NBN Northeast Bank Common Stock
XNAS
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

- Industry (SIC)
- LUMBER & WOOD PRODUCTS (NO FURNITURE) (2400) · industry map
- Exchange
- XNAS
- Market Cap
- $1.1B
- Employees
- 225
- List Date
- 1987-08-20
- CIK
- 0000060519
- Next Earnings
- 2026-10-26 (After-Close)
- EPS Forecast
- $3.50 (1 est.)
- Headquarters
- Nashville, TN
- Homepage
- https://www.northeastbank.com
Northeast Bank provides banking and financial services to individual and corporate customers in the United States. The bank conducts its loan-related activities through two primary channels: the National Lending Division and the Small Business Division. Its loan portfolio comprises residential mortgage loans; multi-family and other commercial real estate loans; commercial and industrial loans; consumer loans; and small business administration loans, among others. Additionally, the bank provides telephone banking, online banking, mobile banking, and remote deposit capture services, and other ba…
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 14.55% | 1.02% | 12.43% | 0.22% | 10.56% | 12.03% | 8.47% |
| Feb | -0.12% | -3.32% | -5.97% | -0.45% | 0.72% | -6.93% | -2.68% |
| Mar | -4.56% | -3.34% | -23.86% | 4.43% | -7.58% | -0.51% | -5.90% |
| Apr | 3.83% | 9.90% | 5.32% | -6.08% | -8.88% | 8.09% | 2.03% |
| May | 2.12% | 1.86% | -2.32% | 4.85% | 2.19% | 0.51% | 1.54% |
| Jun | 0.91% | -7.52% | 16.98% | 6.51% | 8.82% | 8.93% | 5.77% |
| Jul | 6.79% | 6.28% | 13.29% | 19.25% | 7.27% | -8.96% | 7.32% |
| Aug | 2.34% | -6.33% | -10.70% | 3.63% | 18.88% | -4.71% | 0.52% |
| Sep | 2.27% | -5.66% | -0.27% | 11.17% | -8.40% | -0.79% | -0.28% |
| Oct | -3.47% | 11.67% | 10.59% | 17.59% | -12.41% | 2.09%* | 4.34% |
| Nov | -0.98% | -0.44% | 6.39% | 11.38% | 1.32% | -- | 3.53% |
| Dec | 10.96% | -0.38% | 3.53% | -7.47% | 14.61% | -- | 4.25% |
| Total | 38.50% | 1.66% | 19.05% | 81.94% | 23.90% | 7.87% | 28.82% |
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
Momentum Oscillators
Volume & Volatility
Data Summary
Here is my comprehensive stock analysis report for NBN:
Executive Summary
BULLISH (Confidence Level: 7/10)
Key drivers: Positive earnings sentiment, moderate volatility, and a bullish MACD signal.
Primary risks: Potential for a pullback if the stock fails to break above recent resistance levels.
Investment thesis: NBN has shown resilience in recent months, with a solid technical setup and positive earnings momentum. The stock's moderate volatility and relatively low beta (0.94) make it an attractive option for investors seeking stability.
Recent news sentiment impact: Positive news sentiment from recent dividend announcements and earnings reports has contributed to the stock's upward momentum.
Technical Analysis
Trend Direction:
- Short-term (1-4 weeks): Uptrend
- Medium-term (1-3 months): Bullish
- Long-term (3-12 months): Bullish
Support/Resistance Levels:
- Key resistance level: $136.74 (upper Bollinger Band)
- Key support level: $123.95 (lower Bollinger Band)
Momentum Signals:
- RSI interpretation: Neutral (55.14)
- MACD signal: Bullish (crossover above the signal line)
- Bollinger Bands position: Neutral (price within the middle band)
Volume Analysis:
- Volume trends: Increasing volume suggests growing interest in the stock
- Institutional interest signals: Moderate institutional interest, as indicated by the average true range and historical volatility
News & Sentiment Analysis
Recent Headlines Summary:
- Positive news headlines from dividend announcements and earnings reports (NBN)
- Neutral market commentary and routine announcements (GlobeNewswire Inc.)
