Seeking AlphaT3·29mo ago
AESR Anfield U.S. Equity Sector Rotation ETF
ETFETF quote, holdings, sector allocation, technicals, and options analytics. Fibonacci levels
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
AESR
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Key stats
About
Anfield U.S. Equity Sector Rotation ETF (AESR) ETF
No description available.
- Exchange
- BATS
- Inception
- 2019-12-16
- Has Options
- No
Fund profile
holdings as of Oct 8, 2026third-party datathrough Jul 2026flows, SEC filings
- Expense ratio
- 0.97% prospectus, filed Jun 24, 2026
- Assets
- $243M SEC filing, Jul 31, 2026
- Trailing yield
- 19.81% paid quarterly
- Average daily volume
- $882K 30 sessions
- Holdings
- 34 top 10 are 84.6%
- Listed
- Dec 16, 2019 Cboe BZX
Cost24
Liquidity32
Scale51
Diversification19
Moves with. US large-cap stocks (34% of its variance, beta 1.09); Value over growth (7% of its variance, beta -0.25); Emerging markets over US (7% of its variance, beta 0.25); Small caps over large (5% of its variance, beta 0.42). These factors explain 53% of its daily moves over the last year.
Stated objective. Anfield U.S. Equity Sector Rotation ETF (the U.S. Equity Sector Fund or the Fund) seeks to provide capital appreciation. (from the fund's prospectus)
All 34 holdingsFlow historySimilar fundsOverlap toolAll Tactical & Rotation ETFs
Fund flows
through Jul 2026SEC filings- Jul 2026
- +$99M latest reported month
- Latest 3 months
- +$178M +73.2% of assets
- Latest 12 months
- —
View as a table
| Month | Net flow |
|---|---|
| Jul 2026 | +$99M |
| Jun 2026 | +$80M |
| May 2026 | −$497K |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 3 months ago
Similar funds
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| RHRXAdaptive Tactical Rotation ETF | 37% | 1.38% | $36M | +19.0% | compare |
| VEGAAdvisorShares STAR Global Buy-Write ETF | 16% | 1.25% | $93M | +6.9% | compare |
| RHTXRH Tactical Outlook ETF | 16% | 1.51% | $8.2M | +9.4% | compare |
| GALState Street Global Allocation ETF | 16% | 0.35% | $319M | +6.2% | compare |
| NOEQNorthern Trust US Equity ETF | 14% | 0.12% | $876M | — | compare |
Ranked by how much of the two portfolios is the same securities.
Look-through: what the holdings say
weights as of Oct 8, 2026third-party data- Insider buying
- 1% of weight had net insider buying, 90 days; 7% net selling
- 13F holders
- −3.6% change in shares held by institutions, latest quarter
- Reporting earnings
- 5.2% of weight in 7 days; 9.7% in 14
Holdings reporting in the next 14 days · weighted implied move this week 0.69%
Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.
