Wealth Enhancement Trust Services, Inc. — 13F Holdings & Portfolio
CIK 2067696 · latest 13F-HR filed 2026-10-07
Wealth Enhancement Trust Services, Inc. manages $936.6M in 13F-reported U.S. long-equity assets across 1,120 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AFIF (6.19%), AAPL (3.53%), SPHQ (3.44%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 50 new positions and exited 799; 183 existing positions rose in reported value and 402 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$936.6M
Long-equity book
Holdings
1,120
Distinct positions
Period
2026-09-30
Filed 2026-10-07
Q/Q Activity
+50 / −799 / ↑183 / ↓402
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AFIF6.6% · +12%AAPL4.0% · +6%SPHQ3.6% · -4%MSFT3.0% · -4%NVDA2.7% · -14%IVV2.7% · +30%RLY2.6% · +3%GOOGL2.3% · -1%SPY1.8% · -17%DXJ1.7% · -9%BRK.A1.6% · 0%AMZN1.6% · 0%V1.5% · -4%JPM1.5% · +8%JNJ1.2% · -2%IMTM1.2% · +21%LMBS1.1% · +6%USVM1.1% · +47%VOO1.1% · -16%SCHX1.1% · -3%BIV1.0% · -6%VXUS1.0% · -16%PYLD0.9% · +82%BRK.B0.9% · -5%IBTI0.8% · newSMLF0.8% · -18%IBTJ0.8% · newMETA0.8% · +6%SCHM0.8% · -2%TLTW0.8% · newWMT0.8% · +6%AVGO0.8% · -15%AESR0.8% · -8%AVLV0.7% · +35%JMOM0.7% · +13%FNDF0.7% · +54%JAAA0.7% · +30%XMHQ0.7% · -21%JEPI0.7% · +2788%LLY0.7% · -10%AMD0.6% · +14%GOOG0.6% · -25%MU0.6% · +39%ICSH0.6% · +11%SNDK0.6% · +1464%IEF0.6% · -2%IJR0.6% · -1%JPST0.6% · +22%SHY0.6% · +256%AGG0.5% · -6%VOE0.5% · -24%JMTG0.5% · -4%CVX0.5% · -12%USMV0.5% · +31%VWO0.5% · +49%COST0.5% · -10%MRK0.4% · -3%IBTH0.4% · newVOT0.4% · -29%FTNT0.4% · +84%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 31.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 20, 2026.
Assets Under Management
$122.19B
Discretionary
$94.31B
Employees
1,700
Accounts
221,892
Address
505 N HIGHWAY 169
SUITE 900
PLYMOUTH, MN 55441
SUITE 900
PLYMOUTH, MN 55441
Phone
(763) 417-1700
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BROWNSTEIN, MICHELLE, ERIN Control | CHIEF NEW CLIENT DEVELOPMENT OFFICER since Mar 2025 | Less than 5% | Individual |
| BUTTERS, JONATHAN, WAYNE Control | CHIEF BUSINESS DEVELOPMENT OFFICER since Mar 2025 | Less than 5% | Individual |
| CAHN, JAMES, LOREN Control | CHAIR OF THE INVESTMENT COMMITTEE AND CHIEF STRATEGY OFFICER since Sep 2020 | Less than 5% | Individual |
| CARROLL-TRANSOM, AISLING, MARIE-PATRICIA Control | CHIEF PARTNER PROGRAMS OFFICER since Mar 2025 | Less than 5% | Individual |
| DEKKO, JEFFREY, THOMAS HAROLD Control | CHIEF MANAGER AND PRESIDENT since Feb 2003 | Less than 5% | Individual |
| DENARO, VICTORIA Control | ASSISTANT SECRETARY since Jun 2026 | Less than 5% | Individual |
| DIECKHAUS, JOSEPH, ALAN Control | CHIEF COMPLIANCE OFFICER since Apr 2024 | Less than 5% | Individual |
| RICE, WILLIAM, HENRY Control | SECRETARY since Jun 2026 | Less than 5% | Individual |
| SHIDEMAN, FREDERICK, JAMES Control | CHIEF PLATFORM OFFICER AND CHIEF INFORMATION SECURITY OFFICER since Jan 2020 | Less than 5% | Individual |
| STAMPF, DANIEL, THOMAS Control | CHIEF PRODUCT OFFICER since Mar 2025 | Less than 5% | Individual |
| VNAK, BRIAN, JAMES Control | CHIEF ADVISORY OFFICER since Apr 2021 | Less than 5% | Individual |
| WEALTH ENHANCEMENT GROUP, LLC Control | OWNER since Feb 2003 | 75% or more | Domestic Entity |
| WEISS, ERIC, GLENN Control | CHIEF GROWTH OFFICER since Jun 2022 | Less than 5% | Individual |
| WINDORSKI, KELLY, JOSEPH Control | CHIEF FINANCIAL OFFICER AND TREASURER since Jul 2016 | Less than 5% | Individual |
| ONEX AMERICAN HOLDINGS SUBCO LLC Control Indirect owner via ONEX PARTNERS HOLDINGS LLC | OWNER since May 2014 | 75% or more | Domestic Entity |
| ONEX CAPITAL V INTERNATIONAL GP LP Control Indirect owner via ONEX ISO LIMITED PARTNERSHIP | OWNER since Nov 2021 | 25–50% | Foreign Entity |
| ONEX CORPORATION Control Indirect owner via ONEX PARTNERS CANADIAN GP INC. | OWNER since Nov 2007 | 75% or more | Foreign Entity |
| ONEX ISO HOLDCO CORP. Control Indirect owner via WEG CONSOLIDATED, LLC | OWNER since Oct 2021 | 25–50% | Domestic Entity |
| ONEX ISO LIMITED PARTNERSHIP Control Indirect owner via ONEX ISO HOLDCO CORP. | OWNER since Aug 2021 | 75% or more | Domestic Entity |