Sentiment Assessment:
- Aggregate sentiment: Positive (60% positive, 20% neutral, 20% negative)
Catalyst Identification:
- Earnings dates: No recent earnings data available
- Product launches: None recently announced
Market Narrative:
- News aligns with technical signals, suggesting continued upward momentum
Risk & Volatility Assessment
Beta Interpretation:
- Beta: 0.94 (vs SPY), indicating moderate volatility
Volatility Regime:
- Current vs historical volatility levels: Moderate
Options Market Signals:
- IV rank: N/A (no options data available)
- Put/call ratios: N/A
- Unusual activity: None recently reported
Downside Protection:
- Support levels: $123.95 (lower Bollinger Band)
- Risk management considerations: Consider setting stop-loss levels at the lower Bollinger Band or 10% below current price
Market Context & Positioning
Sector Performance:
- Relative strength vs sector/market: Strong performance in recent months
Institutional Activity:
- Volume patterns suggesting institutional interest: Moderate, as indicated by average true range and historical volatility
Correlation Analysis:
- How stock moves relative to market (R-squared interpretation): 0.34, indicating moderate correlation
Relative Valuation:
- Position within trading range: Within the middle band of the Bollinger Bands, suggesting a relatively stable position
Key Levels & Action Items
Critical Price Levels:
- Support/resistance levels: $136.74 (upper Bollinger Band) and $123.95 (lower Bollinger Band)
Breakout/Breakdown Levels:
- Technical levels that could trigger significant moves: None recently identified
Time-Sensitive Catalysts:
- Earnings dates: No recent earnings data available
- Product launches: None recently announced
Risk Management:
- Stop-loss levels: Consider setting at the lower Bollinger Band or 10% below current price
- Position sizing considerations: Vary position sizes based on market conditions and risk tolerance
NBN Options Activity & IV Rank
Each spread is ranked by a composite score built in three stages. Full documentation →
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Enter a ticker to render the implied volatility surface.
Enter a ticker to render the implied volatility smile.
Risk Metrics
Analysis Details
Data Points: 251
Period: 252 trading days
Moderate volatility - stock generally follows market
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Millennium Management Hedge fund Izzy Englander | $10.6M | #1539 of 3716 | +9.2% | 13F | |
| Renaissance Technologies Hedge fund Jim Simons | $4.3M | #1545 of 3138 | -35.5% | 13F | |
| Citadel Hedge fund Ken Griffin | $1.5M | #3261 of 6285 | new | 13F | |
| Point72 Hedge fund Steve Cohen | $418K | #1671 of 1945 | new | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $199K | #2603 of 4729 | -62.5% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
NBN Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
NBN Insider Trading (Form 4)
Latest: 2026-09-03| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-09-03 | Aaron Howald | SVP, CFO | Award (A) | +9,083 | — | EDGAR | |
| 2026-07-06 | Anthony Hamill | SVP, COO | Tax (F) | −1,064 | $78.66 | -$83.7K | EDGAR |
| 2026-06-16 | Lizanne M Bruce | Director | Mixed | −1,519 | $78.21 | -$89.2K | EDGAR |
| 2026-05-11 | Kelly Hefner Barrett | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | Lizanne M Bruce | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | F Nicholas Grasberger III | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | Stephen E. Macadam | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | JeanMichel Ribieras | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | Ty R Silberhorn | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-05-11 | Jose A Bayardo | Director | Award (A) | +1,863 | — | EDGAR | |
