VOYA VOYA FINANCIAL, INC.
XNYS
96.34
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
VOYA
$96.34
—
Key stats
$96.34
- 52-Week Range
- $64.50 – $105.64
- YTD
- +27.43%
- IV Rank (30D)
- 64.87
- Straddle Price
- $8.90
- P/C Vol Ratio
- 0.01
- Market Cap
- $8.7B
- Open
- $96.34
- Day Range
- $95.95 – $97.04
- Volume
- 753,788
- Prev Close
- $95.61
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.15% |
| Beta vs SPY | 0.93 |
| Cost of Equity (CAPM) | 9.81% (VRP-adj) |
| WACC | 8.52% |
| Volatility Risk Premium | +58.6pp (IV − HV30) |
| Effective Tax Rate | 12.4% |
| Rev. Growth (YoY, DCF input) | +7.2% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.07 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $1.2B |
| Return on Equity (TTM) | 12.1% |
| Book / Price | 72.5% — banking bias active (P/B is primary) |
| Bank Quality Adj | ×1.01 (target ROE vs peer median) |
| Gross Margin (TTM) | 69.8% |
| FCF Margin (TTM) | 14.6% |
| Debt / Equity | 0.66 |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| Market-Implied Growth | -8.1% (reverse-DCF on current price) |
| SMA 50 | $98.87 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $95.75 |
| Bollinger Width / SMA20 | 5.2% (drives anchor stability) |
| Net Debt | $3.2B |
| Market Cap | $9B |
Peers used for multiples: C, JPM, MET, MS, RGA, WFC, XOM
(filtered from 8 ETF-co-members; sector bias active)
60-Day Conviction
53%
20-Day Fair Value
≈ by Nov 20, 2026
$97.29
α +1.0%
rank 27%
conviction
59%
40-Day Fair Value
≈ by Dec 21, 2026
$98.29
α +2.0%
rank 20%
conviction
63%
60-Day Fair Value
≈ by Jan 19, 2027
$97.81
α +1.5%
rank 18%
conviction
53%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $222.06 | 20% | |
| DDM (Gordon) | $41.08 | 0% | |
| Peer P/E | $95.13 | 6% | median 14.0× · 7 peers |
| Peer EV/EBITDA | n/a | 0% | median 16.7× · 7 peers |
| Peer P/B | $161.39 | 9% | median 2.3× · 7 peers |
| Peer P/S | $159.68 | 3% | median 1.8× · 7 peers |
| Market Anchor (SMA50) | $98.87 | 41% | stability 100% (BB-width) |
| Options Expected (B-L 30d) | $96.91 | 20% | 35 strikes · skew +0.46 |
As of 2026-10-22 · updated
Related
About
- Industry (SIC)
- LIFE INSURANCE (6311) · industry map
- Exchange
- XNYS
- Market Cap
- $8.7B
- Employees
- 11,000
- List Date
- 2013-05-02
- CIK
- 0001535929
- Next Earnings
- 2026-11-02 (After-Close)
- EPS Forecast
- $2.62 (5 est.)
- Headquarters
- New York, NY
- Homepage
- https://www.voya.com
Voya Financial Inc is a financial services company, which, through its subsidiaries, provides various investment, insurance, and retirement solutions to individual and institutional clients in the United States. Its products and services include tax savings plans, individual retirement accounts, group life insurance plans, and employee benefits products, among others. The company tailors each of its products to the needs of its customer base. It operates its business through three principal lines: Retirement, Investment Management and Employee Benefits.The majority revenue is from Retirement s…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -4.49% | 0.19% | 13.23% | -1.36% | 3.44% | 1.40% | 2.07% |
| Feb | 7.15% | -2.86% | 6.17% | -4.03% | 4.85% | -13.65% | -0.40% |
| Mar | 2.35% | 4.95% | -6.29% | 8.37% | -5.43% | 0.38% | 0.72% |
| Apr | 4.21% | -5.28% | 7.28% | -6.90% | -12.86% | 22.38% | 1.47% |
| May | -4.64% | 8.32% | -11.60% | 7.47% | 12.75% | -1.67% | 1.77% |
| Jun | -6.66% | -12.05% | 4.05% | -6.64% | 7.36% | 10.98% | -0.49% |
| Jul | 2.94% | -0.91% | 3.33% | 2.28% | -3.46% | 7.27% | 1.91% |
| Aug | -0.02% | 3.62% | -6.34% | 0.63% | 11.56% | 1.25% | 1.78% |
| Sep | -4.78% | -1.29% | -5.13% | 12.77% | 0.51% | -6.50% | -0.74% |
| Oct | 12.68% | 9.18% | 0.86% | 2.28% | 0.30% | 1.01%* | 4.38% |
| Nov | -11.42% | -3.69% | 5.60% | 3.79% | -3.88% | -- | -1.92% |
