Cascades Capital Asset Management, LLC — 13F Holdings & Portfolio

CIK 2035512 · latest 13F-HR filed 2026-08-14

Cascades Capital Asset Management, LLC manages $270.4M in 13F-reported U.S. long-equity assets across 168 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VIG (11.72%), VOO (10.35%), VOOV (5.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions and exited 11; 76 existing positions rose in reported value and 37 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$270.4M

Long-equity book

Holdings

168

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+20 / −11 / ↑76 / ↓37

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

VIG11.7% · +4%VOO10.3% · +5%VOOV5.2% · -2%VTV5.1% · +28%AAPL4.6% · -2%NVDA3.8% · -6%MSFT3.5% · -6%VUG3.0% · +500%VO2.7% · +311%GOOGL2.6% · -2%SPY1.9% · 0%IEI1.7% · -1%QQQ1.7% · +10%USFR1.3% · -6%FNDX1.2% · +0%UNH1.2% · +0%LLY1.1% · -4%SCHI1.1% · +5%VGIT0.9% · +11%VUSB0.9% · -7%JPM0.8% · +1%FBNC0.8% · -0%MU0.8% · +31%XLI0.8% · +18%PPI0.8% · +34%META0.8% · -15%VGT0.8% · +698%CAT0.7% · +0%VCSH0.7% · +98%V0.7% · -3%TSM0.7% · +8%INTC0.6% · +3%VEA0.6% · +25%BRK.B0.6% · -3%XOM0.6% · -9%AMZN0.6% · -6%DUK0.6% · +25%Mkt Vectors0.5% · -20%IEF0.5% · -6%ABBV0.5% · +0%MCD0.5% · -8%PSFF0.5% · -4%GLD0.5% · -33%DFSV0.5% · new OAKM0.5% · -4%AVGO0.4% · +29%CRWD0.4% · -10%LRGE0.4% · -3%JPMPC0.4% · -25%DGRO0.4% · +0%Raytheon Technologies0.4% · newLOW0.4% · +36%HD0.4% · -5%GLW0.4% · +5%LMT0.4% · -13%FDS0.3% · 0%RSPC0.3% · -9%BACPB0.3% · -29%JEPI0.3% · +8%CSCO0.3% · -4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Assets Under Management

$383.3M

Discretionary

$346.3M

Employees

Accounts

733

Address

1840 PEMBROKE ROAD
SUITE 1
GREENSBORO, NC 27408

Phone

(336) 404-4746

Website

WWW.CASCADESCAPITAL.COM

This firm reports 2 disclosure items on its registration.

Name	Title / Status	Ownership	Type
CARPENTER, BARRY, LEE Control	OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER	75% or more	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Vanguard S&P 500 ETF$4.7M +20.4%
Vanguard Dividend Appreciation ETF$4.1M +14.9%
Vanguard Value ETF$4.0M +41.6%
Micron Technology Inc$1.7M +346.7%
Apple Inc$1.4M +12.3%

Show all 76 →

Top Trims

Vanguard International Divdend ETF-$1.3M -71.9%
Spider Gold TRUST-$993.2K -42.3%
Exxon Mobil Corporation-$587.2K -26.8%
Microsoft Corp-$493.9K -5.0%
Meta Platforms-$394.3K -16.0%

Show all 37 →

New Positions

DFA US Small Cap Value$1.2M
Invesco S&P Int. Developed Quality$469.1K
Space Exploration Tech$308.7K
IShares MSCI South Korea$184.7K
Financial Sector Spider ETF$175.3K

Show all 20 →

Exited Positions

I Shares Flexible Income ETF$504.2K
Vanguard Mid Cap Value$387.0K
Invesco S&P Int. Developed Quality$377.0K
Adobe Systems Inc$186.4K
Wisdomtree US Quality Dividend$144.1K

