AGNC Investment Corp. Common Stock(AGNC)
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
Snapshot
$10.94
Pre-market
$10.88
-1.09%
- 52-Week Range
- $9.08 – $12.19
- YTD
- +0.06%
- IV Rank (30D)
- 48.83
- Straddle Price
- $0.60
- P/C Vol Ratio
- 1.17
- Market Cap
- $12.5B
Fair Value
+28.6% vs price
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 0.5% and dividend payments are stable.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.41% |
| Beta vs SPY | 1.00 |
| Cost of Equity (CAPM) | 9.91% (VRP-adj) |
| WACC | 9.91% |
| Volatility Risk Premium | +71.4pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 10 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $0.7B |
| Return on Equity (TTM) | 10.7% |
| Book / Price | 113.1% — banking bias active (P/B is primary) |
| Debt / Equity | 0.00 |
| Quality Score | 2/6 — normal (10y DCF) |
| Market-Implied Growth | +5.2% (reverse-DCF on current price) |
| SMA 50 | $10.55 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $10.36 |
| Bollinger Width / SMA20 | 67.8% (drives anchor stability) |
| Net Debt | $-0.4B |
| Market Cap | $11B |
Peers used for multiples: ARR, BXMT, DX, NLY, ORC, RITM, STWD, TWO
Blended Fair Value
$14.14
Current Price
$11.00
Deviation
+28.6%
Forward-Return Rank
LONG
gates ✓
?
| Horizon | Expected α | z Pred | Blended z | Rank % | Active? |
|---|---|---|---|---|---|
| 21d | -2.6% ⚠ | +0.63 | +0.63 | 60.6% | — |
| 42d | -4.1% ⚠ | +0.49 | +0.56 | 57.0% | — |
| 63d | -3.9% ⚠ | +0.55 | +0.59 | 53.6% | — |
Expected α = forward-return point estimate vs SPY (e.g., +7.5% means the predictor expects this stock to outperform SPY by 7.5% over that horizon).
For SHORT direction the model uses a different ranking metric (conviction-weighted deviation, not the LGBM prediction); Expected α is shown for reference.
⚠ flags rows where Expected α disagrees with the FV direction — two independent signals are in conflict; conviction is low even if rank looks extreme.
Forward-Return Rank. A proprietary ensemble of a machine-learning forward-return model and a conviction-weighted fundamental score, ranked cross-sectionally each day across the S&P 500 (and broader universes on the screener). Each stock is scored at three horizons (21/42/63 trading days). "Active" = top/bottom 5% AND all risk filters pass. Backtested mean alpha vs SPY on active picks: 21d LONG +13.4%, 63d +34.9% (S&P 500, walk-forward). Past performance is not indicative of future results.
Value vs momentum conflict ⚠. The "FV direction" (long/short) comes from the fundamentals-based engine — price vs intrinsic value. The "Expected α" comes from a separate machine-learning predictor trained on ~12 features (sector, options-implied move, beta, institutional flow, etc.). Sometimes the two disagree: a stock is overvalued by fundamentals but the predictor expects it to keep outperforming (sector or momentum tailwinds). When all 3 horizons disagree, treat the direction signal as low-conviction — neither model is strongly recommending a position.