| Dec | 7.26% | -6.34% | 2.11% | -17.02% | 5.41% | -- | -1.72% |
| Total | 1.93% | -8.00% | 11.00% | -2.02% | 19.02% | 20.40% | 7.06% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $95.75
SMA 50: $98.87
SMA 200: $85.58
Current: $96.34
EMA 12: $95.54
EMA 26: $96.64
MACD: -1.0975 | Signal: 0.1085
BEARISH
ADX (14): 25.54
TREND
+DI: 20.14
−DI: 23.19
Momentum Oscillators
RSI (14): 48.52
NEUTRAL
Stoch %K: 40.83
Stoch %D: 34.59
Williams %R: -46.94
Volume & Volatility
BB Upper: $98.14
BB Lower: $93.36
NEUTRAL
OBV: 13,423,250
Vol SMA 20: 949,092
Vol ROC: -59.02%
ATR: $2.25
True Range: $1.43
HV 20: 18.2%
HV 30: 19.1%
HV 60: 19.1%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall assessment: NEUTRAL with confidence level (7/10)
Key drivers:
- Bullish momentum signals from MACD
- Neutral RSI reading
- Supportive news sentiment from recent headlines
Primary risks:
- High implied volatility relative to historical volatility
- Options market pricing a significant move, which may not materialize
Investment thesis: VOYA's technical indicators suggest a continued consolidation phase, with potential for a breakout or breakdown. The company's recent news headlines have been generally positive, contributing to the neutral sentiment assessment.
Recent news sentiment impact: The analysis has taken into account the recent news headlines, prioritizing those that align with day or time of big moves in the stock price. The overall sentiment is neutral, with some positive and one negative headline.
Technical Analysis
Trend Direction:
- Short-term: Consolidation phase
- Medium-term: Uptrend (SMA 20 above SMA 50)
- Long-term: Downtrend (SMA 200 below current price)
Support/Resistance Levels:
- Upper Bollinger Band: $95.64
- Middle line: $88.24
- Lower Bollinger Band: $80.83
Momentum Signals:
- RSI: Neutral at 65.27 (not oversold or overbought)
- MACD: Bullish with a signal line crossover above -0.19
- Bollinger Bands: Squeeze between upper and middle bands, indicating potential breakout or breakdown
News & Sentiment Analysis
Recent Headlines Summary:
- Positive headlines:
- Corporate Insight Releases Report on Virtual Assistants in Retirement (GlobeNewswire Inc., 2026-05-27)
- Fidelity, Principal, T. Rowe Price, TIAA and Voya Lead Retirement Plan Sponsor Site Homepage Rankings (GlobeNewswire Inc., 2026-03-25)
- Neutral headlines:
- Deal Dispatch: QXO Nabs TopBuild For $17 Million, Voya Financial Urged To Evaluate Strategic Options, Pat McGrath Exits Chapter 11 (Benzinga, 2026-04-24)
Sentiment Assessment: Neutral
Catalyst Identification: Upcoming earnings report and potential for a breakout or breakdown from the current consolidation phase.
Risk & Volatility Assessment
Beta Interpretation: Low risk with a beta of 0.84 (vs SPY)
Volatility Regime: Moderate volatility, which may increase if options market expectations are not met.
Options Market Signals:
- IV Rank: Medium at 27.0%
- Current IV: 52.9% (historically high)
- Expected Move: $5.42 (21 DTE), 7-DTE: $5.42
- Volume Flow: Bullish with more calls than puts
- Open Interest: More call options than put options
Market Context & Positioning
Sector Performance: Neutral within the financial sector
Institutional Activity: Moderate volume and interest from institutions, indicating a potential catalyst for a move.
Correlation Analysis: Low correlation with the broader market (R-squared interpretation)
Key Levels & Action Items
Critical Price Levels:
- Upper Bollinger Band: $95.64
- Middle line: $88.24
- Lower Bollinger Band: $80.83
Breakout/Breakdown Levels: Squeeze between upper and middle bands indicating potential for a move.
Time-Sensitive Catalysts: Upcoming earnings report and options expiration dates (21 DTE, 7-DTE).
Risk Management: Consider stop-loss levels at key technical support/resistance levels and position sizing considerations based on volatility expectations.
