Gator Capital Management, LLC — 13F Holdings & Portfolio

CIK 1570284 · latest 13F-HR filed 2026-08-13

Gator Capital Management, LLC manages $476.6M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are HOOD (8.54%), COMP (6.99%), FCNCA (3.91%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions and exited 25; 35 existing positions rose in reported value and 13 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$476.6M

Long-equity book

Holdings

Distinct positions

Period

2026-06-30

Filed 2026-08-13

Q/Q Activity

+2 / −25 / ↑35 / ↓13

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

HOOD8.8% · -4%COMP7.2% · -0%FCNCA4.0% · -12%UMBF4.0% · -11%UBS3.7% · -9%AX3.5% · -11%AMP3.5% · -8%GPN3.1% · -10%VOYA3.0% · +2%BCS3.0% · +3%NAVI2.9% · +711%PRI2.9% · -17%OFG2.8% · -15%CUBI2.7% · -16%FISV2.6% · +10%ESQ2.6% · +3%CG2.6% · +48%SLM2.6% · -12%JXN2.5% · +7%CNOB2.4% · -18%FFBC2.3% · -11%TFSL2.1% · -19%WAL2.0% · -24%CBNA2.0% · +5%OSBC1.8% · +2%PRG1.6% · +29%BANC1.6% · +2%WEX1.3% · -13%KINS1.3% · 0%UPST1.2% · +708%RSP0.9% · -10%CBK0.9% · +2%OPBK0.9% · +3%FSUN0.8% · new GROW0.8% · +8%CBNK0.7% · +2%DCOM0.7% · -17%IBKR0.5% · -58%VCTR0.5% · -78%WSBC0.5% · +2%INBK0.5% · +2%BWB0.4% · +2%UNTY0.4% · -12%GNW0.4% · -40%ALRS0.4% · -20%DELL0.4% · -5%RJF0.3% · 0%SF0.3% · -56%MDY0.3% · -14%META0.3% · 0%FBIZ0.2% · -28%XYZ0.2% · -80%V0.2% · -60%OBT0.2% · +2%PKW0.2% · -30%PBFS0.2% · +2%CASH0.2% · 0%IWN0.1% · 0%HIPO0.1% · 0%AAPL0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Assets Under Management

$751.1M

Discretionary

$751.1M

Employees

Accounts

Address

2502 N. ROCKY POINT DR., SUITE 665
TAMPA, FL 33607

Phone

(813) 282-7870

Website

WWW.GATORCAPITAL.COM
www.linkedin.com/company/gator-capital-management
WWW.FACEBOOK.COM/GATORCAPITAL

Name	Title / Status	Ownership	Type
PILECKI, DEREK, STEVEN Control	MANAGING MEMBER/CHIEF INVESTMENT OFFICER	75% or more	Individual
ANDERSON, ERIK, MATTHEW	CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER	Less than 5%	Individual
BUBECK, KYLE, ROGER	CHIEF COMPLIANCE OFFICER	Less than 5%	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

COMPASS INC$13.6M +68.6%
NAVIENT CORPORATION$11.9M +743.5%
ROBINHOOD MKTS INC$11.6M +39.6%
UPSTART HLDGS INC$5.2M +1015.3%
PROG HOLDINGS INC$4.0M +110.0%

Show all 35 →

Top Trims

VICTORY CAP HLDGS INC DEL-$6.1M -71.4%
BLOCK INC-$2.7M -75.4%
INTERACTIVE BROKERS GROUP IN-$2.1M -45.3%
STIFEL FINL CORP-$1.7M -58.1%
WEX INC-$1.5M -19.7%

