It is not objectively good news, but Rocket Lab found a defect before risking catastrophic failure on the launchpad.
RKLB Rocket Lab Corporation Common Stock
XNAS
53.87
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
RKLB
$53.87
—
Key stats
$53.87
Pre-market
$53.50
-0.59%
- 52-Week Range
- $37.57 – $151.00
- YTD
- -29.11%
- IV Rank (30D)
- 40.55
- Straddle Price
- $9.93
- P/C Vol Ratio
- 0.61
- Market Cap
- $33.6B
- Open
- $52.60
- Day Range
- $52.15 – $54.99
- Volume
- 12,673,072
- Prev Close
- $52.60
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.13% |
| Beta vs SPY | 1.93 |
| Cost of Equity (CAPM) | 15.75% (VRP-adj) |
| WACC | 15.73% |
| Volatility Risk Premium | +19.1pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +30.0% |
| DCF Horizon | 10 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.10 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $-0.4B |
| Return on Equity (TTM) | -4.7% |
| Book / Price | 7.9% |
| Gross Margin (TTM) | 36.6% |
| FCF Margin (TTM) | -54.6% |
| Debt / Equity | 0.02 |
| Quality Score | 2/6 — normal (10y DCF) |
| SMA 50 | $66.34 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $63.38 |
| Bollinger Width / SMA20 | 88.4% (drives anchor stability) |
| Net Debt | $-1.2B |
| Market Cap | $29B |
Peers used for multiples: AVAV, FLY, KTOS, LMT, MDA, RDW, RTX, VOYG
60-Day Conviction
34%
20-Day Fair Value
≈ by Nov 24, 2026
$54.65
α +1.5%
rank 53%
conviction
78%
40-Day Fair Value
≈ by Dec 23, 2026
$53.86
α +0.1%
rank 22%
conviction
2%
60-Day Fair Value
≈ by Jan 21, 2027
$54.35
α +1.0%
rank 48%
conviction
34%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | n/a | 0% | |
| Peer P/E | n/a | 0% | median 31.3× · 3 peers |
| Peer EV/EBITDA | n/a | 0% | median 24.6× · 4 peers |
| Peer P/B | $9.97 | 12% | median 2.4× · 7 peers |
| Peer P/S | $6.47 | 12% | median 4.7× · 7 peers |
| Market Anchor (SMA50) | $66.34 | 44% | stability 70% (BB-width) |
| Options Expected (B-L 30d) | $51.42 | 31% | 32 strikes · skew +0.02 |
As of 2026-10-26 · updated
Related
About
- Industry (SIC)
- GUIDED MISSILES & SPACE VEHICLES & PARTS (3760) · industry map
- Exchange
- XNAS
- Market Cap
- $33.6B
- Employees
- 2,600
- List Date
- 2021-08-25
- CIK
- 0001819994
- Next Earnings
- 2026-11-09 (After-Close)
- EPS Forecast
- ($0.05) (2 est.)
- Headquarters
- Long Beach, CA
- Homepage
- https://www.rocketlabusa.com
Rocket Lab Corp is engaged in space, building rockets, and spacecraft. It provides end-to-end mission services that provide frequent and reliable access to space for civil, defense, and commercial markets. It designs and manufactures the Electron and Neutron launch vehicles and Photon satellite platform. Rocket Lab's Electron launch vehicle has delivered multiple satellites to orbit for private and public sector organizations, enabling operations in national security, scientific research, space debris mitigation, Earth observation, climate monitoring, and communications. The business operates …
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -- | -25.90% | 28.42% | -8.66% | 16.39% | 5.37% | 3.12% |
| Feb | -- | 0.53% | -9.64% | 14.05% | -27.80% | -6.81% | -5.93% |
| Mar | -- | -11.54% | -8.18% | -9.47% | -4.18% | -9.51% | -8.58% |
| Apr | -- | -6.82% | -2.97% | -7.84% | 20.06% | 25.93% | 5.67% |
| May | -- | -36.19% | 18.04% | 13.51% | 21.11% | 82.06% | 19.71% |
| Jun | -- | -19.53% | 26.58% | 10.85% | 34.47% | -16.95% | 7.08% |
| Jul | -- | 22.89% | 23.24% | 15.42% | 33.76% | -36.25% | 11.81% |
| Aug | -3.84% | 16.28% | -13.09% | 26.41% | 8.46% | -9.24% | 4.16% |
| Sep | 59.07% | -22.77% | -30.91% | 60.56% | -2.84% | 11.42% | 12.42% |
| Oct | -12.08% | 18.10% | -3.64% | 15.93% | 31.29% | -23.62%* | 4.33% |
| Nov | 11.22% | -19.42% | 3.30% | 138.88% | -31.30% | -- | 20.54% |
| Dec | -19.16% | -10.66% | 23.99% | 5.44% | 72.80% | -- | 14.48% |
| Total | 20.91% | -70.42% | 41.08% | 648.07% | 245.88% | -16.69% | 144.81% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $62.46
SMA 50: $65.81
SMA 200: $80.45
Current: $53.82
EMA 12: $56.45
EMA 26: $61.18
MACD: -4.7316 | Signal: -1.0884
BEARISH
ADX (14): 28.70
TREND
+DI: 15.77
−DI: 34.42
Momentum Oscillators
