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LPL Financial LLC — 13F Holdings & Portfolio

CIK 1403438 · latest 13F-HR filed 2026-08-07

Backtest portfolio

LPL Financial LLC manages $445.10B in 13F-reported U.S. long-equity assets across 6,201 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (2.49%), QQQ (1.75%), SPY (1.66%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 393 new positions, exited 169, added to 3,519, and trimmed 1,281.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
4707 EXECUTIVE DRIVE
SAN DIEGO, CA 92121
Phone
(704) 733-3300
Filing Manager
LPL Financial LLC
FORT MILL, SC
Signatory
Kirk Evangeliou
SVP
Loading holdings…
AUM

$445.10B

Long-equity book

Holdings

6,201

Distinct positions

Period

2026-06-30

Filed 2026-08-07

Q/Q Activity

+393 / −169 / ↑3519 / ↓1281

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$3.50B +46.3%
  • INVESCO QQQ TR$1.72B +28.2%
  • MICRON TECHNOLOGY INC$1.33B +285.6%
  • SPDR SERIES TRUST$1.08B +24.0%
  • INVESCO EXCH TRADED FD TR II$1.05B +42.1%
Show all 3519 →

Top Trims

  • ISHARES TR-$517.1M -33.4%
  • SPDR GOLD TR-$389.2M -19.1%
  • ISHARES TR-$349.0M -63.3%
  • EXXON MOBIL CORP-$240.6M -19.9%
  • BLACKROCK ETF TRUST II-$187.5M -22.9%
Show all 1281 →

New Positions

  • BLACKROCK ETF TRUST$609.6M
  • BLACKROCK ETF TRUST$471.6M
  • BLACKROCK ETF TRUST II$344.7M
  • SPACE EXPLORATION TECHN CORP$298.9M
  • BLACKROCK ETF TRUST$142.2M
Show all 393 →

Exited Positions

  • HONEYWELL INTL INC$252.5M
  • DUPONT DE NEMOURS INC$20.8M
  • CARNIVAL CORP$20.2M
  • COTERRA ENERGY INC$14.6M
  • ISHARES TR$7.8M
Show all 169 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $11.07B 2.49% 14,782,609 SH
2 INVESCO QQQ TR QQQ 46090E103 $7.81B 1.75% 10,606,761 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $7.39B 1.66% 9,899,502 SH
4 APPLE INC AAPL 037833100 $7.02B 1.58% 24,255,694 SH
5 NVIDIA CORPORATION NVDA 67066G104 $6.86B 1.54% 34,302,392 SH
6 SPDR SERIES TRUST SPYM 78464A854 $5.57B 1.25% 63,355,614 SH
7 SPDR SERIES TRUST SPYG 78464A409 $4.83B 1.09% 40,632,371 SH
8 ISHARES TR IEFA 46432F842 $4.61B 1.04% 47,763,542 SH
9 VANGUARD INDEX FDS VOO 922908363 $4.55B 1.02% 6,623,289 SH
10 AMAZON COM INC AMZN 023135106 $4.08B 0.92% 17,124,075 SH
11 MICROSOFT CORP MSFT 594918104 $4.01B 0.90% 10,760,740 SH
12 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $4.00B 0.90% 81,072,273 SH
13 ISHARES INC IEMG 46434G103 $3.98B 0.89% 48,071,491 SH
14 VANGUARD INDEX FDS VTI 922908769 $3.81B 0.86% 10,308,028 SH
15 ISHARES TR GOVT 46429B267 $3.70B 0.83% 162,613,206 SH
16 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $3.55B 0.80% 11,727,434 SH
17 BLACKROCK ETF TRUST DYNF 09290C103 $3.32B 0.75% 48,787,074 SH
18 ALPHABET INC GOOGL 02079K305 $3.25B 0.73% 9,098,048 SH
19 SPDR SERIES TRUST SPYV 78464A508 $3.16B 0.71% 52,010,628 SH
20 SELECT SECTOR SPDR TR XLK 81369Y803 $3.01B 0.68% 15,806,183 SH
21 ISHARES TR IVW 464287309 $2.97B 0.67% 21,564,794 SH
22 ISHARES TR QUAL 46432F339 $2.93B 0.66% 13,335,529 SH
23 VANGUARD SCOTTSDALE FDS VONV 92206C714 $2.88B 0.65% 27,064,856 SH
24 VANGUARD INDEX FDS VUG 922908736 $2.87B 0.65% 33,367,717 SH
25 ISHARES TR IUSB 46434V613 $2.87B 0.64% 62,170,177 SH
26 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $2.83B 0.64% 34,938,293 SH
27 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $2.83B 0.64% 59,907,998 SH
28 ISHARES TR IUSG 464287671 $2.75B 0.62% 14,626,998 SH
29 BROADCOM INC AVGO 11135F101 $2.60B 0.58% 6,883,612 SH
30 ISHARES TR MBB 464288588 $2.56B 0.58% 27,128,190 SH
31 VANGUARD INDEX FDS VTV 922908744 $2.50B 0.56% 11,459,495 SH
32 ISHARES TR IJR 464287804 $2.42B 0.54% 16,331,080 SH
33 ALPHABET INC GOOG 02079K107 $2.30B 0.52% 6,521,116 SH
34 ISHARES TR IVE 464287408 $2.19B 0.49% 9,632,373 SH
35 VANGUARD SCOTTSDALE FDS VONG 92206C680 $2.18B 0.49% 17,043,233 SH
36 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.02B 0.45% 28,400,304 SH
37 SPDR INDEX SHS FDS SPDW 78463X889 $1.97B 0.44% 39,005,504 SH
38 SPDR SERIES TRUST SPIB 78464A375 $1.95B 0.44% 58,146,645 SH
39 ISHARES TR IUSV 464287663 $1.92B 0.43% 17,438,274 SH
40 ISHARES TR IWF 464287614 $1.92B 0.43% 15,446,900 SH
41 VANECK ETF TRUST SMH 92189F676 $1.89B 0.43% 2,887,567 SH
42 MICRON TECHNOLOGY INC MU 595112103 $1.80B 0.40% 1,557,834 SH
43 META PLATFORMS INC META 30303M102 $1.79B 0.40% 3,186,464 SH
44 ISHARES TR IJH 464287507 $1.77B 0.40% 22,963,213 SH
45 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.75B 0.39% 3,501,987 SH
46 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $1.73B 0.39% 47,463,109 SH
47 JPMORGAN CHASE & CO JPM 46625H100 $1.72B 0.39% 5,252,268 SH
48 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.69B 0.38% 7,131,746 SH
49 SPDR GOLD TR GLD 78463V107 $1.65B 0.37% 4,474,651 SH
50 ISHARES TR DGRO 46434V621 $1.61B 0.36% 21,292,882 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $445.10B 6,201 0001403438-26-000004
2026-03-31 2026-05-06 $376.56B 5,964 0001403438-26-000002
2025-12-31 2026-02-11 $366.18B 5,869 0001403438-26-000001