Raymond James Financial, Inc. — 13F Holdings & Portfolio
CIK 720005 · latest 13F-HR filed 2026-08-14
Raymond James Financial, Inc. manages $368.94B in 13F-reported U.S. long-equity assets across 13,837 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (5.04%), AGG (2.29%), AAPL (1.52%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 315 new positions and exited 226; 2,946 existing positions rose in reported value and 1,205 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$368.94B
Long-equity book
Holdings
13,837
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+315 / −226 / ↑2946 / ↓1205
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 19, 2026.
Assets Under Management
$500.96B
Discretionary
$378.68B
Employees
16,780
Accounts
1,143,145
Address
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
ST. PETERSBURG, FL 33716
Phone
(727) 567-1000
This firm reports 12 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BARKO, SHAWN JOSEPH Control | CHIEF COMPLIANCE OFFICER since Dec 2017 | Less than 5% | Individual |
| BUNN, JAMES Control | DIRECTOR since Mar 2019 | Less than 5% | Individual |
| CURTIS, SCOTT Control | DIRECTOR since Mar 2019 | Less than 5% | Individual |
| DELEON, ALLYSSA NICOLE Control | PRINCIPAL FINANCIAL OFFICER / FINOP since Feb 2025 | Less than 5% | Individual |
| ELWYN, TASHTEGO SPRING Control | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR since Feb 2014 | Less than 5% | Individual |
| KONEFAL, RICHARD EUGENE Control | DIRECTOR since Jan 2026 | Less than 5% | Individual |
| RAYMOND JAMES FINANCIAL, INC. Control | HOLDING COMPANY since Feb 1972 | 75% or more | Domestic Entity |
| RUST, KEITH G Control | DIRECTOR, PRINCIPAL OPERATIONS OFFICER since Oct 2021 | Less than 5% | Individual |
| SICKLING, JAMES PHILIP Control | DIRECTOR since Mar 2019 | Less than 5% | Individual |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER since Dec 2019 | Less than 5% | Individual |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY since May 2016 | Less than 5% | Individual |
Ownership & leadership changes · 27 filings with changes since Dec 23, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jan 21, 2026 filing
- AddedKONEFAL, RICHARD EUGENE · DIRECTOR · Less than 5% · control person
Dec 23, 2025 filing
- No longer listedAULETTA, SUZANNE ELIZABETH · DIRECTOR · Less than 5% · control person · listed since Aug 2021
- No longer listedCAMPAGNOLI, VINCENT JOHN · CHIEF INFORMATION OFFICER · Less than 5% · listed since Jun 2016
- No longer listedJENSON, KIM RACHELLE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jul 2017
Mar 19, 2025 filing
- No longer listedOLLIA, MARSHALL FARROKH · PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER, DIRECTOR, TREASURER · Less than 5% · control person · listed since Apr 2018
- AddedDELEON, ALLYSSA NICOLE · PRINCIPAL FINANCIAL OFFICER / FINOP · Less than 5% · control person
Sep 13, 2024 filing
- No longer listedSHOUKRY, PAUL MARONE · DIRECTOR; TREASURER · Less than 5% · control person · listed since Apr 2018
- ChangedOLLIA, MARSHALL FARROKH · title PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER → PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER, DIRECTOR, TREASURER
Apr 10, 2024 filing
- No longer listedHELAL, TAREK · DIRECTOR · Less than 5% · control person · listed since Mar 2019
Aug 15, 2023 filing
- ChangedOLLIA, MARSHALL FARROKH · title PRINCIPAL FINANCIAL OFFICER / FINOP → PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER
Aug 8, 2022 filing
- No longer listedARIYAN, GERALD HAIG · PRESIDENT, ALEX. BROWN DIVISION · Less than 5% · control person · listed since Sep 2016
May 16, 2022 filing
- No longer listedFRULAND, ERIK MILLS · DIRECTOR; PRESIDENT, ASSET MANAGEMENT SERVICES DIVISION · Less than 5% · control person · listed since Mar 2019
Nov 11, 2021 filing