RSI (14): 36.13
NEUTRAL
Stoch %K: 12.48
Stoch %D: 10.96
Williams %R: -80.89
Volume & Volatility
BB Upper: $80.19
BB Lower: $44.73
NEUTRAL
OBV: 1,308,828,154
Vol SMA 20: 20,955,939
Vol ROC: -13.22%
ATR: $3.91
True Range: $2.84
HV 20: 64.4%
HV 30: 67.1%
HV 60: 61.1%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-28T00:00:00 – 2026-10-26T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall Assessment: BEARISH (Confidence Level: 6/10)
Key Drivers:
- Bearish MACD signal
- High volatility with beta >1.2
- Recent news headlines highlighting positive trends, but lack of earnings data and mixed technical signals
Primary Risks:
- High risk due to high volatility and bearish momentum
- Potential for further price decline if sentiment remains negative
Investment Thesis:
The stock's recent declines are likely driven by bearish momentum and high volatility. While the news headlines suggest a positive outlook, the lack of earnings data and mixed technical signals indicate a higher level of uncertainty.
Recent News Sentiment Impact:
The positive news headlines have contributed to a neutral-to-bearish market sentiment, which may not be fully reflected in the stock's current price.
Technical Analysis
Trend Direction:
- Short-term: Downtrend
- Medium-term: Range-bound
- Long-term: Uptrend (but weakening)
Support/Resistance Levels:
- Lower Bollinger Band: $59.86
- Middle Band: $64.94
- Upper Band: $70.03
Momentum Signals:
- RSI: 42.88 (neutral)
- MACD signal: Bearish (-2.54 / Signal: 0.57 / Histogram: -3.11)
- Bollinger Bands position: Neutral (price touching middle band)
Volume Analysis:
- Volume trend: Weak
- Institutional interest signals: Low
News & Sentiment Analysis
Recent Headlines Summary:
The news headlines highlight positive trends, including partnerships and product launches, which may contribute to the stock's recent price fluctuations.
Sentiment Assessment:
Aggregate sentiment: Positive (60% positive, 40% neutral)
Catalyst Identification:
Upcoming catalysts: Earnings release, potential changes in regulatory environment
Market Narrative:
The market narrative is influenced by the positive news headlines, which may not fully reflect the bearish momentum and high volatility.
Risk & Volatility Assessment
Beta Interpretation:
Beta >1.2 (high risk)
Volatility Regime:
Current vs historical volatility levels: Higher than average (0.94)
Options Market Signals:
IV Rank: 45.8% (Medium) Put/Call Volume Ratio: 0.83 (Neutral sentiment)
Downside Protection:
Support levels and risk management considerations: $59.86 (lower Bollinger Band), potential for further price decline if sentiment remains negative
Market Context & Positioning
Sector Performance:
Relative strength vs sector/market: Weak
Institutional Activity:
Volume patterns suggesting institutional interest: Low
Correlation Analysis:
How stock moves relative to market (R-squared interpretation): 0.50 (moderate correlation)
Relative Valuation:
Position within trading range: Neutral
Key Levels & Action Items
Critical Price Levels:
Support/resistance to monitor:
- Lower Bollinger Band: $59.86
- Middle Band: $64.94
- Upper Band: $70.03
Breakout/Breakdown Levels:
Technical levels that could trigger significant moves:
- Below lower Bollinger Band (bearish breakout)
- Above upper Bollinger Band (bullish breakout)
Time-Sensitive Catalysts:
Earnings release, potential changes in regulatory environment
Risk Management:
Stop-loss levels and position sizing considerations:
- Risk-reward ratio: 1:2
- Position sizing: 50% of maximum allowed
Generated
News
All RKLB news →
Rocket Lab is keeping us waiting for Neutron.
Rocket Lab has emerged as a top competitor to SpaceX in launch services.
Rocket Lab's Neutron delay has the stock sliding, but Redwire is building a broader space and defense business. Profits remain its real test.
Iridium's good earnings news is even better news for Rocket Lab stock.
Intuitive Machines is growing faster and trades at a much lower valuation.
Rocket Lab's Neutron setback forces investors to reassess launch timelines and valuation.
Cathie Wood is buying more Rocket Lab despite its Neutron launch delay while trimming stake in Alphabet.
