CALDWELL SUTTER CAPITAL, INC. — 13F Holdings & Portfolio
CIK 702007 · latest 13F-HR filed 2026-08-05
CALDWELL SUTTER CAPITAL, INC. manages $265.2M in 13F-reported U.S. long-equity assets across 930 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (5.09%), CAT (3.21%), PPIH (2.38%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 69 new positions and exited 33; 446 existing positions rose in reported value and 201 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-05
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- CATERPILLAR INC$2.7M +46.9%
- APPLE INC$1.7M +14.2%
- PLUMAS BANCORP$1.0M +19.7%
- CISCO SYS INC$951.9K +45.4%
- INTEL CORP$926.0K +174.0%
Top Trims
- MODINE MFG CO-$790.9K -28.2%
- CHEVRON CORPORATION-$683.0K -19.6%
- PERMA-PIPE INTL HLDGS INC-$675.1K -9.7%
- INTUIT-$540.6K -39.1%
- PFIZER INC-$491.3K -26.4%
New Positions
- EXXONMOBIL HOLDINGS CORP COM$1.9M
- CAL MAINE FOODS INC$896.2K
- HONEYWELL INTL INC$513.9K
- HONEYWELL AEROSPACE INC$505.8K
- FERMI INC$183.2K
Exited Positions
- EXXON MOBIL CORP$2.4M
- HONEYWELL INTL INC$1.1M
- DONEGAL GROUP INC$260.3K
- CARNIVAL CORP$195.5K
- FIRST FNDTN INC$108.0K
CALDWELL SUTTER CAPITAL, INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $13.5M | 5.09% | 46,641 | SH |
| 2 | CATERPILLAR INC | CAT | 149123101 | $8.5M | 3.21% | 7,994 | SH |
| 3 | PERMA-PIPE INTL HLDGS INC | PPIH | 714167103 | $6.3M | 2.38% | 231,638 | SH |
| 4 | PLUMAS BANCORP | PLBC | 729273102 | $6.2M | 2.34% | 106,283 | SH |
| 5 | KINETIK HOLDINGS INC COM | KNTK | 02215L209 | $5.7M | 2.15% | 117,726 | SH |
| 6 | MSA SAFETY INC | MSA | 553498106 | $5.0M | 1.90% | 28,879 | SH |
| 7 | ISHARES TR | SGOV | 46436E718 | $5.0M | 1.90% | 50,024 | SH |
| 8 | SUMMIT ST BK SANTA ROSA CALIF | SSBI | 866264203 | $4.7M | 1.79% | 349,284 | SH |
| 9 | VISA INC | V | 92826C839 | $4.4M | 1.66% | 12,850 | SH |
| 10 | DONEGAL GROUP INC | DGICA | 257701201 | $4.3M | 1.61% | 226,439 | SH |
| 11 | BERKSHIRE HATHAWA INC DEL | BRK.B | 084670702 | $4.1M | 1.53% | 8,096 | SH |
| 12 | ISHARES TR | IVV | 464287200 | $3.6M | 1.35% | 4,770 | SH |
| 13 | SENECA FOODS CORP | SENEA | 817070501 | $3.4M | 1.29% | 19,596 | SH |
| 14 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.4M | 1.28% | 14,323 | SH |
| 15 | CISCO SYS INC | CSCO | 17275R102 | $3.1M | 1.15% | 25,973 | SH |
| 16 | PARKE BANCORP INC | PKBK | 700885106 | $3.0M | 1.14% | 91,336 | SH |
| 17 | CHEVRON CORPORATION | CVX | 166764100 | $2.8M | 1.05% | 16,865 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $2.8M | 1.04% | 7,414 | SH |
| 19 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $2.8M | 1.04% | 2,948 | SH |
