SANDERS MORRIS HARRIS LLC — 13F Holdings & Portfolio
CIK 1053994 · latest 13F-HR filed 2026-04-09
SANDERS MORRIS HARRIS LLC manages $630.8M in 13F-reported U.S. long-equity assets across 297 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are QQQ (6.08%), AAPL (5.40%), NVDA (5.00%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 271 new positions, exited 9, added to 13, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$630.8M
Long-equity book
297
Distinct positions
2026-03-31
Filed 2026-04-09
+271 / −9 / ↑13 / ↓5
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- STATE STR SPDR S&P 500 ETF T$16.4M +3963.8%
- STATE STR SPDR S&P MIDCAP 40$3.4M +546.5%
- BRITISH AMERN TOB PLC$912.6K +305.1%
- J P MORGAN EXCHANGE TRADED F$326.0K +55.8%
- MULTISENSOR AI HOLDINGS INC$231.1K +34.6%
Top Trims
- ALIBABA GROUP HLDG LTD-$2.1M -73.9%
- ISHARES BITCOIN TRUST ETF-$124.7K -21.4%
- CANADIAN NAT RES LTD MED TER-$97.3K -19.0%
- PROFESIONALLY MANAGED PORTFO-$73.3K -20.5%
- GRUPO AEROPORTUNARIO DEL PAC-$38.2K -9.4%
New Positions
- APPLE INC$34.0M
- NVIDIA CORPORATION$31.5M
- ENTERPRISE PRODS PARTNERS L$30.4M
- CAPITAL SOUTHWEST CORP$24.6M
- MSC INCOME FUND INC$22.0M
Exited Positions
- JBS N.V.$2.5M
- SLB LIMITED$1.5M
- VANECK ETF TRUST$867.3K
- VNET GROUP INC$825.5K
- VOLATILITY SHS TR$744.7K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $38.3M | 6.08% | 66,421 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $34.0M | 5.40% | 134,159 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $31.5M | 5.00% | 180,782 | SH |
| 4 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $30.4M | 4.81% | 802,160 | SH |
| 5 | CAPITAL SOUTHWEST CORP | CSWC | 140501107 | $24.6M | 3.90% | 1,111,173 | SH |
| 6 | MSC INCOME FUND INC | MSIF | 55374X208 | $22.0M | 3.49% | 1,806,422 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $16.8M | 2.66% | 25,838 | SH |
| 8 | EXXON MOBIL CORP | XOM | 30231G102 | $15.6M | 2.48% | 92,061 | SH |
| 9 | BLACKSTONE INC | BX | 09260D107 | $15.3M | 2.42% | 132,944 | SH |
| 10 | MAIN STR CAP CORP | MAIN | 56035L104 | $12.6M | 1.99% | 237,255 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $10.5M | 1.66% | 28,307 | SH |
| 12 | BROADCOM INC | AVGO | 11135F101 | $9.8M | 1.56% | 39,698 | SH |
| 13 | LAM RESEARCH CORP | LRCX | 512807306 | $9.1M | 1.44% | 42,420 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $8.5M | 1.35% | 44,457 | SH |
| 15 | PHILIP MORRIS INTL INC | PM | 718172109 | $8.4M | 1.33% | 50,863 | SH |
| 16 | CINTAS CORP | CTAS | 172908105 | $8.3M | 1.31% | 48,969 | SH |
| 17 | VOX ROYALTY CORP | VOXR | 92919F103 | $7.3M | 1.16% | 1,400,903 | SH |
| 18 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $7.2M | 1.14% | 35,272 | SH |
| 19 | ELI LILLY & CO | LLY | 532457108 | $7.0M | 1.11% | 7,602 | SH |
| 20 | NEXTERA ENERGY INC | NEEPV | 65339F655 | $6.9M | 1.10% | 138,300 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $6.5M | 1.02% | 9 | SH |
| 22 | VANGUARD STAR FDS | VXUS | 921909768 | $6.0M | 0.95% | 77,692 | SH |
| 23 | ALPHABET INC | GOOG | 02079K107 | $5.6M | 0.89% | 19,667 | SH |
| 24 | JPMORGAN CHASE & CO | JPM | 46625H100 | $5.5M | 0.87% | 18,641 | SH |
| 25 | ALPS ETF TR | AMLP | 00162Q452 | $5.1M | 0.82% | 97,756 | SH |
| 26 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $4.9M | 0.77% | 10,753 | SH |
| 27 | ALTRIA GROUP INC | MO | 02209S103 | $4.5M | 0.72% | 68,798 | SH |
| 28 | ABBVIE INC | ABBV | 00287Y109 | $4.5M | 0.72% | 20,829 | SH |
| 29 | ORACLE CORP | ORCL | 68389X105 | $4.4M | 0.69% | 29,660 | SH |
| 30 | AT&T INC | T | 00206R102 | $4.3M | 0.68% | 148,503 | SH |
| 31 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $4.0M | 0.63% | 9,450 | SH |
| 32 | DATADOG INC | DDOG | 23804L103 | $3.8M | 0.61% | 32,364 | SH |
| 33 | LUMENTUM HLDGS INC | LITE | 55024U109 | $3.7M | 0.59% | 5,305 | SH |
| 34 | CIENA CORP | CIEN | 171779309 | $3.6M | 0.57% | 9,329 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $3.5M | 0.56% | 17,010 | SH |
| 36 | TXO PARTNERS LP | TXO | 87313P103 | $3.5M | 0.56% | 279,134 | SH |
| 37 | PERMIAN RESOURCES CORP | PR | 71424F105 | $3.5M | 0.55% | 161,933 | SH |
| 38 | ROCKET LAB CORP | RKLB | 773121108 | $3.3M | 0.53% | 51,871 | SH |
| 39 | CHARTER COMMUNICATIONS INC | CHTR | 16119P108 | $3.3M | 0.53% | 15,415 | SH |
| 40 | LOWES COS INC | LOW | 548661107 | $3.2M | 0.51% | 13,558 | SH |
| 41 | HOME DEPOT INC | HD | 437076102 | $3.2M | 0.51% | 9,710 | SH |
| 42 | META PLATFORMS INC | META | 30303M102 | $3.2M | 0.50% | 5,517 | SH |
| 43 | BOEING CO | BAPA | 097023204 | $3.1M | 0.48% | 47,083 | SH |
| 44 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $3.0M | 0.47% | 7,599 | SH |
| 45 | MCKESSON CORP | MCK | 58155Q103 | $2.9M | 0.46% | 3,370 | SH |
| 46 | SERVICENOW INC | NOW | 81762P102 | $2.9M | 0.46% | 27,657 | SH |
| 47 | VISA INC | V | 92826C839 | $2.8M | 0.45% | 9,402 | SH |
| 48 | WORKDAY INC | WDAY | 98138H101 | $2.8M | 0.45% | 21,650 | SH |
| 49 | SHIMMICK CORPORATION | SHIM | 82455M109 | $2.8M | 0.44% | 758,397 | SH |
| 50 | DYNATRACE INC | DT | 268150109 | $2.8M | 0.44% | 75,251 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-09 | $630.8M | 297 | 0001053994-26-000002 |
| 2025-12-31 | 2026-01-08 | $64.7M | 35 | 0001053994-26-000001 |