Showing 1–10 of 50
Page 1 of 5
Earnings History
14 of 20 under expected move
Avg Expected Move
13.52%
Avg Actual Move
10.39%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-09-08 | After-Close | 19.22% | 37.31% | 1.94x | Exceeded |
| 2022-02-28 | After-Close | 20.13% | 4.61% | 0.23x | Within |
| 2022-05-16 | After-Close | 16.08% | 4.62% | 0.29x | Within |
| 2022-08-11 | After-Close | 12.97% | 21.16% | 1.63x | Exceeded |
| 2022-11-09 | After-Close | 13.92% | 12.03% | 0.86x | Within |
| 2023-02-28 | After-Close | 16.89% | 2.22% | 0.13x | Within |
| 2023-05-09 | After-Close | 12.18% | 4.57% | 0.38x | Within |
| 2023-08-08 | After-Close | 9.46% | 3.15% | 0.33x | Within |
| 2023-11-08 | After-Close | 8.26% | 1.83% | 0.22x | Within |
| 2024-01-31 | After-Close | 5.36% | 17.11% | 3.19x | Exceeded |
| 2024-05-06 | After-Close | 11.33% | 2.22% | 0.20x | Within |
| 2024-08-08 | After-Close | 11.01% | 12.58% | 1.14x | Exceeded |
| 2024-11-12 | After-Close | 27.80% | 28.44% | 1.02x | Exceeded |
| 2025-02-27 | After-Close | 17.02% | 3.33% | 0.20x | Within |
| 2025-05-08 | After-Close | 12.03% | 11.21% | 0.93x | Within |
| 2025-08-07 | After-Close | 11.86% | 1.09% | 0.09x | Within |
| 2025-11-10 | After-Close | 12.48% | 1.27% | 0.10x | Within |
| 2026-02-26 | After-Close | 9.46% | 4.89% | 0.52x | Within |
| 2026-05-07 | After-Close | 10.31% | 34.22% | 3.32x | Exceeded |
| 2026-08-10 | After-Close | 12.65% | 0.04% | 0.00x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
RKLB Options Activity & IV Rank
RKLB IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 79.3%
7-DTE IV: 71.8%
Expected Move: $9.93
7-DTE Move: $3.40
Days to Exp: 32 (2026-11-27)
Options Flow
Call Volume: 1,610
Put Volume: 975
P/C Volume: 0.606
BULLISH
Call OI: 6,368
Put OI: 3,518
P/C OI: 0.552
Total OI: 9,886
ATM Options Pricing
ATM Call: $5.15
ATM Put: $4.78
Call %: 9.6%
Put %: 8.9%
Chain Summary
Chain Volume: 87,270
Chain OI: 1,234,667
Last Updated: 10/26/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 15th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
15%
vs own history
GEX tilt
-0.10
OI-weighted, today
Vanna tilt
+0.21
δ-sensitivity to IV
Charm tilt
-0.39
δ-decay vs time
Charm tilt -0.39: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 184 ATM contracts, 182k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
40%
+2.4
pts
EXTREME
as of Oct 26 · ATM 70.7% / Wing 73.1%
30 DTE / 10d
52%
+3.0
pts
EXTREME
as of Oct 26 · ATM 78.3% / Wing 81.4%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)24.3LowOct 26
IV Rank (30 DTE)40.5MediumOct 26
Straddle Price (30 DTE)$9.93Oct 26
Beta Analysis
Risk Metrics
Beta: 3.8828
Alpha: -26.41%
Correlation: 0.5277
R-Squared: 27.8%
Stock Volatility: 93.8%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own RKLB
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Rockefeller Capital Management Family office Rockefeller family | $17.9M | #518 of 4729 | +7.0% | 13F | |
| Renaissance Technologies Hedge fund Jim Simons | $4.9M | #1473 of 3138 | new | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $1.1M | #817 of 997 | -32.6% | 13F | |
| Point72 Hedge fund Steve Cohen | $1.0M | #1483 of 1945 | new | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
RKLB Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 544,978,008 (as of 2026-03-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
53 filers$5.04B notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | UBS Group AG Custodian | $1.92B | 38.11% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $1.01B | 20.00% | 2026-06-30 |
| 3 | Jane Street Group, LLC Custodian | $916.86M | 18.20% | 2026-06-30 |
| 4 | Citadel Advisors LLC Custodian | $579.50M | 11.50% | 2026-06-30 |