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $9.64 | 32% | |
| DDM (Gordon) | $23.25 | 25% | |
| Peer P/E | $16.79 | 10% | median 11.3× · 7 peers |
| Peer EV/EBITDA | n/a | 0% | median 103.6× · 4 peers |
| Peer P/B | $11.28 | 10% | median 0.9× · 8 peers |
| Peer P/S | n/a | 0% | median 3.3× · 5 peers |
| Market Anchor (SMA50) | $10.55 | 0% | stability 0% (BB-width) |
| Options Expected (B-L 30d) | $10.53 | 24% | 15 strikes · skew +0.89 |
As of 2026-06-29 · updated 2026-06-29 20:59:30.874000
Info
- Industry (SIC)
- REAL ESTATE INVESTMENT TRUSTS (6798)
- Exchange
- XNAS
- Market Cap
- $12.5B
AGNC Investment Corp is a real estate investment trust that invests in agency residential mortgage-backed securities. The firm's asset portfolio is comprised of residential mortgage pass-through securities and collateralized mortgage obligations for which the principal and interest payments are guaranteed by a U.S. Government-sponsored enterprise, such as the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation, or by a U.S. Government agency, such as the Government National Mortgage Association. It also invests in other types of mortgage and mortgage-related re…
Chart
Seasonality
| Month | Avg Return | Years of Data |
|---|---|---|
| Jan | +2.13% | 18 |
| Feb | -1.62% | 18 |
| Mar | -2.19% | 18 |
| Apr | +2.45% | 18 |
| May | -0.52% | 19 |
| Jun | -0.63% | 19 |
| Jul | +2.37% | 18 |
| Aug | +0.86% | 18 |
| Sep | -2.56% | 18 |
| Oct | -2.18% | 18 |
| Nov | +3.02% | 18 |
| Dec | -0.04% | 18 |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $10.39
SMA 50: $10.56
SMA 200: $10.57
Current: $11.00
EMA 12: $10.57
EMA 26: $10.49
MACD: 0.0839 | Signal: 0.0808
BULLISH
ADX (14): 17.06
RANGE
+DI: 32.36
−DI: 17.94
Momentum Oscillators
RSI (14): 67.51
NEUTRAL
Stoch %K: 97.90
Stoch %D: 89.22
Williams %R: 0.00
Volume & Volatility
BB Upper: $10.85
BB Lower: $9.93
OVERBOUGHT
OBV: 161,711,617
Vol SMA 20: 15,045,938
Vol ROC: 100.28%
ATR: $0.19
True Range: $0.21
HV 20: 20.3%
HV 30: 20.4%
HV 60: 19.9%
Data Summary
Data Points: 500
Last Updated: 2026-06-29T21:15:21.839000
Date Range: 2024-07-01T00:00:00 – 2026-06-29T00:00:00
AI Analysis
Choose Frenzy-Fast™ for quick analysis or Frenzy-Pro™ for comprehensive analysis.
Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.
News
AGNC Investment's MBS portfolio is rate sensitive.
Earnings History
8 of 8 under expected move
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2024-07-22 | After-Close | 4.87% | 1.62% | 0.33x | Within |
| 2024-10-21 | Pre-Market | 2.50% | 1.79% | 0.72x | Within |
| 2025-01-27 | Pre-Market | 3.97% | 0.21% | 0.05x | Within |
| 2025-04-10 | After-Close | 3.17% | 1.70% | 0.54x | Within |
| 2025-07-21 | Pre-Market | 3.57% | 2.27% | 0.64x | Within |
| 2025-10-20 | Pre-Market | 3.05% | 1.49% | 0.49x | Within |
| 2026-01-26 | Pre-Market | 4.09% | 0.45% | 0.11x | Within |
| 2026-04-20 | Pre-Market | 3.17% | 1.65% | 0.52x | Within |
Options Activity
- IV Rank (30D)
- 48.83
- IV Rank (7D)
- 100
- Avg IV
- 78.5%
- Straddle (30D)
- $0.60
- Straddle (7D)
- $0.20
- P/C Volume
- 1.17
