SANDERS MORRIS HARRIS LLC — 13F Holdings & Portfolio
CIK 1053994 · latest 13F-HR filed 2026-07-07
SANDERS MORRIS HARRIS LLC manages $172.4M in 13F-reported U.S. long-equity assets across 75 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MSIF (15.19%), CSWC (10.48%), AAPL (9.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 6 new positions and exited 228; 20 existing positions rose in reported value and 41 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-07
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 69.8%Cumulative share of the portfolio held in the largest N positions.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MSC INCOME FUND INC$4.2M +19.0%
- TESLA INC$1.4M +74.9%
- ROCKET LAB CORP$1.1M +34.1%
- CATERPILLAR INC$632.7K +50.3%
- SCHWAB CHARLES CORP$499.4K +111.9%
Top Trims
- NVIDIA CORPORATION-$26.2M -83.1%
- APPLE INC-$17.4M -51.0%
- MICROSOFT CORP-$8.7M -82.6%
- CAPITAL SOUTHWEST CORP-$6.5M -26.5%
- ADVANCED MICRO DEVICES INC-$4.8M -66.3%
New Positions
- HONEYWELL AEROSPACE INC$1.4M
- PUBLIC STORAGE$230.8K
- RAYONIER INC$212.8K
- JEFFERIES FINANCIAL GROUP IN$209.9K
- DAWSON GEOPHYSICAL CO NEW$118.8K
Exited Positions
- INVESCO QQQ TR$38.3M
- ENTERPRISE PRODS PARTNERS L$30.4M
- STATE STR SPDR S&P 500 ETF T$16.8M
- BROADCOM INC$9.8M
- LAM RESEARCH CORP$9.1M
SANDERS MORRIS HARRIS LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | MSC INCOME FUND INC | MSIF | 55374X208 | $26.2M | 15.19% | 2,263,426 | SH |
| 2 | CAPITAL SOUTHWEST CORP | CSWC | 140501107 | $18.1M | 10.48% | 759,992 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $16.7M | 9.67% | 57,601 | SH |
| 4 | BLACKSTONE INC | BX | 09260D107 | $14.3M | 8.32% | 121,948 | SH |
| 5 | EXXON MOBIL CORP | XOM | 30231G102 | $10.9M | 6.35% | 80,035 | SH |
| 6 | MAIN STR CAP CORP | MAIN | 56035L104 | $10.4M | 6.00% | 199,559 | SH |
| 7 | ELI LILLY & CO | LLY | 532457108 | $7.4M | 4.31% | 6,198 | SH |
| 8 | PHILIP MORRIS INTL INC | PM | 718172109 | $6.6M | 3.81% | 36,300 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.3M | 3.09% | 26,583 | SH |
| 10 | ROCKET LAB CORP | RKLB | 773121108 | $4.5M | 2.59% | 43,940 | SH |
| 11 | ALTRIA GROUP INC | MO | 02209S103 | $4.2M | 2.42% | 57,955 | SH |
| 12 | TESLA INC | TSLA | 88160R101 | $3.2M | 1.87% | 7,684 | SH |
| 13 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.2M | 1.86% | 9,780 | SH |
| 14 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $2.4M | 1.40% | 4,167 | SH |
| 15 | CULLEN FROST BANKERS INC | CFR | 229899109 | $2.3M | 1.31% | 14,652 | SH |
| 16 | CATERPILLAR INC | CAT | 149123101 | $1.9M | 1.10% | 1,775 | SH |
| 17 | CHEVRON CORPORATION | CVX | 166764100 | $1.9M | 1.09% | 11,300 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $1.8M | 1.06% | 4,888 | SH |
| 19 | AT&T INC | T | 00206R102 | $1.8M | 1.06% | 87,984 | SH |
| 20 | RESERVOIR MEDIA INC | RSVR | 76119X105 | $1.8M | 1.04% | 181,435 | SH |
| 21 | SHIMMICK CORPORATION | SHIM | 82455M109 | $1.7M | 0.98% | 368,300 | SH |
| 22 | HOME DEPOT INC | HD | 437076102 | $1.4M | 0.84% | 4,107 | SH |
| 23 | HONEYWELL AEROSPACE INC | HONA | 43849R105 | $1.4M | 0.83% | 6,499 | SH |
| 24 | WALMART INC | WMT | 931142103 | $1.4M | 0.83% | 12,626 | SH |
| 25 | HUNTINGTON BANCSHARES INC | HBAN | 446150104 | $1.4M | 0.81% | 78,863 | SH |
| 26 | COCA COLA CO | KO | 191216100 | $1.3M | 0.78% | 16,565 | SH |
| 27 | COMFORT SYS USA INC | FIX | 199908104 | $991.4K | 0.58% | 500 | SH |
| 28 | SCHWAB CHARLES CORP | SCHW | 808513105 | $945.8K | 0.55% | 10,250 | SH |
| 29 | AUTONATION INC | AN | 05329W102 | $929.0K | 0.54% | 5,000 | SH |
| 30 | AMAZON COM INC | AMZN | 023135106 | $874.7K | 0.51% | 3,670 | SH |
| 31 | ORACLE CORP | ORCL | 68389X105 | $842.7K | 0.49% | 5,750 | SH |
| 32 | BLACKROCK INC | BLK | 09290D101 | $775.0K | 0.45% | 806 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $728.4K | 0.42% | 2,868 | SH |
| 34 | MCDONALDS CORP | MCD | 580135101 | $675.8K | 0.39% | 2,500 | SH |
| 35 | AIR PRODUCTS AND CHEMICALS I | APD | 009158106 | $605.4K | 0.35% | 2,065 | SH |
| 36 | FERMI INC | FRMI | 314911108 | $577.1K | 0.33% | 63,000 | SH |
| 37 | SNOWFLAKE INC | SNOW | 833445109 | $531.1K | 0.31% | 2,087 | SH |
| 38 | HF SINCLAIR CORP | DINO | 403949100 | $530.9K | 0.31% | 7,623 | SH |
| 39 | WASTE MGMT INC DEL | WM | 94106L109 | $506.2K | 0.29% | 2,271 | SH |
| 40 | ONEOK INC NEW | OKE | 682680103 | $502.4K | 0.29% | 5,779 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $480.1K | 0.28% | 1,908 | SH |
| 42 | BANK OF AMER CORP | BAC | 060505104 | $456.2K | 0.26% | 8,006 | SH |
| 43 | PFIZER INC | PFE | 717081103 | $427.4K | 0.25% | 17,749 | SH |
| 44 | HORMEL FOODS CORP | HRL | 440452100 | $418.2K | 0.24% | 16,850 | SH |
| 45 | GE VERNOVA INC | GEV | 36828A101 | $380.7K | 0.22% | 324 | SH |
| 46 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $341.9K | 0.20% | 8,075 | SH |
| 47 | PROCTER & GAMBLE CO | PG | 742718109 | $336.5K | 0.20% | 2,295 | SH |
| 48 | NORFOLK SOUTHN CORP | NSC | 655844108 | $324.0K | 0.19% | 1,030 | SH |
| 49 | SALESFORCE INC | CRM | 79466L302 | $320.7K | 0.19% | 2,047 | SH |
| 50 | NEXTERA ENERGY INC | NEE | 65339F101 | $313.3K | 0.18% | 3,570 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-07 | $172.4M | 75 | 0001053994-26-000006 |
| 2026-03-31 | 2026-04-09 | $630.8M | 297 | 0001053994-26-000002 |
| 2025-12-31 | 2026-01-08 | $64.7M | 35 | 0001053994-26-000001 |
STE 5900
HOUSTON, TX