| 5 | Walleye Trading LLC | $150.22M | 2.98% | 2026-06-30 |
| 6 | D. E. Shaw & Co., Inc. Custodian | $80.87M | 1.61% | 2026-06-30 |
| 7 | Wolverine Trading, LLC Custodian | $80.78M | 1.60% | 2025-09-30 |
| 8 | Millennium Management LLC Custodian | $62.49M | 1.24% | 2026-06-30 |
| 9 | PEAK6 LLC | $54.35M | 1.08% | 2026-06-30 |
| 10 | Caption Management, LLC | $30.50M | 0.61% | 2026-06-30 |
| 11 | Cubist Systematic Strategies, LLC | $15.56M | 0.31% | 2025-09-30 |
| 12 | Barclays PLC Custodian | $15.25M | 0.30% | 2026-06-30 |
| 13 | CANTOR FITZGERALD, L. P. | $11.69M | 0.23% | 2026-06-30 |
| 14 | Squarepoint Ops LLC | $11.31M | 0.22% | 2026-06-30 |
| 15 | NOMURA HOLDINGS INC | $10.16M | 0.20% | 2026-06-30 |
| 16 | Vontobel Holding Ltd. | $9.73M | 0.19% | 2026-09-30 |
| 17 | Hudson Bay Capital Management LP | $9.29M | 0.18% | 2026-06-30 |
| 18 | TUDOR INVESTMENT CORP ET AL | $8.68M | 0.17% | 2026-06-30 |
| 19 | Two Sigma Investments, LP Custodian | $8.55M | 0.17% | 2026-06-30 |
| 20 | Point72 Asset Management, L.P. | $8.20M | 0.16% | 2026-06-30 |
| 21 | Allianz Asset Management GmbH | $8.20M | 0.16% | 2026-06-30 |
| 22 | CAPITAL FUND MANAGEMENT S.A. | $8.08M | 0.16% | 2026-06-30 |
| 23 | Walleye Capital LLC | $4.79M | 0.10% | 2026-06-30 |
| 24 | Laurion Capital Management LP | $4.69M | 0.09% | 2026-06-30 |
| 25 | Goldman Sachs Group Inc Custodian | $3.38M | 0.07% | 2026-06-30 |
43 filers$2.70B notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $705.36M | 26.16% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $658.77M | 24.43% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $499.14M | 18.51% | 2026-06-30 |
| 4 | Goldman Sachs Group Inc Custodian | $267.00M | 9.90% | 2026-06-30 |
| 5 | Walleye Trading LLC | $98.91M | 3.67% | 2026-06-30 |
| 6 | CANTOR FITZGERALD, L. P. | $76.24M | 2.83% | 2026-06-30 |
| 7 | Millennium Management LLC Custodian | $71.12M | 2.64% | 2026-06-30 |
| 8 | Wolverine Trading, LLC Custodian | $47.01M | 1.74% | 2025-09-30 |
| 9 | Balyasny Asset Management L.P. | $36.59M | 1.36% | 2026-06-30 |
| 10 | Jain Global LLC | $31.16M | 1.16% | 2026-06-30 |
| 11 | Bank of Montreal Custodian | $30.50M | 1.13% | 2026-06-30 |
| 12 | PEAK6 LLC | $23.92M | 0.89% | 2026-06-30 |
| 13 | D. E. Shaw & Co., Inc. Custodian | $22.88M | 0.85% | 2026-06-30 |
| 14 | TUDOR INVESTMENT CORP ET AL | $14.65M | 0.54% | 2026-06-30 |
| 15 | Laurion Capital Management LP | $14.05M | 0.52% | 2026-06-30 |
| 16 | Allianz Asset Management GmbH | $12.07M | 0.45% | 2026-06-30 |
| 17 | Squarepoint Ops LLC | $11.70M | 0.43% | 2026-06-30 |
| 18 | Two Sigma Investments, LP Custodian | $10.30M | 0.38% | 2026-06-30 |
| 19 | CREDIT AGRICOLE S A | $10.16M | 0.38% | 2026-06-30 |
| 20 | Twin Tree Management, LP | $9.62M | 0.36% | 2026-06-30 |
| 21 | Sculptor Capital LP | $8.69M | 0.32% | 2026-06-30 |
| 22 | CAPITAL FUND MANAGEMENT S.A. | $7.68M | 0.28% | 2026-06-30 |
| 23 | Converium Capital Inc. | $6.10M | 0.23% | 2026-06-30 |
| 24 | Barclays PLC Custodian | $5.08M | 0.19% | 2026-06-30 |
| 25 | Walleye Capital LLC | $2.82M | 0.10% | 2026-06-30 |
RKLB Insider Trading (Form 4)
Latest: 2026-10-02Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-02 | Adam C. Spice | Chief Financial Officer | Mixed | — | $35.95 | -$9.77M | EDGAR |
| 2026-09-04 | Adam C. Spice | Chief Financial Officer | Mixed | — | $31.86 | -$8.62M | EDGAR |
| 2026-09-02 | Merline Saintil | Director | Gift (G) | — | — | EDGAR | |
| 2026-08-28 | Frank Klein | Chief Operations Officer | Sell (S) | −35,558 | $66.61 | -$2.37M | EDGAR |
| 2026-08-28 | Arjun Kampani | SVP & General Counsel | Sell (S) | −6,034 | $66.65 | -$402.2K | EDGAR |
| 2026-08-26 | Marvin Bradford Clevenger | President, Rocket Lab USA, Inc | Sell (S) | −15,051 | $69.63 | -$1.05M | EDGAR |
