CALDWELL SUTTER CAPITAL, INC. — 13F Holdings & Portfolio
CIK 702007 · latest 13F-HR filed 2026-05-06
CALDWELL SUTTER CAPITAL, INC. manages $245.9M in 13F-reported U.S. long-equity assets across 894 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (4.81%), PPIH (2.84%), CAT (2.36%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 40 new positions, exited 23, added to 319, and trimmed 276.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$245.9M
Long-equity book
894
Distinct positions
2026-03-31
Filed 2026-05-06
+40 / −23 / ↑319 / ↓276
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- KINETIK HOLDINGS INC COM$3.1M +117.4%
- ISHARES TR$1.6M +55.2%
- CHEVRON CORPORATION$895.2K +34.7%
- CATERPILLAR INC$869.2K +17.6%
- SENECA FOODS CORP$809.6K +36.6%
Top Trims
- APPLE INC-$1.4M -10.4%
- MICROSOFT CORP-$838.9K -23.7%
- INTUIT-$718.8K -34.2%
- VISA INC-$704.7K -15.3%
- DONEGAL GROUP INC-$594.4K -14.0%
New Positions
- EMBRAER S.A.$553.2K
- METROCITY BANKSHARES INC$164.6K
- FS SPECIALTY LENDING FD$143.3K
- BARK INC$96.9K
- UNITY SOFTWARE INC$56.8K
Exited Positions
- OLD MKT CAP CORP$632.2K
- VALARIS LTD$302.4K
- COHEN & STEERS REIT & PFD &$24.2K
- BLOCK INC$21.2K
- BROOKFIELD REAL ASSETS INCOM$19.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $11.8M | 4.81% | 46,573 | SH |
| 2 | PERMA-PIPE INTL HLDGS INC | PPIH | 714167103 | $7.0M | 2.84% | 234,238 | SH |
| 3 | CATERPILLAR INC | CAT | 149123101 | $5.8M | 2.36% | 8,180 | SH |
| 4 | KINETIK HOLDINGS INC COM | KNTK | 02215L209 | $5.7M | 2.33% | 118,570 | SH |
| 5 | PLUMAS BANCORP | PLBC | 729273102 | $5.2M | 2.11% | 106,283 | SH |
| 6 | MSA SAFETY INC | MSA | 553498106 | $4.8M | 1.95% | 29,279 | SH |
| 7 | SUMMIT ST BK SANTA ROSA CALIF | SSBI | 866264203 | $4.6M | 1.89% | 347,063 | SH |
| 8 | ISHARES TR | SGOV | 46436E718 | $4.4M | 1.80% | 43,934 | SH |
| 9 | VISA INC | V | 92826C839 | $3.9M | 1.59% | 12,921 | SH |
| 10 | DONEGAL GROUP INC | DGICA | 257701201 | $3.6M | 1.48% | 212,303 | SH |
| 11 | CHEVRON CORPORATION | CVX | 166764100 | $3.5M | 1.41% | 16,812 | SH |
| 12 | BERKSHIRE HATHAWA INC DEL | BRK.B | 084670702 | $3.4M | 1.39% | 7,114 | SH |
| 13 | ISHARES TR | IVV | 464287200 | $3.1M | 1.28% | 4,821 | SH |
| 14 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.1M | 1.24% | 14,211 | SH |
| 15 | SENECA FOODS CORP | SENEA | 817070501 | $3.0M | 1.23% | 19,996 | SH |
| 16 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.0M | 1.22% | 3,013 | SH |
| 17 | MODINE MFG CO | MOD | 607828100 | $2.8M | 1.14% | 12,939 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $2.7M | 1.10% | 7,279 | SH |
| 19 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.6M | 1.08% | 8,996 | SH |
| 20 | PARKE BANCORP INC | PKBK | 700885106 | $2.6M | 1.05% | 91,336 | SH |
| 21 | BAYCOM CORP | BCML | 07272M107 | $2.4M | 0.97% | 80,010 | SH |
| 22 | EXXON MOBIL CORP | XOM | 30231G102 | $2.4M | 0.96% | 13,877 | SH |
| 23 | AMERICAN EXPRESS CO | AXP | 025816109 | $2.2M | 0.90% | 7,338 | SH |
| 24 | FIRSTSUN CAP BANCORP | FSUN | 33767U107 | $2.1M | 0.86% | 58,322 | SH |
| 25 | CISCO SYS INC | CSCO | 17275R102 | $2.1M | 0.85% | 27,051 | SH |
| 26 | KAYNE ANDERSON ENERGY INFRSTR | KYN | 486606106 | $2.0M | 0.82% | 141,072 | SH |
| 27 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $2.0M | 0.81% | 8,254 | SH |
| 28 | VANGUARD INDEX FDS | VTI | 922908769 | $2.0M | 0.80% | 6,128 | SH |
| 29 | ISHARES TR | IGM | 464287549 | $1.9M | 0.76% | 15,720 | SH |
| 30 | PFIZER INC | PFE | 717081103 | $1.9M | 0.76% | 66,343 | SH |
| 31 | META PLATFORMS INC | META | 30303M102 | $1.8M | 0.72% | 3,115 | SH |
| 32 | PEPSICO INC | PEP | 713448108 | $1.8M | 0.72% | 11,474 | SH |
| 33 | NEW ENGLAND RLTY ASSOC LTD P | NEN | 644206104 | $1.7M | 0.71% | 29,019 | SH |
| 34 | COMMUNITY WEST BANCSHARES | CWBC | 203937107 | $1.7M | 0.70% | 74,077 | SH |
| 35 | BANNER CORP | BANR | 06652V208 | $1.7M | 0.70% | 28,261 | SH |
| 36 | UNION PAC CORP | UNP | 907818108 | $1.6M | 0.64% | 6,519 | SH |
| 37 | FIRST INTERNET BANCORP | INBK | 320557101 | $1.6M | 0.64% | 76,899 | SH |
| 38 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.6M | 0.64% | 6,405 | SH |
| 39 | MECHANICS BANCORP | MCHB | 43785V102 | $1.5M | 0.62% | 103,285 | SH |
| 40 | BARINGS CORPORATE INVS | MCI | 06759X107 | $1.4M | 0.59% | 83,984 | SH |
| 41 | GOLD COM INC | GOLD | 00181T107 | $1.4M | 0.58% | 35,802 | SH |
| 42 | AMREP CORP | AXR | 032159105 | $1.4M | 0.57% | 49,472 | SH |
| 43 | INTUIT | INTU | 461202103 | $1.4M | 0.56% | 3,194 | SH |
| 44 | NATURAL ALTERNATIVES INTL INC | NAII | 638842302 | $1.3M | 0.53% | 498,792 | SH |
| 45 | INTERGROUP CORP | INTG | 458685104 | $1.3M | 0.52% | 33,228 | SH |
| 46 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $1.3M | 0.52% | 25,251 | SH |
| 47 | HERSHEY CO | HSY | 427866108 | $1.3M | 0.51% | 6,060 | SH |
| 48 | CENTRAL SECS CORP | CET | 155123102 | $1.2M | 0.49% | 24,264 | SH |
| 49 | WILEY JOHN & SONS INC | WLY | 968223206 | $1.2M | 0.49% | 31,535 | SH |
| 50 | WISDOMTREE TR | USFR | 97717Y527 | $1.2M | 0.49% | 23,854 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-06 | $245.9M | 894 | 0000702007-26-000007 |
| 2025-12-31 | 2026-01-30 | $235.9M | 877 | 0000702007-26-000002 |