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Cascades Capital Asset Management, LLC — 13F Holdings & Portfolio

CIK 2035512 · latest 13F-HR filed 2026-05-15

Backtest portfolio

Cascades Capital Asset Management, LLC manages $238.6M in 13F-reported U.S. long-equity assets across 159 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VIG (11.56%), VOO (9.74%), VOOV (5.60%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 17 new positions, exited 24, added to 47, and trimmed 64.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$238.6M

Long-equity book

Holdings

159

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+17 / −24 / ↑47 / ↓64

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • Vanguard Value ETF$3.1M +48.1%
  • Vanguard Dividend Appreciation ETF$3.1M +12.4%
  • Vanguard FTSE Developed Mkts ETF$919.9K +325.1%
  • Spider Gold TRUST$862.3K +58.0%
  • Exxon Mobil Corporation$600.3K +37.7%
Show all 47 →

Top Trims

  • Microsoft Corp-$3.3M -24.9%
  • Wisdomtree Floating Rate Treas. ETF-$2.4M -39.6%
  • Vanguard International Divdend ETF-$1.7M -48.8%
  • Apple Inc-$726.7K -6.1%
  • Nvidia Corp-$691.2K -6.7%
Show all 64 →

New Positions

  • Vanguard Ultra Short Term Bond$2.6M
  • Vanguard Inter-Term Bond ETF$2.3M
  • Vanguard Int. High Dividend$708.7K
  • Vanguard Medium Term Corp Bond ETF$628.5K
  • Vanguard Mid Cap Value$387.0K
Show all 17 →

Exited Positions

  • I Shares Tech-Software Sector ETF$773.1K
  • SPDR Euro Stoxx 50 ETF$643.9K
  • Duke Energy Preferred C$461.1K
  • Wells Fargo Preferred A$312.0K
  • Morgan Stanley$311.8K
Show all 24 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Vanguard Dividend Appreciation ETF VIG 921908844 $27.6M 11.56% 128,256 SH
2 Vanguard S&P 500 ETF VOO 922908363 $23.2M 9.74% 38,884 SH
3 Vanguard S&P 500 Value VOOV 921932703 $13.4M 5.60% 65,576 SH
4 Apple Inc AAPL 037833100 $11.1M 4.66% 43,769 SH
5 Microsoft Corp MSFT 594918104 $9.8M 4.12% 26,566 SH
6 Vanguard Value ETF VTV 922908744 $9.7M 4.05% 49,308 SH
7 Nvidia Corp NVDA 67066G104 $9.6M 4.02% 55,061 SH
8 Vanguard Growth ETF VUG 922908736 $7.0M 2.91% 15,913 SH
9 Vanguard Mid Cap Index ETF VO 922908629 $6.4M 2.67% 22,168 SH
10 Alphabet Inc Class A GOOGL 02079K305 $5.4M 2.28% 18,928 SH
11 I Shares 3-7 Year US Treas. ETF IEI 464288661 $4.6M 1.94% 39,109 SH
12 S P D R S&P 500 ETF SPY 78462F103 $4.4M 1.83% 6,731 SH
13 Wisdomtree Floating Rate Treas. ETF USFR 97717Y527 $3.6M 1.51% 71,642 SH
14 Powershs QQQ Nasdaq ETF QQQ 73935A104 $3.2M 1.35% 5,561 SH
15 Schwab Fundamental US Co. Index FNDX 808524771 $2.9M 1.21% 103,441 SH
16 Schwab 5 10 Year Corp Bond ETF SCHI 808524698 $2.8M 1.16% 121,510 SH
17 Vanguard Ultra Short Term Bond VUSB 92203C303 $2.6M 1.10% 52,740 SH
18 Meta Platforms META 30303M102 $2.5M 1.03% 4,303 SH
19 Lilly Eli & Company LLY 532457108 $2.4M 1.02% 2,652 SH
20 Spider Gold TRUST GLD 78463V107 $2.3M 0.98% 5,457 SH
21 Vanguard Inter-Term Bond ETF VGIT 92206C706 $2.3M 0.96% 38,506 SH
22 Exxon Mobil Corporation XOM 30231G102 $2.2M 0.92% 12,910 SH
23 Unitedhealth Group Inc UNH 91324P102 $2.1M 0.88% 7,727 SH
24 JP Morgan Chase & Co JPM 46625H100 $2.0M 0.84% 6,775 SH
25 First Bancorp N C FBNC 318910106 $2.0M 0.82% 34,828 SH
26 Mc Donalds Corp MCD 580135101 $1.8M 0.74% 5,715 SH
27 Vanguard International Divdend ETF VIGI 921946810 $1.8M 0.74% 19,909 SH
28 Visa Inc Cl A V 92826C839 $1.7M 0.73% 5,768 SH
29 Industrial Sector ETF XLI 81369Y704 $1.6M 0.67% 9,850 SH
30 Berkshire Hathaway B New BRK.B 084670702 $1.6M 0.67% 3,319 SH
31 I Shares 7-10 Year Treasury IEF 464287440 $1.6M 0.66% 16,595 SH
32 AXS Astoria Inflation Sensitive ETF PPI 46141T117 $1.6M 0.65% 74,826 SH
33 JP Morgan Chase Preferred C JPMPC 48128B648 $1.5M 0.64% 61,425 SH
34 Vanguard Information Tech ETF VGT 92204A702 $1.5M 0.63% 2,153 SH
35 Amazon Com Inc AMZN 023135106 $1.5M 0.61% 7,040 SH
36 Lockheed Martin Corp LMT 539830109 $1.4M 0.60% 2,367 SH
37 Caterpillar Inc CAT 149123101 $1.3M 0.56% 1,884 SH
38 Pacer Swan SOS Fund Of Funds PSFF 69374H568 $1.3M 0.56% 41,590 SH
39 Bank America Corp Preferred B BACPB 060505229 $1.3M 0.53% 51,499 SH
40 Oakmark US Large Cap OAKM 41456U106 $1.2M 0.52% 45,267 SH
41 Duke Energy Corp New DUK 26441C204 $1.2M 0.52% 9,506 SH
42 Abbvie Inc ABBV 00287Y109 $1.2M 0.52% 5,673 SH
43 Taiwan Semiconductr TSM 874039100 $1.2M 0.51% 3,620 SH
44 Vanguard FTSE Developed Mkts ETF VEA 921943858 $1.2M 0.50% 18,772 SH
45 Raytheon Technologies Co VMC 755111309 $1.2M 0.50% 6,190 SH
46 Mkt Vectors Semiconductor ETF — 57060U233 $1.1M 0.46% 2,835 SH
47 Clearbridge Large Cap LRGE 524682200 $1.1M 0.45% 14,387 SH
48 I Shares Core Dividend DGRO 46434V621 $1.1M 0.45% 15,159 SH
49 Home Depot Inc HD 437076102 $1.1M 0.44% 3,219 SH
50 I Shares Floating Rate Bond FLOT 46429B655 $1.0M 0.43% 20,111 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $238.6M 159 0001398344-26-009234
2025-12-31 2026-02-04 $238.9M 166 0001398344-26-002198
2025-09-30 2025-11-14 $227.2M 155 0001398344-25-020975