| 2026-08-26 | Agostino Ricupati | VP Corp Controller & CAO | Sell (S) | −669 | $69.63 | -$46.6K | EDGAR |
| 2026-08-26 | Frank Klein | Chief Operations Officer | Sell (S) | −45,692 | $69.63 | -$3.18M | EDGAR |
| 2026-08-26 | Arjun Kampani | SVP & General Counsel | Sell (S) | −7,754 | $69.63 | -$539.9K | EDGAR |
| 2026-08-26 | Adam C. Spice | Chief Financial Officer | Sell (S) | −9,677 | $69.63 | -$673.8K | EDGAR |
| 2026-08-18 | Adam C. Spice | Chief Financial Officer | Gift (G) | −30,000 | — | EDGAR | |
| 2026-07-08 | Peter Beck | CEO | Sell (S) | −3,275,779 | $87.43 | -$286.41M | EDGAR |
| 2026-06-18 | Arjun Kampani | SVP & General Counsel | Sell (S) | −88,000 | $107.98 | -$9.50M | EDGAR |
| 2026-06-05 | Agostino Ricupati | VP Corp Controller & CAO | Award (A) | +27,532 | — | EDGAR | |
| 2026-06-05 | Adam C. Spice | Chief Financial Officer | Award (A) | +275,319 | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
RKLB Insider Holdings
18 insiders · @ $53.82
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Khosla Ventures V, L.P. | 10%+ Owner | 22,323,617 | $1.20B | $0 | 2 | 2025-02-05 |
| 2 | Khosla Ventures Associates V, LLC | 10%+ Owner | 16,323,617 | $878.54M | $0 | 4 | 2025-07-25 |
| 3 | Peek Street Equatorial Trustee Ltd | 10%+ Owner | 5,789,373 | $311.58M | $0 | 1 | 2025-06-17 |
| 4 | Peter Beck | CEO | 4,687,776 | $252.30M | -$429.59M | 5 | 2026-07-08 |
| 5 | Kerryn Beck | 3,289,373 | $177.03M | -$637.27M | 1 | 2025-09-17 | |
| 6 | Adam C. Spice | Chief Financial Officer | 1,506,455 | $81.08M | -$190.60M | 27 | 2026-10-02 |
| 7 | Matthew Ocko | Director | 1,378,654 | $74.20M | -$213.66M | 3 | 2025-09-18 |
| 8 | Frank Klein | Chief Operations Officer | 926,195 | $49.85M | -$37.79M | 15 | 2026-08-28 |
| 9 | Equatorial Trust | 10%+ Owner | 789,373 | $42.48M | -$101.16M | 3 | 2025-01-10 |
| 10 | Marvin Bradford Clevenger | President, Rocket Lab USA, Inc | 458,924 | $24.70M | -$3.78M | 3 | 2026-08-26 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
RKLB Board & Officers
As of SEC filings through Oct 2, 2026Directors 7
- Alexander R Slusky · since Sep 24, 2020
- Jon A Olson · since Aug 25, 2021
- Merline Saintil · since Aug 25, 2021
- Peter Beck · since Aug 25, 2021
- Edward H. Frank · since Sep 2, 2022
- Nina Armagno · since Oct 30, 2023
- Kenneth R Possenriede · since Aug 21, 2024
Officers 6
- Peter Beck · CEO · listed since Nov 2025
- Marvin Bradford Clevenger · President, Rocket Lab USA, Inc · since Mar 26, 2026
- Adam C. Spice · Chief Financial Officer · since Aug 25, 2021
- Frank Klein · Chief Operations Officer · since Sep 16, 2024
- Arjun Kampani · SVP & General Counsel · listed since Sep 2025
- Agostino Ricupati · VP Corp Controller & CAO · since Jun 3, 2026
10% owners 4
- Equatorial Trust (entity) · since Aug 25, 2021
- Kerryn Beck · since Aug 25, 2021
- Peek Street Equatorial Trustee Ltd (entity) · since Aug 25, 2021
- Warren Butler · since Aug 25, 2021
Changes in the last 10 years (57)
| Jun 3, 2026 | Agostino Ricupati became VP Corp Controller & CAO |
| Mar 26, 2026 | Marvin Bradford Clevenger became President, Rocket Lab USA, Inc |
| Nov 25, 2025 | Peter Beck listed as CEO (previously President, CEO and Chairman) in SEC filings |
| Nov 7, 2025 | The company announced the departure of Matthew Ocko from the board in an SEC filing |
| Sep 18, 2025 | Arjun Kampani listed as SVP & General Counsel (previously Senior Vice President, General Counsel and Secretary) in SEC filings |
| Sep 17, 2025 | Peter Beck no longer listed as a 10% owner in SEC filings |
| Jul 25, 2025 | Vinod Khosla reported in an SEC filing no longer being a 10% owner |
| Jul 25, 2025 | VK Services, LLC reported in an SEC filing no longer being a 10% owner |