ETF Profile
holdings as of 2026-07-31
Holdings
32
AUM
$243.2M
Provider
Nport
Inception
2019-12-16
Exchange
BATS
Data As Of
2026-07-31
Expense Ratio
0.97%
Dividend Yield
19.81%
Distribution
Quarterly
Recent distributions
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2025-12-12 | 2025-12-15 | $3.9019 | CD |
| 2025-06-13 | 2025-06-18 | $0.0012 | CD |
| 2024-12-12 | 2024-12-17 | $0.0297 | CD |
| 2023-12-14 | 2023-12-20 | $0.0264 | CD |
| 2023-09-14 | 2023-09-20 | $0.0034 | CD |
| 2023-06-15 | 2023-06-21 | $0.0161 | CD |
Asset Allocation
Top Holdings
top 32 of 32 holdings
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| ARKW | ARK Next Generation Internet E | 16.80% | Equity (common) | US |
| SOXX | iShares Semiconductor ETF | 16.12% | Equity (common) | US |
| SPY | State Street SPDR S&P 500 ETF | 15.57% | Equity (common) | US |
| IHE | iShares U.S. Pharmaceuticals E | 10.37% | Equity (common) | US |
| IYG | iShares U.S. Financial Service | 7.01% | Equity (common) | US |
| KBWB | Invesco KBW Bank ETF | 5.97% | Equity (common) | US |
| XLI | State Street Industrial Select | 5.44% | Equity (common) | US |
| KIE | State Street SPDR S&P Insuranc | 2.86% | Equity (common) | US |
| XLP | State Street Consumer Staples | 1.89% | Equity (common) | US |
| XHB | State Street SPDR S&P Homebuil | 1.46% | Equity (common) | US |
| IYT | iShares U.S. Transportation ET | 1.13% | Equity (common) | US |
| ROST | Ross Stores Inc | 0.89% | Equity (common) | US |
| CASY | Casey's General Stores Inc | 0.83% | Equity (common) | US |
| LFUS | Littelfuse Inc | 0.82% | Equity (common) | US |
| CSX | CSX Corp | 0.80% | Equity (common) | US |
| MSGS | Madison Square Garden Sports C | 0.79% | Equity (common) | US |
| — | Royalty Pharma PLC | 0.79% | Equity (common) | US |
| DAR | Darling Ingredients Inc | 0.78% | Equity (common) | US |
| — | Millicom International Cellula | 0.78% | Equity (common) | LU |
| PWR | Quanta Services Inc | 0.78% | Equity (common) | US |
| TRGP | Targa Resources Corp | 0.77% | Equity (common) | US |
| KEYS | Keysight Technologies Inc | 0.77% | Equity (common) | US |
| FIX | Comfort Systems USA Inc | 0.76% | Equity (common) | US |
| — | nVent Electric PLC | 0.75% | Equity (common) | GB |
| JBL | Jabil Inc | 0.73% | Equity (common) | US |
| ESI | Element Solutions Inc | 0.71% | Equity (common) | US |
| ECG | Everus Construction Group Inc | 0.70% | Equity (common) | US |
| CRS | Carpenter Technology Corp | 0.68% | Equity (common) | US |
| CAT | Caterpillar Inc | 0.67% | Equity (common) | US |
| — | Flex Ltd | 0.62% | Equity (common) | US |
| — | First American Government Obli | 0.53% | Short-term investment | US |
| MTZ | MasTec Inc | 0.53% | Equity (common) | US |
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 0.07% | -7.08% | 4.23% | 4.11% | 3.29% | 2.29% | 1.15% |
| Feb | 1.49% | -2.46% | -3.40% | 5.66% | -0.84% | 0.72% | 0.20% |
| Mar | 1.81% | 5.74% | 4.80% | 1.70% | -5.83% | -6.38% | 0.31% |
| Apr | 4.17% | -8.98% | 0.74% | -4.80% | 0.60% | 11.73% | 0.58% |
| May | 0.53% | -0.16% | -0.41% | 6.79% | 6.83% | 5.86% | 3.24% |
| Jun | 2.40% | -8.76% | 4.39% | 3.60% | 5.36% | 2.47% | 1.58% |
| Jul | 1.46% | 7.15% | 2.42% | -0.60% | 1.99% | -4.09% | 1.39% |
| Aug | 3.28% | -2.77% | -1.17% | 4.50% | 3.74% | 1.79% | 1.56% |
| Sep | -4.69% | -8.97% | -5.48% | 4.44% | 4.57% | 1.12% | -1.50% |
| Oct | 6.04% | 7.25% | -3.76% | 0.47% | 2.21% | -2.83%* | 1.56% |
| Nov | -1.58% | 4.84% | 9.56% | 5.02% | -1.97% | -- | 3.17% |
| Dec | -1.74% | -5.53% | 5.42% | -3.49% | -17.14% | -- | -4.50% |
| Total | 13.56% | -19.95% | 17.53% | 30.17% | 0.32% | 12.14% | 8.96% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $19.91
SMA 50: $19.96
SMA 200: $19.03
Current: $19.41
EMA 12: $19.71
EMA 26: $19.84