| ONEX ISO LIMITED PARTNERSHIP Control Indirect owner via WEG BLOCKER, LLC | OWNER since Oct 2021 | 25–50% | Domestic Entity |
| ONEX OP V HOLDINGS SARL Control Indirect owner via ONEX CAPITAL V INTERNATIONAL GP LP | OWNER since Jun 2021 | 75% or more | Foreign Entity |
| ONEX PARTNERS CANADIAN GP INC. Control Indirect owner via ONEX PARTNERS V GP LIMITED | OWNER since Mar 2017 | 75% or more | Foreign Entity |
| ONEX PARTNERS HOLDINGS LLC Control Indirect owner via ONEX OP V HOLDINGS SARL | OWNER since Jun 2020 | 75% or more | Domestic Entity |
| ONEX PARTNERS V GP LIMITED Control Indirect owner via ONEX PARTNERS V GP LP | GENERAL PARTNER since Mar 2017 | General partner, trustee or manager | Foreign Entity |
| ONEX PARTNERS V GP LIMITED Control Indirect owner via ONEX ISO LIMITED PARTNERSHIP | GENERAL PARTNER since Sep 2021 | General partner, trustee or manager | Foreign Entity |
| ONEX PARTNERS V GP LIMITED Control Indirect owner via ONEX CAPITAL V INTERNATIONAL GP LP | GENERAL PARTNER since Mar 2020 | General partner, trustee or manager | Foreign Entity |
| ONEX PARTNERS V GP LP Control Indirect owner via ONEX PARTNERS V LP | GENERAL PARTNER since Mar 2017 | General partner, trustee or manager | Foreign Entity |
| ONEX PARTNERS V LP Control Indirect owner via ONEX ISO LIMITED PARTNERSHIP | OWNER since Aug 2021 | 75% or more | Foreign Entity |
| ONEX PRIVATE EQUITY HOLDINGS LLC Control Indirect owner via ONEX AMERICAN HOLDINGS SUBCO LLC | OWNER since Jul 2004 | 75% or more | Domestic Entity |
| TA XIII-A, L.P. Control Indirect owner via TA-WEG AGGREGATOR, LLC | OWNER since Oct 2021 | 75% or more | Foreign Entity |
| TA XIII-B, L.P. Control Indirect owner via WEG BLOCKER, LLC | OWNER since Feb 2019 | 25–50% | Foreign Entity |
| TA ASSOCIATES CAYMAN, LLC Control Indirect owner via TA ASSOCIATES XIII GP, L.P. | GENERAL PARTNER since Feb 2019 | General partner, trustee or manager | Foreign Entity |
| TA ASSOCIATES XIII GP, L.P. Control Indirect owner via TA XIII-A, L.P. | GENERAL PARTNER since Feb 2019 | General partner, trustee or manager | Foreign Entity |
| TA ASSOCIATES XIII GP, L.P. Control Indirect owner via TA XIII-B, L.P. | GENERAL PARTNER since Feb 2019 | General partner, trustee or manager | Foreign Entity |
| TA-WEG AGGREGATOR, LLC Control Indirect owner via WEG PARENT, LLC | OWNER since Oct 2019 | 25–50% | Domestic Entity |
| TA/WEG HOLDINGS, LLC Control Indirect owner via WEG HOLDINGS, LLC | OWNER since Oct 2019 | 75% or more | Domestic Entity |
| TA/WEG INTERMEDIATE HOLDINGS, LLC Control Indirect owner via TA/WEG HOLDINGS, LLC | OWNER since Oct 2019 | 75% or more | Domestic Entity |
| WEG BLOCKER, LLC Control Indirect owner via WEG PARENT, LLC | OWNER since Oct 2019 | 25–50% | Domestic Entity |
| WEG CONSOLIDATED, LLC Control Indirect owner via WEG SUB INTERMEDIATE HOLDINGS, LLC | OWNER since Aug 2021 | 75% or more | Domestic Entity |
| WEG HOLDINGS, LLC Control Indirect owner via WEG CONSOLIDATED, LLC | OWNER since Oct 2021 | 50–75% | Domestic Entity |
| WEG PARENT, LLC Control Indirect owner via TA/WEG INTERMEDIATE HOLDINGS, LLC | OWNER since Oct 2019 | 75% or more | Domestic Entity |
| WEG SUB HOLDINGS, LLC Control Indirect owner via WEALTH ENHANCEMENT GROUP, LLC | OWNER since Aug 2021 | 75% or more | Domestic Entity |
| WEG SUB INTERMEDIATE HOLDINGS, LLC Control Indirect owner via WEG SUB HOLDINGS, LLC | OWNER since Aug 2021 | 75% or more | Domestic Entity |
| ONEX CORPORATION Indirect owner via ONEX PRIVATE EQUITY HOLDINGS LLC | OWNER since Dec 2020 | 75% or more | Foreign Entity |
Ownership & leadership changes · 29 filings with changes since Dec 21, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 20, 2026 filing
- No longer listedBAKER, DONNA, MARIE · CORPORATE ADMINISTRATION DIRECTOR · Less than 5% · control person · listed since Oct 2021
Jul 2, 2026 filing
- No longer listedFURCHT, ELIZABETH, ANN · SECRETARY · Less than 5% · listed since Feb 2017
- AddedDENARO, VICTORIA · ASSISTANT SECRETARY · Less than 5% · control person
- AddedRICE, WILLIAM, HENRY · SECRETARY · Less than 5% · control person
Mar 28, 2025 filing
- AddedBROWNSTEIN, MICHELLE, ERIN · CHIEF NEW CLIENT DEVELOPMENT OFFICER · Less than 5% · control person