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
ATM — / Wing —
30 DTE / 10d
—
—
pts
EXTREME
ATM — / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
- Beta (1Y vs SPY)
- 0.68
- Correlation (SPY)
- 43.1%
- R²
- 0.19
- Ann. Volatility
- 19.9%
- SPY Volatility
- 12.5%
Low volatility - stock moves less than market
Beta & Alpha Over Time
Institutional Ownership (13F)
Latest filings — 2026-03-31
? 13F Guide
Diluted shares outstanding: 1,004,875,000 (as of 2025-12-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
26 filers$186.31M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian | $55.39M | 29.73% | 2026-03-31 |
| 2 | Brevan Howard Capital Management LP | $30.09M | 16.15% | 2026-03-31 |
| 3 | Centiva Capital, LP | $22.58M | 12.12% | 2026-03-31 |
| 4 | CITADEL ADVISORS LLC Custodian | $21.07M | 11.31% | 2026-03-31 |
| 5 | SIMPLEX TRADING, LLC Custodian | $9.67M | 5.19% | 2026-03-31 |
| 6 | JANE STREET GROUP, LLC Custodian | $6.11M | 3.28% | 2026-03-31 |
| 7 | Parallax Volatility Advisers, L.P. | $5.67M | 3.05% | 2026-03-31 |
| 8 | GROUP ONE TRADING LLC Custodian | $4.80M | 2.58% | 2026-03-31 |
| 9 | WOLVERINE TRADING, LLC Custodian | $4.72M | 2.53% | 2025-09-30 |
| 10 | IMC-Chicago, LLC Custodian | $4.53M | 2.43% | 2026-03-31 |
| 11 | Walleye Trading LLC | $4.11M | 2.20% | 2026-03-31 |
| 12 | MILLENNIUM MANAGEMENT LLC Custodian | $3.66M | 1.96% | 2026-03-31 |
| 13 | D. E. Shaw & Co., Inc. Custodian | $3.17M | 1.70% | 2026-03-31 |
| 14 | TUDOR INVESTMENT CORP ET AL | $2.61M | 1.40% | 2026-03-31 |
| 15 | Caption Management, LLC | $2.01M | 1.08% | 2026-03-31 |
| 16 | Point72 Asset Management, L.P. | $1.50M | 0.81% | 2026-03-31 |
| 17 | Twin Tree Management, LP | $1.46M | 0.78% | 2026-03-31 |
| 18 | CAPITAL FUND MANAGEMENT S.A. | $1.24M | 0.66% | 2026-03-31 |
| 19 | Squarepoint Ops LLC | $814.44K | 0.44% | 2026-03-31 |
| 20 | Verition Fund Management LLC | $617.85K | 0.33% | 2026-03-31 |
| 21 | PEAK6 LLC | $441.32K | 0.24% | 2026-03-31 |
| 22 | Qube Research & Technologies Ltd | $33.10K | 0.02% | 2026-03-31 |
| 23 | MARSHALL WACE, LLP Custodian | $5.01K | <0.01% | 2026-03-31 |
| 24 | WealthPLAN Partners, LLC | $3.01K | <0.01% | 2026-03-31 |
| 25 | FNY Investment Advisers, LLC | $7 | 0.00% | 2026-03-31 |
27 filers$241.45M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Brevan Howard Capital Management LP | $95.53M | 39.56% | 2026-03-31 |
| 2 | BARCLAYS PLC Custodian | $19.06M | 7.89% | 2026-03-31 |
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP Custodian | $18.11M | 7.50% | 2026-03-31 |
| 4 | Centiva Capital, LP | $17.64M | 7.30% | 2026-03-31 |
| 5 | CITADEL ADVISORS LLC Custodian | $15.66M | 6.49% | 2026-03-31 |
| 6 | MILLENNIUM MANAGEMENT LLC Custodian | $12.72M | 5.27% | 2026-03-31 |
| 7 | JANE STREET GROUP, LLC Custodian | $8.68M | 3.60% | 2026-03-31 |
| 8 | Point72 Asset Management, L.P. | $8.38M | 3.47% | 2026-03-31 |
| 9 | GROUP ONE TRADING LLC Custodian | $7.32M | 3.03% | 2026-03-31 |
| 10 | SIMPLEX TRADING, LLC Custodian | $7.00M | 2.90% | 2026-03-31 |
| 11 | Parallax Volatility Advisers, L.P. | $5.67M | 2.35% | 2026-03-31 |
