Top Institutional Investors

RiverTree Advisors, LLC — 13F Holdings & Portfolio

CIK 1872501 · latest 13F-HR filed 2026-10-13

Backtest portfolio

RiverTree Advisors, LLC manages $167.9M in 13F-reported U.S. long-equity assets across 70 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JAAA (6.99%), SPYI (4.96%), BUCK (4.51%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 12 new positions and exited 14; 16 existing positions rose in reported value and 12 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$167.9M

Long-equity book

Holdings
70

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+12 / −14 / ↑16 / ↓12

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JAAA7.0% · -0%SPYI5.0% · +14%BUCK4.5% · -3%BUFQ4.4% · -1%FTCS4.4% · -0%QQQI4.3% · +24%DIVO4.2% · -1%BUFR4.2% · -1%FTGS3.8% · -2%RDVI3.5% · +21%FTSM3.5% · +24%LMBS3.0% · -20%SDVD2.8% · +13%COWZ2.8% · -0%FTQI2.8% · +20%PYLD2.7% · -6%XDTE2.7% · newETW1.9% · +7%SDVY1.8% · -1%PWB1.6% · +15%AGGH1.6% · -25%GDXY1.6% · +77%SBAR1.4% · -29%FTHI1.4% · -60%ACWI1.2% · +1%CHPY1.1% · +2%FMAR1.1% · +0%MINT1.1% · -4%FGD1.1% · +15%RDVY1.0% · +16%AMLP1.0% · -6%FTLS0.9% · +46%BALT0.9% · +2%IDMO0.9% · +2%FAPR0.9% · +2%FCVT0.8% · +0%AIRR0.8% · -27%EEM0.8% · +8%PCY0.8% · +4%QMAR0.6% · +1%FLUD0.6% · -1%RSPT0.6% · newFDT0.6% · -3%FYX0.5% · newFTC0.4% · +2%BIL0.4% · -5%PMAY0.4% · 0%MTUM0.4% · newBILS0.4% · +5%RECS0.3% · -1%FNX0.3% · newSDTY0.3% · newEDIV0.3% · +4%PAUG0.2% · -0%RCL0.2% · newIOO0.2% · 0%IGLD0.2% · -2%ET0.2% · 0%CSHI0.2% · -5%SPY0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 24, 2026.