- AddedBUTTERS, JONATHAN, WAYNE · CHIEF BUSINESS DEVELOPMENT OFFICER · Less than 5% · control person
- AddedCARROLL-TRANSOM, AISLING, MARIE-PATRICIA · CHIEF PARTNER PROGRAMS OFFICER · Less than 5% · control person
- AddedSTAMPF, DANIEL, THOMAS · CHIEF PRODUCT OFFICER · Less than 5% · control person
- ChangedSHIDEMAN, FREDERICK, JAMES · title CHIEF TECHNOLOGY, INFORMATION SECURITY, PORTFOLIO ACCOUNT & TRADING OFFICER → CHIEF PLATFORM OFFICER AND CHIEF INFORMATION SECURITY OFFICER
Aug 23, 2024 filing
- AddedWEISS, ERIC, GLENN · CHIEF GROWTH OFFICER · Less than 5% · control person
- Listed againBAKER, DONNA, MARIE · CORPORATE ADMINISTRATION DIRECTOR · Less than 5% · control person
- ChangedCAHN, JAMES, LOREN · title CHIEF INVESTMENTS & BUSINESS DEVELOPMENT OFFICER → CHAIR OF THE INVESTMENT COMMITTEE AND CHIEF STRATEGY OFFICER
Jul 8, 2024 filing
- No longer listed1597257 ONTARIO INC. · OWNER · 75% or more · indirect via NEW PCO II INVESTMENTS LTD. · control person · listed since Dec 2016
- No longer listedAFIC CAPITAL LTD. · OWNER · 75% or more · indirect via 1597257 ONTARIO INC. · control person · listed since Apr 2016
- No longer listedNEW ONCAN CANADIAN HOLDINGS LTD. · OWNER · 75% or more · indirect via ONCAN CANADIAN HOLDINGS LTD. · control person · listed since Mar 2013
- No longer listedNEW PCO II INVESTMENTS LTD. · OWNER · 75% or more · indirect via OMIL HOLDINGS LIMITED · control person · listed since Mar 2017
- No longer listedOMIL HOLDINGS LIMITED · OWNER · 50–75% · indirect via ONEX CORPORATION · control person · listed since Feb 2003
- No longer listedONCAN CANADIAN HOLDINGS LTD. · OWNER · 75% or more · indirect via AFIC CAPITAL LTD. · control person · listed since Mar 2016
- No longer listedSCHWARTZ, GERALD, WILFRED · OWNER · 75% or more · indirect via NEW ONCAN CANADIAN HOLDINGS LTD. · control person · listed since Mar 2013
- ChangedONEX CORPORATION · indirect via ONEX PRIVATE EQUITY HOLDINGS LLC: no longer a control person
Apr 26, 2024 filing
- No longer listedONEX PARTNERS HOLDINGS LIMITED SARL · OWNER · 75% or more · indirect via ONEX PARTNERS V GP LP · control person · listed since Jun 2021
- No longer listedTA ASSOCIATES XIII GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person · listed since Feb 2019
- No longer listedTA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · OWNER · 25–50% · indirect via WEG PARENT, LLC · control person · listed since Oct 2019
- No longer listedWEG BLOCKER, LLC · OWNER · 75% or more · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person · listed since Oct 2019
- Added1597257 ONTARIO INC. · OWNER · 75% or more · indirect via NEW PCO II INVESTMENTS LTD. · control person
- AddedAFIC CAPITAL LTD. · OWNER · 75% or more · indirect via 1597257 ONTARIO INC. · control person
- AddedNEW ONCAN CANADIAN HOLDINGS LTD. · OWNER · 75% or more · indirect via ONCAN CANADIAN HOLDINGS LTD. · control person
- AddedNEW PCO II INVESTMENTS LTD. · OWNER · 75% or more · indirect via OMIL HOLDINGS LIMITED · control person
- AddedOMIL HOLDINGS LIMITED · OWNER · 50–75% · indirect via ONEX CORPORATION · control person
- AddedONCAN CANADIAN HOLDINGS LTD. · OWNER · 75% or more · indirect via AFIC CAPITAL LTD. · control person
- AddedONEX AMERICAN HOLDINGS SUBCO LLC · OWNER · 75% or more · indirect via ONEX PARTNERS HOLDINGS LLC · control person
- AddedONEX CAPITAL V INTERNATIONAL GP LP · OWNER · 25–50% · indirect via ONEX ISO LIMITED PARTNERSHIP · control person
- AddedONEX CORPORATION · OWNER · 75% or more · indirect via ONEX PRIVATE EQUITY HOLDINGS LLC · control person
- AddedONEX ISO LIMITED PARTNERSHIP · OWNER · 25–50% · indirect via WEG BLOCKER, LLC · control person
- AddedONEX OP V HOLDINGS SARL · OWNER · 75% or more · indirect via ONEX CAPITAL V INTERNATIONAL GP LP · control person
- AddedONEX PARTNERS HOLDINGS LLC · OWNER · 75% or more · indirect via ONEX OP V HOLDINGS SARL · control person
- AddedONEX PARTNERS V GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via ONEX ISO LIMITED PARTNERSHIP · control person
- AddedONEX PARTNERS V GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via ONEX CAPITAL V INTERNATIONAL GP LP · control person
