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Moors & Cabot, Inc. — 13F Holdings & Portfolio

CIK 1607239 · latest 13F-HR filed 2026-08-10

Backtest portfolio

Moors & Cabot, Inc. manages $2.57B in 13F-reported U.S. long-equity assets across 961 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.81%), NVDA (4.35%), TPL (2.93%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 81 new positions and exited 49; 464 existing positions rose in reported value and 246 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$2.57B

Long-equity book

Holdings
961

Distinct positions

Period
2026-06-30

Filed 2026-08-10

Q/Q Activity
+81 / −49 / ↑464 / ↓246

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL4.8% · -0%NVDA4.4% · +1%TPL2.9% · +1%MSFT2.9% · -1%AMZN2.1% · -0%GOOGL2.1% · +2%JPM1.6% · -2%AVGO1.4% · -3%JNJ1.2% · +0%WMT1.1% · -3%MU1.1% · -13%LLY1.1% · -2%AMD1.0% · +3%V1.0% · -0%XOM1.0% · -2%GOOG0.9% · +1%SPY0.8% · +2%IBM0.8% · -2%META0.8% · -2%RTX0.8% · +1%ETN0.8% · +0%TJX0.8% · -5%LB0.8% · +12%QQQ0.8% · +7%TSLA0.8% · +5%URI0.7% · -2%ABBV0.7% · +1%CAT0.7% · -4%TSM0.7% · -10%BRK.B0.7% · -1%NEE0.6% · +4%PG0.6% · -9%CVX0.6% · -3%IVV0.6% · +21%WMB0.6% · -0%PNC0.6% · +1%EPD0.6% · -1%PBT0.6% · -3%EMR0.6% · +0%HD0.5% · -4%GBTC0.5% · -2%PEP0.5% · -0%WM0.5% · +0%QGEN0.5% · +88%XBIL0.5% · +1%MRK0.5% · -2%SOFI0.5% · -1%GLW0.4% · -6%PLTR0.4% · -12%VIG0.4% · +5%ANET0.4% · +2%VOO0.4% · +16%CSCO0.4% · -7%MRVL0.4% · -10%BLK0.4% · -1%AMAT0.3% · -15%SNDK0.3% · +13%ET0.3% · +2%WBI0.3% · +3%LRCX0.3% · -15%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 30, 2026.