| 20 | BAYCOM CORP | BCML | 07272M107 | $2.6M | 0.99% | 80,010 | SH |
| 21 | ISHARES TR | IGM | 464287549 | $2.5M | 0.93% | 15,120 | SH |
| 22 | FIRSTSUN CAP BANCORP | FSUN | 33767U107 | $2.4M | 0.89% | 60,912 | SH |
| 23 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.3M | 0.88% | 7,167 | SH |
| 24 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $2.3M | 0.88% | 8,292 | SH |
| 25 | VANGUARD INDEX FDS | VTI | 922908769 | $2.2M | 0.83% | 5,982 | SH |
| 26 | COMMUNITY WEST BANCSHARES | CWBC | 203937107 | $2.1M | 0.80% | 78,625 | SH |
| 27 | FIRST INTERNET BANCORP | INBK | 320557101 | $2.1M | 0.79% | 74,899 | SH |
| 28 | MODINE MFG CO | MOD | 607828100 | $2.0M | 0.76% | 7,539 | SH |
| 29 | KAYNE ANDERSON ENERGY INFRSTR | KYN | 486606106 | $2.0M | 0.74% | 141,106 | SH |
| 30 | AMERICAN EXPRESS CO | AXP | 025816109 | $1.9M | 0.73% | 5,739 | SH |
| 31 | EXXONMOBIL HOLDINGS CORP COM | XOM | 30233Q108 | $1.9M | 0.71% | 13,755 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $1.8M | 0.68% | 3,189 | SH |
| 33 | UNION PAC CORP | UNP | 907818108 | $1.8M | 0.68% | 6,602 | SH |
| 34 | BANNER CORP | BANR | 06652V208 | $1.7M | 0.65% | 26,074 | SH |
| 35 | NEW ENGLAND RLTY ASSOC LTD P | NEN | 644206104 | $1.7M | 0.64% | 29,019 | SH |
| 36 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.7M | 0.63% | 6,576 | SH |
| 37 | MECHANICS BANCORP | MCHB | 43785V102 | $1.6M | 0.62% | 103,285 | SH |
| 38 | ELECTRO-SENSORS INC | ELSE | 285233102 | $1.6M | 0.61% | 212,600 | SH |
| 39 | INTERGROUP CORP | INTG | 458685104 | $1.6M | 0.60% | 32,889 | SH |
| 40 | PEPSICO INC | PEP | 713448108 | $1.6M | 0.59% | 11,518 | SH |
| 41 | AMERICAN RLTY INVS INC | ARL | 029174109 | $1.5M | 0.58% | 69,222 | SH |
| 42 | WILEY JOHN & SONS INC | WLY | 968223206 | $1.5M | 0.58% | 31,535 | SH |
| 43 | CENTRAL SECS CORP | CET | 155123102 | $1.5M | 0.56% | 28,121 | SH |
| 44 | BARINGS CORPORATE INVS | MCI | 06759X107 | $1.5M | 0.56% | 83,984 | SH |
| 45 | INTEL CORP | INTC | 458140100 | $1.5M | 0.55% | 10,443 | SH |
| 46 | GOLD COM INC | GOLD | 00181T107 | $1.4M | 0.55% | 34,767 | SH |
| 47 | PFIZER INC | PFE | 717081103 | $1.4M | 0.52% | 56,959 | SH |
| 48 | WISDOMTREE TR | USFR | 97717Y527 | $1.3M | 0.50% | 26,526 | SH |
| 49 | SMARTFINANCIAL INC | SMBK | 83190L208 | $1.3M | 0.50% | 28,431 | SH |
| 50 | ABBVIE INC | ABBV | 00287Y109 | $1.3M | 0.49% | 5,152 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-05 | $265.2M | 930 | 0000702007-26-000009 |
| 2026-03-31 | 2026-05-06 | $245.9M | 894 | 0000702007-26-000007 |
| 2025-12-31 | 2026-01-30 | $235.9M | 877 | 0000702007-26-000002 |
SAUSALITO, CA 94965-3324