- AddedONEX PRIVATE EQUITY HOLDINGS LLC · OWNER · 75% or more · indirect via ONEX AMERICAN HOLDINGS SUBCO LLC · control person
- AddedSCHWARTZ, GERALD, WILFRED · OWNER · 75% or more · indirect via NEW ONCAN CANADIAN HOLDINGS LTD. · control person
- AddedWEG BLOCKER, LLC · OWNER · 25–50% · indirect via WEG PARENT, LLC · control person
- ChangedTA XIII-B, L.P. · indirect via WEG BLOCKER, LLC: ownership 75% or more → 25–50%
- ChangedWEG HOLDINGS, LLC · indirect via WEG CONSOLIDATED, LLC: ownership 25–50% → 50–75%
Apr 15, 2024 filing
- No longer listedHANSEN, ELIZABETH, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2022
- AddedDIECKHAUS, JOSEPH, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 21, 2024 filing
- No longer listedTA ASSOCIATES CAYMAN LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA ASSOCIATES XIII GP, L.P. · control person · listed since Feb 2019
- AddedTA ASSOCIATES CAYMAN, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via TA ASSOCIATES XIII GP, L.P. · control person
Jun 16, 2023 filing
- No longer listedBAKER, DONNA, MARIE · CORPORATE ADMINISTRATION DIRECTOR · Less than 5% · control person · listed since Oct 2021
- No longer listedBLOCK, HAYLEY, SAFYAN · SVP OPERATIONS CLIENT EXPERIENCE · Less than 5% · control person · listed since Apr 2021
- No longer listedGODSELL, RANDELL, JOHN · SVP CHIEF INVESTMENT STRATEGIST · Less than 5% · control person · listed since Apr 2021
- No longer listedKALLSEN, TERRI, RAE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Sep 2020
- ChangedSHIDEMAN, FREDERICK, JAMES · title CHIEF INFORMATION SECURITY OFFICER → CHIEF TECHNOLOGY, INFORMATION SECURITY, PORTFOLIO ACCOUNT & TRADING OFFICER
- ChangedVNAK, BRIAN, JAMES · title SVP ADVISOR SERVICES → CHIEF ADVISORY OFFICER
Jul 5, 2022 filing
- No longer listedSEVERUD, KENNETH, JAMES · SVP COMPLIANCE · Less than 5% · control person · listed since Nov 2010
- No longer listedSHIDEMAN, FREDERICK · CHIEF INFORMATION SECURITY OFFICER · Less than 5% · control person · listed since Jan 2020
- AddedSHIDEMAN, FREDERICK, JAMES · CHIEF INFORMATION SECURITY OFFICER · Less than 5% · control person
Older changes (20 more filings)
May 13, 2022 filing
- No longer listedONEX ISO HOLDCO CORP. · OWNER · 25–50% · indirect via WEG SUB PARENT, LLC · control person · listed since Oct 2021
- No longer listedWEG HOLDINGS, LLC · OWNER · 25–50% · indirect via WEG SUB PARENT, LLC · control person · listed since Oct 2007
- No longer listedWEG SUB PARENT, LLC · OWNER · 75% or more · indirect via WEG SUB INTERMEDIATE HOLDINGS, LLC · control person · listed since Aug 2021
- AddedONEX ISO HOLDCO CORP. · OWNER · 25–50% · indirect via WEG CONSOLIDATED, LLC · control person
- AddedWEG CONSOLIDATED, LLC · OWNER · 75% or more · indirect via WEG SUB INTERMEDIATE HOLDINGS, LLC · control person
- AddedWEG HOLDINGS, LLC · OWNER · 25–50% · indirect via WEG CONSOLIDATED, LLC · control person
Mar 31, 2022 filing
- No longer listedSTEFANO, MICHAEL, WILLIAM · VP COMPLIANCE · Less than 5% · control person · listed since Mar 2005
- No longer listedTA XIII-B, L.P. · OWNER · 75% or more · indirect via TA/WEG BLOCKER, LLC · control person · listed since Feb 2019
- No longer listedTA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person · listed since Oct 2019
- No longer listedTA-WEG AGGREGATOR, LLC · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person · listed since Oct 2019
- No longer listedTA/WEG BLOCKER, LLC · OWNER · 75% or more · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person · listed since Oct 2019
- No longer listedTA/WEG PARENT, LLC · OWNER · 75% or more · indirect via TA/WEG INTERMEDIATE HOLDINGS, LLC · control person · listed since Oct 2019
- AddedTA XIII-B, L.P. · OWNER · 75% or more · indirect via WEG BLOCKER, LLC · control person
- AddedTA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · OWNER · 25–50% · indirect via WEG PARENT, LLC · control person
- AddedTA-WEG AGGREGATOR, LLC · OWNER · 25–50% · indirect via WEG PARENT, LLC · control person
- AddedWEG BLOCKER, LLC · OWNER · 75% or more · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person
