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FNY Investment Advisers, LLC — 13F Holdings & Portfolio

CIK 1742998 · latest 13F-HR filed 2026-10-16

Backtest portfolio

FNY Investment Advisers, LLC manages $402.1M in 13F-reported U.S. long-equity assets across 1,073 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are TLT (9.09%), MRNA (5.15%), WBD (3.75%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 224 new positions and exited 280; 183 existing positions rose in reported value and 231 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$402.1M

Long-equity book

Holdings
1,073

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+224 / −280 / ↑183 / ↓231

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
TLT9.1% · +2733%MRNA5.2% · +1076000%WBD3.7% · +603%BA1.9% · +207%AMD1.8% · +379%LITE1.6% · newCDRO1.6% · -0%ROKU1.5% · +1233%INTC1.5% · +431%MU1.4% · +220%C1.3% · +682%CTVA1.3% · newSA1.3% · -7%CRWD1.3% · +494%META1.2% · +13096%LNG1.2% · newOKTA1.2% · +137%QCOM1.1% · +726%AMAT1.0% · +381%KVUE1.0% · +104%FCRS.U1.0% · 0%DELL0.9% · +43%MRVL0.9% · +340%TTE0.9% · newELME0.9% · +201%SNPS0.9% · +197%CRM0.9% · +458%PSX0.8% · +259900%SWKS0.8% · newLLY0.8% · +98%NOK0.8% · +851%HPE0.7% · newPYPL0.7% · +92%COPPER PPTY0.6% · newANET0.6% · +1129%SNOW0.6% · +34%MPC0.6% · newUSO0.6% · newGNSS0.6% · +41%NSC0.6% · -27%STM0.6% · newABVX0.5% · +191%GOOGL0.5% · +523%GH0.5% · newIMXI0.5% · +36%ESTC0.5% · +667%CAKE0.5% · newHPQ0.5% · newLASR0.5% · +263%SMCI0.5% · newTEAM0.5% · +6%PLTR0.5% · newPFE0.5% · +34%CCXI0.5% · +96%SKHY0.5% · newETHU0.4% · newNBIS0.4% · +107%AEXA0.4% · +48%BE0.4% · +191%RBRK0.4% · +45%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 29.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$2.91B
Discretionary
$2.91B
Employees
132
Accounts
1
Address
1540 BROADWAY
SUITE 1600
NEW YORK, NY 10036
Phone
(212) 848-0600
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
ABRAMSON, DAVID, STEVEN ControlINVESTMENT COMMITTEE MEMBER
since Feb 2019
Less than 5%Individual
DI MARIA, FERDINAND, M ControlCHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER
since Oct 2018
Less than 5%Individual
ERRIGO, DONNA, ANN ControlCHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER
since Mar 2018
Less than 5%Individual
FISCHMAN, SHAWN ControlCHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER
since Mar 2018
Less than 5%Individual
FNY HOLDINGS, LLC ControlMEMBER
since Mar 2018
75% or moreDomestic Entity
MOTSCHWILLER, DONALD, ERIC ControlMANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD
since Mar 2018
Less than 5%Individual
POLVERINO, SANDRO, MCHIEF TECHNOLOGY OFFICER
since Mar 2018
Less than 5%Individual
DEMARCO, DANIEL Control
Indirect owner via FNY HOLDINGS, LLC
EXECUTIVE BOARD MEMBER
since Mar 2025
General partner, trustee or managerIndividual
Ownership & leadership changes · 6 filings with changes since Mar 30, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 28, 2025 filing
  • No longer listedSHIMPFKY, JOSHUA · EXECUTIVE BOARD MEMBER · General partner, trustee or manager · indirect via FNY HOLDINGS, LLC · control person · listed since Mar 2018
  • AddedDEMARCO, DANIEL · EXECUTIVE BOARD MEMBER · General partner, trustee or manager · indirect via FNY HOLDINGS, LLC · control person
Mar 31, 2022 filing
  • ChangedFISCHMAN, SHAWN · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER
Mar 31, 2021 filing
  • No longer listedFRIEDMAN, MICHAEL, LAWRENCE · MEMBER AND EXECUTIVE BOARD MEMBER · 25–50% · indirect via FNY HOLDINGS, LLC · listed since Mar 2018
Mar 5, 2020 filing
  • AddedSHIMPFKY, JOSHUA · EXECUTIVE BOARD MEMBER · General partner, trustee or manager · indirect via FNY HOLDINGS, LLC · control person
  • ChangedMOTSCHWILLER, DONALD, ERIC · title MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE → MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD
Mar 28, 2019 filing
  • AddedABRAMSON, DAVID, STEVEN · INVESTMENT COMMITTEE MEMBER · Less than 5% · control person
  • ChangedDI MARIA, FERDINAND, M · title CHIEF RISK OFFICER → CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER
  • ChangedERRIGO, DONNA, ANN · title CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER → CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER
Oct 8, 2018 filing
  • No longer listedGESSER, MICHELE · CHIEF RISK OFFICER · Less than 5% · control person · listed since Mar 2018
  • AddedDI MARIA, FERDINAND, M · CHIEF RISK OFFICER · Less than 5% · control person
Mar 30, 2018 filing (earliest on record)
  • ListedERRIGO, DONNA, ANN · CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedFISCHMAN, SHAWN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedFNY HOLDINGS, LLC · MEMBER · 75% or more · control person
  • ListedFRIEDMAN, MICHAEL, LAWRENCE · MEMBER AND EXECUTIVE BOARD MEMBER · 25–50% · indirect via FNY HOLDINGS, LLC
  • ListedGESSER, MICHELE · CHIEF RISK OFFICER · Less than 5% · control person
  • ListedMOTSCHWILLER, DONALD, ERIC · MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE · Less than 5% · control person
  • ListedPOLVERINO, SANDRO, M · CHIEF TECHNOLOGY OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