Generated
News
All VOYA news →
Earnings History
17 of 23 under expected move
Avg Expected Move
5.82%
Avg Actual Move
4.05%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-02-09 | After-Close | 4.88% | 4.68% | 0.96x | Within |
| 2021-05-10 | After-Close | 4.86% | 2.20% | 0.45x | Within |
| 2021-08-05 | After-Close | 5.56% | 3.43% | 0.62x | Within |
| 2021-11-02 | After-Close | 5.73% | 1.72% | 0.30x | Within |
| 2022-02-08 | After-Close | 5.57% | 0.49% | 0.09x | Within |
| 2022-05-03 | After-Close | 7.35% | 5.98% | 0.81x | Within |
| 2022-08-02 | After-Close | 3.14% | 4.37% | 1.39x | Exceeded |
| 2022-11-01 | After-Close | 7.25% | 2.41% | 0.33x | Within |
| 2023-02-07 | After-Close | 4.95% | 8.85% | 1.79x | Exceeded |
| 2023-05-02 | After-Close | 6.15% | 7.59% | 1.23x | Exceeded |
| 2023-08-01 | After-Close | 4.84% | 1.95% | 0.40x | Within |
| 2023-10-31 | After-Close | 5.56% | 1.42% | 0.26x | Within |
| 2024-02-06 | After-Close | 4.57% | 4.17% | 0.91x | Within |
| 2024-04-30 | After-Close | 5.55% | 3.51% | 0.63x | Within |
| 2024-07-30 | After-Close | 4.41% | 2.13% | 0.48x | Within |
| 2024-11-04 | After-Close | 5.09% | 5.11% | 1.00x | Exceeded |
| 2025-02-04 | After-Close | 7.56% | 5.54% | 0.73x | Within |
| 2025-05-06 | After-Close | 5.81% | 9.08% | 1.56x | Exceeded |
| 2025-08-05 | After-Close | 5.56% | 7.70% | 1.38x | Exceeded |
| 2025-11-04 | After-Close | 8.28% | 3.42% | 0.41x | Within |
| 2026-02-03 | After-Close | 6.75% | 3.67% | 0.54x | Within |
| 2026-05-05 | After-Close | 7.31% | 3.19% | 0.44x | Within |
| 2026-08-04 | After-Close | 7.10% | 0.57% | 0.08x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
VOYA Options Activity & IV Rank
VOYA IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 39.2%
7-DTE IV: —
Expected Move: $8.90
7-DTE Move: $8.90
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 10,175
Put Volume: 104
P/C Volume: 0.01
BULLISH
Call OI: 8,114
Put OI: 3,901
P/C OI: 0.481
Total OI: 12,015
ATM Options Pricing
ATM Call: $4.10
ATM Put: $4.80
Call %: 4.3%
Put %: 5.0%
Chain Summary
Chain Volume: 11,847
Chain OI: 24,789
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
HIGH γ vs HISTORY
Estimated net dealer gamma is at the 81st percentile of this name's own daily history, near the high end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
81%
vs own history
GEX tilt
+0.87
OI-weighted, today
Vanna tilt
+0.95
δ-sensitivity to IV
Charm tilt
-0.97
δ-decay vs time
Vanna tilt +0.95: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.97: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 23 ATM contracts, 20k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · ATM 39.7% / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)64.9MediumOct 21
Straddle Price (30 DTE)$8.90Oct 21
Beta Analysis
Risk Metrics
Beta: 0.6630
Alpha: 19.12%
Correlation: 0.3304
R-Squared: 10.9%
Stock Volatility: 25.5%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Low volatility - stock moves less than market
Beta & Alpha Over Time
Notable investors who own VOYA
5 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Millennium Management Hedge fund Izzy Englander | $52.3M | #591 of 3716 | +643.0% | 13F | |
| Citadel Hedge fund Ken Griffin | $25.3M | #1019 of 6285 | +236.9% | 13F | |
| Point72 Hedge fund Steve Cohen | $22.8M | #551 of 1945 | -18.9% | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $5.7M | #453 of 997 | -29.0% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $491K | #2098 of 4729 | -25.1% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
VOYA Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 97,575,000 (as of 2025-12-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
14 filers$157.09M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | TOMS Capital Investment Management LP | $87.18M | 55.50% | 2026-06-30 |
| 2 | Goldman Sachs Group Inc Custodian | $28.91M | 18.40% | 2026-06-30 |
| 3 | Susquehanna International Group, LLP Custodian | $14.83M | 9.44% | 2026-06-30 |