- AddedWEG PARENT, LLC · OWNER · 75% or more · indirect via TA/WEG INTERMEDIATE HOLDINGS, LLC · control person
Feb 1, 2022 filing
- AddedBAKER, DONNA, MARIE · CORPORATE ADMINISTRATION DIRECTOR · Less than 5% · control person
- AddedBLOCK, HAYLEY, SAFYAN · SVP OPERATIONS CLIENT EXPERIENCE · Less than 5% · control person
- AddedHANSEN, ELIZABETH, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedVNAK, BRIAN, JAMES · SVP ADVISOR SERVICES · Less than 5% · control person
- ChangedGODSELL, RANDELL, JOHN · title VP, CHIEF INVESTMENT STRATEGIST → SVP CHIEF INVESTMENT STRATEGIST
- ChangedSEVERUD, KENNETH, JAMES · title SVP OPERATIONS AND COMPLIANCE → SVP COMPLIANCE
- ChangedSTEFANO, MICHAEL, WILLIAM · title VP,CHIEF COMPLIANCE OFFICER → VP COMPLIANCE
Nov 30, 2021 filing
- AddedGODSELL, RANDELL, JOHN · VP, CHIEF INVESTMENT STRATEGIST · Less than 5% · control person
- AddedSHIDEMAN, FREDERICK · CHIEF INFORMATION SECURITY OFFICER · Less than 5% · control person
Nov 19, 2021 filing
- No longer listedONEX PARTNERS HOLDINGS LIMITED SARL · OWNER · 75% or more · indirect via ONEX PARTNERS V GP LIMITED · control person · listed since Jun 2021
- AddedONEX PARTNERS HOLDINGS LIMITED SARL · OWNER · 75% or more · indirect via ONEX PARTNERS V GP LP · control person
Oct 15, 2021 filing
- No longer listedTA XIII-A, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person · listed since Oct 2019
- No longer listedTA XIII-B, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person · listed since Oct 2019
- No longer listedWEG HOLDINGS, LLC · OWNER · 75% or more · indirect via WEALTH ENHANCEMENT GROUP, LLC · control person · listed since Oct 2007
- AddedONEX CORPORATION · OWNER · 75% or more · indirect via ONEX PARTNERS CANADIAN GP INC. · control person
- AddedONEX ISO HOLDCO CORP. · OWNER · 25–50% · indirect via WEG SUB PARENT, LLC · control person
- AddedONEX ISO LIMITED PARTNERSHIP · OWNER · 75% or more · indirect via ONEX ISO HOLDCO CORP. · control person
- AddedONEX PARTNERS CANADIAN GP INC. · OWNER · 75% or more · indirect via ONEX PARTNERS V GP LIMITED · control person
- AddedONEX PARTNERS HOLDINGS LIMITED SARL · OWNER · 75% or more · indirect via ONEX PARTNERS V GP LIMITED · control person
- AddedONEX PARTNERS V GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via ONEX PARTNERS V GP LP · control person
- AddedONEX PARTNERS V GP LP · GENERAL PARTNER · General partner, trustee or manager · indirect via ONEX PARTNERS V LP · control person
- AddedONEX PARTNERS V LP · OWNER · 75% or more · indirect via ONEX ISO LIMITED PARTNERSHIP · control person
- AddedTA XIII-A, L.P. · OWNER · 75% or more · indirect via TA-WEG AGGREGATOR, LLC · control person
- AddedTA-WEG AGGREGATOR, LLC · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person
- AddedWEG HOLDINGS, LLC · OWNER · 25–50% · indirect via WEG SUB PARENT, LLC · control person
- AddedWEG SUB HOLDINGS, LLC · OWNER · 75% or more · indirect via WEALTH ENHANCEMENT GROUP, LLC · control person
- AddedWEG SUB INTERMEDIATE HOLDINGS, LLC · OWNER · 75% or more · indirect via WEG SUB HOLDINGS, LLC · control person
- AddedWEG SUB PARENT, LLC · OWNER · 75% or more · indirect via WEG SUB INTERMEDIATE HOLDINGS, LLC · control person
Mar 26, 2021 filing
- AddedTA XIII-B, L.P. · OWNER · 75% or more · indirect via TA/WEG BLOCKER, LLC · control person
- AddedTA ASSOCIATES XIII GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person
- AddedTA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person
- AddedTA/WEG BLOCKER, LLC · OWNER · 75% or more · indirect via TA XIII-B WEG SUBSIDIARY PARTNERSHIP, L.P. · control person
Oct 19, 2020 filing
- No longer listedBOLAND, JENNIFER, ELIZABETH · VICE PRESIDENT · Less than 5% · listed since Jul 2018
- AddedKALLSEN, TERRI, RAE · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedCAHN, JAMES, LOREN · title EVP, CHIEF INVESTMENT OFFICER → CHIEF INVESTMENTS & BUSINESS DEVELOPMENT OFFICER
- ChangedSEVERUD, KENNETH, JAMES · title SVP,CHIEF OPERATING OFFICER → SVP OPERATIONS AND COMPLIANCE
Mar 27, 2020 filing
- No longer listedWERNZ, JOHN, HERMAN · EVP, CHIEF MARKETING OFFICER · Less than 5% · control person · listed since Mar 2011