- No longer listedTREMAINE, THOMAS ROBERT · EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL OPERATIONS OFFICER AND COO · Less than 5% · control person · listed since May 2004
- AddedAULETTA, SUZANNE ELIZABETH · DIRECTOR · Less than 5% · control person
- AddedRUST, KEITH G · DIRECTOR, PRINCIPAL OPERATIONS OFFICER · Less than 5% · control person
Apr 9, 2021 filing
- No longer listedBREDIN, EMMA · DIRECTOR · Less than 5% · control person · listed since Mar 2019
- No longer listedJULIEN, JEFFREY PAUL · DIRECTOR · Less than 5% · control person · listed since Jan 2004
Older changes (18 more filings)
Dec 21, 2020 filing
- ChangedTREMAINE, THOMAS ROBERT · title EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL OPERATIONS OFFICER → EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL OPERATIONS OFFICER AND COO
Oct 29, 2020 filing
- No longer listedACKART, JENNIFER CAROL · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Mar 2019
Apr 24, 2020 filing
- ChangedSHOUKRY, PAUL MARONE · title TREASURER → DIRECTOR; TREASURER
Dec 20, 2019 filing
- No longer listedJAMES, THOMAS ALAN · DIRECTOR/CHAIRMAN OF THE BOARD · 5–10% · control person · listed since Jan 1972
- No longer listedTHURSTON, CHRISTOPHER S · RIA CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2018
- AddedBREDIN, EMMA · DIRECTOR · Less than 5% · control person
- AddedBUNN, JAMES · DIRECTOR · Less than 5% · control person
- AddedCURTIS, SCOTT · DIRECTOR · Less than 5% · control person
- AddedFRULAND, ERIK MILLS · DIRECTOR; PRESIDENT, ASSET MANAGEMENT SERVICES DIVISION · Less than 5% · control person
- AddedHELAL, TAREK · DIRECTOR · Less than 5% · control person
- AddedJENSON, KIM RACHELLE · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedMARTIN, PHILIP ROGER · RIA CHIEF COMPLIANCE OFFICER · Less than 5%
- AddedSICKLING, JAMES PHILIP · DIRECTOR · Less than 5% · control person
- ChangedELWYN, TASHTEGO SPRING · title PRESIDENT - CHIEF EXECUTIVE OFFICER → PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR
- ChangedSANTELLI, JONATHAN · title CHIEF LEGAL OFFICER / SECRETARY → GENERAL COUNSEL / SECRETARY
May 10, 2019 filing
- AddedACKART, JENNIFER CAROL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedTREMAINE, THOMAS ROBERT · title EXECUTIVE VICE PRESIDENT, DIRECTOR, CHIEF OPERATIONS OFFICER → EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL OPERATIONS OFFICER
Jul 18, 2018 filing
- No longer listedFRANZ, RICHARD BONAFIELD II · CHIEF FINANCIAL OFFICER/TREASURER · Less than 5% · control person · listed since Jan 2004
- No longer listedZANK, DENNIS WILLIAM · CHIEF EXECUTIVE OFFICER/DIRECTOR · Less than 5% · control person · listed since May 2004
- AddedOLLIA, MARSHALL FARROKH · PRINCIPAL FINANCIAL OFFICER / FINOP · Less than 5% · control person
- AddedSHOUKRY, PAUL MARONE · TREASURER · Less than 5% · control person
- ChangedELWYN, TASHTEGO SPRING · title PRESIDENT - PRIVATE CLIENT GROUP/DIRECTOR → PRESIDENT - CHIEF EXECUTIVE OFFICER
Feb 7, 2018 filing
- No longer listedECKARDT, ROBERT CHRISTOPHER · RIA CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2004
- AddedTHURSTON, CHRISTOPHER S · RIA CHIEF COMPLIANCE OFFICER · Less than 5%
Dec 22, 2017 filing
- No longer listedIVAN, JOHN MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2016
- AddedBARKO, SHAWN JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedJAMES, THOMAS ALAN · ownership Less than 5% → 5–10%
Nov 16, 2016 filing
- No longer listedMATECKI, PAUL LOUIS · CHIEF LEGAL OFFICER / SECRETARY · Less than 5% · listed since Jun 1989
- AddedARIYAN, GERALD HAIG · PRESIDENT, ALEX. BROWN DIVISION · Less than 5% · control person
- AddedCAMPAGNOLI, VINCENT JOHN · CHIEF INFORMATION OFFICER · Less than 5%
- AddedSANTELLI, JONATHAN · CHIEF LEGAL OFFICER / SECRETARY · Less than 5%
Feb 15, 2016 filing
- No longer listedSERBANOS, EFSTRATIOS MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2011
- AddedIVAN, JOHN MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 2, 2015 filing