| 4 | NOMURA HOLDINGS INC | $6.25M | 3.98% | 2026-06-30 |
| 5 | Jefferies Financial Group Inc. | $5.05M | 3.22% | 2026-06-30 |
| 6 | Caption Management, LLC | $4.42M | 2.81% | 2026-06-30 |
| 7 | Jane Street Group, LLC Custodian | $2.96M | 1.88% | 2026-06-30 |
| 8 | Citadel Advisors LLC Custodian | $2.69M | 1.71% | 2026-06-30 |
| 9 | Wolverine Trading, LLC Custodian | $1.49M | 0.95% | 2025-09-30 |
| 10 | GROUP ONE TRADING LLC Custodian | $1.36M | 0.86% | 2026-06-30 |
| 11 | IMC-Chicago, LLC Custodian | $1.27M | 0.81% | 2026-06-30 |
| 12 | Simplex Trading, LLC Custodian | $579.39K | 0.37% | 2026-06-30 |
| 13 | Walleye Capital LLC | $72.42K | 0.05% | 2026-06-30 |
| 14 | BLUEFIN CAPITAL MANAGEMENT, LLC | $38.41K | 0.02% | 2026-06-30 |
15 filers$50.38M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Goldman Sachs Group Inc Custodian | $31.20M | 61.92% | 2026-06-30 |
| 2 | Interval Partners, LP | $4.42M | 8.77% | 2026-06-30 |
| 3 | Caption Management, LLC | $4.42M | 8.77% | 2026-06-30 |
| 4 | Susquehanna International Group, LLP Custodian | $2.61M | 5.18% | 2026-06-30 |
| 5 | Jefferies Financial Group Inc. | $2.10M | 4.17% | 2026-06-30 |
| 6 | Citadel Advisors LLC Custodian | $1.48M | 2.93% | 2026-06-30 |
| 7 | IMC-Chicago, LLC Custodian | $1.22M | 2.43% | 2026-06-30 |
| 8 | Jane Street Group, LLC Custodian | $1.17M | 2.32% | 2026-06-30 |
| 9 | GROUP ONE TRADING LLC Custodian | $615.60K | 1.22% | 2026-06-30 |
| 10 | Millennium Management LLC Custodian | $488.86K | 0.97% | 2026-06-30 |
| 11 | Twin Tree Management, LP | $280.64K | 0.56% | 2026-06-30 |
| 12 | Wolverine Trading, LLC Custodian | $225.75K | 0.45% | 2025-09-30 |
| 13 | Walleye Trading LLC | $117.69K | 0.23% | 2026-06-30 |
| 14 | Simplex Trading, LLC Custodian | $27.16K | 0.05% | 2026-06-30 |
| 15 | Walleye Capital LLC | $18.11K | 0.04% | 2026-06-30 |
VOYA Insider Trading (Form 4)
Latest: 2026-10-02Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-02 | Ruth Ann M Gillis | Director | Award (A) | — | — | EDGAR | |
| 2026-08-28 | Santhosh Keshavan | See Remarks | Exer (M) | +35,587 | $37.50 | $1.33M | EDGAR |
| 2026-08-24 | Santhosh Keshavan | See Remarks | Sell (S) | −35,587 | $98.07 | -$3.49M | EDGAR |
| 2026-08-18 | Brannigan C Thompson | Mixed | +915 | $100.14 | -$73.1K | EDGAR | |
| 2026-07-01 | Ruth Ann M Gillis | Director | Award (A) | — | — | EDGAR | |
| 2026-06-10 | Trevor Ogle | See Remarks | Sell (S) | −3,994 | $90.00 | -$359.5K | EDGAR |
| 2026-05-26 | Yvette S. Butler | Director | Exer (M) | +2,547 | — | EDGAR | |
| 2026-05-26 | Biff Bowman | Director | Award (A) | — | — | EDGAR | |
| 2026-05-26 | Lynne Biggar | Director | Award (A) | — | — | EDGAR | |
| 2026-05-26 | Jane Chwick | Director | Exer (M) | +2,547 | — | EDGAR | |
| 2026-05-26 | Kathleen DeRose | Director | Grant (A) | +2,062 RSU | — | EDGAR | |
| 2026-05-26 | Hikmet Ersek | Director | Award (A) | — | — | EDGAR | |
| 2026-05-26 | Ruth Ann M Gillis | Director | Award (A) | — | — | EDGAR | |
| 2026-05-26 | Robert G Leary | Director | Award (A) | — | — | EDGAR | |
| 2026-05-26 | Aylwin B Lewis | Director | Award (A) | — | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
VOYA Insider Holdings
21 insiders · @ $96.34
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Heather H. Lavallee | See Remarks | 91,542 | $8.82M | -$586.1K | 84 | 2026-02-19 |
| 2 | Michael Robert Katz | See Remarks | 47,083 | $4.54M | -$2.19M | 16 | 2026-02-19 |
| 3 | Santhosh Keshavan | See Remarks | 36,929 | $3.56M | -$4.88M | 16 | 2026-08-28 |
| 4 | Matthew Toms | 21,002 | $2.02M | $0 | 4 | 2026-02-19 | |
| 5 | Jay Kaduson | 17,675 | $1.70M | $0 | 2 | 2026-02-19 | |
| 6 | Lynne Biggar | Director | 16,983 | $1.64M | $0 | 34 | 2026-05-26 |
| 7 | Joseph V Tripodi | Director | 15,733 | $1.52M | $162.9K | 16 | 2026-05-26 |
| 8 | Jane Chwick | Director | 12,141 | $1.17M | $0 | 13 | 2026-05-26 |
| 9 | Brannigan C Thompson | 11,711 | $1.13M | $0 | 6 | 2026-08-18 | |
