Top Institutional Investors

Mosley Wealth Management — 13F Holdings & Portfolio

CIK 2011849 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Mosley Wealth Management manages $343.4M in 13F-reported U.S. long-equity assets across 806 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are PSTR (6.50%), FNDF (5.35%), PRMR (4.03%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 47 new positions and exited 22; 298 existing positions rose in reported value and 268 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$343.4M

Long-equity book

Holdings
806

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+47 / −22 / ↑298 / ↓268

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
PSTR6.5% · +6%FNDF5.3% · +2%PRMR4.0% · newUSFR3.9% · +8%VUG3.9% · +7%VHT3.7% · +4%AAPL3.5% · +0%VFH3.3% · +5%FDMO2.5% · +4%VDC2.3% · +9%IVV2.3% · -2%VBR2.1% · +6%FLRN2.0% · +8%BSV1.9% · +10%TIP1.9% · +11%VRP1.8% · +7%EEM1.8% · +4%VIG1.7% · +5%VIS1.6% · +5%ITA1.5% · +6%NVDA1.3% · +7%IVW1.2% · +3%MSFT1.2% · +7%IAU1.1% · +1%CWB0.9% · +4%FPX0.8% · +6%FDVV0.8% · +10%SBAR0.7% · +16%JEPI0.7% · -8%GUNR0.7% · +3%AMZN0.6% · +7%XLF0.6% · +19%IUSB0.6% · -11%ONEZ0.6% · +8%GOOGL0.6% · +15%META0.5% · +14%MTBA0.5% · +75%JPM0.5% · -2%KNRG0.5% · +185%XOM0.5% · +11%BUCK0.5% · +48%VTI0.4% · -5%PG0.4% · +8%JNJ0.4% · +13%EFV0.4% · -6%MU0.4% · +6%DON0.4% · +13%EDOG0.4% · +13%SVOL0.4% · +68%MGC0.4% · -91%GOOG0.4% · 0%POWA0.4% · +13%SPDW0.4% · +7%CDX0.4% · +21%AMD0.4% · -11%IEMG0.3% · -5%FOXY0.3% · +97%VOO0.3% · +27%BRK.B0.3% · +36%AVGO0.3% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 39%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 29, 2026.

