Harbor Human Capital Factor US Small Cap ETF(HAPS · ETF)

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Snapshot
Info

Harbor Human Capital Factor US Small Cap ETF (HAPS) ETF

Exchange
ARCX
Inception
2023-04-12
Has Options
No
ETF Profile
holdings as of 2026-10-31
Holdings
178
AUM
$147.1M
Provider
Unknown
Inception
2023-04-12
Exchange
ARCX
Data As Of
2026-10-31
Expense Ratio
Dividend Yield
0.48%
Distribution
Annual
Recent distributions
Ex-Date Pay Date Amount Type
2025-12-19 2025-12-24 $0.1780 CD
2024-12-20 2024-12-26 $0.2107 CD
2023-12-21 2023-12-27 $0.1182 CD
Asset Allocation
Top Holdings
top 50 of 178 holdings
Symbol Name Weight % Asset Class Country
PSCE Invesco S&P SmallCap Energy ETF 2.92% Equity (common) US
AEIS Advanced Energy Industries Inc 2.18% Equity (common) US
RYTM Rhythm Pharmaceuticals Inc 2.09% Equity (common) US
PECO Phillips Edison & Co Inc 2.05% Equity (common) US
PTCT PTC Therapeutics Inc 1.97% Equity (common) US
ACA Arcosa Inc 1.69% Equity (common) US
PIPR Piper Sandler Cos 1.66% Equity (common) US
KYMR Kymera Therapeutics Inc 1.51% Equity (common) US
APLE Apple Hospitality REIT Inc 1.50% Equity (common) US
STEP StepStone Group Inc 1.35% Equity (common) US
IVT InvenTrust Properties Corp 1.33% Equity (common) US
PSCF Invesco S&P SmallCap Financials ETF 1.33% Equity (common) US
CBT Cabot Corp 1.25% Equity (common) US
SATS EchoStar Corp 1.22% Equity (common) US
RDN Radian Group Inc 1.21% Equity (common) US
VALU Gates Industrial Corp PLC 1.17% Equity (common) GB
UCB United Community Banks Inc/GA 1.15% Equity (common) US
PSCH Invesco S&P SmallCap Health Care ETF 1.15% Equity (common) US
RKT Rocket Cos Inc 1.14% Equity (common) US
LOPE Grand Canyon Education Inc 1.13% Equity (common) US
ACLX Arcellx Inc 1.12% Equity (common) US
SLAB Silicon Laboratories Inc 1.12% Equity (common) US
GVA Granite Construction Inc 1.10% Equity (common) US
ACHR Archer Aviation Inc 1.10% Equity (common) US
FTDR Frontdoor Inc 1.10% Equity (common) US
COMP Compass Inc 1.09% Equity (common) US
REZI Resideo Technologies Inc 1.08% Equity (common) US
PJT PJT Partners Inc 1.08% Equity (common) US
AROC Archrock Inc 1.07% Equity (common) US
CON Concentra Group Holdings Parent Inc 1.07% Equity (common) US
ITRI Itron Inc 1.04% Equity (common) US
ACIW ACI Worldwide Inc 1.04% Equity (common) US
BKU BankUnited Inc 1.02% Equity (common) US
VALU JFrog Ltd 0.97% Equity (common) IL
BFH Bread Financial Holdings Inc 0.97% Equity (common) US
LBRT Liberty Energy Inc 0.95% Equity (common) US
TARS Tarsus Pharmaceuticals Inc 0.95% Equity (common) US
HAE Haemonetics Corp 0.93% Equity (common) US
BHF Brighthouse Financial Inc 0.90% Equity (common) US
BOOT Boot Barn Holdings Inc 0.89% Equity (common) US
LAUR Laureate Education Inc 0.88% Equity (common) US
VALU Copa Holdings SA 0.85% Equity (common) PA
WK Workiva Inc 0.84% Equity (common) US
ATRC AtriCure Inc 0.84% Equity (common) US
BOX Box Inc 0.82% Equity (common) US
AIR AAR Corp 0.81% Equity (common) US
FELE Franklin Electric Co Inc 0.81% Equity (common) US
PLMR Palomar Holdings Inc 0.81% Equity (common) US
ARDX Ardelyx Inc 0.80% Equity (common) US
BRC Brady Corp 0.78% Equity (common) US
Fund Holdings