- ChangedELWYN, TASHTEGO SPRING · title PRESIDENT - PRIVATE CLIENT GROUP → PRESIDENT - PRIVATE CLIENT GROUP/DIRECTOR
- ChangedRAYMOND JAMES FINANCIAL, INC. · now a control person
Jul 28, 2014 filing
- No longer listedHELCK, CHESTER BEE · DIRECTOR · Less than 5% · control person · listed since Feb 2003
Dec 23, 2013 filing
- AddedELWYN, TASHTEGO SPRING · PRESIDENT - PRIVATE CLIENT GROUP · Less than 5% · control person
Dec 19, 2012 filing
- No longer listedALBINGERBIXBY, TRUDY LYNN · CHIEF OPERATIONS OFFICER · Less than 5% · listed since Oct 2007
- ChangedTREMAINE, THOMAS ROBERT · title EXECUTIVE VICE PRESIDENT, DIRECTOR → EXECUTIVE VICE PRESIDENT, DIRECTOR, CHIEF OPERATIONS OFFICER
Jul 6, 2012 filing
- No longer listedJAMES, THOMAS ALAN · CHIEF EXECUTIVE OFFICER/DIRECTOR/CHAIRMAN OF THE BOARD · 25–50% · indirect via RAYMOND JAMES FINANCIAL, INC. · control person · listed since Dec 1970
- ChangedMATECKI, PAUL LOUIS · title CHIEF LEGAL OFFICER → CHIEF LEGAL OFFICER / SECRETARY
May 25, 2012 filing
- No longer listedPIPPENGER, LYNN POUNDS · SR VICE PRESIDENT/SECRETARY · Less than 5% · listed since Jan 2004
Mar 30, 2012 filing
- ChangedJAMES, THOMAS ALAN · title CHIEF EXECUTIVE OFFICER/DIRECTOR/CHAIRMAN OF THE BOARD → DIRECTOR/CHAIRMAN OF THE BOARD
- ChangedZANK, DENNIS WILLIAM · title PRESIDENT/CHIEF OPERATING OFFICER & DIRECTOR → CHIEF EXECUTIVE OFFICER/DIRECTOR
Dec 23, 2011 filing (earliest on record)
- ListedALBINGERBIXBY, TRUDY LYNN · CHIEF OPERATIONS OFFICER · Less than 5%
- ListedECKARDT, ROBERT CHRISTOPHER · RIA CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedFRANZ, RICHARD BONAFIELD II · CHIEF FINANCIAL OFFICER/TREASURER · Less than 5% · control person
- ListedHELCK, CHESTER BEE · DIRECTOR · Less than 5% · control person
- ListedJAMES, THOMAS ALAN · CHIEF EXECUTIVE OFFICER/DIRECTOR/CHAIRMAN OF THE BOARD · Less than 5% · control person
- ListedJAMES, THOMAS ALAN · CHIEF EXECUTIVE OFFICER/DIRECTOR/CHAIRMAN OF THE BOARD · 25–50% · indirect via RAYMOND JAMES FINANCIAL, INC. · control person
- ListedJULIEN, JEFFREY PAUL · DIRECTOR · Less than 5% · control person
- ListedMATECKI, PAUL LOUIS · CHIEF LEGAL OFFICER · Less than 5%
- ListedPIPPENGER, LYNN POUNDS · SR VICE PRESIDENT/SECRETARY · Less than 5%
- ListedRAYMOND JAMES FINANCIAL, INC. · HOLDING COMPANY · 75% or more
- ListedSERBANOS, EFSTRATIOS MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedTREMAINE, THOMAS ROBERT · EXECUTIVE VICE PRESIDENT, DIRECTOR · Less than 5% · control person
- ListedZANK, DENNIS WILLIAM · PRESIDENT/CHIEF OPERATING OFFICER & DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$3.08B +16.8%
- APPLE INC$1.30B +17.0%
- ADVANCED MICRO DEVICES INC$1.29B +181.8%
- BROADCOM INC$1.18B +23.4%
- NVIDIA CORPORATION$1.08B +17.6%
Top Trims
- CME GROUP INC-$396.3M -30.7%
- CHEVRON CORPORATION-$293.8M -19.5%
- COMCAST CORP NEW-$293.2M -60.0%
- AT&T INC-$261.6M -31.0%
- WALMART INC-$255.7M -8.5%
New Positions
- SPACE EXPLORATION TECHN CORP$209.6M
- HONEYWELL INTL INC$187.2M
- HONEYWELL AEROSPACE INC$183.7M
- ARXIS INC$65.2M
- DUPONT DE NEMOURS INC$61.6M
Exited Positions
- HONEYWELL INTL INC$355.6M
- COTERRA ENERGY INC$79.4M
- DUPONT DE NEMOURS INC$64.4M
- THOMSON REUTERS CORP$42.9M
- SEABRIDGE GOLD INC$37.9M
Raymond James Financial, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VOO | 922908363 | $18.59B | 5.04% | 27,060,399 | SH |
| 2 | ISHARES TR | AGG | 464287226 | $8.46B | 2.29% | 85,515,752 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $5.60B | 1.52% | 19,349,207 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.53B | 1.23% | 22,655,325 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $4.40B | 1.19% | 11,796,524 | SH |
| 6 | BROADCOM INC | AVGO | 11135F101 | $4.15B | 1.13% | 10,994,768 | SH |