Oct 7, 2019 filing
- No longer listedLIGHTYEAR FUND III AIV-3, L.P. · MEMBER · 75% or more · indirect via WEG HOLDINGS, LLC · control person · listed since Jun 2015
- No longer listedLY III AIV-3 HOLDING, L.P · MEMBER · 75% or more · indirect via LY/WEG, LLC · control person · listed since May 2015
- No longer listedLY/WEG, LLC · LIMITED PARTNER · 25–50% · indirect via LIGHTYEAR FUND III AIV-3, L.P. · control person · listed since Jun 2015
- No longer listedPORT-AUX-CHOIX PRIVATE INVESTMENTS INC. · LIMITED PARTNER · 50–75% · indirect via LY III AIV- 3 HOLDING, L.P. · listed since Jun 2015
- AddedTA XIII-A, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person
- AddedTA XIII-B, L.P. · OWNER · 25–50% · indirect via TA/WEG PARENT, LLC · control person
- AddedTA ASSOCIATES CAYMAN LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA ASSOCIATES XIII GP, L.P. · control person
- AddedTA ASSOCIATES XIII GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA XIII-A, L.P. · control person
- AddedTA ASSOCIATES XIII GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via TA XIII-B, L.P. · control person
- AddedTA/WEG HOLDINGS, LLC · OWNER · 75% or more · indirect via WEG HOLDINGS, LLC · control person
- AddedTA/WEG INTERMEDIATE HOLDINGS, LLC · OWNER · 75% or more · indirect via TA/WEG HOLDINGS, LLC · control person
- AddedTA/WEG PARENT, LLC · OWNER · 75% or more · indirect via TA/WEG INTERMEDIATE HOLDINGS, LLC · control person
Dec 18, 2018 filing
- No longer listedLEDSON, MARK, ALAN · VP SALES AND PRACTICE DEVELOPMENT · Less than 5% · control person · listed since Nov 2011
- AddedBOLAND, JENNIFER, ELIZABETH · VICE PRESIDENT · Less than 5%
Apr 27, 2017 filing
- No longer listedBAHR, JENNIFER · SVP FINANCE AND SECRETARY · Less than 5% · control person · listed since Jul 2016
- AddedFURCHT, ELIZABETH, ANN · SECRETARY · Less than 5%
Jul 14, 2016 filing
- AddedWINDORSKI, KELLY, JOSEPH · CHIEF FINANCIAL OFFICER AND TREASURER · Less than 5% · control person
- ChangedBAHR, JENNIFER · title SVP FINANCE, TREASURER AND SECRETARY → SVP FINANCE AND SECRETARY
Nov 24, 2015 filing
- ChangedBAHR, JENNIFER · title SVP FINANCE, SECRETARY → SVP FINANCE, TREASURER AND SECRETARY
- ChangedDEKKO, JEFFREY, THOMAS HAROLD · title DIRECTOR, CHIEF MANAGER → CHIEF MANAGER AND PRESIDENT
- ChangedLEDSON, MARK, ALAN · title VICE PRESIDENT → VP SALES AND PRACTICE DEVELOPMENT
Jul 6, 2015 filing
- No longer listedAUGUSTUS VENTURES, LLC · OWNER · 75% or more · indirect via NORWEST LIMITED LP, LLLP · control person · listed since Feb 2000
- No longer listedNERO LIMITED, LLC · OWNER · 75% or more · indirect via AUGUSTUS VENTURES, LLC · control person · listed since Jun 2000
- No longer listedNERO LIMITED, LLC · OWNER · 75% or more · indirect via TIBERIUS VENTURES, LLC · control person · listed since Jun 2000
- No longer listedNORWEST EQUITY PARTNERS VIII, LP · OWNER · 75% or more · indirect via WEG HOLDINGS, LLC · control person · listed since Oct 2007
- No longer listedNORWEST LIMITED LP, LLLP · OWNER · 75% or more · indirect via NORWEST EQUITY PARTNERS VIII, LP · control person · listed since Oct 2000
- No longer listedSOLOW, TODD, JEFFREY · DIRECTOR · Less than 5% · control person · listed since Oct 2007
- No longer listedSONDELL, JASON · DIRECTOR · Less than 5% · control person · listed since Nov 2010
- No longer listedTIBERIUS VENTURES, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via NORWEST LIMITED LP, LLLP · control person · listed since Feb 2000
- No longer listedTORGERSON, ERIK, MATTHEW · DIRECTOR · Less than 5% · control person · listed since Dec 2009
- No longer listedWELLS FARGO & COMPANY · OWNER · 75% or more · indirect via NERO LIMITED, LLC · control person · listed since Oct 2000
- AddedLIGHTYEAR FUND III AIV-3, L.P. · MEMBER · 75% or more · indirect via WEG HOLDINGS, LLC · control person
- AddedLY III AIV-3 HOLDING, L.P · MEMBER · 75% or more · indirect via LY/WEG, LLC · control person
- AddedLY/WEG, LLC · LIMITED PARTNER · 25–50% · indirect via LIGHTYEAR FUND III AIV-3, L.P. · control person
- AddedPORT-AUX-CHOIX PRIVATE INVESTMENTS INC. · LIMITED PARTNER · 50–75% · indirect via LY III AIV- 3 HOLDING, L.P.
