LPL Financial LLC — 13F Holdings & Portfolio
CIK 1403438 · latest 13F-HR filed 2026-05-06
LPL Financial LLC manages $376.56B in 13F-reported U.S. long-equity assets across 5,964 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IVV (2.01%), SPY (1.72%), QQQ (1.62%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 312 new positions, exited 198, added to 2,516, and trimmed 1,867.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$376.56B
Long-equity book
5,964
Distinct positions
2026-03-31
Filed 2026-05-06
+312 / −198 / ↑2516 / ↓1867
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$1.40B +132.6%
- VANGUARD SCOTTSDALE FDS$845.6M +85.0%
- ISHARES TR$634.9M +258.4%
- ISHARES TR$518.1M +14.2%
- LITMAN GREGORY FDS TR$505.8M +319.8%
Top Trims
- VANGUARD INDEX FDS-$1.41B -29.8%
- ISHARES TR-$1.17B -75.2%
- MICROSOFT CORP-$1.01B -20.9%
- ISHARES TR-$906.3M -49.4%
- INVESCO QQQ TR-$497.0M -7.5%
New Positions
- BLACKROCK ETF TRUST$462.1M
- ISHARES TR$290.2M
- ASTRAZENECA PLC$128.5M
- AMCOR PLC$73.4M
- NOMURA ETF TR$49.7M
Exited Positions
- ASTRAZENECA PLC$106.0M
- AMCOR PLC$62.5M
- NUVEEN S&P 500 BUY-WRITE INC$25.3M
- CYBERARK SOFTWARE LTD$22.0M
- BLACKROCK ETF TRUST$7.5M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $7.57B | 2.01% | 11,586,990 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $6.48B | 1.72% | 9,962,967 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $6.09B | 1.62% | 10,558,431 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $6.01B | 1.60% | 23,695,604 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.84B | 1.55% | 33,503,160 | SH |
| 6 | SPDR SERIES TRUST | SPYM | 78464A854 | $4.49B | 1.19% | 58,660,538 | SH |
| 7 | ISHARES TR | IEFA | 46432F842 | $4.17B | 1.11% | 46,029,515 | SH |
| 8 | SPDR SERIES TRUST | SPYG | 78464A409 | $3.90B | 1.04% | 39,830,479 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $3.83B | 1.02% | 10,337,597 | SH |
| 10 | VANGUARD INDEX FDS | VOO | 922908363 | $3.83B | 1.02% | 6,401,368 | SH |
| 11 | ISHARES INC | IEMG | 46434G103 | $3.64B | 0.97% | 52,231,526 | SH |
| 12 | AMAZON COM INC | AMZN | 023135106 | $3.49B | 0.93% | 16,776,756 | SH |
| 13 | VANGUARD INDEX FDS | VTI | 922908769 | $3.31B | 0.88% | 10,325,305 | SH |
| 14 | ISHARES TR | GOVT | 46429B267 | $3.23B | 0.86% | 140,890,662 | SH |
| 15 | ISHARES TR | QUAL | 46432F339 | $3.10B | 0.82% | 16,156,372 | SH |
| 16 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $3.06B | 0.81% | 71,850,473 | SH |
| 17 | SPDR SERIES TRUST | SPYV | 78464A508 | $2.91B | 0.77% | 51,485,691 | SH |
| 18 | ISHARES TR | MBB | 464288588 | $2.66B | 0.71% | 27,984,290 | SH |
| 19 | ALPHABET INC | GOOGL | 02079K305 | $2.55B | 0.68% | 8,883,479 | SH |
| 20 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $2.55B | 0.68% | 43,801,022 | SH |
| 21 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $2.50B | 0.66% | 10,526,183 | SH |
| 22 | VANGUARD SCOTTSDALE FDS | VONV | 92206C714 | $2.45B | 0.65% | 26,151,759 | SH |
| 23 | ISHARES TR | IVW | 464287309 | $2.36B | 0.63% | 20,889,253 | SH |
| 24 | VANGUARD INDEX FDS | VUG | 922908736 | $2.36B | 0.63% | 5,395,832 | SH |
| 25 | ISHARES TR | IUSG | 464287671 | $2.23B | 0.59% | 14,379,337 | SH |
| 26 | ISHARES TR | IVE | 464287408 | $2.22B | 0.59% | 10,505,241 | SH |
| 27 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $2.21B | 0.59% | 32,332,134 | SH |
| 28 | VANGUARD INDEX FDS | VTV | 922908744 | $2.19B | 0.58% | 11,180,221 | SH |
| 29 | ISHARES TR | IUSB | 46434V613 | $2.18B | 0.58% | 47,282,506 | SH |
| 30 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $2.11B | 0.56% | 52,561,577 | SH |
| 31 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $2.09B | 0.55% | 15,714,943 | SH |
| 32 | ISHARES TR | IJR | 464287804 | $2.07B | 0.55% | 16,639,004 | SH |
| 33 | BROADCOM INC | AVGO | 11135F101 | $2.06B | 0.55% | 6,643,394 | SH |
| 34 | SPDR GOLD TR | GLD | 78463V107 | $2.04B | 0.54% | 4,735,301 | SH |
| 35 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $1.84B | 0.49% | 16,782,350 | SH |
| 36 | ALPHABET INC | GOOG | 02079K107 | $1.79B | 0.47% | 6,225,801 | SH |
| 37 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.78B | 0.47% | 27,795,967 | SH |
| 38 | META PLATFORMS INC | META | 30303M102 | $1.77B | 0.47% | 3,087,517 | SH |
| 39 | ISHARES TR | IUSV | 464287663 | $1.76B | 0.47% | 17,225,624 | SH |
| 40 | SPDR SERIES TRUST | SPIB | 78464A375 | $1.74B | 0.46% | 51,974,915 | SH |
| 41 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $1.74B | 0.46% | 38,025,802 | SH |
| 42 | ISHARES TR | IWF | 464287614 | $1.64B | 0.43% | 3,839,355 | SH |
| 43 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.63B | 0.43% | 3,408,718 | SH |
| 44 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $1.59B | 0.42% | 47,103,344 | SH |
| 45 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.59B | 0.42% | 5,390,938 | SH |
| 46 | ISHARES TR | IJH | 464287507 | $1.56B | 0.41% | 23,069,377 | SH |
| 47 | ISHARES TR | EFV | 464288877 | $1.55B | 0.41% | 20,848,511 | SH |
| 48 | SPDR SERIES TRUST | SPTI | 78464A672 | $1.54B | 0.41% | 53,851,890 | SH |
| 49 | SPDR SERIES TRUST | BIL | 78468R663 | $1.54B | 0.41% | 16,776,336 | SH |
| 50 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.51B | 0.40% | 7,002,475 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-06 | $376.56B | 5,964 | 0001403438-26-000002 |
| 2025-12-31 | 2026-02-11 | $366.18B | 5,869 | 0001403438-26-000001 |