Harbor Human Capital Factor US Small Cap ETF · NPORT-P period 2026-10-31 (filed 2026-03-30)
Net assets: $147M · 178 total positions · equity 100.00%
# Symbol Issuer Weight Value
1 Invesco S&P SmallCap Energy ETF Invesco S&P SmallCap Energy ETF 2.92% $4.3M
2 Advanced Energy Industries Inc Advanced Energy Industries Inc 2.18% $3.2M
3 Rhythm Pharmaceuticals Inc Rhythm Pharmaceuticals Inc 2.09% $3.1M
4 Phillips Edison & Co Inc Phillips Edison & Co Inc 2.05% $3.0M
5 PTC Therapeutics Inc PTC Therapeutics Inc 1.97% $2.9M
6 Arcosa Inc Arcosa Inc 1.69% $2.5M
7 Piper Sandler Cos Piper Sandler Cos 1.66% $2.4M
8 Kymera Therapeutics Inc Kymera Therapeutics Inc 1.51% $2.2M
9 Apple Hospitality REIT Inc Apple Hospitality REIT Inc 1.50% $2.2M
10 StepStone Group Inc StepStone Group Inc 1.35% $2.0M
11 InvenTrust Properties Corp InvenTrust Properties Corp 1.33% $2.0M
12 Invesco S&P SmallCap Financials ETF Invesco S&P SmallCap Financials ETF 1.33% $2.0M
13 Cabot Corp Cabot Corp 1.25% $1.8M
14 EchoStar Corp EchoStar Corp 1.22% $1.8M
15 Radian Group Inc Radian Group Inc 1.21% $1.8M
16 Gates Industrial Corp PLC Gates Industrial Corp PLC 1.17% $1.7M
17 United Community Banks Inc/GA United Community Banks Inc/GA 1.15% $1.7M
18 Invesco S&P SmallCap Health Care ETF Invesco S&P SmallCap Health Care ETF 1.15% $1.7M
19 Rocket Cos Inc Rocket Cos Inc 1.14% $1.7M
20 Grand Canyon Education Inc Grand Canyon Education Inc 1.13% $1.7M
21 Arcellx Inc Arcellx Inc 1.12% $1.6M
22 Silicon Laboratories Inc Silicon Laboratories Inc 1.12% $1.6M
23 Granite Construction Inc Granite Construction Inc 1.10% $1.6M
24 Archer Aviation Inc Archer Aviation Inc 1.10% $1.6M
25 Frontdoor Inc Frontdoor Inc 1.10% $1.6M
Showing top 25 of 178 equity holdings.
Chart
Seasonality
MonthAvg ReturnYears of Data
Jan +0.32% 3
Feb -0.32% 3
Mar -2.90% 3
Apr +0.14% 4
May +1.79% 4
Jun +3.70% 4
Jul +5.68% 3
Aug -1.34% 3
Sep -0.88% 3
Oct -2.53% 3
Nov +7.92% 3
Dec -0.20% 3
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators
SMA 20: $35.54
SMA 50: $34.80
SMA 200: $32.46
Current: $37.34
EMA 12: $36.08
EMA 26: $35.47
MACD: 0.6091 | Signal: 0.1375
BULLISH
ADX (14): 26.01
TREND
+DI: 74.53
−DI: 25.09
Momentum Oscillators
RSI (14): 74.82
OVERBOUGHT
Stoch %K: 100.00
Stoch %D: 100.00
Williams %R: 0.00
Volume & Volatility
BB Upper: $36.97
BB Lower: $34.11
OVERBOUGHT
OBV: 2,445
Vol SMA 20: 34
Vol ROC: 128.57%
ATR: $0.30
True Range: $0.60
HV 20: 15.1%
HV 30: 15.3%
HV 60: 14.6%

Data Summary
Data Points: 500
Last Updated: 2026-06-26T21:15:25.398000
Date Range: 2024-06-28T00:00:00 – 2026-06-26T00:00:00
AI Analysis

Choose Frenzy-Fast™ for quick analysis or Frenzy-Pro™ for comprehensive analysis.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

News
Options Activity
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Spread Scanner GPU

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
pts EXTREME
ATM — / Wing —
30 DTE / 10d
pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Beta (1Y vs SPY)
0.98
Correlation (SPY)
71.3%
0.51
Ann. Volatility
17.1%
SPY Volatility
12.5%

Moderate volatility - stock generally follows market

Beta & Alpha Over Time
Constituent Performance

Click any bar to view the full quote for that stock.

Constituents
Symbol Price 1 Day 1 Week 1 Month