Show all 11 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Cascades Capital Asset Management, LLC Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	Vanguard Dividend Appreciation ETF	VIG	921908844	$31.7M	11.72%	133,957	SH
2	Vanguard S&P 500 ETF	VOO	922908363	$28.0M	10.35%	40,743	SH
3	Vanguard S&P 500 Value	VOOV	921932703	$14.2M	5.24%	64,580	SH
4	Vanguard Value ETF	VTV	922908744	$13.7M	5.07%	62,880	SH
5	Apple Inc	AAPL	037833100	$12.5M	4.62%	43,122	SH
6	Nvidia Corp	NVDA	67066G104	$10.4M	3.85%	51,962	SH
7	Microsoft Corp	MSFT	594918104	$9.3M	3.45%	25,039	SH
8	Vanguard Growth ETF	VUG	922908736	$8.2M	3.04%	95,395	SH
9	Vanguard Mid Cap Index ETF	VO	922908629	$7.3M	2.72%	91,111	SH
10	Alphabet Inc Class A	GOOGL	02079K305	$6.6M	2.43%	18,385	SH
11	S P D R S&P 500 ETF	SPY	78462F103	$5.0M	1.86%	6,734	SH
12	I Shares 3-7 Year US Treas. ETF	IEI	464288661	$4.6M	1.69%	38,812	SH
13	Powershs QQQ Nasdaq ETF	QQQ	73935A104	$4.5M	1.66%	6,101	SH
14	Wisdomtree Floating Rate Treas. ETF	USFR	97717Y527	$3.4M	1.25%	67,224	SH
15	Schwab Fundamental US Co. Index	FNDX	808524771	$3.2M	1.19%	103,835	SH
16	Unitedhealth Group Inc	UNH	91324P102	$3.2M	1.19%	7,767	SH
17	Lilly Eli & Company	LLY	532457108	$3.0M	1.13%	2,539	SH
18	Schwab 5 10 Year Corp Bond ETF	SCHI	808524698	$2.9M	1.07%	128,065	SH
19	Vanguard Inter-Term Bond ETF	VGIT	92206C706	$2.5M	0.93%	42,625	SH
20	Vanguard Ultra Short Term Bond	VUSB	92203C303	$2.4M	0.90%	49,070	SH
21	JP Morgan Chase & Co	JPM	46625H100	$2.2M	0.83%	6,827	SH
22	First Bancorp N C	FBNC	318910106	$2.2M	0.82%	34,679	SH
23	Micron Technology Inc	MU	595112103	$2.2M	0.82%	1,911	SH
24	Industrial Sector ETF	XLI	81369Y704	$2.2M	0.80%	11,644	SH
25	AXS Astoria Inflation Sensitive ETF	PPI	46141T117	$2.1M	0.79%	100,151	SH
26	Meta Platforms	META	30303M102	$2.1M	0.76%	3,670	SH
27	Vanguard Information Tech ETF	VGT	92204A702	$2.1M	0.76%	17,185	SH
28	Caterpillar Inc	CAT	149123101	$2.0M	0.74%	1,887	SH
29	Vanguard Short Term Corp Bond	VCSH	92206C409	$2.0M	0.73%	24,974	SH
30	Visa Inc Cl A	V	92826C839	$1.9M	0.71%	5,599	SH
31	Taiwan Semiconductr	TSM	874039100	$1.9M	0.69%	3,895	SH
32	Intel Corp	INTC	458140100	$1.7M	0.64%	12,415	SH
33	Vanguard FTSE Developed Mkts ETF	VEA	921943858	$1.7M	0.62%	23,535	SH
34	Berkshire Hathaway B New	BRK.B	084670702	$1.6M	0.60%	3,234	SH
35	Exxon Mobil Corporation	XOM	30231G102	$1.6M	0.59%	11,726	SH
36	Amazon Com Inc	AMZN	023135106	$1.6M	0.58%	6,605	SH
37	Duke Energy Corp New	DUK	26441C204	$1.5M	0.56%	11,920	SH
38	Mkt Vectors Semiconductor ETF	—	57060U233	$1.5M	0.55%	2,265	SH
39	I Shares 7-10 Year Treasury	IEF	464287440	$1.5M	0.55%	15,658	SH
40	Abbvie Inc	ABBV	00287Y109	$1.4M	0.53%	5,690	SH
41	Mc Donalds Corp	MCD	580135101	$1.4M	0.53%	5,262	SH
42	Pacer Swan SOS Fund Of Funds	PSFF	69374H568	$1.4M	0.51%	39,815	SH
43	Spider Gold TRUST	GLD	78463V107	$1.4M	0.50%	3,678	SH
44	DFA US Small Cap Value	DFSV	25434V815	$1.2M	0.46%	32,135	SH
45	Oakmark US Large Cap	OAKM	41456U106	$1.2M	0.45%	43,216	SH
46	Broadcom Inc	AVGO	11135F101	$1.2M	0.45%	3,194	SH
47	Crowdstrike Hldgs Inc	CRWD	22788C105	$1.2M	0.44%	1,572	SH
48	Clearbridge Large Cap	LRGE	524682200	$1.2M	0.44%	13,925	SH
49	JP Morgan Chase Preferred C	JPMPC	48128B648	$1.2M	0.43%	46,020	SH
50	I Shares Core Dividend	DGRO	46434V621	$1.2M	0.43%	15,202	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-14	$270.4M	168	0001398344-26-014575
2026-03-31	2026-05-15	$238.6M	159	0001398344-26-009234
2025-12-31	2026-02-04	$238.9M	166	0001398344-26-002198
2025-09-30	2025-11-14	$227.2M	155	0001398344-25-020975

Filer Information

Address

1840 PEMBROKE ROAD, SUITE 1
GREENSBORO, NC 27408

Phone

(336) 404-4746

Filing Manager

Cascades Capital Asset Management, LLC

GREENSBORO, NC

Signatory

Barry Carpenter

Principal