| 12 | Walleye Trading LLC | $4.99M | 2.07% | 2026-03-31 |
| 13 | PEAK6 LLC | $4.08M | 1.69% | 2026-03-31 |
| 14 | Squarepoint Ops LLC | $2.98M | 1.23% | 2026-03-31 |
| 15 | IMC-Chicago, LLC Custodian | $2.80M | 1.16% | 2026-03-31 |
| 16 | WOLVERINE TRADING, LLC Custodian | $2.60M | 1.08% | 2025-09-30 |
| 17 | Jefferies Financial Group Inc. | $2.41M | 1.00% | 2026-03-31 |
| 18 | Caption Management, LLC | $2.01M | 0.83% | 2026-03-31 |
| 19 | CAPITAL FUND MANAGEMENT S.A. | $1.27M | 0.53% | 2026-03-31 |
| 20 | TUDOR INVESTMENT CORP ET AL | $1.25M | 0.52% | 2026-03-31 |
| 21 | Verition Fund Management LLC | $717.14K | 0.30% | 2026-03-31 |
| 22 | SIG BROKERAGE, LP | $200.60K | 0.08% | 2026-03-31 |
| 23 | D. E. Shaw & Co., Inc. Custodian | $166.50K | 0.07% | 2026-03-31 |
| 24 | UBS Group AG Custodian | $111.33K | 0.05% | 2026-03-31 |
| 25 | Qube Research & Technologies Ltd | $82.25K | 0.03% | 2026-03-31 |
Insider Activity
Latest: 2025-03-21
Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2025-03-21 | Christopher Kuehl | Senior Vice President | — | — | — | EDGAR | |
| 2014-06-12 | — | — | — | — | EDGAR | ||
| 2014-05-06 | — | — | — | — | EDGAR | ||
| 2014-04-24 | — | — | — | — | EDGAR | ||
| 2014-04-24 | — | — | — | — | EDGAR | ||
| 2014-04-24 | — | — | — | — | EDGAR | ||
| 2014-04-24 | — | — | — | — | EDGAR | ||
| 2014-04-24 | — | — | — | — | EDGAR | ||
| 2014-04-03 | — | — | — | — | EDGAR | ||
| 2014-04-03 | — | — | — | — | EDGAR | ||
| 2012-02-07 | Morris A. Davis | Director | Award (A) | +3,000 | — | EDGAR | |
| 2012-02-07 | Randy E. Dobbs | Director | Award (A) | +3,000 | — | EDGAR | |
| 2012-02-07 | LARRY K HARVEY | Director | Award (A) | +3,000 | — | EDGAR | |
| 2012-02-07 | Robert M. Couch | Director | Award (A) | +3,000 | — | EDGAR | |
| 2011-08-11 | Robert M. Couch | Director | Buy (P) | +2,000 | $27.97 | $55.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
Insider Holdings
6 insiders · @ $11.00
Officers, directors, and 10%+ owners ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | AMERICAN CAPITAL, LTD | 10%+ Owner | 2,500,100 | $27.50M | $49.52M | 2 | 2009-07-21 |
| 2 | Gary D Kain | CIO and SVP | 119,599 | $1.32M | $203.1K | 9 | 2011-03-02 |
| 3 | Randy E. Dobbs | Director | 24,000 | $264.0K | $187.3K | 11 | 2012-02-07 |
| 4 | LARRY K HARVEY | Director | 10,500 | $115.5K | $0 | 5 | 2012-02-07 |
| 5 | Robert M. Couch | Director | 8,000 | $88.0K | $55.9K | 3 | 2012-02-07 |
| 6 | Morris A. Davis | Director | 7,500 | $82.5K | -$87.1K | 6 | 2012-02-07 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
Notice of Proposed Sale (Form 144)
Latest: 2026-05-12
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
6 filings
· $2.5M notice value
· 4 unique filers
· 50% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. Amendments (Form 144/A) and post-cancellation refilings can inflate this if you sum naively; the rollup above excludes filings with zero stated value.
Source & freshness: Parsed directly from EDGAR primary-doc XML. Daily refresh; new filings typically appear here the morning after they hit EDGAR.
