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RHODLEE BRAA

CIK 1145942 · CLO · last filed 2009-09-17

RHODLEE BRAA is a CLO who has filed 6 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $95.9K of UBFO on Sep 17, 2009. Across all open-market trades the lifetime net is −$516.0K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$516.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UNITED SECURITY BANCSHARES (UBFO) Delisted CLO 207,221 $10.51 $2.18M -$516.0K 6 2009-09-17

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-09-17 UNITED SECURITY BANCSHARES (UBFO) Delisted Sell (S) −19,000 -$95.9K EDGAR
2009-05-20 UNITED SECURITY BANCSHARES (UBFO) Delisted Sell (S) −10,132 -$64.3K EDGAR
2008-11-04 UNITED SECURITY BANCSHARES (UBFO) Delisted Sell (S) −10,067 -$140.9K EDGAR
2008-07-24 UNITED SECURITY BANCSHARES (UBFO) Delisted Sell (S) −17,500 -$263.2K EDGAR
2007-06-22 UNITED SECURITY BANCSHARES (UBFO) Delisted Mixed +30,000 $170.1K EDGAR
2007-03-12 UNITED SECURITY BANCSHARES (UBFO) Delisted Buy (P) +2,400 $48.3K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.