| Jul 25, 2025 | Khosla Ventures V, L.P. reported in an SEC filing no longer being a 10% owner |
| Jul 25, 2025 | Khosla Ventures Associates V, LLC reported in an SEC filing no longer being a 10% owner |
| Mar 18, 2025 | Arjun Kampani listed as Senior Vice President, General Counsel and Secretary (previously General Counsel) in SEC filings |
| Sep 16, 2024 | Frank Klein became Chief Operations Officer |
| Sep 12, 2024 | The company announced the departure of Michael D Griffin from the board in an SEC filing |
| Aug 21, 2024 | Kenneth R Possenriede became a director |
| Apr 12, 2024 | The company announced the departure of Sven Strohband from the board in an SEC filing |
| Nov 30, 2023 | Arjun Kampani listed as General Counsel (previously Senior Vice President, General Counsel and Secretary) in SEC filings |
| Oct 30, 2023 | Nina Armagno became a director |
| Feb 27, 2023 | The company announced the departure of David J/ca Cowan from the board in an SEC filing |
| Sep 2, 2022 | Edward H. Frank became a director |
| Jun 28, 2022 | Alexander R Slusky no longer listed as Chairman & CEO in SEC filings |
| Apr 11, 2022 | Arjun Kampani became Senior Vice President, General Counsel and Secretary |
| Aug 27, 2021 | Vector Capital Partners V, Ltd reported in an SEC filing no longer being a 10% owner |
| Aug 27, 2021 | Vector Acquisition Partners, L.P. reported in an SEC filing no longer being a 10% owner |
| Aug 25, 2021 | Warren Butler became a 10% owner |
| Aug 25, 2021 | Vinod Khosla became a 10% owner |
| Aug 25, 2021 | VK Services, LLC became a 10% owner |
| Aug 25, 2021 | Sven Strohband became a director |
| Aug 25, 2021 | Shaun O'Donnell became EVP - Global Operations |
| Aug 25, 2021 | Peter Beck became a director |
| Aug 25, 2021 | Peter Beck became a 10% owner |
| Aug 25, 2021 | Peter Beck became President, CEO and Chairman |
| Aug 25, 2021 | Peek Street Equatorial Trustee Ltd became a 10% owner |
| Aug 25, 2021 | Michael D Griffin became a director |
| Aug 25, 2021 | Merline Saintil became a director |
| Aug 25, 2021 | Matthew Ocko became a director |
| Aug 25, 2021 | Khosla Ventures V, L.P. became a 10% owner |
| Aug 25, 2021 | Khosla Ventures Seed B, L.p. became a 10% owner |
| Aug 25, 2021 | Khosla Ventures Seed B (cf), L.p. became a 10% owner |
| Aug 25, 2021 | Khosla Ventures Seed Associates B, LLC became a 10% owner |
| Aug 25, 2021 | Khosla Ventures Associates V, LLC became a 10% owner |
| Aug 25, 2021 | Kerryn Beck became a 10% owner |
| Aug 25, 2021 | Jon A Olson became a director |
| Aug 25, 2021 | Equatorial Trust became a 10% owner |
| Aug 25, 2021 | Deer VIII & Co. Ltd. became a 10% owner |
| Aug 25, 2021 | Deer VIII & Co. L.P. became a 10% owner |
| Aug 25, 2021 | David J/ca Cowan became a director |
| Aug 25, 2021 | Bessemer Venture Partners VIII L.P. became a 10% owner |
| Aug 25, 2021 | Bessemer Venture Partners VIII Institutional L.P. became a 10% owner |
| Aug 25, 2021 | Adam C. Spice became Chief Financial Officer |
| Oct 21, 2020 | Vector Capital Partners V, Ltd first on file as a 10% owner |
| Sep 24, 2020 | Vector Acquisition Partners, L.P. became a 10% owner |
| Sep 24, 2020 | John Herr became a director |
| Sep 24, 2020 | David P Kennedy became a director |
| Sep 24, 2020 | David Fishman became President |
| Sep 24, 2020 | David A Baylor became Chief Financial Officer |
| Sep 24, 2020 | Alexander R Slusky became a director |
| Sep 24, 2020 | Alexander R Slusky became Chairman & CEO |
Not reported recently (12)
- Khosla Ventures Seed Associates B, LLC · Last reported as a 10% owner in an SEC filing dated Aug 28, 2024
- Khosla Ventures Seed B (cf), L.p. · Last reported as a 10% owner in an SEC filing dated Aug 28, 2024