Top 90-day filers:
Federico Peter J (3, $2.1M) · BLANK DONNA (1, $237K) · Bell Bernice (1, $108K) · Mullings Paul E (1, $73K)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-05-12 | Bell Bernice | Officer | 10,000 | $107.9K | 2026-05-12 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-05-06 | BLANK DONNA | Director | 22,000 | $237.1K | 2026-05-06 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-05-04 | Mullings Paul E | Director | 6,800 | $73.0K | 2026-05-04 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-04-28 | Federico Peter J | Officer, Director | 64,412 | $713.6K | 2026-04-28 | Fidelity Brokerage Services LLC | 10b5-1 | EDGAR |
| 2026-04-27 | Federico Peter J | Officer, Director | 64,411 | $710.4K | 2026-04-27 | Fidelity Brokerage Services LLC | 10b5-1 | EDGAR |
| 2026-04-24 | Federico Peter J | Officer, Director | 64,411 | $702.6K | 2026-04-24 | Fidelity Brokerage Services LLC | 10b5-1 | EDGAR |
| 2026-02-19 | Bell Bernice | Officer | 15,000 | $170.3K | 2026-02-19 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-02-17 | Bell Bernice | Officer | 35,398 | $399.6K | 2026-02-17 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-01-29 | Kain Gary D | Director | 700,000 | $8.34M | 2026-01-29 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-01-28 | Pollack Kenneth L. | Officer | 50,000 | $605.6K | 2026-01-28 | Fidelity Brokerage Services LLC | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed.
Recent SEC Filings
Latest: 2026-05-29
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-29 | 0001423689-26-000121 | EDGAR |
| 2026-04-20 | 0001423689-26-000095 | EDGAR |
| 2026-04-17 | 0001423689-26-000083 | EDGAR |
| 2026-01-26 | 0001423689-26-000024 | EDGAR |
| 2026-01-14 | 0001423689-26-000007 | EDGAR |
| 2025-12-15 | 0001423689-25-000111 | EDGAR |
| 2025-10-20 | 0001423689-25-000101 | EDGAR |
| 2025-09-10 | 0001423689-25-000097 | EDGAR |
| 2025-09-05 | 0001423689-25-000089 | EDGAR |
| 2025-07-21 | 0001423689-25-000061 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-02-23 | 0001423689-26-000043 | EDGAR |
| 2025-02-21 | 0001423689-25-000007 | EDGAR |
| 2024-02-22 | 0001423689-24-000005 | EDGAR |
| 2023-02-27 | 0001423689-23-000017 | EDGAR |
| 2022-02-23 | 0001423689-22-000014 | EDGAR |
| 2021-02-26 | 0001423689-21-000011 | EDGAR |
| 2020-02-25 | 0001423689-20-000019 | EDGAR |
| 2019-02-22 | 0001423689-19-000007 | EDGAR |
| 2018-02-26 | 0001423689-18-000007 | EDGAR |
| 2017-02-27 | 0001423689-17-000011 | EDGAR |
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-04 | 0001423689-26-000099 | EDGAR |
| 2025-10-31 | 0001423689-25-000106 | EDGAR |
| 2025-08-01 | 0001423689-25-000073 | EDGAR |
| 2025-05-02 | 0001423689-25-000056 | EDGAR |
| 2024-11-01 | 0001423689-24-000076 | EDGAR |
| 2024-08-05 | 0001423689-24-000058 | EDGAR |
| 2024-05-07 | 0001423689-24-000039 | EDGAR |
| 2023-11-06 | 0001423689-23-000069 | EDGAR |
| 2023-08-03 | 0001423689-23-000051 | EDGAR |
| 2023-05-08 | 0001423689-23-000041 | EDGAR |
ETF Holders
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
| P/E Ratio | 7.6 |
| P/B Ratio | 1.0 |
| EV/EBITDA | -749.1 |
| TTM Net Income | $1.5B |
| TTM EPS | $1.44 |
| ROE | 10.7% |
| Dividend Yield | 13.50% |
| Debt/Equity | 7.19 |