Assets Under Management
$279.5M
Discretionary
$277.6M
Employees
15
Accounts
1,393
Address
2401 E. KATELLA AVENUE
SUITE 270
ANAHEIM, CA 92806
Phone
(714) 421-4288
Website
Name Title / Status Ownership Type
MOSLEY, FELTON, THOMAS ControlFOUNDER
since Jan 2022
50–75%Individual
MOSLEY, SUZAN, MARIE ControlSHAREHOLDER
since Jan 2022
25–50%Individual
RADFORD, CHRISTOPHER, BLAKE ControlPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER
since Jul 2025
10–25%Individual
Hawley, Travis, BradfordVICE PRESIDENT
since Jan 2022
Less than 5%Individual
Ownership & leadership changes · 3 filings with changes since Oct 13, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 29, 2026 filing
  • ChangedRADFORD, CHRISTOPHER, BLAKE · ownership Less than 5% → 10–25%
Jul 10, 2026 filing
  • AddedMOSLEY, SUZAN, MARIE · SHAREHOLDER · 25–50% · control person
  • ChangedHawley, Travis, Bradford · title SECRETARY/INVESTMENT ADVISOR REPRESENTATIVE → VICE PRESIDENT; ownership 5–10% → Less than 5%
  • ChangedMOSLEY, FELTON, THOMAS · title OWNER → FOUNDER; ownership 75% or more → 50–75%
Jul 15, 2025 filing
  • AddedRADFORD, CHRISTOPHER, BLAKE · PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMOSLEY, FELTON, THOMAS · title PRESIDENT, CEO, CCO → OWNER
Oct 13, 2023 filing (earliest on record)
  • ListedHawley, Travis, Bradford · SECRETARY/INVESTMENT ADVISOR REPRESENTATIVE · 5–10%
  • ListedMOSLEY, FELTON, THOMAS · PRESIDENT, CEO, CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Mosley Wealth Management Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PEAKSHARES SECTOR ROTATION ETF PSTR 66538F140 $22.3M 6.50% 706,488 SH
2 SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF FNDF 808524755 $18.4M 5.35% 341,697 SH
3 PEAKSHARES RMR PRIME EQUITY ETF PRMR 664925864 $13.8M 4.03% 483,385 SH
4 WISDOMTREE FLOATING RATE TREASURY FUND USFR 97717Y527 $13.5M 3.93% 267,672 SH
5 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $13.3M 3.86% 147,632 SH
6 VANGUARD HEALTH CARE ETF VHT 92204A504 $12.7M 3.71% 38,695 SH
7 APPLE INC COM AAPL 037833100 $12.1M 3.53% 35,489 SH
8 VANGUARD FINANCIALS ETF VFH 92204A405 $11.4M 3.33% 85,045 SH
9 FIDELITY MOMENTUM FACTOR ETF FDMO 316092816 $8.5M 2.47% 90,977 SH
10 VANGUARD CONSUMER STAPLES ETF VDC 92204A207 $8.0M 2.33% 34,098 SH
11 ISHARES CORE S&P 500 ETF IVV 464287200 $8.0M 2.33% 10,302 SH
12 VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF VBR 922908611 $7.3M 2.11% 30,582 SH
13 STATE STREET SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF FLRN 78468R200 $6.7M 1.95% 217,799 SH
14 VANGUARD SHORT-TERM BOND ETF BSV 921937827 $6.6M 1.92% 86,171 SH
15 ISHARES TIPS BOND ETF TIP 464287176 $6.5M 1.91% 62,153 SH
16 INVESCO VARIABLE RATE PREFERRED ETF VRP 46138G870 $6.3M 1.82% 263,766 SH
17 ISHARES MSCI EMERGING MARKETS ETF EEM 464287234 $6.0M 1.75% 94,168 SH
18 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $5.9M 1.72% 24,445 SH
19 VANGUARD INDUSTRIALS ETF VIS 92204A603 $5.5M 1.61% 17,253 SH
20 ISHARES U.S. AEROSPACE & DEFENSE ETF ITA 464288760 $5.1M 1.48% 24,591 SH
21 NVIDIA CORPORATION COM NVDA 67066G104 $4.5M 1.31% 20,714 SH
22 ISHARES S&P 500 GROWTH ETF IVW 464287309 $4.1M 1.19% 28,914 SH
23 MICROSOFT CORP COM MSFT 594918104 $4.1M 1.19% 7,568 SH
24 ISHARES GOLD TRUST IAU 464285204 $3.7M 1.08% 47,157 SH
25 STATE STREET SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF CWB 78464A359 $3.2M 0.93% 32,743 SH
26 FIRST TRUST US EQUITY OPPORTUNITIES ETF FPX 336920103 $2.8M 0.81% 15,983 SH
27 FIDELITY HIGH DIVIDEND ETF FDVV 316092840 $2.8M 0.80% 44,549 SH
28 SIMPLIFY BARRIER INCOME ETF SBAR 82889N335 $2.4M 0.71% 97,116 SH
29 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $2.4M 0.70% 42,224 SH
30 NORTHERN TRUST MORNINGSTAR GLOBAL UPSTREAM NATURAL RESOURCES ETF GUNR 33939L407 $2.4M 0.69% 43,910 SH
31 AMAZON COM INC COM AMZN 023135106 $2.1M 0.61% 8,269 SH
32 STATE STREET FINANCIAL SELECT SECTOR SPDR ETF XLF 81369Y605 $2.0M 0.60% 37,018 SH
33 ISHARES CORE TOTAL USD BOND MARKET ETF IUSB 46434V613 $2.0M 0.59% 45,378 SH
34 TRUESHARES SEASONALITY LADDERED BUFFERED ETF ONEZ 210322608 $2.0M 0.58% 70,966 SH
35 ALPHABET INC CAP STK CL A GOOGL 02079K305 $1.9M 0.56% 5,536 SH
36 META PLATFORMS INC CL A META 30303M102 $1.9M 0.54% 2,537 SH
37 SIMPLIFY MBS ETF MTBA 82889N525 $1.8M 0.52% 38,081 SH
38 JPMORGAN CHASE & CO COM JPM 46625H100 $1.8M 0.51% 5,258 SH
39 SIMPLIFY KAYNE ANDERSON ENERGY AND INFRASTRUCTURE CREDIT ETF KNRG 82889N277 $1.8M 0.51% 69,788 SH
40 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $1.7M 0.48% 9,490 SH
41 SIMPLIFY TREASURY OPTION INCOME ETF BUCK 82889N640 $1.6M 0.47% 70,105 SH
42 VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF VTI 922908769 $1.5M 0.44% 4,008 SH
43 PROCTER & GAMBLE CO COM PG 742718109 $1.5M 0.44% 9,591 SH
44 JOHNSON & JOHNSON COM JNJ 478160104 $1.4M 0.42% 5,675 SH
45 ISHARES MSCI EAFE VALUE ETF EFV 464288877 $1.4M 0.41% 17,934 SH
46 MICRON TECHNOLOGY INC COM MU 595112103 $1.4M 0.40% 1,471 SH
47 WISDOMTREE U.S. MIDCAP DIVIDEND FUND DON 97717W505 $1.4M 0.39% 24,295 SH
48 ALPS EMERGING SECTOR DIVIDEND DOGS ETF EDOG 00162Q668 $1.3M 0.38% 53,502 SH
49 SIMPLIFY VOLATILITY PREMIUM ETF SVOL 82889N863 $1.3M 0.38% 77,642 SH
50 VANGUARD MORNINGSTAR MEGA CAP ETF MGC 921910873 $1.3M 0.38% 4,542 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $343.4M 806 0002011849-26-000005
2026-06-30 2026-07-23 $314.3M 781 0002011849-26-000003
2026-03-31 2026-04-27 $220.9M 466 0002011849-26-000002
2025-12-31 2026-02-12 $218.5M 154 0002011849-26-000001
Filer Information
Address
2401 E. KATELLA AVE.
STE. 270
ANAHEIM, CA 92806
Phone
(714) 421-4288
Filing Manager
Mosley Wealth Management
ANAHEIM, CA
Signatory
Christopher Radford
CCO