Assets Under Management
$184.4M
Discretionary
$183.8M
Employees
3
Accounts
342
Address
941 WEST MORSE BOULEVARD
SUITE 100
WINTER PARK, FL 32789-3781
Phone
(407) 599-1104
Website
Name Title / Status Ownership Type
RICH, THEODORE, SPENCER ControlPRESIDENT/CHIEF COMPLIANCE OFFICER
since Jan 2013
75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RiverTree Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS DETROIT STR TR JAAA 47103U845 $11.7M 6.99% 232,317 SH
2 NEOS ETF TRUST SPYI 78433H303 $8.3M 4.96% 156,508 SH
3 SIMPLIFY EXCHANGE TRADED FUN BUCK 82889N640 $7.6M 4.51% 327,984 SH
4 FIRST TR EXCHNG TRADED FD VI BUFQ 33740U752 $7.4M 4.39% 181,885 SH
5 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $7.4M 4.39% 78,509 SH
6 NEOS ETF TRUST QQQI 78433H675 $7.2M 4.29% 129,488 SH
7 AMPLIFY ETF TR DIVO 032108409 $7.1M 4.25% 153,393 SH
8 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $7.1M 4.21% 188,611 SH
9 FIRST TR EXCHANGE-TRADED FD FTGS 33733E823 $6.3M 3.76% 166,315 SH
10 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $5.9M 3.51% 211,376 SH
11 FIRST TR EXCHANGE-TRADED FD FTSM 33739Q408 $5.9M 3.51% 99,012 SH
12 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $5.0M 2.99% 103,629 SH
13 FIRST TR EXCHANGE-TRADED FD SDVD 33738D820 $4.8M 2.84% 221,239 SH
14 PACER FDS TR COWZ 69374H881 $4.7M 2.80% 70,520 SH
15 FIRST TR EXCHANGE TRADED FD FTQI 33738R407 $4.6M 2.76% 209,205 SH
16 PIMCO ETF TR PYLD 72201R585 $4.6M 2.71% 179,427 SH
17 ROUNDHILL ETF TRUST XDTE 77926X205 $4.5M 2.66% 117,051 SH
18 EATON VANCE TAX-MANAGED GLOB ETW 27829C105 $3.1M 1.85% 327,022 SH
19 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $3.0M 1.77% 73,050 SH
20 INVESCO EXCHANGE TRADED FD T PWB 46137V746 $2.7M 1.60% 16,561 SH
21 SIMPLIFY EXCHANGE TRADED FUN AGGH 82889N723 $2.7M 1.59% 141,357 SH
22 TIDAL TRUST II GDXY 88634T881 $2.6M 1.57% 260,561 SH
23 SIMPLIFY EXCHANGE TRADED FUN SBAR 82889N335 $2.4M 1.43% 94,399 SH
24 FIRST TR EXCHANGE TRADED FD FTHI 33738R308 $2.4M 1.40% 99,913 SH
25 ISHARES TR ACWI 464288257 $2.1M 1.24% 13,139 SH
26 TIDAL TRUST II CHPY 88636R693 $1.9M 1.12% 26,960 SH
27 FIRST TR EXCHNG TRADED FD VI FMAR 33740F599 $1.8M 1.09% 34,071 SH
28 PIMCO ETF TR MINT 72201R833 $1.8M 1.08% 18,089 SH
29 FIRST TR EXCHANGE-TRADED FD FGD 33734X200 $1.8M 1.05% 53,157 SH
30 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $1.7M 0.99% 21,244 SH
31 ALPS ETF TR AMLP 00162Q452 $1.6M 0.96% 31,079 SH
32 FIRST TR EXCH TRADED FD III FTLS 33739P103 $1.5M 0.92% 20,041 SH
33 INNOVATOR ETFS TRUST BALT 45783Y855 $1.5M 0.90% 43,209 SH
34 INVESCO EXCH TRADED FD TR II IDMO 46138E222 $1.5M 0.89% 24,427 SH
35 FIRST TR EXCHNG TRADED FD VI FAPR 33740U885 $1.5M 0.88% 30,729 SH
36 FIRST TR EXCHANGE-TRADED FD FCVT 33739Q507 $1.4M 0.84% 28,842 SH
37 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $1.4M 0.83% 13,441 SH
38 ISHARES TR EEM 464287234 $1.4M 0.82% 20,709 SH
39 INVESCO EXCH TRADED FD TR II PCY 46138E784 $1.3M 0.76% 64,241 SH
40 FIRST TR EXCHNG TRADED FD VI QMAR 33740F581 $1.0M 0.61% 26,513 SH
41 FRANKLIN TEMPLETON ETF TR FLUD 35473P496 $998.9K 0.60% 39,955 SH
42 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $996.1K 0.59% 15,124 SH
43 FIRST TR EXCH TRD ALPHDX FD FDT 33737J174 $927.5K 0.55% 9,900 SH
44 FIRST TR EXCHANGE-TRADED ALP FYX 33734Y109 $835.7K 0.50% 6,209 SH
45 FIRST TR EXCHANGE-TRADED ALP FTC 33735K108 $674.3K 0.40% 3,801 SH
46 SPDR SERIES TRUST BIL 78468R663 $660.1K 0.39% 7,203 SH
47 INNOVATOR ETFS TRUST PMAY 45782C318 $656.9K 0.39% 15,545 SH
48 ISHARES TR MTUM 46432F396 $645.2K 0.38% 2,033 SH
49 SPDR SERIES TRUST BILS 78468R523 $638.9K 0.38% 6,431 SH
50 COLUMBIA ETF TR I RECS 19761L706 $583.7K 0.35% 12,945 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $167.9M 70 0001872501-26-000005
2026-06-30 2026-07-22 $169.3M 72 0001872501-26-000003
2026-03-31 2026-04-20 $157.9M 60 0001872501-26-000002
2025-12-31 2026-01-15 $156.9M 61 0001872501-26-000001
Filer Information
Address
941 WEST MORSE BOULEVARD
SUITE 100
WINTER PARK, FL 32789
Phone
(407) 599-1104
Filing Manager
RiverTree Advisors, LLC
WINTER PARK, FL
Signatory
Ted S Rich
President