MACD: -0.1271 | Signal: -0.0652
BEARISH
ADX (14): 18.45
RANGE
+DI: 18.95
−DI: 37.14
Momentum Oscillators
RSI (14): 40.09
NEUTRAL
Stoch %K: 22.46
Stoch %D: 19.31
Williams %R: -90.99
Volume & Volatility
BB Upper: $20.50
BB Lower: $19.32
NEUTRAL
OBV: -2,824,424
Vol SMA 20: 42,731
Vol ROC: -95.13%
ATR: $0.24
True Range: $0.29
HV 20: 15.0%
HV 30: 15.8%
HV 60: 16.3%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
BULLISH (Confidence Level: 7/10)
Key drivers:
- Bullish momentum signals from MACD
- Neutral RSI and Stochastic %K readings
- Positive news sentiment
Primary risks:
- High volatility and beta relative to market
- No earnings data available for analysis
Investment thesis: AESR is poised for a potential upswing, driven by technical momentum and neutral news sentiment. However, high volatility and the lack of recent earnings data create uncertainty and pose risks to the investment.
Recent news sentiment impact: The overall news sentiment remains neutral, with no significant news events driving price movements recently.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Bullish, Medium-term (1-3 months): Neutral, Long-term (3-12 months): Bullish
Support/Resistance Levels:
- Resistance: $20.11 (Bollinger Band Upper)
- Support: $18.64 (Bollinger Band Lower)
Momentum Signals:
- RSI interpretation: 62.91 (neutral)
- MACD signal: Bullish momentum (0.35 / Signal: -0.05 / Histogram: 0.40)
- Bollinger Bands position: Neutral
Volume Analysis: Volume trends indicate a decline, with institutional interest signals mixed.
News & Sentiment Analysis
Recent Headlines Summary: Neutral news sentiment prevails, with no significant events driving price movements recently.
Sentiment Assessment: NEUTRAL (based on recent headlines)
Catalyst Identification: No upcoming earnings or regulatory events announced. The market is focused on general macroeconomic trends and sector performance.
Market Narrative: Technical momentum signals a potential upswing, while neutral news sentiment and mixed volume trends create uncertainty.
Risk & Volatility Assessment
Beta Interpretation: High risk relative to the market (beta: 1.40)
Volatility Regime: High volatility regime, with stock movements more pronounced than those of the market
Options Market Signals: No options data available for analysis
Downside Protection: Support levels at $18.64 and $18.27 (SMA 50) provide some downside protection.
Market Context & Positioning
Sector Performance: AESR is performing in line with its sector, with no significant divergence from the market trend.
Institutional Activity: Mixed institutional interest signals, with some buying and selling activity detected.
Correlation Analysis: The stock has a moderate correlation (0.65) with the broader market.
Relative Valuation: AESR appears to be trading within a relatively tight range, with no significant deviations from its mean price level.
Key Levels & Action Items
Critical Price Levels:
- Resistance: $20.11 (Bollinger Band Upper)
- Support: $18.64 (Bollinger Band Lower)
Breakout/Breakdown Levels: No immediate breakout or breakdown levels identified.
Time-Sensitive Catalysts: No imminent earnings or regulatory events announced.
Risk Management: Stop-loss levels at $19.50 and position sizing considerations should be implemented to manage risk.
This comprehensive analysis provides an objective evaluation of AESR's technical, news, and market dynamics. The report highlights the potential for a bullish trend, driven by MACD momentum signals, while also acknowledging high volatility and the lack of recent earnings data as risks to the investment.
Generated
News
All AESR news →
Seeking AlphaT3·33mo ago
Seeking AlphaT3·42mo ago
Seeking AlphaT3·45mo ago
AESR Options Activity & IV Rank
Loading options activity...