- Khosla Ventures Seed B, L.p. · Last reported as a 10% owner in an SEC filing dated Aug 28, 2024
- Bessemer Venture Partners VIII L.P. · Last reported as a 10% owner in an SEC filing dated Nov 18, 2022
- Deer VIII & Co. Ltd. · Last reported as a 10% owner in an SEC filing dated Nov 18, 2022
- Deer VIII & Co. L.P. · Last reported as a 10% owner in an SEC filing dated Nov 18, 2022
- Bessemer Venture Partners VIII Institutional L.P. · Last reported as a 10% owner in an SEC filing dated Nov 18, 2022
- Shaun O'Donnell · Last reported as EVP - Global Operations in an SEC filing dated Sep 15, 2022
- John Herr · Last reported as a director in an SEC filing dated Sep 24, 2020
- David Fishman · Last reported as President in an SEC filing dated Sep 24, 2020
- David A Baylor · Last reported as Chief Financial Officer in an SEC filing dated Sep 24, 2020
- David P Kennedy · Last reported as a director in an SEC filing dated Sep 24, 2020
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
RKLB Proposed Insider Sales (Form 144)
Latest: 2026-10-01
? Form 144 Guide
Last 30d:
1 filing
· $9.8M notice value
· Last 90d:
7 filings
· $18.0M notice value
· 4 unique filers
· 86% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
Spice Adam C. (2, $10.4M) · Klein Frank (2, $5.5M) · Clevenger Marvin Bradford (1, $1.0M) · Kampani Arjun (2, $939K)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-10-01 | ADAM C SPICE | Officer | 140,157 | $9.77M | 2026-10-01 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-27 | ARJUN KAMPANI | Officer | 6,034 | $399.3K | 2026-08-27 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-27 | FRANK KLEIN | Officer | 35,558 | $2.35M | 2026-08-27 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-24 | Spice Adam C. | Officer | 9,677 | $673.7K | 2026-08-24 | MORGAN STANLEY SMITH BARNEY LLC … | 10b5-1 | EDGAR |
| 2026-08-24 | Klein Frank | Officer | 45,692 | $3.18M | 2026-08-24 | MORGAN STANLEY SMITH BARNEY LLC … | 10b5-1 | EDGAR |
| 2026-08-24 | Kampani Arjun | Officer | 7,754 | $539.9K | 2026-08-24 | MORGAN STANLEY SMITH BARNEY LLC … | 10b5-1 | EDGAR |
| 2026-08-24 | Clevenger Marvin Bradford | Officer | 15,051 | $1.05M | 2026-08-24 | MORGAN STANLEY SMITH BARNEY LLC … | — | EDGAR |
| 2026-07-06 | Peter Beck | Officer | 5,000,000 | $465.45M | 2026-07-06 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2026-05-29 | Slusky Alexander R | Director | 100,000 | $14.80M | 2026-05-28 | CHARLES SCHWAB & CO., INC. | — | EDGAR |
| 2026-05-28 | ARJUN KAMPANI | Officer | 23,804 | $3.58M | 2026-05-28 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-06-05
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-06-05 | 0001819994-26-000056 | EDGAR |
| 2026-05-21 | 0001819994-26-000048 | EDGAR |
| 2026-05-20 | 0001819994-26-000045 | EDGAR |
| 2026-05-08 | 0001753926-26-000799 | EDGAR |
| 2026-05-07 | 0001819994-26-000027 | EDGAR |
| 2026-04-14 | 0001753926-26-000654 | EDGAR |
| 2026-03-30 | 0001753926-26-000568 | EDGAR |
| 2026-03-17 | 0001628280-26-018789 | EDGAR |
| 2026-03-12 | 0001819994-26-000016 | EDGAR |
| 2026-02-26 | 0001819994-26-000012 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-07 | 0001819994-26-000028 | EDGAR |
| 2025-11-10 | 0001819994-25-000021 | EDGAR |
| 2025-08-07 | 0001628280-25-038936 | EDGAR |
| 2025-05-08 | 0001628280-25-023857 | EDGAR |
| 2024-11-12 | 0000950170-24-125529 | EDGAR |
| 2024-08-08 | 0000950170-24-094122 | EDGAR |
| 2024-05-06 | 0000950170-24-053646 | EDGAR |
| 2023-11-08 | 0000950170-23-061189 | EDGAR |
| 2023-08-08 | 0000950170-23-039896 | EDGAR |
| 2023-05-09 | 0000950170-23-019756 | EDGAR |
ETF Holders
220 ETFs hold RKLB
25 shown · $6.11B total exposure · 0.27% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.06% | $1.3B | — | 2026-09-30 |
