SANDERS MORRIS HARRIS LLC — 13F Holdings & Portfolio

CIK 1053994 · latest 13F-HR filed 2026-07-07

SANDERS MORRIS HARRIS LLC manages $172.4M in 13F-reported U.S. long-equity assets across 75 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MSIF (15.19%), CSWC (10.48%), AAPL (9.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 6 new positions, exited 228, added to 20, and trimmed 41.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
600 TRAVIS STREET
STE 5900
HOUSTON, TX
Phone
(713) 220-5100
Filing Manager
SANDERS MORRIS HARRIS LLC
Houston, TX
Signatory
David Block
OSJ Supervisor
Loading holdings…
AUM

$172.4M

Long-equity book

Holdings

75

Distinct positions

Period

2026-06-30

Filed 2026-07-07

Q/Q Activity

+6 / −228 / ↑20 / ↓41

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • MSC INCOME FUND INC$4.2M +19.0%
  • TESLA INC$1.4M +74.9%
  • ROCKET LAB CORP$1.1M +34.1%
  • CATERPILLAR INC$632.7K +50.3%
  • SCHWAB CHARLES CORP$499.4K +111.9%
Show all 20

Top Trims

  • NVIDIA CORPORATION-$26.2M -83.1%
  • APPLE INC-$17.4M -51.0%
  • MICROSOFT CORP-$8.7M -82.6%
  • CAPITAL SOUTHWEST CORP-$6.5M -26.5%
  • ADVANCED MICRO DEVICES INC-$4.8M -66.3%
Show all 41

New Positions

  • HONEYWELL AEROSPACE INC$1.4M
  • PUBLIC STORAGE$230.8K
  • RAYONIER INC$212.8K
  • JEFFERIES FINANCIAL GROUP IN$209.9K
  • DAWSON GEOPHYSICAL CO NEW$118.8K
Show all 6

Exited Positions

  • INVESCO QQQ TR$38.3M
  • ENTERPRISE PRODS PARTNERS L$30.4M
  • STATE STR SPDR S&P 500 ETF T$16.8M
  • BROADCOM INC$9.8M
  • LAM RESEARCH CORP$9.1M
Show all 228
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MSC INCOME FUND INC MSIF 55374X208 $26.2M 15.19% 2,263,426 SH
2 CAPITAL SOUTHWEST CORP CSWC 140501107 $18.1M 10.48% 759,992 SH
3 APPLE INC AAPL 037833100 $16.7M 9.67% 57,601 SH
4 BLACKSTONE INC BX 09260D107 $14.3M 8.32% 121,948 SH
5 EXXON MOBIL CORP XOM 30231G102 $10.9M 6.35% 80,035 SH
6 MAIN STR CAP CORP MAIN 56035L104 $10.4M 6.00% 199,559 SH
7 ELI LILLY & CO LLY 532457108 $7.4M 4.31% 6,198 SH
8 PHILIP MORRIS INTL INC PM 718172109 $6.6M 3.81% 36,300 SH
9 NVIDIA CORPORATION NVDA 67066G104 $5.3M 3.09% 26,583 SH
10 ROCKET LAB CORP RKLB 773121108 $4.5M 2.59% 43,940 SH
11 ALTRIA GROUP INC MO 02209S103 $4.2M 2.42% 57,955 SH
12 TESLA INC TSLA 88160R101 $3.2M 1.87% 7,684 SH
13 JPMORGAN CHASE & CO JPM 46625H100 $3.2M 1.86% 9,780 SH
14 ADVANCED MICRO DEVICES INC AMD 007903107 $2.4M 1.40% 4,167 SH
15 CULLEN FROST BANKERS INC CFR 229899109 $2.3M 1.31% 14,652 SH
16 CATERPILLAR INC CAT 149123101 $1.9M 1.10% 1,775 SH
17 CHEVRON CORPORATION CVX 166764100 $1.9M 1.09% 11,300 SH
18 MICROSOFT CORP MSFT 594918104 $1.8M 1.06% 4,888 SH
19 AT&T INC T 00206R102 $1.8M 1.06% 87,984 SH
20 RESERVOIR MEDIA INC RSVR 76119X105 $1.8M 1.04% 181,435 SH
21 SHIMMICK CORPORATION SHIM 82455M109 $1.7M 0.98% 368,300 SH
22 HOME DEPOT INC HD 437076102 $1.4M 0.84% 4,107 SH
23 HONEYWELL AEROSPACE INC HONA 43849R105 $1.4M 0.83% 6,499 SH
24 WALMART INC WMT 931142103 $1.4M 0.83% 12,626 SH
25 HUNTINGTON BANCSHARES INC HBAN 446150104 $1.4M 0.81% 78,863 SH
26 COCA COLA CO KO 191216100 $1.3M 0.78% 16,565 SH
27 COMFORT SYS USA INC FIX 199908104 $991.4K 0.58% 500 SH
28 SCHWAB CHARLES CORP SCHW 808513105 $945.8K 0.55% 10,250 SH
29 AUTONATION INC AN 05329W102 $929.0K 0.54% 5,000 SH
30 AMAZON COM INC AMZN 023135106 $874.7K 0.51% 3,670 SH
31 ORACLE CORP ORCL 68389X105 $842.7K 0.49% 5,750 SH
32 BLACKROCK INC BLK 09290D101 $775.0K 0.45% 806 SH
33 JOHNSON & JOHNSON JNJ 478160104 $728.4K 0.42% 2,868 SH
34 MCDONALDS CORP MCD 580135101 $675.8K 0.39% 2,500 SH
35 AIR PRODUCTS AND CHEMICALS I APD 009158106 $605.4K 0.35% 2,065 SH
36 FERMI INC FRMI 314911108 $577.1K 0.33% 63,000 SH
37 SNOWFLAKE INC SNOW 833445109 $531.1K 0.31% 2,087 SH
38 HF SINCLAIR CORP DINO 403949100 $530.9K 0.31% 7,623 SH
39 WASTE MGMT INC DEL WM 94106L109 $506.2K 0.29% 2,271 SH
40 ONEOK INC NEW OKE 682680103 $502.4K 0.29% 5,779 SH
41 ABBVIE INC ABBV 00287Y109 $480.1K 0.28% 1,908 SH
42 BANK OF AMER CORP BAC 060505104 $456.2K 0.26% 8,006 SH
43 PFIZER INC PFE 717081103 $427.4K 0.25% 17,749 SH
44 HORMEL FOODS CORP HRL 440452100 $418.2K 0.24% 16,850 SH
45 GE VERNOVA INC GEV 36828A101 $380.7K 0.22% 324 SH
46 VERIZON COMMUNICATIONS INC VZ 92343V104 $341.9K 0.20% 8,075 SH
47 PROCTER & GAMBLE CO PG 742718109 $336.5K 0.20% 2,295 SH
48 NORFOLK SOUTHN CORP NSC 655844108 $324.0K 0.19% 1,030 SH
49 SALESFORCE INC CRM 79466L302 $320.7K 0.19% 2,047 SH
50 NEXTERA ENERGY INC NEE 65339F101 $313.3K 0.18% 3,570 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-07 $172.4M 75 0001053994-26-000006
2026-03-31 2026-04-09 $630.8M 297 0001053994-26-000002
2025-12-31 2026-01-08 $64.7M 35 0001053994-26-000001