| 10 | My Chi To | See Remarks | 11,368 | $1.10M | $0 | 7 | 2025-02-20 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
VOYA Board & Officers
As of SEC filings through Oct 2, 2026Directors 11
- Jane Chwick · since May 28, 2014
- Lynne Biggar · since Oct 30, 2014
- Joseph V Tripodi · since Apr 13, 2015
- Ruth Ann M Gillis · since Jul 30, 2015
- Kathleen DeRose · since Oct 31, 2019
- Aylwin B Lewis · since Oct 29, 2020
- Yvette S. Butler · since Apr 30, 2021
- Biff Bowman · since Mar 22, 2023
- Hikmet Ersek · since Mar 22, 2023
- Robert G Leary · since Jan 8, 2024
- William J Mullaney · since Jul 5, 2024
Officers 6
- Heather H. Lavallee · President and CEO · listed since Mar 2023
- Tony D Oh · Senior Vice President, Chief Accounting Officer and Controller · since Sep 19, 2022
- Rachel Tressy · Executive Vice President, Chief Auditor · listed since Dec 2024
- Michael Robert Katz · Executive Vice President, Chief Financial Officer · listed since Feb 2025
- Trevor Ogle · Executive Vice President, Chief Legal Officer · listed since Aug 2025
- Santhosh Keshavan · Executive Vice President, Chief Technology Officer · listed since Aug 2026
Changes in the last 10 years (50)
| Aug 24, 2026 | Santhosh Keshavan listed as Executive Vice President, Chief Technology Officer (previously Executive Vice President, Chief Information Officer) in SEC filings |
| Aug 19, 2025 | Trevor Ogle listed as Executive Vice President, Chief Legal Officer (previously Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer) in SEC filings |
| Feb 20, 2025 | Santhosh Keshavan listed as Executive Vice President, Chief Information Officer (previously Executive Vice President, Chief Information Security Officer) in SEC filings |
| Feb 20, 2025 | Michael Robert Katz listed as Executive Vice President, Chief Financial Officer (previously Executive Vice President, Finance) in SEC filings |
| Feb 12, 2025 | Donald C. Templin reported in an SEC filing no longer being Executive Vice President and Chief Financial Officer |
| Dec 10, 2024 | Rachel Tressy listed as Executive Vice President, Chief Auditor (previously See below.) in SEC filings |
| Dec 9, 2024 | The company announced the departure of Robert L. Grubka as CEO, Workplace Solutions in an SEC filing |
| Oct 31, 2024 | Rachel Tressy became See below. |
| Sep 12, 2024 | Santhosh Keshavan listed as Executive Vice President, Chief Information Security Officer (previously Executive Vice President, Chief Information Officer) in SEC filings |
| Jul 5, 2024 | William J Mullaney became a director |
| Jan 10, 2024 | The company announced the departure of Christine Hurtsellers as Chief Executive Officer, Investment Management in an SEC filing |
| Jan 8, 2024 | Robert G Leary became a director |
| Oct 25, 2023 | My Chi To listed as Executive Vice President, Chief Legal Officer and Corporate Secretary (previously Executive Vice President and Chief Legal Officer) in SEC filings |
| Jul 5, 2023 | Robert L. Grubka listed as CEO, Workplace Solutions (previously CEO, Health Solutions) in SEC filings |
| Jul 5, 2023 | Michael Robert Katz listed as Executive Vice President, Finance (previously Executive Vice President, Finance, Strategy and Investor Relations) in SEC filings |
| Mar 22, 2023 | Hikmet Ersek became a director |
| Mar 22, 2023 | Biff Bowman became a director |
| Mar 9, 2023 | Heather H. Lavallee listed as President and CEO (previously President and CEO-Elect) in SEC filings |
| Feb 24, 2023 | Rodney O Martin Jr no longer listed as Chairman and CEO in SEC filings |
| Jan 24, 2023 | Matthew Levin became an officer |
| Dec 6, 2022 | Charles P Nelson listed as Vice Chairman (previously Vice Chairman and Chief Growth Officer) in SEC filings |
| Nov 14, 2022 | Donald C. Templin became Executive Vice President and Chief Financial Officer |
| Sep 19, 2022 | Tony D Oh became Senior Vice President, Chief Accounting Officer and Controller |
| Sep 12, 2022 | Trevor Ogle became Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer |
| Sep 12, 2022 | My Chi To became Executive Vice President and Chief Legal Officer |
| Aug 8, 2022 | The company announced the departure of Michael S Smith as Vice Chairman and Chief Financial Officer in an SEC filing |
| Jul 11, 2022 | Heather H. Lavallee listed as President and CEO-Elect (previously CEO, Wealth Solutions) in SEC filings |
| Jun 21, 2022 | Vincent A. Taylor became an officer |
| Apr 26, 2022 | The company announced the departure of Clyde Landon Cobb Jr. as Chief Accounting Officer and Controller in an SEC filing |
| Feb 24, 2022 | Michael S Smith listed as Vice Chairman and Chief Financial Officer (previously Chief Financial Officer) in SEC filings |
| Apr 30, 2021 | Yvette S. Butler became a director |
| Apr 1, 2021 | Charles P Nelson listed as Vice Chairman and Chief Growth Officer (previously CEO, Retirement and Employee Benefits) in SEC filings |
| Mar 15, 2021 | Santhosh Keshavan became Executive Vice President, Chief Information Officer |
| Mar 15, 2021 | Robert L. Grubka became CEO, Health Solutions |
| Mar 15, 2021 | Michael Robert Katz became Executive Vice President, Finance, Strategy and Investor Relations |
| Mar 15, 2021 | Heather H. Lavallee became CEO, Wealth Solutions |
| Feb 22, 2021 | Nancy Ferrara listed as Executive Vice President, Operations and Continuous Improvement (previously Executive Vice President of Operations and Continuous Improvement (CI)) in SEC filings |
| Feb 22, 2021 | Michael S Smith listed as Chief Financial Officer (previously Chief Financial Officer and Interim Chief Risk Officer) in SEC filings |
| Oct 29, 2020 | Marriott International Inc /md/ became a director |
| Oct 29, 2020 | Aylwin B Lewis became a director |
| Feb 24, 2020 | Michael S Smith listed as Chief Financial Officer and Interim Chief Risk Officer (previously Executive Vice President and Chief Financial Officer) in SEC filings |
| Feb 24, 2020 | Margaret M. Parent listed as Chief Administrative Officer (previously Executive Vice President, Chief Administrative Officer) in SEC filings |
| Feb 1, 2020 | Larry Port became Chief Legal Officer |
| Oct 31, 2019 | Kathleen DeRose became a director |
| Nov 13, 2018 | Margaret M. Parent listed as Executive Vice President, Chief Administrative Officer (previously Executive Vice President, Technology, Innovation and Operations) in SEC filings |
| Nov 1, 2018 | Carolyn M Johnson listed as Annuities and Individual Life (previously CEO, Annuities and Individual Life) in SEC filings |
| Jul 26, 2018 | Curtis Arledge became a director |
| Apr 16, 2018 | Charles P Nelson listed as CEO, Retirement and Employee Benefits (previously CEO, Retirement) in SEC filings |
| Mar 8, 2017 | Michael S Smith listed as Executive Vice President and Chief Financial Officer (previously Chief Financial Officer (CFO)) in SEC filings |
| Nov 14, 2016 | Michael S Smith listed as Chief Financial Officer (CFO) (previously Chief Executive Officer, Insurance Solutions and Closed Block Variable Annuities) in SEC filings |
Not reported recently (20)
- My Chi To · Last reported as Executive Vice President, Chief Legal Officer and Corporate Secretary in an SEC filing dated Feb 20, 2025
- David K Zwiener · Last reported as a director in an SEC filing dated May 28, 2024
- Rodney O Martin Jr · Last reported as a director in an SEC filing dated Feb 23, 2024
- Nancy Ferrara · Last reported as Executive Vice President, Operations and Continuous Improvement in an SEC filing dated Feb 22, 2024
- Kevin D Silva · Last reported as Executive Vice President and Chief Human Resources Officer in an SEC filing dated Jul 5, 2023
- Byron H Pollitt Jr · Last reported as a director in an SEC filing dated May 30, 2023
- Charles P Nelson · Last reported as Vice Chairman in an SEC filing dated Apr 18, 2023
- Matthew Levin · Last reported as an officer in an SEC filing dated Feb 3, 2023
- Vincent A. Taylor · Last reported as an officer in an SEC filing dated Jul 5, 2022
- Larry Port · Last reported as Chief Legal Officer in an SEC filing dated Feb 24, 2021