FNY Investment Advisers, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES 20 PLS YEAR TREASURY BND ETF TLT 464287432 $36.5M 9.09% 469,728 SH
2 MODERNA ORD MRNA 60770K107 $20.7M 5.15% 107,610 SH
3 WARNER BROS. DISCOVERY SRS A ORD WBD 934423104 $15.1M 3.75% 486,939 SH
4 BOEING ORD BA 097023105 $7.5M 1.87% 40,308 SH
5 ADVANCED MICRO DEVICES ORD AMD 007903107 $7.3M 1.82% 11,979 SH
6 LUMENTUM HOLDINGS ORD LITE 55024U109 $6.3M 1.57% 6,520 SH
7 CODERE ONLINE LUXEMBOURG ORD CDRO L18268109 $6.3M 1.57% 650,732 SH
8 ROKU CL A ORD ROKU 77543R102 $6.1M 1.51% 40,000 SH
9 INTEL ORD INTC 458140100 $5.9M 1.47% 49,316 SH
10 MICRON TECHNOLOGY ORD MU 595112103 $5.8M 1.44% 5,442 SH
11 CITIGROUP ORD C 172967424 $5.3M 1.32% 41,130 SH
12 CORTEVA ORD CTVA 22052L104 $5.2M 1.29% 66,750 SH
13 SEABRIDGE GOLD ORD SA 811927102 $5.1M 1.28% 181,443 SH
14 CROWDSTRIKE HOLDINGS CL A ORD CRWD 22788C105 $5.0M 1.25% 19,000 SH
15 META PLATFORMS CL A ORD META 30303M102 $5.0M 1.24% 6,862 SH
16 CHENIERE ENERGY ORD LNG 16411R208 $4.8M 1.20% 18,000 SH
17 OKTA CL A ORD OKTA 679295105 $4.7M 1.17% 22,500 SH
18 QUALCOMM ORD QCOM 747525103 $4.5M 1.13% 24,684 SH
19 APPLIED MATERIAL ORD AMAT 038222105 $4.2M 1.04% 8,184 SH
20 KENVUE ORD KVUE 49177J102 $4.0M 1.00% 226,654 SH
21 FUTURECREST ACQUISITION UNT FCRS.U G3730U123 $3.9M 0.98% 377,530 SH
22 DELL TECHNOLOGIES CL C ORD DELL 24703L202 $3.8M 0.94% 6,996 SH
23 MARVELL TECHNOLOGY ORD MRVL 573874104 $3.7M 0.92% 13,996 SH
24 TOTALENERGIES ORD TTE F92124100 $3.6M 0.90% 42,200 SH
25 ELME ORD ELME 939653101 $3.6M 0.90% 2,069,967 SH
26 SYNOPSYS ORD SNPS 871607107 $3.5M 0.87% 8,078 SH
27 SALESFORCE ORD CRM 79466L302 $3.4M 0.86% 15,000 SH
28 PHILLIPS 66 ORD PSX 718546104 $3.3M 0.83% 13,000 SH