Apr 1, 2013 filing
- No longer listedITASCA PARTNERS VIII, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via NORWEST EQUITY PARTNERS VIII, LP · control person · listed since May 2004
- ChangedBAHR, JENNIFER · title VICE PRESIDENT → SVP FINANCE, SECRETARY
- ChangedCAHN, JAMES, LOREN · title SVP & CHIEF INVESTMENT OFFICER → EVP, CHIEF INVESTMENT OFFICER
- ChangedDEKKO, JEFFREY, THOMAS HAROLD · title CHIEF MANAGER → DIRECTOR, CHIEF MANAGER
- ChangedSEVERUD, KENNETH, JAMES · title CHIEF OPERATING OFFICER → SVP,CHIEF OPERATING OFFICER
- ChangedSTEFANO, MICHAEL, WILLIAM · title CHIEF COMPLIANCE OFFICER → VP,CHIEF COMPLIANCE OFFICER
- ChangedWERNZ, JOHN, HERMAN · title VICE PRESIDENT → EVP, CHIEF MARKETING OFFICER
Nov 5, 2012 filing
- No longer listedKAVANAGH, RHONDA · CHIEF FINANCIAL OFFICER,SECRETARY · Less than 5% · control person · listed since Oct 2009
- AddedBAHR, JENNIFER · VICE PRESIDENT · Less than 5% · control person
May 7, 2012 filing
- AddedCAHN, JAMES, LOREN · SVP & CHIEF INVESTMENT OFFICER · Less than 5% · control person
Mar 21, 2012 filing
- ChangedLEDSON, MARK, ALAN · title SENOR VICE PRESIDENT → VICE PRESIDENT
Dec 21, 2011 filing (earliest on record)
- ListedAUGUSTUS VENTURES, LLC · OWNER · 75% or more · indirect via NORWEST LIMITED LP, LLLP · control person
- ListedDEKKO, JEFFREY, THOMAS HAROLD · CHIEF MANAGER · Less than 5% · control person
- ListedITASCA PARTNERS VIII, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via NORWEST EQUITY PARTNERS VIII, LP · control person
- ListedKAVANAGH, RHONDA · CHIEF FINANCIAL OFFICER,SECRETARY · Less than 5% · control person
- ListedLEDSON, MARK, ALAN · SENOR VICE PRESIDENT · Less than 5% · control person
- ListedNERO LIMITED, LLC · OWNER · 75% or more · indirect via AUGUSTUS VENTURES, LLC · control person
- ListedNERO LIMITED, LLC · OWNER · 75% or more · indirect via TIBERIUS VENTURES, LLC · control person
- ListedNORWEST EQUITY PARTNERS VIII, LP · OWNER · 75% or more · indirect via WEG HOLDINGS, LLC · control person
- ListedNORWEST LIMITED LP, LLLP · OWNER · 75% or more · indirect via NORWEST EQUITY PARTNERS VIII, LP · control person
- ListedSEVERUD, KENNETH, JAMES · CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedSOLOW, TODD, JEFFREY · DIRECTOR · Less than 5% · control person
- ListedSONDELL, JASON · DIRECTOR · Less than 5% · control person
- ListedSTEFANO, MICHAEL, WILLIAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedTIBERIUS VENTURES, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via NORWEST LIMITED LP, LLLP · control person
- ListedTORGERSON, ERIK, MATTHEW · DIRECTOR · Less than 5% · control person
- ListedWEALTH ENHANCEMENT GROUP, LLC · OWNER · 75% or more · control person
- ListedWEG HOLDINGS, LLC · OWNER · 75% or more · indirect via WEALTH ENHANCEMENT GROUP, LLC · control person
- ListedWELLS FARGO & COMPANY · OWNER · 75% or more · indirect via NERO LIMITED, LLC · control person
- ListedWERNZ, JOHN, HERMAN · VICE PRESIDENT · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$6.8M +22.1%
- MICROSOFT CORP$6.7M +31.7%
- ISHARES TR$6.2M +32.7%
- J P MORGAN EXCHANGE TRADED F$6.1M +2774.4%
- SANDISK CORP$5.1M +1096.5%
Top Trims
- ISHARES TR-$6.6M -81.4%
- INVESCO EXCHANGE TRADED FD T-$4.1M -10.7%
- STATE STR SPDR S&P 500 ETF T-$3.2M -15.7%
- APPLIED MATLS INC-$3.2M -51.6%
- PALO ALTO NETWORKS INC-$2.6M -47.9%
New Positions
- HORIZON FDS$61.7M
- ISHARES TR$7.9M
- ISHARES TR$7.9M
- ISHARES TR$7.3M
- HORIZON FDS$7.1M
Exited Positions
- TWO RDS SHARED TR$56.0M
- TWO RDS SHARED TR$8.1M
- EXXON MOBIL CORP$4.1M
- VANGUARD BD INDEX FDS$420.2K
- OUSTER INC$317.6K
Wealth Enhancement Trust Services, Inc. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | HORIZON FDS | AFIF | 44053A440 | $57.9M | 6.19% | 6,284,745 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $33.0M | 3.53% | 99,198 | SH |
| 3 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $32.2M | 3.44% | 382,981 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $24.9M | 2.66% | 48,532 | SH |