- Marriott International Inc /md/ · Last reported as a director in an SEC filing dated Oct 30, 2020
- J Barry Griswell · Last reported as a director in an SEC filing dated May 22, 2020
- Margaret M. Parent · Last reported as Chief Administrative Officer in an SEC filing dated Feb 25, 2020
- Patricia J Walsh · Last reported as Executive Vice President and Chief Legal Officer in an SEC filing dated Jan 3, 2020
- Carolyn M Johnson · Last reported as Annuities and Individual Life in an SEC filing dated Apr 1, 2019
- Chetlur S Ragavan · Last reported as Executive Vice President and Chief Risk Officer in an SEC filing dated Mar 11, 2019
- Curtis Arledge · Last reported as a director in an SEC filing dated Aug 1, 2018
- Deborah C Wright · Last reported as a director in an SEC filing dated May 31, 2018
- Alain M Karaoglan · Last reported as Executive Vice President and Chief Operating Officer in an SEC filing dated Mar 8, 2018
- Fred S Hubbell · Last reported as a director in an SEC filing dated Apr 3, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
VOYA Proposed Insider Sales (Form 144)
Latest: 2026-08-21
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
1 filing
· $3.5M notice value
· 1 unique filer
· 100% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
SANTHOSH I KESHAVAN (1, $3.5M)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-08-21 | SANTHOSH I KESHAVAN | Officer | 35,587 | $3.49M | 2026-08-21 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-06-08 | TREVOR OGLE | Officer | 3,994 | $359.5K | 2026-06-08 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-03-02 | TREVOR OGLE | Officer | 1,689 | $109.8K | 2026-03-02 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-02-20 | TREVOR OGLE | Officer | 8,536 | $630.1K | 2026-02-20 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-02-20 | TONY OH | Officer | 3,515 | $259.4K | 2026-02-20 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2025-12-12 | MICHAEL KATZ | Officer | 20,600 | $1.54M | 2025-12-12 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2025-11-06 | TONY OH | Officer | 717 | $51.6K | 2025-11-06 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2025-08-15 | TREVOR OGLE | Officer | 13,832 | $1.04M | 2025-08-15 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2025-05-27 | YVETTE BUTLER | Director | 1,700 | $112.5K | 2025-05-27 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2025-02-21 | TREVOR OGLE | Officer | 2,118 | $155.6K | 2025-02-21 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-05-21
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-21 | 0001535929-26-000088 | EDGAR |
| 2026-05-05 | 0001535929-26-000080 | EDGAR |
| 2026-04-21 | 0001535929-26-000064 | EDGAR |
| 2026-04-08 | 0001535929-26-000058 | EDGAR |
| 2026-03-02 | 0001193125-26-085482 | EDGAR |
| 2026-02-03 | 0001535929-26-000009 | EDGAR |
| 2026-01-23 | 0001535929-26-000005 | EDGAR |
| 2025-12-09 | 0001535929-25-000132 | EDGAR |
| 2025-11-04 | 0001535929-25-000112 | EDGAR |
| 2025-10-22 | 0001535929-25-000097 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-02-20 | 0001535929-26-000043 | EDGAR |
| 2025-02-21 | 0001535929-25-000017 | EDGAR |
| 2024-02-23 | 0001535929-24-000035 | EDGAR |
| 2023-02-24 | 0001535929-23-000019 | EDGAR |
| 2022-02-22 | 0001535929-22-000018 | EDGAR |
| 2021-03-01 | 0001535929-21-000025 | EDGAR |
| 2020-02-21 | 0001535929-20-000012 | EDGAR |
| 2019-02-22 | 0001535929-19-000018 | EDGAR |
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-07 | 0001535929-26-000083 | EDGAR |
| 2025-11-06 | 0001535929-25-000115 | EDGAR |
| 2025-08-07 | 0001535929-25-000071 | EDGAR |
| 2025-05-08 | 0001535929-25-000040 | EDGAR |
| 2024-11-06 | 0001535929-24-000103 | EDGAR |
| 2024-08-01 | 0001535929-24-000083 | EDGAR |
| 2024-05-06 | 0001535929-24-000050 | EDGAR |
| 2023-11-02 | 0001535929-23-000081 | EDGAR |
| 2023-08-03 | 0001535929-23-000066 | EDGAR |
| 2023-05-04 | 0001535929-23-000035 | EDGAR |
ETF Holders