| 2 | VO Vanguard Morningstar Mid-Cap ETF | Vanguard | 0.41% | $892.8M | — | 2026-09-30 |
| 3 | QQQ Invesco QQQ Trust, Series 1 | Invesco | 0.14% | $658.3M | — | 2026-10-24 |
| 4 | VUG Vanguard Morningstar Growth ETF | Vanguard | 0.14% | $540.1M | — | 2026-09-30 |
| 5 | VXF Vanguard Extended Market ETF | Vanguard | 0.46% | $432.1M | — | 2026-09-30 |
| 6 | VOT Vanguard Morningstar Mid-Cap Growth ETF | Vanguard | 0.99% | $327.3M | — | 2026-09-30 |
| 7 | NASA Tema Space Innovators ETF | Nport | 11.05% | $287.8M | — | 2026-05-31 |
| 8 | ITA iShares U.S. Aerospace & Defense ETF | iShares (BlackRock) | 2.31% | $271.1M | $12.0B | 2026-10-23 |
| 9 | IWP iShares Russell Mid-Cap Growth ETF | iShares (BlackRock) | 0.89% | $165.6M | $18.9B | 2026-10-23 |
| 10 | QQQM Invesco NASDAQ 100 ETF | Invesco | 0.14% | $148.5M | — | 2026-10-24 |
| 11 | SCHG Schwab U.S. Large-Cap Growth ETF | Nport | 0.24% | $144.2M | — | 2026-05-31 |
| 12 | XAR State Street® SPDR® S&P® Aerospace & Defense ETF | SPDR (State Street) | 2.67% | $129.5M | $4.9B | 2026-10-23 |
| 13 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.22% | $123.1M | $57.3B | 2026-10-23 |
| 14 | IWF iShares Russell 1000 Growth ETF | iShares (BlackRock) | 0.09% | $110.3M | $123.5B | 2026-10-23 |
| 15 | SCHX Schwab U.S. Large-Cap ETF | Nport | 0.10% | $71.8M | — | 2026-05-31 |
| 16 | VONG Vanguard Russell 1000 Growth ETF | Vanguard | 0.11% | $63.5M | — | 2026-09-30 |
| 17 | PPA Invesco Aerospace & Defense ETF | Invesco | 0.78% | $57.0M | — | 2026-10-24 |
| 18 | XOVR ERShares Private-Public Crossover ETF | Nport | 2.50% | $54.6M | — | 2026-06-30 |
| 19 | SIXG Defiance Connective Technologies ETF | Nport | 4.88% | $49.3M | — | 2026-06-30 |
| 20 | UFOX Defiance Connective Technologies ETF | Nport | 4.88% | $49.3M | — | 2026-06-30 |
| 21 | VV Vanguard Morningstar Large-Cap ETF | Vanguard | 0.06% | $49.1M | — | 2026-09-30 |
| 22 | VIS Vanguard Industrials ETF | Vanguard | 0.56% | $48.3M | — | 2026-09-30 |
| 23 | SCHB Schwab U.S. Broad Market ETF | Nport | 0.09% | $39.8M | — | 2026-05-31 |
| 24 | CGGO Capital Group Global Growth Equity ETF | Capitalgroup | 0.33% | $38.4M | $11.6B | 2026-10-23 |
| 25 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.04% | $37.6M | $96.5B | 2026-10-23 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-0.32
TTM Revenue
$679.58M
TTM Net Income
$-182.62M
TTM Op. Cash Flow
$-161.63M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q1 '26 | 2026-03-31 | $200.35M | $-45.02M | $-0.07 | $-50.33M |
| Q4 '25 | 2025-12-31 | $179.65M | $-52.92M | $-0.09 | $-64.53M |
| Q3 '25 | 2025-09-30 | $155.08M | $-18.26M | $-0.03 | $-23.52M |
| Q2 '25 | 2025-06-30 | $144.50M | $-66.41M | $-0.13 | $-23.24M |
| Q1 '25 | 2025-03-31 | $122.57M | $-60.62M | $-0.12 | $-54.23M |
| Q4 '24 | 2024-12-31 | $132.39M | $-52.34M | $-0.10 | $-2.39M |
| Q3 '24 | 2024-09-30 | $104.81M | $-51.94M | $-0.10 | $-30.91M |
| Q2 '24 | 2024-06-30 | $106.25M | $-41.63M | $-0.08 | $-13.00M |
| Q1 '24 | 2024-03-31 | $92.77M | $-44.26M | $-0.09 | $-2.59M |
| Q4 '23 | 2023-12-31 | $59.99M | $-50.50M | $-0.10 | $-42.42M |
| Q3 '23 | 2023-09-30 | $67.66M | $-40.57M | $-0.08 | $-24.74M |
| Q2 '23 | 2023-06-30 | $62.05M | $-45.89M | $-0.08 | $-7.66M |
Q1 2026 • period ending 2026-03-31 • filed 2026-05-07
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
12.95
P/S
43.16
EV/EBITDA
—
EV/Sales
41.46
ROE
-8.1%
ROA
-6.5%
Div Yield
0.00%
FCF Yield
-0.55%
Debt/Equity
0.02
Current Ratio
—
Market Cap
$29.33B
as of 2026-10-26
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
44.44M
SI % of Float
8.00%
Days to Cover
2.06
Short Vol Ratio
38.1%
Free Float
555.51M
Float %
92.8%
Short interest 2026-09-30 • Short volume 2026-10-26 • Float 2026-08-13