | IVV | 464287200 | $52.3M | 0.84% | 80,037 | SH |
| 19 | META PLATFORMS INC | META | 30303M102 | $49.8M | 0.80% | 86,934 | SH |
| 20 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $49.7M | 0.80% | 1,169,051 | SH |
| 21 | NETFLIX INC. | NFLX | 64110L106 | $46.5M | 0.75% | 483,439 | SH |
| 22 | SPDR GOLD TR | GLD | 78463V107 | $44.5M | 0.72% | 103,335 | SH |
| 23 | ELI LILLY & CO | LLY | 532457108 | $44.0M | 0.71% | 47,840 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $42.6M | 0.69% | 174,333 | SH |
| 25 | ISHARES TR | IWD | 464287598 | $38.6M | 0.62% | 180,495 | SH |
| 26 | FIRST TR EXCHANGE TRADED FD | FV | 33738R605 | $38.2M | 0.61% | 631,578 | SH |
| 27 | PROCTER & GAMBLE CO | PG | 742718109 | $36.0M | 0.58% | 248,922 | SH |
| 28 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $35.6M | 0.57% | 941,495 | SH |
| 29 | MICRON TECHNOLOGY INC | MU | 595112103 | $34.9M | 0.56% | 103,159 | SH |
| 30 | VANGUARD INDEX FDS | VOO | 922908363 | $34.1M | 0.55% | 56,962 | SH |
| 31 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $33.6M | 0.54% | 852,512 | SH |
| 32 | SPROTT ASSET MANAGEMENT LP | PSLV | 85207K107 | $32.7M | 0.53% | 1,342,573 | SH |
| 33 | VANGUARD INDEX FDS | VUG | 922908736 | $31.1M | 0.50% | 71,245 | SH |
| 34 | CHEVRON CORPORATION | CVX | 166764100 | $30.8M | 0.50% | 148,911 | SH |
| 35 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $29.2M | 0.47% | 199,342 | SH |
| 36 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $29.0M | 0.47% | 616,506 | SH |
| 37 | VISA INC | V | 92826C839 | $28.8M | 0.46% | 95,344 | SH |
| 38 | BLACKSTONE INC | BX | 09260D107 | $28.6M | 0.46% | 248,639 | SH |
| 39 | STRATEGY SHS | SSUS | 86280R803 | $28.3M | 0.46% | 606,601 | SH |
| 40 | VANGUARD INDEX FDS | VTV | 922908744 | $26.9M | 0.43% | 137,167 | SH |
| 41 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $26.9M | 0.43% | 1,516,744 | SH |
| 42 | FIRST TR EXCHANGE-TRADED FD | LMBS | 33739Q200 | $26.7M | 0.43% | 536,683 | SH |
| 43 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $26.2M | 0.42% | 26,316 | SH |
| 44 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $26.1M | 0.42% | 459,668 | SH |
| 45 | FIRST TR EXCHANGE-TRADED FD | FTCB | 33738D788 | $26.0M | 0.42% | 1,239,210 | SH |
| 46 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $25.7M | 0.41% | 759,862 | SH |
| 47 | VANGUARD INDEX FDS | VTI | 922908769 | $25.6M | 0.41% | 79,694 | SH |
| 48 | ANALOG DEVICES INC | ADI | 032654105 | $24.7M | 0.40% | 77,539 | SH |
| 49 | VANECK ETF TRUST | GDX | 92189F106 | $24.6M | 0.40% | 268,390 | SH |
| 50 | APPLIED MATLS INC | AMAT | 038222105 | $24.6M | 0.40% | 71,953 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-14 | $6.21B | 1,417 | 0001541625-26-000002 |
| 2025-12-31 | 2026-02-09 | $6.09B | 1,359 | 0001541625-26-000001 |