NWAM LLC — 13F Holdings & Portfolio
CIK 1655006 · latest 13F-HR filed 2026-05-04
NWAM LLC manages $1.74B in 13F-reported U.S. long-equity assets across 621 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are MSFT (4.89%), AAPL (3.74%), NVDA (2.41%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 102 new positions, exited 96, added to 255, and trimmed 190.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$1.74B
Long-equity book
621
Distinct positions
2026-03-31
Filed 2026-05-04
+102 / −96 / ↑255 / ↓190
vs 2025-06-30
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$8.8M +15.6%
- ALPHABET INC$8.3M +92.4%
- EXXON MOBIL CORP$6.3M +40.5%
- ISHARES TR$5.5M +25.9%
- PROCTER & GAMBLE CO$5.4M +114.3%
Top Trims
- MICROSOFT CORP-$44.6M -34.4%
- AMAZON COM INC-$9.9M -25.0%
- ISHARES TR-$9.0M -30.2%
- META PLATFORMS INC-$7.1M -34.1%
- SPDR SERIES TRUST-$6.4M -50.9%
New Positions
- HUNTINGTON INGALLS INDS INC$6.7M
- HALLIBURTON CO$5.1M
- PROCURE ETF TRUST II$4.8M
- SLB LIMITED$4.8M
- ISHARES TR$4.7M
Exited Positions
- ANAVEX LIFE SCIENCES CORP$11.6M
- SHOPIFY INC$5.0M
- BANCO SANTANDER S.A.$4.9M
- CHENIERE ENERGY INC$3.8M
- FIRST TR EXCHANGE-TRADED FD$3.6M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MICROSOFT CORP | MSFT | 594918104 | $85.0M | 4.89% | 229,556 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $64.9M | 3.74% | 255,759 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $41.8M | 2.41% | 239,948 | SH |
| 4 | VANGUARD INDEX FDS | VUG | 922908736 | $38.0M | 2.19% | 87,022 | SH |
| 5 | VANGUARD INDEX FDS | VTV | 922908744 | $34.8M | 2.00% | 177,146 | SH |
| 6 | INVESCO QQQ TR | QQQ | 46090E103 | $34.3M | 1.98% | 59,489 | SH |
| 7 | BROADCOM INC | AVGO | 11135F101 | $30.3M | 1.75% | 98,045 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $29.6M | 1.71% | 142,352 | SH |
| 9 | ISHARES TR | ITOT | 464287150 | $26.7M | 1.54% | 187,350 | SH |
| 10 | ISHARES TR | IWF | 464287614 | $25.6M | 1.47% | 59,989 | SH |
| 11 | EXXON MOBIL CORP | XOM | 30231G102 | $21.7M | 1.25% | 127,730 | SH |
| 12 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $20.8M | 1.20% | 20,897 | SH |
| 13 | ISHARES TR | IVV | 464287200 | $20.8M | 1.19% | 31,777 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $20.3M | 1.17% | 42,437 | SH |
| 15 | TESLA INC | TSLA | 88160R101 | $19.0M | 1.09% | 51,132 | SH |
| 16 | VANGUARD BD INDEX FDS | BSV | 921937827 | $18.8M | 1.08% | 239,528 | SH |
| 17 | ALPHABET INC | GOOG | 02079K107 | $17.4M | 1.00% | 60,523 | SH |
| 18 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $15.2M | 0.88% | 237,633 | SH |
| 19 | VANGUARD BD INDEX FDS | BND | 921937835 | $15.2M | 0.88% | 206,704 | SH |
| 20 | SPDR GOLD TR | GLD | 78463V107 | $15.2M | 0.87% | 35,316 | SH |
| 21 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $14.8M | 0.85% | 133,933 | SH |
| 22 | ALPHABET INC | GOOGL | 02079K305 | $14.1M | 0.81% | 49,128 | SH |
| 23 | META PLATFORMS INC | META | 30303M102 | $13.8M | 0.80% | 24,156 | SH |
| 24 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $13.7M | 0.79% | 353,526 | SH |
| 25 | ELI LILLY & CO | LLY | 532457108 | $13.4M | 0.77% | 14,539 | SH |
| 26 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $13.0M | 0.75% | 87,793 | SH |
| 27 | VANECK ETF TRUST | GDX | 92189F106 | $12.9M | 0.74% | 140,446 | SH |
| 28 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $12.5M | 0.72% | 259,954 | SH |
| 29 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $12.3M | 0.71% | 18,971 | SH |
| 30 | ISHARES TR | AGG | 464287226 | $12.3M | 0.71% | 124,275 | SH |
| 31 | VANGUARD BD INDEX FDS | BIV | 921937819 | $12.0M | 0.69% | 155,792 | SH |
| 32 | VANECK ETF TRUST | GDXJ | 92189F791 | $11.7M | 0.67% | 97,525 | SH |
| 33 | VANGUARD INDEX FDS | VNQ | 922908553 | $11.4M | 0.66% | 128,627 | SH |
| 34 | UNITED PARCEL SVCS INC | UPS | 911312106 | $10.6M | 0.61% | 107,544 | SH |
| 35 | BOEING CO | BA | 097023105 | $10.5M | 0.61% | 53,006 | SH |
| 36 | ISHARES TR | IWD | 464287598 | $10.3M | 0.59% | 48,038 | SH |
| 37 | PROCTER & GAMBLE CO | PG | 742718109 | $10.2M | 0.59% | 70,477 | SH |
| 38 | VANGUARD INDEX FDS | VTI | 922908769 | $10.2M | 0.58% | 31,665 | SH |
| 39 | GE VERNOVA INC | GEV | 36828A101 | $9.9M | 0.57% | 11,359 | SH |
| 40 | VANECK ETF TRUST | SMH | 92189F676 | $9.6M | 0.55% | 25,084 | SH |
| 41 | AMERICAN CENTY ETF TR | AVIV | 025072364 | $9.3M | 0.53% | 123,633 | SH |
| 42 | VANGUARD INDEX FDS | VOO | 922908363 | $9.2M | 0.53% | 15,443 | SH |
| 43 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $8.9M | 0.51% | 26,312 | SH |
| 44 | VANGUARD INDEX FDS | VV | 922908637 | $8.7M | 0.50% | 29,007 | SH |
| 45 | DIMENSIONAL ETF TRUST | DFSU | 25434V716 | $8.6M | 0.49% | 209,350 | SH |
| 46 | CAMECO CORP | CCJ | 13321L108 | $8.5M | 0.49% | 78,590 | SH |
| 47 | SPDR SERIES TRUST | SLYV | 78464A300 | $8.4M | 0.49% | 89,267 | SH |
| 48 | EA SERIES TRUST | BOXX | 02072L565 | $8.3M | 0.48% | 71,745 | SH |
| 49 | ALPS ETF TR | AMLP | 00162Q452 | $8.3M | 0.48% | 157,549 | SH |
| 50 | ISHARES TR | IJH | 464287507 | $8.1M | 0.47% | 120,358 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-04 | $1.74B | 621 | 0001655006-26-000004 |
| 2025-06-30 | 2026-02-04 | $1.72B | 615 | 0001655006-26-000003 |