| 7 | ISHARES TR | IEFA | 46432F842 | $3.78B | 1.02% | 39,133,139 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $3.35B | 0.91% | 14,045,156 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $3.08B | 0.84% | 8,623,018 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.02B | 0.82% | 9,220,335 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $2.85B | 0.77% | 9,843,156 | SH |
| 12 | VANGUARD INDEX FDS | VOO | 922908363 | $2.54B | 0.69% | 3,700,191 | SH |
| 13 | ISHARES TR | IVV | 464287200 | $2.48B | 0.67% | 3,306,156 | SH |
| 14 | ISHARES TR | IJH | 464287507 | $2.34B | 0.63% | 30,354,110 | SH |
| 15 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.15B | 0.58% | 10,770,114 | SH |
| 16 | INVESCO QQQ TR | QQQ | 46090E103 | $2.12B | 0.57% | 2,872,894 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.86B | 0.50% | 2,488,278 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $1.84B | 0.50% | 4,927,328 | SH |
| 19 | ABBVIE INC | ABBV | 00287Y109 | $1.80B | 0.49% | 7,172,673 | SH |
| 20 | VANGUARD INDEX FDS | VO | 922908629 | $1.77B | 0.48% | 21,930,276 | SH |
| 21 | WALMART INC | WMT | 931142103 | $1.74B | 0.47% | 15,354,938 | SH |
| 22 | ALPHABET INC | GOOG | 02079K107 | $1.73B | 0.47% | 4,907,044 | SH |
| 23 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.67B | 0.45% | 6,582,608 | SH |
| 24 | EATON CORP PLC | ETN | G29183103 | $1.55B | 0.42% | 3,629,706 | SH |
| 25 | ISHARES TR | IJR | 464287804 | $1.54B | 0.42% | 10,372,854 | SH |
| 26 | BROADCOM INC | AVGO | 11135F101 | $1.52B | 0.41% | 4,016,670 | SH |
| 27 | AMAZON COM INC | AMZN | 023135106 | $1.50B | 0.41% | 6,281,891 | SH |
| 28 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.49B | 0.40% | 1,998,868 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $1.46B | 0.39% | 2,583,220 | SH |
| 30 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.40B | 0.38% | 4,265,275 | SH |
| 31 | ELI LILLY & CO | LLY | 532457108 | $1.38B | 0.37% | 1,149,643 | SH |
| 32 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.36B | 0.37% | 2,334,028 | SH |
| 33 | ISHARES INC | IEMG | 46434G103 | $1.35B | 0.36% | 16,243,476 | SH |
| 34 | ALPHABET INC | GOOGL | 02079K305 | $1.34B | 0.36% | 3,736,683 | SH |
| 35 | HOME DEPOT INC | HD | 437076102 | $1.32B | 0.36% | 3,753,163 | SH |
| 36 | VANGUARD INDEX FDS | VTV | 922908744 | $1.27B | 0.34% | 5,809,174 | SH |
| 37 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $1.26B | 0.34% | 6,597,548 | SH |
| 38 | ANALOG DEVICES INC | ADI | 032654105 | $1.25B | 0.34% | 3,154,023 | SH |
| 39 | VISA INC | V | 92826C839 | $1.21B | 0.33% | 3,530,571 | SH |
| 40 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.21B | 0.33% | 2,415,437 | SH |
| 41 | ISHARES TR | IWF | 464287614 | $1.21B | 0.33% | 9,731,763 | SH |
| 42 | ISHARES TR | USMV | 46429B697 | $1.11B | 0.30% | 11,487,050 | SH |
| 43 | VANGUARD MUN BD FDS | VTEB | 922907746 | $1.08B | 0.29% | 21,347,256 | SH |
| 44 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.00B | 0.27% | 4,241,673 | SH |
| 45 | ISHARES TR | MTUM | 46432F396 | $996.3M | 0.27% | 2,906,188 | SH |
| 46 | ISHARES TR | IVV | 464287200 | $992.2M | 0.27% | 1,324,869 | SH |
| 47 | MOTOROLA SOLUTIONS INC | MSI | 620076307 | $969.5M | 0.26% | 2,334,479 | SH |
| 48 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $964.5M | 0.26% | 22,779,283 | SH |
| 49 | INVESCO QQQ TR | QQQ | 46090E103 | $958.0M | 0.26% | 1,300,955 | SH |
| 50 | VANGUARD INDEX FDS | VUG | 922908736 | $946.3M | 0.26% | 10,985,024 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $368.94B | 13,837 | 0000720005-26-000071 |
| 2026-03-31 | 2026-05-14 | $324.42B | 13,521 | 0000720005-26-000052 |
| 2025-12-31 | 2026-02-18 | $321.41B | 13,038 | 0000720005-26-000036 |
| 2025-09-30 | 2025-11-14 | $311.10B | 12,998 | 0000720005-25-000087 |
Filer Information
Address
880 CARILLON PKWYST PETERSBURG, FL 33716
Phone
(727) 567-1000
Filing Manager
RAYMOND JAMES FINANCIAL INC
ST. PETERSBURG, FL
Signatory
Rachel Jacobson
Sr. Manager, Operations