Top Institutional Investors

Foundations Investment Advisors, LLC — 13F Holdings & Portfolio

CIK 1743404 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Foundations Investment Advisors, LLC manages $9.72B in 13F-reported U.S. long-equity assets across 1,687 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (3.30%), IVW (2.97%), IVE (2.47%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 184 new positions and exited 140; 628 existing positions rose in reported value and 224 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$9.72B

Long-equity book

Holdings
1,687

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+184 / −140 / ↑628 / ↓224

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV3.8% · +114%IVW3.4% · +6%IVE2.9% · +10%SOXX2.4% · -12%IUSB2.4% · +32%DYNF2.1% · +10%AESR2.0% · +74%NVDA1.9% · +7%XLC1.8% · +27%AAPL1.4% · +6%CORO1.3% · +10%MTUM1.2% · -20%BAI1.2% · -11%GOOGL1.2% · +18%ARKW1.1% · +22%IEMG1.1% · -23%MSFT1.0% · +12%VRT1.0% · +13%HBTA0.8% · newSPY0.8% · -12%QQQ0.8% · -8%MS0.8% · +8%LLY0.8% · +11%EFG0.8% · +166%BIL0.8% · -22%THRO0.8% · -4%IALT0.8% · newASML0.8% · +6%AMZN0.8% · +4%JPM0.8% · +8%C0.8% · -14%GS0.8% · +8%EFV0.7% · -53%DFAC0.7% · +5%IDEF0.7% · +19%GOVT0.7% · +80%TDSC0.7% · -5%SHV0.7% · +49%VCR0.7% · +13839%VOO0.6% · +6%HOOD0.6% · -4%CIEN0.6% · -51%GLD0.6% · -17%CLSM0.6% · -6%VUG0.6% · +506%DBND0.5% · +20%MBB0.5% · +12%IAU0.5% · +10%ICF0.5% · +9%DCOR0.5% · +5%ORCL0.5% · +2%TWO0.5% · newTLH0.5% · +7%DCRE0.5% · +19%BALT0.5% · -1%AVDE0.5% · +8%MP0.5% · +4788%META0.5% · +6%VTI0.5% · +18%RTX0.4% · +16%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 23.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Assets Under Management
$10.10B
Discretionary
$10.10B
Employees
353
Accounts
63,604
Address
4050 E. COTTON CENTER BLVD.
SUITE 40
PHOENIX, AZ 85040
Phone
(480) 626-2979
Website
This firm reports 6 disclosure items on its registration.
Name Title / Status Ownership Type
COOKSEY, JOSHUA, RYAN ControlCOOLess than 5%Individual
Florence, Jarrod, Dale ControlPRESIDENTLess than 5%Individual
MANN, KYLE, MICHAEL ControlCEOLess than 5%Individual
RICE, BRYON, E. ControlTRUSTEE/OWNER75% or moreIndividual
THE BRYON AND KIRSTEN RICE REVOCABLE TRUST DTD APRIL 15, 2013 ControlOWNER75% or moreDomestic Entity
MANN, KYLE, MICHAELCHIEF FINANCIAL OFFICERLess than 5%Individual
PUGSLEY, MARC, JAMESCHIEF COMPLIANCE OFFICERLess than 5%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 628 →