158 ETFs hold VOYA
25 shown · $1.70B total exposure · 0.16% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | IJH iShares Core S&P Mid-Cap ETF | iShares (BlackRock) | 0.25% | $310.4M | $123.0B | 2026-10-20 |
| 2 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.01% | $272.3M | — | 2026-09-30 |
| 3 | VB Vanguard Morningstar Small-Cap ETF | Vanguard | 0.11% | $192.6M | — | 2026-09-30 |
| 4 | VBR Vanguard Morningstar Small-Cap Value ETF | Vanguard | 0.19% | $125.4M | — | 2026-09-30 |
| 5 | VXF Vanguard Extended Market ETF | Vanguard | 0.10% | $96.3M | — | 2026-09-30 |
| 6 | SDVY First Trust SMID Cap Rising Dividend Achievers ETF | First Trust | 0.78% | $86.5M | $11.1B | 2026-10-20 |
| 7 | MDY State Street® SPDR® S&P MIDCAP 400® ETF Trust | SPDR (State Street) | 0.25% | $64.9M | $25.8B | 2026-10-20 |
| 8 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.18% | $60.2M | — | 2026-10-20 |
| 9 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.19% | $58.2M | — | 2026-10-20 |
| 10 | XMMO Invesco S&P MidCap Momentum ETF | Invesco | 0.80% | $54.6M | — | 2026-10-20 |
| 11 | SPMD State Street® SPDR® Portfolio S&P 400™ Mid Cap ETF | SPDR (State Street) | 0.25% | $46.7M | $18.4B | 2026-10-20 |
| 12 | IJJ iShares S&P Mid-Cap 400 Value ETF | iShares (BlackRock) | 0.52% | $44.0M | $8.5B | 2026-10-20 |
| 13 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.04% | $37.4M | — | 2026-10-20 |
| 14 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.06% | $36.3M | $57.3B | 2026-10-20 |
| 15 | VYM Vanguard High Dividend Yield ETF | Vanguard | 0.04% | $34.8M | — | 2026-09-30 |
| 16 | SCHM Schwab U.S. Mid-Cap ETF | Nport | 0.14% | $20.6M | — | 2026-05-31 |
| 17 | BKDV BNY Mellon Dynamic Value ETF | Nport | 1.08% | $19.9M | — | 2026-07-31 |
| 18 | IWD iShares Russell 1000 Value ETF | iShares (BlackRock) | 0.02% | $19.6M | $84.5B | 2026-10-20 |
| 19 | TMSL T. Rowe Price Small-Mid Cap ETF | Nport | 0.71% | $19.3M | — | 2026-06-30 |
| 20 | AVUV Avantis U.S. Small Cap Value ETF | Avantis | 0.06% | $18.8M | $31.4B | 2026-10-20 |
| 21 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.04% | $18.8M | — | 2026-10-20 |
| 22 | PFF iShares Preferred and Income Securities ETF | iShares (BlackRock) | 0.14% | $16.5M | $11.9B | 2026-10-20 |
| 23 | DGRO iShares Core Dividend Growth ETF | iShares (BlackRock) | 0.03% | $15.4M | $44.3B | 2026-10-20 |
| 24 | DON WisdomTree U.S. Midcap Dividend Fund | Nport | 0.37% | $14.5M | — | 2026-06-30 |
| 25 | IVOO Vanguard S&P Mid-Cap 400 ETF | Vanguard | 0.25% | $14.3M | — | 2026-09-30 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
15.32
TTM Diluted EPS
$6.29
TTM Revenue
$8.19B
TTM Net Income
$613.00M
TTM Op. Cash Flow
$1.29B
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q4 '25 | 2025-12-31 | $2.11B | $136.00M | $1.41 | $557.00M |
| Q3 '25 | 2025-09-30 | $2.13B | $176.00M | $1.80 | $168.00M |
| Q2 '25 | 2025-06-30 | $1.98B | $162.00M | $1.66 | $742.00M |
| Q1 '25 | 2025-03-31 | $1.97B | $139.00M | $1.42 | $-179.00M |
| Q4 '24 | 2024-12-31 | $2.01B | $93.00M | $0.97 | $79.00M |
| Q3 '24 | 2024-09-30 | $1.96B | $98.00M | $0.98 | $719.00M |
| Q2 '24 | 2024-06-30 | $2.03B | $201.00M | $1.96 | $316.00M |
| Q1 '24 | 2024-03-31 | $2.05B | $234.00M | $2.24 | $231.00M |
| Q4 '23 | 2023-12-31 | $1.82B | $118.00M | $1.11 | $364.00M |
| Q3 '23 | 2023-09-30 | $1.82B | $248.00M | $2.29 | $403.00M |
| Q2 '23 | 2023-06-30 | $1.87B | $154.00M | $1.41 | $715.00M |
| Q1 '23 | 2023-03-31 | $1.83B | $69.00M | $0.63 | $156.00M |
Q4 2025 • period ending 2025-12-31 • filed 2026-02-20
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
15.32
P/B
1.38
P/S
1.15
EV/EBITDA
11.10
EV/Sales
1.53
ROE
9.0%
ROA
0.3%
Div Yield
2.53%
FCF Yield
13.70%
Debt/Equity
0.66
Current Ratio
—
Market Cap
$9.40B
as of 2026-10-21
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
3.74M
SI % of Float
4.14%
Days to Cover
2.78
Short Vol Ratio
62.4%
Free Float
90.27M
Float %
99.6%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-08-24