29 SKYWORKS SOLUTIONS ORD SWKS 83088M102 $3.2M 0.80% 37,653 SH
30 ELI LILLY ORD LLY 532457108 $3.2M 0.79% 2,760 SH
31 NOKIA ADR REPSG 1 SER A ORD NOK 654902204 $3.2M 0.79% 312,475 SH
32 HEWLETT PACKARD ENTERPRISE ORD HPE 42824C109 $2.7M 0.67% 42,390 SH
33 PAYPAL HOLDINGS ORD PYPL 70450Y103 $2.7M 0.67% 51,000 SH
34 COPPER PPTY CTL PASS THRU ORD — 217519107 $2.6M 0.64% 250,000 SH
35 ARISTA NETWORKS ORD ANET 040413205 $2.5M 0.63% 12,348 SH
36 SNOWFLAKE ORD SNOW 833445109 $2.5M 0.62% 7,400 SH
37 MARATHON PETROLEUM ORD MPC 56585A102 $2.5M 0.61% 6,250 SH
38 UNITED STATES OIL ETF USO 91232N207 $2.4M 0.60% 16,487 SH
39 GENASYS ORD GNSS 36872P103 $2.3M 0.58% 1,617,466 SH
40 NORFOLK SOUTHERN ORD NSC 655844108 $2.3M 0.58% 7,500 SH
41 STMICROELECTRONICS ADR STM 861012102 $2.2M 0.55% 41,489 SH
42 ABIVAX SA ADR ABVX 00370M103 $2.2M 0.54% 22,120 SH
43 ALPHABET CL A ORD GOOGL 02079K305 $2.2M 0.54% 6,264 SH
44 GUARDANT HEALTH ORD GH 40131M109 $2.1M 0.53% 11,996 SH
45 INTERNATIONAL MONEY EXPRESS ORD IMXI 46005L101 $2.1M 0.53% 183,500 SH
46 ELASTIC ORD ESTC N14506104 $2.1M 0.52% 23,000 SH
47 CHEESECAKE FACTORY ORD CAKE 163072101 $2.1M 0.52% 20,000 SH
48 HP ORD HPQ 40434L105 $2.0M 0.51% 65,000 SH
49 NLIGHT ORD LASR 65487K100 $2.0M 0.50% 51,295 SH
50 SUPER MICRO COMPUTER ORD SMCI 86800U302 $2.0M 0.49% 48,331 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $402.1M 1,073 0001742998-26-000005
2026-06-30 2026-07-08 $278.2M 989 0001742998-26-000004
2026-03-31 2026-04-15 $228.8M 840 0001742998-26-000003
2025-12-31 2026-01-16 $354.3M 992 0001742998-26-000001
Filer Information
Address
1540 BROADWAY, SUITE 1600
NEW YORK, NY 10036
Phone
(212) 331-6461
Filing Manager
FNY Investment Advisers, LLC
NEW YORK, NY
Signatory
Shawn Fischman
General Counsel and CCO