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Richard L Sloppy

CIK 1294764 · Executive Vice President · last filed 2013-11-01

Richard L Sloppy is an Executive Vice President who has filed 14 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for CCNE, was dated Nov 1, 2013. Across all open-market trades the lifetime net is +$12.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.07M

Companies

2

Total Filings

14

Lifetime Open-Market Net

$12.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CCNE Executive Vice President 31,425 $33.92 $1.07M $0 7 2013-11-01
CNB FINANCIAL CORP/PA (TDBK) Delisted EXECUTIVE VICE PRESIDENT 17,625 — — $12.0K 7 2011-01-13

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-11-01 CCNE Exer (M) — $0 EDGAR
2013-10-31 CCNE Will (W) +10,750 $0 EDGAR
2013-02-14 CCNE Grant (A) +1,550 $26.5K EDGAR
2012-09-13 CCNE Exer (M) — $0 EDGAR
2012-09-10 CCNE Exer (M) — $0 EDGAR
2012-02-15 CCNE Grant (A) +1,500 $23.4K EDGAR
2011-10-28 CCNE Exer (M) — $0 EDGAR
2011-01-13 CNB FINANCIAL CORP/PA (TDBK) Delisted Grant (A) +1,200 $17.9K EDGAR
2010-06-18 CNB FINANCIAL CORP/PA (TDBK) Delisted Buy (P) +1,170 $12.0K EDGAR
2010-01-28 CNB FINANCIAL CORP/PA (TDBK) Delisted Grant (A) +1,100 $16.5K EDGAR
Showing 1–10 of 14
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.