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Cascades Capital Asset Management, LLC — 13F Holdings & Portfolio

CIK 2035512 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Cascades Capital Asset Management, LLC manages $270.4M in 13F-reported U.S. long-equity assets across 168 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VIG (11.72%), VOO (10.35%), VOOV (5.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions, exited 11, added to 76, and trimmed 37.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1840 PEMBROKE ROAD, SUITE 1
GREENSBORO, NC 27408
Phone
(336) 404-4746
Filing Manager
Cascades Capital Asset Management, LLC
GREENSBORO, NC
Signatory
Barry Carpenter
Principal
Loading holdings…
AUM

$270.4M

Long-equity book

Holdings

168

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+20 / −11 / ↑76 / ↓37

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • Vanguard S&P 500 ETF$4.7M +20.4%
  • Vanguard Dividend Appreciation ETF$4.1M +14.9%
  • Vanguard Value ETF$4.0M +41.6%
  • Micron Technology Inc$1.7M +346.7%
  • Apple Inc$1.4M +12.3%
Show all 76 →

Top Trims

  • Vanguard International Divdend ETF-$1.3M -71.9%
  • Spider Gold TRUST-$993.2K -42.3%
  • Exxon Mobil Corporation-$587.2K -26.8%
  • Microsoft Corp-$493.9K -5.0%
  • Meta Platforms-$394.3K -16.0%
Show all 37 →

New Positions

  • DFA US Small Cap Value$1.2M
  • Invesco S&P Int. Developed Quality$469.1K
  • Space Exploration Tech$308.7K
  • IShares MSCI South Korea$184.7K
  • Financial Sector Spider ETF$175.3K
Show all 20 →

Exited Positions

  • I Shares Flexible Income ETF$504.2K
  • Vanguard Mid Cap Value$387.0K
  • Invesco S&P Int. Developed Quality$377.0K
  • Adobe Systems Inc$186.4K
  • Wisdomtree US Quality Dividend$144.1K
Show all 11 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Vanguard Dividend Appreciation ETF VIG 921908844 $31.7M 11.72% 133,957 SH
2 Vanguard S&P 500 ETF VOO 922908363 $28.0M 10.35% 40,743 SH
3 Vanguard S&P 500 Value VOOV 921932703 $14.2M 5.24% 64,580 SH
4 Vanguard Value ETF VTV 922908744 $13.7M 5.07% 62,880 SH
5 Apple Inc AAPL 037833100 $12.5M 4.62% 43,122 SH
6 Nvidia Corp NVDA 67066G104 $10.4M 3.85% 51,962 SH
7 Microsoft Corp MSFT 594918104 $9.3M 3.45% 25,039 SH
8 Vanguard Growth ETF VUG 922908736 $8.2M 3.04% 95,395 SH
9 Vanguard Mid Cap Index ETF VO 922908629 $7.3M 2.72% 91,111 SH
10 Alphabet Inc Class A GOOGL 02079K305 $6.6M 2.43% 18,385 SH
11 S P D R S&P 500 ETF SPY 78462F103 $5.0M 1.86% 6,734 SH
12 I Shares 3-7 Year US Treas. ETF IEI 464288661 $4.6M 1.69% 38,812 SH
13 Powershs QQQ Nasdaq ETF QQQ 73935A104 $4.5M 1.66% 6,101 SH
14 Wisdomtree Floating Rate Treas. ETF USFR 97717Y527 $3.4M 1.25% 67,224 SH
15 Schwab Fundamental US Co. Index FNDX 808524771 $3.2M 1.19% 103,835 SH
16 Unitedhealth Group Inc UNH 91324P102 $3.2M 1.19% 7,767 SH
17 Lilly Eli & Company LLY 532457108 $3.0M 1.13% 2,539 SH
18 Schwab 5 10 Year Corp Bond ETF SCHI 808524698 $2.9M 1.07% 128,065 SH
19 Vanguard Inter-Term Bond ETF VGIT 92206C706 $2.5M 0.93% 42,625 SH
20 Vanguard Ultra Short Term Bond VUSB 92203C303 $2.4M 0.90% 49,070 SH
21 JP Morgan Chase & Co JPM 46625H100 $2.2M 0.83% 6,827 SH
22 First Bancorp N C FBNC 318910106 $2.2M 0.82% 34,679 SH
23 Micron Technology Inc MU 595112103 $2.2M 0.82% 1,911 SH
24 Industrial Sector ETF XLI 81369Y704 $2.2M 0.80% 11,644 SH
25 AXS Astoria Inflation Sensitive ETF PPI 46141T117 $2.1M 0.79% 100,151 SH
26 Meta Platforms META 30303M102 $2.1M 0.76% 3,670 SH
27 Vanguard Information Tech ETF VGT 92204A702 $2.1M 0.76% 17,185 SH
28 Caterpillar Inc CAT 149123101 $2.0M 0.74% 1,887 SH
29 Vanguard Short Term Corp Bond VCSH 92206C409 $2.0M 0.73% 24,974 SH
30 Visa Inc Cl A V 92826C839 $1.9M 0.71% 5,599 SH
31 Taiwan Semiconductr TSM 874039100 $1.9M 0.69% 3,895 SH
32 Intel Corp INTC 458140100 $1.7M 0.64% 12,415 SH
33 Vanguard FTSE Developed Mkts ETF VEA 921943858 $1.7M 0.62% 23,535 SH
34 Berkshire Hathaway B New BRK.B 084670702 $1.6M 0.60% 3,234 SH
35 Exxon Mobil Corporation XOM 30231G102 $1.6M 0.59% 11,726 SH
36 Amazon Com Inc AMZN 023135106 $1.6M 0.58% 6,605 SH
37 Duke Energy Corp New DUK 26441C204 $1.5M 0.56% 11,920 SH
38 Mkt Vectors Semiconductor ETF — 57060U233 $1.5M 0.55% 2,265 SH
39 I Shares 7-10 Year Treasury IEF 464287440 $1.5M 0.55% 15,658 SH
40 Abbvie Inc ABBV 00287Y109 $1.4M 0.53% 5,690 SH
41 Mc Donalds Corp MCD 580135101 $1.4M 0.53% 5,262 SH
42 Pacer Swan SOS Fund Of Funds PSFF 69374H568 $1.4M 0.51% 39,815 SH
43 Spider Gold TRUST GLD 78463V107 $1.4M 0.50% 3,678 SH
44 DFA US Small Cap Value DFSV 25434V815 $1.2M 0.46% 32,135 SH
45 Oakmark US Large Cap OAKM 41456U106 $1.2M 0.45% 43,216 SH
46 Broadcom Inc AVGO 11135F101 $1.2M 0.45% 3,194 SH
47 Crowdstrike Hldgs Inc CRWD 22788C105 $1.2M 0.44% 1,572 SH
48 Clearbridge Large Cap LRGE 524682200 $1.2M 0.44% 13,925 SH
49 JP Morgan Chase Preferred C JPMPC 48128B648 $1.2M 0.43% 46,020 SH
50 I Shares Core Dividend DGRO 46434V621 $1.2M 0.43% 15,202 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $270.4M 168 0001398344-26-014575
2026-03-31 2026-05-15 $238.6M 159 0001398344-26-009234
2025-12-31 2026-02-04 $238.9M 166 0001398344-26-002198
2025-09-30 2025-11-14 $227.2M 155 0001398344-25-020975