| 5 | SSGA ACTIVE ETF TR | RLY | 78467V103 | $22.9M | 2.45% | 633,769 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $21.3M | 2.28% | 93,307 | SH |
| 7 | ISHARES TR | IVV | 464287200 | $20.0M | 2.14% | 26,111 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $19.3M | 2.06% | 56,092 | SH |
| 9 | WISDOMTREE TR | DXJ | 97717W851 | $14.4M | 1.54% | 79,723 | SH |
| 10 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $12.8M | 1.36% | 16,764 | SH |
| 11 | AMAZON COM INC | AMZN | 023135106 | $12.7M | 1.36% | 51,161 | SH |
| 12 | VISA INC | V | 92826C839 | $11.9M | 1.27% | 33,047 | SH |
| 13 | JPMORGAN CHASE & CO | JPM | 46625H100 | $11.2M | 1.19% | 33,758 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $10.5M | 1.12% | 14 | SH |
| 15 | FIRST TR EXCHANGE-TRADED FD | LMBS | 33739Q200 | $10.4M | 1.11% | 213,964 | SH |
| 16 | ISHARES TR | IMTM | 46434V449 | $9.8M | 1.05% | 186,532 | SH |
| 17 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $9.6M | 1.03% | 321,609 | SH |
| 18 | JOHNSON & JOHNSON | JNJ | 478160104 | $9.6M | 1.03% | 36,308 | SH |
| 19 | VICTORY PORTFOLIOS II | USVM | 92647N568 | $9.4M | 1.00% | 90,856 | SH |
| 20 | VANGUARD INDEX FDS | VOO | 922908363 | $9.2M | 0.98% | 13,058 | SH |
| 21 | VANGUARD BD INDEX FDS | BIV | 921937819 | $8.9M | 0.95% | 122,220 | SH |
| 22 | VANGUARD STAR FDS | VXUS | 921909768 | $8.4M | 0.90% | 98,793 | SH |
| 23 | PIMCO ETF TR | PYLD | 72201R585 | $8.1M | 0.87% | 320,942 | SH |
| 24 | ISHARES TR | IBTI | 46436E833 | $7.9M | 0.84% | 360,000 | SH |
| 25 | ISHARES TR | IBTJ | 46436E825 | $7.9M | 0.84% | 370,000 | SH |
| 26 | ISHARES TR | TLTW | 46436E338 | $7.3M | 0.78% | 361,229 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $7.3M | 0.78% | 10,021 | SH |
| 28 | ISHARES TR | SMLF | 46434V290 | $7.2M | 0.77% | 86,243 | SH |
| 29 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $7.1M | 0.76% | 208,576 | SH |
| 30 | BROADCOM INC | AVGO | 11135F101 | $6.8M | 0.72% | 19,283 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.5M | 0.70% | 13,151 | SH |
| 32 | JANUS DETROIT STR TR | JAAA | 47103U845 | $6.5M | 0.70% | 129,245 | SH |
| 33 | HORIZON FDS | AESR | 44053A424 | $6.4M | 0.68% | 321,758 | SH |
| 34 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $6.3M | 0.67% | 112,205 | SH |
| 35 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $6.1M | 0.66% | 67,933 | SH |
| 36 | WALMART INC | WMT | 931142103 | $5.9M | 0.63% | 56,803 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JMOM | 46641Q779 | $5.8M | 0.62% | 70,073 | SH |
| 38 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $5.8M | 0.61% | 51,513 | SH |
| 39 | ISHARES TR | ICSH | 46434V878 | $5.6M | 0.60% | 110,959 | SH |
| 40 | MICRON TECHNOLOGY INC | MU | 595112103 | $5.5M | 0.59% | 5,163 | SH |
| 41 | SANDISK CORP | SNDK | 80004C200 | $5.4M | 0.58% | 3,132 | SH |
| 42 | ALPHABET INC | GOOG | 02079K107 | $5.4M | 0.58% | 15,843 | SH |
| 43 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $5.4M | 0.57% | 99,596 | SH |
| 44 | ISHARES TR | SHY | 464287457 | $5.3M | 0.57% | 65,541 | SH |
| 45 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $5.3M | 0.56% | 104,670 | SH |
| 46 | ISHARES TR | IEF | 464287440 | $5.0M | 0.54% | 56,482 | SH |
| 47 | ISHARES TR | IVV | 464287200 | $5.0M | 0.54% | 6,574 | SH |
| 48 | ISHARES TR | IJR | 464287804 | $5.0M | 0.54% | 36,980 | SH |
| 49 | VANGUARD INDEX FDS | VOE | 922908512 | $5.0M | 0.54% | 25,628 | SH |
| 50 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $5.0M | 0.53% | 8,092 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-07 | $936.6M | 1,120 | 0001214659-26-012654 |
| 2026-06-30 | 2026-07-15 | $791.6M | 1,052 | 0001214659-26-008564 |
| 2026-06-30 | 2026-07-22 | $900.1M | 1,903 | 0001214659-26-008792 |
| 2026-03-31 | 2026-04-08 | $826.5M | 1,109 | 0001214659-26-004444 |
| 2025-12-31 | 2026-01-27 | $791.6M | 1,052 | 0001214659-26-000856 |
Filer Information
Address
5006 BROADBAND LN STE 110SIOUX FALLS, SD 57108
Phone
(605) 271-9697
Filing Manager
Wealth Enhancement Trust Services, Inc.
SIOUX FALLS, SD
Signatory
Eric Duncan
Senior Compliance Analyst