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
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pts
EXTREME
ATM — / Wing —
30 DTE / 10d
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—
pts
EXTREME
ATM — / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Risk Metrics
Beta: 1.5062
Alpha: -22.95%
Correlation: 0.6870
R-Squared: 47.2%
Stock Volatility: 28.0%
Market Volatility: 12.8%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
AESR Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
AESR Constituent Performance
Click any bar to view the full quote for that stock.
AESR Constituents (27 of 27)
| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
|---|---|---|---|---|---|---|
| ARKW | ARK Next Generation Internet E | 16.80% | $154.85 | -3.67% | -4.39% | -6.37% |
| SOXX | iShares Semiconductor ETF | 16.12% | $477.59 | -6.42% | -7.21% | -15.63% |
| SPY | State Street SPDR S&P 500 ETF | 15.57% | $763.35 | -1.26% | -1.09% | -0.50% |
| IHE | iShares U.S. Pharmaceuticals E | 10.37% | $104.75 | +1.92% | +3.59% | +2.35% |
| IYG | iShares U.S. Financial Service | 7.01% | $94.36 | +0.68% | +1.99% | +2.54% |
| KBWB | Invesco KBW Bank ETF | 5.97% | $88.11 | +0.03% | +1.73% | -1.03% |
| XLI | State Street Industrial Select | 5.44% | $165.9 | -1.43% | -1.19% | -1.74% |
| KIE | State Street SPDR S&P Insuranc | 2.86% | $64.16 | +1.60% | +3.72% | +7.52% |
| XLP | State Street Consumer Staples | 1.89% | $89.52 | +2.76% | +3.27% | +9.57% |
| XHB | State Street SPDR S&P Homebuil | 1.46% | $98.52 | +3.05% | +2.89% | +1.78% |
| IYT | iShares U.S. Transportation ET | 1.13% | $81.69 | +2.16% | +0.96% | +3.50% |
| ROST | Ross Stores Inc | 0.89% | $235.93 | +0.75% | +0.47% | +0.22% |
| CASY | Casey's General Stores Inc | 0.83% | $712.58 | +2.50% | +5.78% | +18.99% |
| LFUS | Littelfuse Inc | 0.82% | $357.58 | -8.23% | -8.74% | -15.10% |
| CSX | CSX Corp | 0.80% | $51.7 | +6.82% | +6.18% | +10.12% |
| MSGS | Madison Square Garden Sports C | 0.79% | $394.1 | -4.43% | -2.61% | -2.09% |
| DAR | Darling Ingredients Inc | 0.78% | $56.34 | -4.66% | -7.45% | -8.75% |
| PWR | Quanta Services Inc | 0.78% | $556.86 | -7.37% | -13.29% | -13.46% |
| TRGP | Targa Resources Corp | 0.77% | $289.27 | -2.14% | +2.38% | +2.16% |
| KEYS | Keysight Technologies Inc | 0.77% | $313.21 | -8.24% | -8.44% | -12.40% |
| FIX | Comfort Systems USA Inc | 0.76% | $1281.39 | -8.55% | -13.49% | -22.03% |
| JBL | Jabil Inc | 0.73% | $263 | -6.40% | -8.41% | -15.35% |
| ESI | Element Solutions Inc | 0.71% | $34.01 | -6.41% | -4.28% | -1.42% |
| ECG | Everus Construction Group Inc | 0.70% | $96.92 | -8.57% | -13.21% | -16.95% |
| CRS | Carpenter Technology Corp | 0.68% | $287.01 | -22.04% | -24.58% | -28.40% |
| CAT | Caterpillar Inc | 0.67% | $702.57 | -5.09% | -4.50% | -12.75% |
| MTZ | MasTec Inc | 0.53% | $172.59 | -4.63% | -9.94% | -18.57% |