Top Trims

Show all 224 →

New Positions

Show all 184 →

Exited Positions

Show all 140 →

Foundations Investment Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $320.3M 3.30% 427,707 SH
2 ISHARES TR IVW 464287309 $288.4M 2.97% 2,096,893 SH
3 ISHARES TR IVE 464287408 $240.2M 2.47% 1,057,901 SH
4 ISHARES TR SOXX 464287523 $225.7M 2.32% 352,221 SH
5 ISHARES TR IUSB 46434V613 $201.4M 2.07% 4,365,075 SH
6 HORIZON FDS AESR 44053A424 $184.8M 1.90% 8,903,778 SH
7 BLACKROCK ETF TRUST DYNF 09290C103 $177.2M 1.82% 2,605,653 SH
8 SELECT SECTOR SPDR TR XLC 81369Y852 $166.2M 1.71% 1,550,980 SH
9 NVIDIA CORPORATION NVDA 67066G104 $144.4M 1.49% 721,787 SH
10 APPLE INC AAPL 037833100 $116.1M 1.20% 401,346 SH
11 BLACKROCK ETF TRUST CORO 09290C764 $109.9M 1.13% 3,003,993 SH
12 ISHARES TR MTUM 46432F396 $108.9M 1.12% 317,693 SH
13 ARK ETF TR ARKW 00214Q401 $102.5M 1.05% 707,392 SH
14 ALPHABET INC GOOGL 02079K305 $100.9M 1.04% 282,242 SH
15 BLACKROCK ETF TRUST BAI 09290C780 $98.7M 1.02% 1,871,741 SH
16 ISHARES INC IEMG 46434G103 $90.0M 0.93% 1,086,830 SH
17 MICROSOFT CORP MSFT 594918104 $87.3M 0.90% 234,148 SH
18 VERTIV HOLDINGS CO VRT 92537N108 $86.7M 0.89% 259,086 SH
19 HORIZON FDS HBTA 44053A630 $79.6M 0.82% 2,434,386 SH
20 INVESCO QQQ TR QQQ 46090E103 $79.5M 0.82% 107,911 SH
21 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $76.8M 0.79% 102,905 SH
22 SPDR SERIES TRUST BIL 78468R663 $73.4M 0.76% 801,282 SH
23 MORGAN STANLEY MS 617446448 $70.7M 0.73% 338,368 SH
24 ELI LILLY & CO LLY 532457108 $70.4M 0.73% 58,737 SH
25 DIMENSIONAL ETF TRUST DFAC 25434V708 $69.6M 0.72% 1,569,049 SH
26 ASML HLDG NV ASML N07059210 $68.8M 0.71% 34,575 SH
27 ISHARES TR EFG 464288885 $67.4M 0.69% 541,567 SH
28 BLACKROCK ETF TRUST THRO 09290C806 $66.9M 0.69% 1,552,391 SH
29 BLACKROCK ETF TRUST IALT 09290C665 $66.5M 0.68% 2,371,670 SH
30 CITIGROUP INC C 172967424 $66.0M 0.68% 471,297 SH
31 JPMORGAN CHASE & CO JPM 46625H100 $65.6M 0.68% 200,541 SH
32 GOLDMAN SACHS GROUP INC GS 38141G104 $65.4M 0.67% 64,672 SH
33 AMAZON COM INC AMZN 023135106 $65.2M 0.67% 273,668 SH
34 ISHARES TR SHV 464288679 $63.0M 0.65% 571,051 SH
35 ISHARES TR EFV 464288877 $62.4M 0.64% 814,801 SH
36 VANGUARD WORLD FD VCR 92204A108 $61.9M 0.64% 156,117 SH
37 EXCHANGE LISTED FDS TR TDSC 30151E715 $59.5M 0.61% 2,145,437 SH
38 ISHARES TR GOVT 46429B267 $58.7M 0.60% 2,575,300 SH
39 BLACKROCK ETF TRUST IDEF 09290C699 $58.5M 0.60% 1,839,648 SH
40 SPDR GOLD TR GLD 78463V107 $57.7M 0.59% 156,677 SH
41 EXCHANGE LISTED FDS TR CLSM 30151E624 $57.0M 0.59% 2,069,978 SH
42 CIENA CORP CIEN 171779309 $57.0M 0.59% 116,177 SH
43 VANGUARD INDEX FDS VUG 922908736 $56.4M 0.58% 655,036 SH
44 ROBINHOOD MKTS INC HOOD 770700102 $55.5M 0.57% 553,784 SH
45 DIMENSIONAL ETF TRUST DCOR 25434V625 $51.2M 0.53% 624,972 SH
46 VANGUARD INDEX FDS VOO 922908363 $49.7M 0.51% 72,346 SH
47 INNOVATOR ETFS TRUST BALT 45783Y855 $47.4M 0.49% 1,382,990 SH
48 AMERICAN CENTY ETF TR AVDE 025072703 $46.7M 0.48% 523,556 SH
49 ISHARES TR MBB 464288588 $46.5M 0.48% 492,292 SH
50 ISHARES GOLD TR IAU 464285204 $45.4M 0.47% 601,676 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $9.72B 1,687 0001743404-26-000008
2026-03-31 2026-05-11 $8.07B 1,616 0001743404-26-000005
2025-12-31 2026-02-10 $7.63B 1,395 0001085146-26-000181
2025-09-30 2025-11-03 $6.88B 1,047 0001743404-25-000008
Filer Information
Address
4050 E. COTTON CENTER BLVD.
SUITE 40
PHOENIX, AZ 85040
Phone
(480) 626-2970
Filing Manager
Foundations Investment Advisors, LLC
PHOENIX, AZ
Signatory
Marc J. Pugsley
Chief Compliance Officer