Show all 13 →

New Positions

FIRSTSUN CAP BANCORP$3.5M
MORGAN STANLEY$205.9K

Exited Positions

Show all 25 →

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

Gator Capital Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	ROBINHOOD MKTS INC	HOOD	770700102	$40.7M	8.54%	405,825	SH
2	COMPASS INC	COMP	20464U100	$33.3M	6.99%	2,703,151	SH
3	FIRST CTZNS BANCSHARES INC D	FCNCA	31946M103	$18.6M	3.91%	8,958	SH
4	UMB FINL CORP	UMBF	902788108	$18.5M	3.88%	129,450	SH
5	UBS GROUP AG	UBS	H42097107	$17.2M	3.60%	346,600	SH
6	AXOS FINANCIAL INC	AX	05465C100	$16.2M	3.40%	166,475	SH
7	AMERIPRISE FINL INC	AMP	03076C106	$16.0M	3.36%	34,951	SH
8	GLOBAL PMTS INC	GPN	37940X102	$14.6M	3.06%	200,745	SH
9	VOYA FINANCIAL INC	VOYA	929089100	$14.2M	2.97%	156,385	SH
10	BARCLAYS PLC	BCS	06738E204	$13.8M	2.89%	513,345	SH
11	NAVIENT CORPORATION	NAVI	63938C108	$13.5M	2.84%	1,590,727	SH
12	PRIMERICA INC	PRI	74164M108	$13.4M	2.81%	47,036	SH
13	OFG BANCORP	OFG	67103X102	$12.9M	2.70%	262,255	SH
14	CUSTOMERS BANCORP INC	CUBI	23204G100	$12.7M	2.67%	161,030	SH
15	FISERV INC	FISV	337738108	$12.3M	2.58%	250,235	SH
16	ESQUIRE FINL HLDGS INC	ESQ	29667J101	$12.0M	2.52%	100,896	SH
17	CARLYLE GROUP INC	CG	14316J108	$11.9M	2.50%	282,425	SH
18	SLM CORP	SLM	78442P106	$11.9M	2.49%	457,729	SH
19	ROBINHOOD MKTS INC Put	HOOD	770700102	$11.8M	2.48%	404,100	SH
20	JACKSON FINANCIAL INC	JXN	46817M107	$11.7M	2.44%	113,795	SH
21	CONNECTONE BANCORP INC	CNOB	20786W107	$10.9M	2.29%	326,782	SH
22	1ST FINL BANCORP	FFBC	320209109	$10.7M	2.24%	315,590	SH
23	TFS FINL CORP	TFSL	87240R107	$9.9M	2.07%	556,030	SH
24	WESTERN ALLIANCE BANCORP	WAL	957638109	$9.5M	1.99%	115,630	SH
25	CHAIN BRIDGE BANCORP INC	CBNA	15746L100	$9.2M	1.94%	219,365	SH
26	OLD SECOND BANCORP INC DEL	OSBC	680277100	$8.4M	1.76%	359,730	SH
27	PROG HOLDINGS INC	PRG	74319R101	$7.6M	1.59%	162,194	SH
28	BANC OF CALIFORNIA INC	BANC	05990K106	$7.3M	1.54%	358,765	SH
29	WEX INC	WEX	96208T104	$6.1M	1.27%	42,899	SH
30	KINGSTONE COS INC	KINS	496719105	$6.0M	1.25%	313,652	SH
31	UPSTART HLDGS INC	UPST	91680M107	$5.7M	1.20%	161,490	SH
32	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$4.3M	0.91%	20,361	SH
33	COMMERCIAL BANCGROUP INC	CBK	20112C106	$4.2M	0.88%	129,375	SH
34	OP BANCORP	OPBK	67109R109	$4.1M	0.85%	270,878	SH
35	FIRSTSUN CAP BANCORP	FSUN	33767U107	$3.5M	0.74%	91,186	SH
36	U S GLOBAL INVS INC	GROW	902952100	$3.5M	0.73%	1,121,593	SH
37	CAPITAL BANCORP INC MD	CBNK	139737100	$3.2M	0.68%	91,790	SH
38	DIME COML BANCSHARES INC	DCOM	25432X102	$3.2M	0.67%	77,968	SH
39	INTERACTIVE BROKERS GROUP IN	IBKR	45841N107	$2.5M	0.53%	29,000	SH
40	VICTORY CAP HLDGS INC DEL	VCTR	92645B103	$2.4M	0.51%	28,921	SH
41	WESBANCO INC	WSBC	950810101	$2.4M	0.50%	61,565	SH
42	FIRST INTERNET BANCORP	INBK	320557101	$2.2M	0.46%	78,990	SH
43	BRIDGEWATER BANCSHARES INC	BWB	108621103	$2.0M	0.43%	97,067	SH
44	UNITY BANCORP INC	UNTY	913290102	$1.8M	0.39%	31,370	SH
45	GENWORTH FINL INC	GNW	37247D106	$1.7M	0.37%	184,575	SH
46	ALERUS FINL CORP	ALRS	01446U103	$1.7M	0.36%	54,420	SH
47	DELL TECHNOLOGIES INC	DELL	24703L202	$1.6M	0.34%	3,800	SH
48	RAYMOND JAMES FINL INC	RJF	754730109	$1.4M	0.30%	9,253	SH
49	STIFEL FINL CORP	SF	860630102	$1.3M	0.26%	18,000	SH
50	STATE STR SPDR S&P MIDCAP 40	MDY	78467Y107	$1.2M	0.26%	1,755	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-13	$476.6M	68	0001062993-26-004242
2026-03-31	2026-05-13	$489.1M	91	0001062993-26-002558
2025-12-31	2026-02-13	$493.3M	115	0001062993-26-000883
2025-09-30	2025-11-13	$394.4M	76	0001062993-25-016739

Filer Information

Address

2502 N. ROCKY POINT DR.
SUITE 665
TAMPA, FL 33607

Phone

(813) 282-7870

Filing Manager

Gator Capital Management, LLC

TAMPA, FL

Signatory

Derek Pilecki

Managing Member