Assets Under Management
$4.03B
Discretionary
$3.78B
Employees
121
Accounts
5,596
Address
ONE FEDERAL STREET
19TH FLOOR
BOSTON, MA 02110
Phone
(800) 426-0501
Website
This firm reports 6 disclosure items on its registration.
Name Title / Status Ownership Type
BRAUN, MICHAEL CHARLES ControlEVP/COO/DIRECTOR
since Feb 2008
Less than 5%Individual
EIGHTEEN NINETY PARTNERS, LLC ControlSHAREHOLDER
since Oct 2022
75% or moreDomestic Entity
GARRETT, MARK DAVID ControlDIRECTOR/CO-CHAIRMAN/TRUSTEE
since Jul 2008
Less than 5%Individual
HILDRETH, MICHAEL CHRISTOPHER ControlEVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR
since Nov 2010
Less than 5%Individual
KELLIHER, KATHERINE ROSE ControlSVP & CHIEF COMPLIANCE OFFICER
since Mar 2024
Less than 5%Individual
CUETARA, JOSEPH PHILIPSVP FIXED INCOME/MUNICIPAL PRINCIPAL
since Dec 2010
Less than 5%Individual
GEMINI ENTERPRISES, LLP Control
Indirect owner via EIGHTEEN NINETY PARTNERS
OWNER
since Oct 2022
25–50%Domestic Entity
HAUSER, HOWARD Control
Indirect owner via GEMINI ENTERPRISES, LLP
OWNER
since May 2006
75% or moreIndividual
MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE Control
Indirect owner via EIGHTEEN NINETY PARTNERS
OWNER
since Oct 2022
25–50%Domestic Entity
GARRETT, MARK DAVID
Indirect owner via MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE
TRUSTEE
since Oct 2012
25–50%Individual
Ownership & leadership changes · 9 filings with changes since Mar 6, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 30, 2026 filing
  • No longer listedJOYCE, DANIEL MICHAEL · DIRECTOR · Less than 5% · control person · listed since Feb 2006
Apr 22, 2024 filing
  • No longer listedSVORINIC, PETER · SVP CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2018
  • AddedKELLIHER, KATHERINE ROSE · SVP & CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 26, 2023 filing
  • No longer listedMARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST · OWNER · 25–50% · indirect via EIGHTEEN NINETY PARTNERS · control person · listed since Oct 2022
  • AddedGARRETT, MARK DAVID · TRUSTEE · 25–50% · indirect via MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE
  • AddedMARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE · OWNER · 25–50% · indirect via EIGHTEEN NINETY PARTNERS · control person
  • ChangedGARRETT, MARK DAVID · ownership Less than 5% → 5–10%
  • ChangedGARRETT, MARK DAVID · ownership 5–10% → Less than 5%
  • ChangedHILDRETH, MICHAEL CHRISTOPHER · title EVP/CFO/FINOP/DIRECTOR → EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR; ownership Less than 5% → 5–10%
  • ChangedHILDRETH, MICHAEL CHRISTOPHER · ownership 5–10% → Less than 5%
  • ChangedJOYCE, DANIEL MICHAEL · title PRESIDENT/CEO/DIRECTOR → DIRECTOR
Oct 27, 2022 filing
  • No longer listedDOBROVOLNY, JANET · TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST · Less than 5% · listed since Jan 2010
  • No longer listedMOREY, EDWARD BURKE · DIRECTOR/CO-CHAIRMAN/TRUSTEE · 5–10% · control person · listed since Nov 2010
  • No longer listedTHE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR · SHAREHOLDER · Less than 5% · listed since Mar 2019
  • No longer listedTHE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR · SHAREHOLDER · 75% or more · control person · listed since Feb 2018
  • AddedEIGHTEEN NINETY PARTNERS, LLC · SHAREHOLDER · 75% or more · control person
  • AddedGEMINI ENTERPRISES, LLP · OWNER · 25–50% · indirect via EIGHTEEN NINETY PARTNERS · control person
  • AddedHAUSER, HOWARD · OWNER · 75% or more · indirect via GEMINI ENTERPRISES, LLP · control person
  • AddedMARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST · OWNER · 25–50% · indirect via EIGHTEEN NINETY PARTNERS · control person
  • ChangedGARRETT, MARK DAVID · ownership 10–25% → Less than 5%
Feb 21, 2020 filing
  • No longer listedTHE ROBERT W. MOREY, JR. REVOCABLE TRUST · SHAREHOLDER · 75% or more · control person · listed since Feb 2018
  • AddedDOBROVOLNY, JANET · TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST · Less than 5%
  • AddedTHE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR · SHAREHOLDER · Less than 5%
  • AddedTHE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR · SHAREHOLDER · 75% or more · control person
Feb 12, 2019 filing
  • No longer listedMOREY, ROBERT WILLIS · APPROVED PERSON · 75% or more · control person · listed since Jan 1991
  • AddedTHE ROBERT W. MOREY, JR. REVOCABLE TRUST · SHAREHOLDER · 75% or more · control person
  • ChangedGARRETT, MARK DAVID · title DIRECTOR/CO-CHAIRMAN → DIRECTOR/CO-CHAIRMAN/TRUSTEE
  • ChangedMOREY, EDWARD BURKE · title DIRECTOR/CO-CHAIRMAN → DIRECTOR/CO-CHAIRMAN/TRUSTEE
Nov 6, 2018 filing