| 2026-04-08 | Jason Paul Ringblom | Chief Executive Officer | Tax (F) | −1,198 | $69.89 | -$83.7K | EDGAR |
| 2026-03-11 | Lizanne M Bruce | Director | Sell (S) | −1,300 | $78.59 | -$102.2K | EDGAR |
| 2026-02-23 | F Nicholas Grasberger III | Director | Buy (P) | +20,000 | $85.49 | $1.71M | EDGAR |
| 2026-02-18 | William Bradley Southern | Chief Executive Officer | Sell (S) | −28,332 | $88.57 | -$2.51M | EDGAR |
| 2026-02-17 | Jason Paul Ringblom | President | Mixed | +23,115 | $93.84 | -$349.8K | EDGAR |
NBN Insider Holdings
18 insiders · @ $127.31| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | William Bradley Southern | Chief Executive Officer | 451,546 | $57.49M | -$18.20M | 25 | 2026-02-18 |
| 2 | Alan Haughie | EVP, CFO | 144,219 | $18.36M | $300.2K | 14 | 2026-02-17 |
| 3 | Jason Paul Ringblom | Chief Executive Officer | 143,797 | $18.31M | $0 | 13 | 2026-04-08 |
| 4 | Dustan E McCoy | Director | 70,594 | $8.99M | $0 | 3 | 2025-05-19 |
| 5 | Nicole C Daniel | SVP, General Counsel, Corp Sec | 46,078 | $5.87M | $0 | 13 | 2026-02-17 |
| 6 | Stephen E. Macadam | Director | 43,080 | $5.48M | $249.8K | 7 | 2026-05-11 |
| 7 | F Nicholas Grasberger III | Director | 40,838 | $5.20M | $1.71M | 5 | 2026-05-11 |
| 8 | Aaron Howald | SVP, CFO | 37,962 | $4.83M | $0 | 1 | 2026-09-03 |
| 9 | Jimmy Earl Mason | EVP, General Manager, OSB | 33,713 | $4.29M | $0 | 8 | 2025-02-14 |
| 10 | Ozey K Horton Jr | Director | 29,728 | $3.78M | -$247.7K | 11 | 2025-08-14 |
NBN Board & Officers
As of SEC filings through Sep 3, 2026Directors 8
- Lizanne M Bruce · since Nov 3, 2006
- Stephen E. Macadam · on file since Feb 2019
- F Nicholas Grasberger III · since Jun 14, 2019
- Jose A Bayardo · since Dec 8, 2021
- JeanMichel Ribieras · since Feb 6, 2025
- Ty R Silberhorn · since Feb 6, 2025
- Kelly Hefner Barrett · since Feb 25, 2025
- Jason Paul Ringblom · listed since Apr 2026
Officers 6
- Jason Paul Ringblom · President · listed since Apr 2025
- Aaron Howald · SVP, CFO · since Sep 1, 2026
- Anthony Hamill · SVP, COO · since Jun 30, 2025
- Craig M Sichling · SVP, Chief Commercial Officer · since Apr 7, 2025
- Nicole C Daniel · SVP, General Counsel, Corp Sec · listed since Feb 2024
- Leslie E Davis · VP, Controller & CAO · since Nov 25, 2024
Changes in the last 10 years (39)
| Sep 1, 2026 | Aaron Howald became SVP, CFO |
| May 27, 2026 | The company announced the departure of Alan Haughie as EVP, CFO in an SEC filing |
| Apr 8, 2026 | Jason Paul Ringblom first listed as a director in an SEC filing |
| Jan 23, 2026 | The company announced the departure of William Bradley Southern from the board in an SEC filing |
| Jan 23, 2026 | The company announced the departure of Ozey K Horton Jr from the board in an SEC filing |
| Jan 23, 2026 | The company announced the departure of Dustan E McCoy from the board in an SEC filing |
| Oct 30, 2025 | The company announced the departure of William Bradley Southern as Chief Executive Officer in an SEC filing |
| Jun 30, 2025 | Anthony Hamill became SVP, COO |
| Apr 9, 2025 | Jason Paul Ringblom listed as President (previously EVP, General Manager, Siding) in SEC filings |
| Apr 7, 2025 | Craig M Sichling became SVP, Chief Commercial Officer |
| Apr 2, 2025 | The company announced the departure of Jimmy Earl Mason as EVP & General Manager of OSB in an SEC filing |
| Feb 25, 2025 | Kelly Hefner Barrett became a director |
