NWAM LLC — 13F Holdings & Portfolio

CIK 1655006 · latest 13F-HR filed 2026-07-23

NWAM LLC manages $2.00B in 13F-reported U.S. long-equity assets across 684 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MSFT (4.42%), AAPL (3.97%), NVDA (2.41%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 94 new positions, exited 31, added to 373, and trimmed 125.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2835 82ND AVE SE
SUITE 100
MERCER ISLAND, WA 98040
Phone
(206) 838-3680
Filing Manager
NWAM LLC
MERCER ISLAND, WA
Signatory
Greg Headrick
Managing Member
Loading holdings…
AUM

$2.00B

Long-equity book

Holdings

684

Distinct positions

Period

2026-06-30

Filed 2026-07-23

Q/Q Activity

+94 / −31 / ↑373 / ↓125

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • APPLE INC$14.5M +22.3%
  • INVESCO QQQ TR$11.8M +34.3%
  • BROADCOM INC$7.8M +25.7%
  • ALPHABET INC$7.7M +44.5%
  • ROCKWELL AUTOMATION INC$6.5M +292.5%
Show all 373

Top Trims

  • META PLATFORMS INC-$6.9M -50.1%
  • INSMED INC-$6.8M -92.6%
  • UNITED PARCEL SVCS INC-$4.1M -38.3%
  • INVESCO EXCH TRADED FD TR II-$4.0M -79.2%
  • VANECK ETF TRUST-$3.3M -25.5%
Show all 125

New Positions

  • BLACKBERRY LTD$7.1M
  • NEBIUS GROUP N.V.$5.2M
  • HONEYWELL AEROSPACE INC$4.4M
  • PLANET LABS PBC$4.3M
  • CDW CORP$3.7M
Show all 94

Exited Positions

  • EXXON MOBIL CORP$21.7M
  • HONEYWELL INTL INC$7.5M
  • HUNTINGTON INGALLS INDS INC$6.7M
  • ISHARES TR$4.7M
  • CORE NATURAL RESOURCES INC$3.5M
Show all 31
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICROSOFT CORP MSFT 594918104 $88.4M 4.42% 236,996 SH
2 APPLE INC AAPL 037833100 $79.4M 3.97% 274,282 SH
3 NVIDIA CORPORATION NVDA 67066G104 $48.2M 2.41% 240,813 SH
4 INVESCO QQQ TR QQQ 46090E103 $46.1M 2.30% 62,615 SH
5 VANGUARD INDEX FDS VUG 922908736 $44.4M 2.22% 515,743 SH
6 VANGUARD INDEX FDS VTV 922908744 $39.4M 1.97% 180,719 SH
7 BROADCOM INC AVGO 11135F101 $38.1M 1.91% 100,961 SH
8 AMAZON COM INC AMZN 023135106 $32.1M 1.61% 134,748 SH
9 ISHARES TR ITOT 464287150 $31.2M 1.56% 189,972 SH
10 ISHARES TR IWF 464287614 $30.6M 1.53% 246,730 SH
11 ALPHABET INC GOOG 02079K107 $25.1M 1.25% 71,023 SH
12 ISHARES TR IVV 464287200 $22.9M 1.15% 30,634 SH
13 TESLA INC TSLA 88160R101 $20.8M 1.04% 49,512 SH
14 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $20.8M 1.04% 41,609 SH
15 COSTCO WHOLESALE CORPORATION COST 22160K105 $19.8M 0.99% 21,151 SH
16 ALPHABET INC GOOGL 02079K305 $18.9M 0.95% 52,954 SH
17 ELI LILLY & CO LLY 532457108 $18.7M 0.94% 15,632 SH
18 VANGUARD BD INDEX FDS BSV 921937827 $17.4M 0.87% 223,731 SH
19 AMERICAN CENTY ETF TR AVUV 025072877 $17.2M 0.86% 137,469 SH
20 DIMENSIONAL ETF TRUST DFAC 25434V708 $16.3M 0.82% 367,649 SH
21 VANGUARD TAX-MANAGED FDS VEA 921943858 $16.3M 0.82% 228,862 SH
22 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $15.9M 0.79% 21,281 SH
23 VANGUARD BD INDEX FDS BND 921937835 $15.6M 0.78% 212,984 SH
24 ISHARES TR AGG 464287226 $15.4M 0.77% 155,802 SH
25 VANGUARD BD INDEX FDS BIV 921937819 $14.6M 0.73% 190,646 SH
26 VANECK ETF TRUST SMH 92189F676 $14.1M 0.70% 21,500 SH
27 VANGUARD WHITEHALL FDS VYM 921946406 $13.5M 0.68% 85,738 SH
28 VANGUARD INDEX FDS VTI 922908769 $13.0M 0.65% 35,025 SH
29 SPDR GOLD TR GLD 78463V107 $12.7M 0.64% 34,546 SH
30 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $12.7M 0.64% 26,622 SH
31 ISHARES TR IWD 464287598 $12.6M 0.63% 51,908 SH
32 GE VERNOVA INC GEV 36828A101 $12.1M 0.60% 10,283 SH
33 VANGUARD CHARLOTTE FDS BNDX 92203J407 $12.0M 0.60% 247,762 SH
34 VANGUARD INDEX FDS VNQ 922908553 $11.9M 0.60% 123,491 SH
35 PROCTER & GAMBLE CO PG 742718109 $11.4M 0.57% 77,827 SH
36 SELECT SECTOR SPDR TR XLK 81369Y803 $11.0M 0.55% 57,859 SH
37 ISHARES TR IJH 464287507 $10.7M 0.53% 138,603 SH
38 VANGUARD INDEX FDS VOO 922908363 $10.6M 0.53% 15,471 SH
39 VANGUARD INDEX FDS VV 922908637 $10.1M 0.50% 29,272 SH
40 DIMENSIONAL ETF TRUST DFSU 25434V716 $9.8M 0.49% 210,940 SH
41 AMERICAN CENTY ETF TR AVIV 025072364 $9.7M 0.49% 125,722 SH
42 VANECK ETF TRUST GDX 92189F106 $9.6M 0.48% 127,229 SH
43 EA SERIES TRUST BOXX 02072L565 $9.3M 0.46% 79,155 SH
44 BOEING CO BA 097023105 $9.2M 0.46% 42,564 SH
45 JPMORGAN CHASE & CO JPM 46625H100 $9.1M 0.46% 27,880 SH
46 VANGUARD STAR FDS VXUS 921909768 $9.0M 0.45% 105,782 SH
47 VANECK ETF TRUST GDXJ 92189F791 $9.0M 0.45% 91,586 SH
48 VANGUARD INDEX FDS VO 922908629 $8.8M 0.44% 109,166 SH
49 VANGUARD INDEX FDS VB 922908751 $8.7M 0.44% 28,847 SH
50 ROCKWELL AUTOMATION INC ROK 773903109 $8.7M 0.43% 17,510 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-23 $2.00B 684 0001655006-26-000005
2026-03-31 2026-05-04 $1.74B 621 0001655006-26-000004
2025-06-30 2026-02-04 $1.72B 615 0001655006-26-000003