  • AddedSVORINIC, PETER · SVP CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHILDRETH, MICHAEL CHRISTOPHER · title EVP/CFO/FINOP/DIRECTOR/ROP/CHIEF COMPLIANCE OFFICER → EVP/CFO/FINOP/DIRECTOR
Sep 26, 2018 filing
  • No longer listedGENERAZIO, THOMAS THO · CHIEF COMPLIANCE OFFICER/SVP/ROP · Less than 5% · listed since Dec 2015
  • ChangedHILDRETH, MICHAEL CHRISTOPHER · title EVP/CFO/FINOP/DIRECTOR → EVP/CFO/FINOP/DIRECTOR/ROP/CHIEF COMPLIANCE OFFICER
Dec 4, 2015 filing
  • AddedGENERAZIO, THOMAS THO · CHIEF COMPLIANCE OFFICER/SVP/ROP · Less than 5%
  • ChangedHILDRETH, MICHAEL CHRISTOPHER · title CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR → EVP/CFO/FINOP/DIRECTOR
Mar 6, 2012 filing (earliest on record)
  • ListedBRAUN, MICHAEL CHARLES · EVP/COO/DIRECTOR · Less than 5% · control person
  • ListedCUETARA, JOSEPH PHILIP · SVP FIXED INCOME/MUNICIPAL PRINCIPAL · Less than 5%
  • ListedGARRETT, MARK DAVID · DIRECTOR/CO-CHAIRMAN · 10–25% · control person
  • ListedHILDRETH, MICHAEL CHRISTOPHER · CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR · Less than 5% · control person
  • ListedJOYCE, DANIEL MICHAEL · PRESIDENT/CEO/DIRECTOR · Less than 5% · control person
  • ListedMOREY, EDWARD BURKE · DIRECTOR/CO-CHAIRMAN · 5–10% · control person
  • ListedMOREY, ROBERT WILLIS · APPROVED PERSON · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Moors & Cabot, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $123.7M 4.81% 427,491 SH
2 NVIDIA CORPORATION NVDA 67066G104 $112.0M 4.35% 559,627 SH
3 TEXAS PACIFIC LAND CORPORATI TPL 88262P102 $75.5M 2.93% 172,413 SH
4 MICROSOFT CORP MSFT 594918104 $74.7M 2.90% 200,169 SH
5 AMAZON COM INC AMZN 023135106 $55.1M 2.14% 231,032 SH
6 ALPHABET INC GOOGL 02079K305 $54.0M 2.10% 150,969 SH
7 JPMORGAN CHASE & CO JPM 46625H100 $40.4M 1.57% 123,524 SH
8 BROADCOM INC AVGO 11135F101 $35.9M 1.40% 95,028 SH
9 JOHNSON & JOHNSON JNJ 478160104 $30.6M 1.19% 120,434 SH
10 WALMART INC WMT 931142103 $28.9M 1.12% 255,362 SH
11 MICRON TECHNOLOGY INC MU 595112103 $27.8M 1.08% 24,084 SH
12 ELI LILLY & CO LLY 532457108 $27.4M 1.07% 22,840 SH
13 ADVANCED MICRO DEVICES INC AMD 007903107 $26.6M 1.04% 45,828 SH
14 VISA INC V 92826C839 $26.5M 1.03% 77,362 SH
15 EXXON MOBIL CORP XOM 30231G102 $25.1M 0.98% 183,777 SH
16 ALPHABET INC GOOG 02079K107 $22.7M 0.88% 64,324 SH
17 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $21.3M 0.83% 28,490 SH
18 INTERNATIONAL BUSINESS MACHS IBM 459200101 $21.2M 0.82% 75,235 SH
19 META PLATFORMS INC META 30303M102 $21.1M 0.82% 37,416 SH
20 RTX CORPORATION RTX 75513E101 $20.9M 0.81% 110,137 SH
21 EATON CORP PLC ETN G29183103 $20.7M 0.80% 48,469 SH
22 TJX COS INC NEW TJX 872540109 $20.6M 0.80% 135,850 SH
23 LANDBRIDGE COMPANY LLC LB 514952100 $19.9M 0.78% 251,704 SH
24 INVESCO QQQ TR QQQ 46090E103 $19.6M 0.76% 26,641 SH
25 TESLA INC TSLA 88160R101 $19.4M 0.75% 46,030 SH
26 UNITED RENTALS INC URI 911363109 $18.3M 0.71% 16,168 SH
27 ABBVIE INC ABBV 00287Y109 $17.8M 0.69% 70,717 SH
28 CATERPILLAR INC CAT 149123101 $17.3M 0.67% 16,267 SH
29 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $17.2M 0.67% 36,059 SH
30 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $17.1M 0.66% 34,137 SH
31 NEXTERA ENERGY INC NEE 65339F101 $16.4M 0.64% 187,240 SH
32 PROCTER & GAMBLE CO PG 742718109 $15.8M 0.61% 107,856 SH
33 CHEVRON CORPORATION CVX 166764100 $15.6M 0.61% 94,128 SH
34 ISHARES TR IVV 464287200 $15.3M 0.60% 20,474 SH
35 WILLIAMS COS INC WMB 969457100 $15.0M 0.58% 201,609 SH
36 PNC FINL SVCS GROUP INC PNC 693475105 $14.7M 0.57% 59,659 SH
37 ENTERPRISE PRODS PARTNERS L EPD 293792107 $14.6M 0.57% 398,106 SH
38 PERMIAN BASIN RTY TR PBT 714236106 $14.3M 0.56% 570,161 SH
39 EMERSON ELEC CO EMR 291011104 $14.1M 0.55% 98,739 SH
40 HOME DEPOT INC HD 437076102 $14.0M 0.54% 39,637 SH
41 GRAYSCALE BITCOIN TRUST ETF GBTC 389637109 $13.8M 0.54% 303,753 SH
42 PEPSICO INC PEP 713448108 $13.8M 0.54% 101,685 SH
43 WASTE MGMT INC DEL WM 94106L109 $13.3M 0.52% 59,733 SH
44 QIAGEN NV QGEN N72482156 $13.3M 0.52% 339,461 SH
45 RBB FD INC XBIL 74933W460 $12.8M 0.50% 256,402 SH
46 MERCK & CO INC MRK 58933Y105 $12.2M 0.47% 94,665 SH
47 SOFI TECHNOLOGIES INC SOFI 83406F102 $12.1M 0.47% 676,553 SH
48 CORNING INC GLW 219350105 $11.2M 0.44% 43,836 SH
49 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $11.1M 0.43% 94,947 SH
50 VANGUARD SPECIALIZED FUNDS VIG 921908844 $11.0M 0.43% 46,677 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $2.57B 961 0001607239-26-000010
2026-03-31 2026-05-08 $2.34B 927 0001607239-26-000002
2025-12-31 2026-02-10 $2.34B 923 0001607239-26-000001
Filer Information
Address
ONE FEDERAL ST.
19TH FLOOR
BOSTON, MA 02110
Phone
(617) 426-0500
Filing Manager
Moors & Cabot, Inc.
BOSTON, MA
Signatory
Katherine R. Kelliher
Chief Compliance Officer