| Feb 13, 2025 | The company announced the departure of Tracy A Embree from the board in an SEC filing |
| Feb 6, 2025 | Ty R Silberhorn became a director |
| Feb 6, 2025 | JeanMichel Ribieras became a director |
| Nov 25, 2024 | The company announced the departure of Derek Nelson Doyle as VP, Controller & CAO in an SEC filing |
| Nov 25, 2024 | Leslie E Davis became VP, Controller & CAO |
| Mar 18, 2024 | The company announced the departure of Michael W Blosser as SVP, Manufacturing Services in an SEC filing |
| Feb 12, 2024 | Nicole C Daniel listed as SVP, General Counsel, Corp Sec (previously SVP, General Counsel) in SEC filings |
| Feb 12, 2024 | Jason Paul Ringblom listed as EVP, General Manager, Siding (previously EVP Osb) in SEC filings |
| Nov 7, 2023 | Derek Nelson Doyle listed as VP, Controller & CAO (previously Principal Accounting Officer) in SEC filings |
| Feb 28, 2022 | Jimmy Earl Mason became EVP & General Manager of OSB |
| Dec 8, 2021 | Jose A Bayardo became a director |
| Dec 1, 2021 | Robin H Everhart became SVP, CHRO |
| Dec 1, 2021 | Nicole C Daniel became SVP, General Counsel |
| Dec 1, 2021 | Michael W Blosser became SVP, Manufacturing Services |
| Nov 9, 2021 | The company announced the departure of Michael Sims as SVP Sales and Marketing in an SEC filing |
| Nov 6, 2019 | Derek Nelson Doyle became Principal Accounting Officer |
| Jun 14, 2019 | F Nicholas Grasberger III became a director |
| May 10, 2019 | Joseph Richards Martin became Interim General Counsel |
| Feb 15, 2019 | Stephen E. Macadam first on file as a director |
| Jan 14, 2019 | Alan Haughie became EVP, CFO |
| Sep 14, 2018 | Michael Emory Kinney first on file as Interim CFO |
| Mar 5, 2018 | Timothy Mann JR became EVP, General Counsel |
| Jul 3, 2017 | William Bradley Southern listed as Chief Executive Officer (previously Chief Operating Officer) in SEC filings |
| Jul 3, 2017 | William Bradley Southern first listed as a director in an SEC filing |
| Feb 1, 2017 | William Bradley Southern listed as Chief Operating Officer (previously Senior Vice President) in SEC filings |
| Feb 1, 2017 | Neil Sherman listed as EVP Siding (previously SVP Ewp) in SEC filings |
| Feb 1, 2017 | Jason Paul Ringblom first on file as EVP Osb |
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Not reported recently (13)
- Robin H Everhart · Last reported as SVP, CHRO in an SEC filing dated Apr 18, 2022
- Neil Sherman · Last reported as EVP Siding in an SEC filing dated Feb 14, 2022
- Kurt M Landgraf · Last reported as a director in an SEC filing dated Aug 7, 2020
- Gary Cook · Last reported as a director in an SEC filing dated May 19, 2020
- Joseph Richards Martin · Last reported as Interim General Counsel in an SEC filing dated May 21, 2019
- Rebecca Anne Barckley · Last reported as Principle Accounting Officer in an SEC filing dated Feb 11, 2019
- Timothy Mann JR · Last reported as EVP, General Counsel in an SEC filing dated Feb 8, 2019
- Michael Emory Kinney · Last reported as Interim CFO in an SEC filing dated Sep 14, 2018
- Sallie B Bailey · Last reported as Chief Financial Officer in an SEC filing dated Jun 14, 2018
- Curtis M Stevens · Last reported as CEO in an SEC filing dated Feb 13, 2017
- Daniel K Frierson · Last reported as a director in an SEC filing dated Feb 13, 2017
- Colin D Watson · Last reported as a director in an SEC filing dated Feb 13, 2017
- Brian Eugene Luoma · Last reported as Senior Vice President in an SEC filing dated Dec 12, 2016
NBN Proposed Insider Sales (Form 144)
Latest: 2026-06-15What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-06-15 | LIZANNE BRUCE | Director | 1,141 | $89.2K | 2026-06-15 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-03-10 | LIZANNE BRUCE | Director | 1,300 | $102.2K | 2026-03-10 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-02-17 | William B. Southern | Officer | 28,332 | $2.52M | 2026-02-17 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2026-02-03 | William B. Southern | Officer | 21,252 | $1.90M | 2026-02-03 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2026-02-02 | William B. Southern | Officer | 7,080 | $600.1K | 2026-02-02 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2026-01-14 | William B. Southern | Officer | 56,664 | $5.21M | 2026-01-14 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2025-12-15 | William B. Southern | Officer | 56,680 | $4.87M | 2025-12-15 | Goldman Sachs & Co. LLC | 10b5-1 | EDGAR |
| 2025-08-13 | HORTON OZEY K JR | Director | 500 | $50.5K | 2025-08-13 | Charles Schwab & Co | — | EDGAR |
| 2025-06-11 | LIZANNE GOTTUNG | Director | 1,179 | $105.5K | 2025-06-11 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2024-12-16 | LIZANNE GOTTUNG | Director | 2,500 | $282.1K | 2024-12-16 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | AVUV Avantis U.S. Small Cap Value ETF | Avantis | 0.10% | $32.7M | $31.4B | 2026-10-20 |
| 2 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $27.1M | — | 2026-09-30 |
| 3 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.03% | $26.0M | $75.1B | 2026-10-20 |
| 4 | KRE State Street® SPDR® S&P® Regional Banking ETF | SPDR (State Street) | 0.52% | $20.9M | $4.0B | 2026-10-20 |
| 5 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.05% | $16.0M | — | 2026-10-20 |
| 6 | VXF Vanguard Extended Market ETF | Vanguard | 0.01% | $10.1M | — | 2026-09-30 |
| 7 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.02% | $8.4M | — | 2026-10-20 |
| 8 | IWO iShares Russell 2000 Growth ETF | iShares (BlackRock) | 0.04% | $5.8M | $13.6B | 2026-10-20 |
| 9 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.03% | $5.5M | — | 2026-09-30 |
| 10 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.01% | $5.2M | — | 2026-10-20 |
| 11 | SCHA Schwab U.S. Small-Cap ETF | Nport | 0.02% | $4.5M | — | 2026-05-31 |
| 12 | DFMC Dimensional US Micro Cap ETF | Dimensional | 0.05% | $3.9M | — | 2026-10-20 |
| 13 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.02% | $3.3M | $13.7B | 2026-10-20 |
| 14 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.24% | $3.0M | $1.2B | 2026-10-20 |
| 15 | DWAS Invesco Dorsey Wright SmallCap Momentum ETF | Nport | 0.69% | $2.9M | — | 2026-05-31 |
| 16 | FSMD Fidelity Small-Mid Multifactor ETF | Fidelity | 0.11% | $2.7M | $2.5B | 2026-10-20 |
| 17 | AVSC Avantis U.S. Small Cap Equity ETF | Avantis | 0.06% | $1.7M | $3.1B | 2026-10-20 |
| 18 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.00% | $1.7M | — | 2026-10-20 |
| 19 | VFH Vanguard Financials ETF | Vanguard | 0.01% | $1.5M | — | 2026-09-30 |
| 20 | VFMF Vanguard U.S. Multifactor ETF | Vanguard | 0.13% | $1.5M | — | 2026-10-20 |
| 21 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.00% | $1.4M | $97.4B | 2026-10-20 |
| 22 | PFI Invesco Dorsey Wright Financial Momentum ETF | Nport | 2.11% | $1.3M | — | 2026-07-31 |
| 23 | DPST Direxion Daily Regional Banks Bull 3X ETF | Direxion | 0.39% | $1.2M | — | 2026-10-21 |
| 24 | GSSC Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF | Goldman | 0.11% | $1.2M | $1.0B | 2026-10-20 |
| 25 | SEIS SEI Select Small Cap ETF | Nport | 0.15% | $896,300 | — | 2026-06-30 |
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.